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Nasdaq · USD

LKQ

LKQ CORP

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1128
SEC CIK
0001065696
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568

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 08, 2017 Filed May 10, 2017 21:00 UTC GrantCommon Stock 3,662 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-003219 · marketforms-38799.xml · nonDerivative · entry 1

MEISTER PAUL M · CIK 0001033876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,067

F1 · kind: The transaction represents an award of restricted stock units that vest with respect to 100% of the number of shares subject to the award on the earlier of (a) the one-year anniversary of the grant date, and (b) the date of the 2018 Annual Meeting of Stockholders of the Issuer.

Read SEC document
May 08, 2017 Filed May 10, 2017 21:00 UTC GrantCommon Stock 3,662 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-003218 · marketforms-38801.xml · nonDerivative · entry 1

OBRIEN JOHN F · CIK 0001201982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,661

F1 · kind: The transaction represents an award of restricted stock units that vest with respect to 100% of the number of shares subject to the award on the earlier of (a) the one-year anniversary of the grant date, and (b) the date of the 2018 Annual Meeting of Stockholders of the Issuer.

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May 08, 2017 Filed May 10, 2017 21:00 UTC GrantCommon Stock 3,662 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-003217 · marketforms-38800.xml · nonDerivative · entry 1

Subramanian Guhan · CIK 0001566809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,811

F1 · kind: The transaction represents an award of restricted stock units that vest with respect to 100% of the number of shares subject to the award on the earlier of (a) the one-year anniversary of the grant date, and (b) the date of the 2018 Annual Meeting of Stockholders of the Issuer.

Read SEC document
May 08, 2017 Filed May 10, 2017 21:00 UTC GrantCommon Stock 3,662 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-003216 · marketforms-38803.xml · nonDerivative · entry 1

ALLEN A CLINTON · CIK 0001041888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,083

F1 · kind: The transaction represents an award of restricted stock units that vest with respect to 100% of the number of shares subject to the award on the earlier of (a) the one-year anniversary of the grant date, and (b) the date of the 2018 Annual Meeting of Stockholders of the Issuer.

Read SEC document
May 08, 2017 Filed May 10, 2017 21:00 UTC GrantCommon Stock 3,662 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-003215 · marketforms-38804.xml · nonDerivative · entry 1

Hanser Robert M. · CIK 0001658842 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,214

F1 · kind: The transaction represents an award of restricted stock units that vest with respect to 100% of the number of shares subject to the award on the earlier of (a) the one-year anniversary of the grant date, and (b) the date of the 2018 Annual Meeting of Stockholders of the Issuer.

Read SEC document
May 08, 2017 Filed May 10, 2017 21:00 UTC GrantCommon Stock 3,662 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-003214 · marketforms-38805.xml · nonDerivative · entry 1

WEBSTER WILLIAM M IV · CIK 0001262866 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,222

F1 · kind: The transaction represents an award of restricted stock units that vest with respect to 100% of the number of shares subject to the award on the earlier of (a) the one-year anniversary of the grant date, and (b) the date of the 2018 Annual Meeting of Stockholders of the Issuer.

Read SEC document
May 08, 2017 Filed May 10, 2017 21:00 UTC GrantCommon Stock 5,254 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-003213 · marketforms-38797.xml · nonDerivative · entry 2

HOLSTEN JOSEPH M · CIK 0001263332 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,774

F3 · kind: The transaction represents an award of restricted stock units that vest with respect to 100% of the number of shares subject to the award on the earlier of (a) the one-year anniversary of the grant date, and (b) the date of the 2018 Annual Meeting of Stockholders of the Issuer.

Read SEC document
May 03, 2017 Filed May 10, 2017 21:00 UTC SaleCommon Stock 3,407 $31.10 $105,972.01
Disclosure

SEC source: 0001214659-17-003213 · marketforms-38797.xml · nonDerivative · entry 1

HOLSTEN JOSEPH M · CIK 0001263332 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,520

F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 plan.

F2 · price: The price reflects the weighted average sale price of the transaction reported. The price range of such transactions was $30.98 to $31.24. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.

Read SEC document
May 02, 2017 Filed May 4, 2017 21:00 UTC PurchaseCommon Stock 1,500 $31.46 $47,190.00
Disclosure

SEC source: 0001214659-17-002986 · marketforms-38725.xml · nonDerivative · entry 1

Ahluwalia Sukhpal S. · CIK 0001625870 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,500

F1 · ownership.nature: Shares held by trust in which the reporting person's three children are benficiaries and the reporting person is an excluded beneficiary.

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May 01, 2017 Filed May 3, 2017 22:00 UTC SaleCommon Stock 1,024 $31.49 $32,245.76
Disclosure

SEC source: 0001214659-17-002972 · marketforms-38726.xml · nonDerivative · entry 1

Hanser Robert M. · CIK 0001658842 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,552

F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 plan. The shares were sold to satisfy the tax withholding obligation upon the vesting of restricted stock units.

Read SEC document
April 28, 2017 Filed May 2, 2017 22:00 UTC SaleCommon Stock 50,000 $31.27 $1,563,695.00
Disclosure

SEC source: 0001214659-17-002934 · marketforms-38690.xml · nonDerivative · entry 1

ALLEN A CLINTON · CIK 0001041888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,421

F1 · price: The price reflects the weighted average sale price of the transactions reported. The price range of such transactions was $31.10 to $32.55. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.

Read SEC document
April 26, 2017 Filed Apr 28, 2017 23:00 UTC
Wagman Robert LDirector · President and CEO
SaleCommon Stock 30,000 $30.13 $904,047.00
Disclosure

SEC source: 0001214659-17-002839 · marketforms-38675.xml · nonDerivative · entry 1

Wagman Robert L · CIK 0001336075 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,380

F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 plan.

F2 · price: The price reflects the weighted average sale price of the transactions reported. The price range of such transactions was $30.00 to $30.48. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.

Read SEC document
March 30, 2017 Filed Mar 31, 2017 22:00 UTC
Zarcone Dominick PExecutive VP and CFO
Tax withholdingCommon Stock 10,614 $29.71 $315,340.88
Disclosure

SEC source: 0001214659-17-002278 · marketforms-38469.xml · nonDerivative · entry 1

Zarcone Dominick P · CIK 0001635955 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,152

F1 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount required upon the vesting of restricted stock units.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:00 UTC
Wagman Robert LDirector · President and CEO
SaleCommon Stock 20,000 $30.03 $600,500.00
Disclosure

SEC source: 0001214659-17-002060 · marketforms-38416.xml · nonDerivative · entry 1

Wagman Robert L · CIK 0001336075 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,380

F1 · price: The price reflects the weighted average sale price of the transactions reported. The price range of such transactions was $30.00 to $30.235. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 23:00 UTC
CASINI VICTOR MSenior VP and General Counsel
SaleCommon Stock 25,000 $30.12 $753,025.00
Disclosure

SEC source: 0001214659-17-002035 · marketforms-38393.xml · nonDerivative · entry 1

CASINI VICTOR M · CIK 0001262862 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 182,766

F1 · price: The price reflects the weighted average sale price of the transactions reported. The price range of such transactions was $30.095 to $30.165. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 00:00 UTC
Quinn John SEVP and Managing Dir., Europe
SaleCommon Stock 8,522 $31.67 $269,868.73
Disclosure

SEC source: 0001214659-17-001502 · marketforms-38062.xml · nonDerivative · entry 2

Quinn John S · CIK 0001380533 · EVP and Managing Dir., Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,675

F2 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 plan.

F3 · price: The price reflects the weighted average sale price of the transactions reported. The price range of such transactions was $31.55 to $31.88. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 00:00 UTC
Quinn John SEVP and Managing Dir., Europe
Tax withholdingCommon Stock 5,554 $31.61 $175,548.06
Disclosure

SEC source: 0001214659-17-001502 · marketforms-38062.xml · nonDerivative · entry 1

Quinn John S · CIK 0001380533 · EVP and Managing Dir., Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,197

F1 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount required upon the vesting of restricted stock units.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 17:00 UTC
McKay Matthew JSVP of Human Resources
Tax withholdingCommon Stock 183 $31.61 $5,784.17
Disclosure

SEC source: 0001214659-17-001400 · marketforms-38061.xml · nonDerivative · entry 1

McKay Matthew J · CIK 0001675779 · SVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,084

F1 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount required upon the vesting of restricted stock units.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 17:00 UTC
Zarcone Dominick PExecutive VP and CFO
Tax withholdingCommon Stock 4,989 $31.61 $157,689.82
Disclosure

SEC source: 0001214659-17-001399 · marketforms-38063.xml · nonDerivative · entry 1

Zarcone Dominick P · CIK 0001635955 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,766

F1 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount required upon the vesting of restricted stock units.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 17:00 UTC
Brooks Ash TSVP -- CIO
Tax withholdingCommon Stock 367 $31.61 $11,599.95
Disclosure

SEC source: 0001214659-17-001398 · marketforms-38056.xml · nonDerivative · entry 1

Brooks Ash T · CIK 0001673744 · SVP -- CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,272

F1 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount required upon the vesting of restricted stock units.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 17:00 UTC
Wagman Robert LDirector · President and CEO
Tax withholdingCommon Stock 9,525 $31.61 $301,061.44
Disclosure

SEC source: 0001214659-17-001397 · marketforms-38055.xml · nonDerivative · entry 1

Wagman Robert L · CIK 0001336075 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,380

F1 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount required upon the vesting of restricted stock units.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 17:00 UTC
CASINI VICTOR MSenior VP and General Counsel
Tax withholdingCommon Stock 4,469 $31.61 $141,253.92
Disclosure

SEC source: 0001214659-17-001396 · marketforms-38057.xml · nonDerivative · entry 1

CASINI VICTOR M · CIK 0001262862 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,230

F1 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount required upon the vesting of restricted stock units.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 17:00 UTC
Hanley Walter PSenior VP of Development
Tax withholdingCommon Stock 5,090 $31.61 $160,882.18
Disclosure

SEC source: 0001214659-17-001394 · marketforms-38059.xml · nonDerivative · entry 1

Hanley Walter P · CIK 0001336113 · Senior VP of Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,478

F1 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount required upon the vesting of restricted stock units.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 17:00 UTC
Clark Michael S.VP of Finance and Controller
Tax withholdingCommon Stock 1,021 $31.61 $32,271.26
Disclosure

SEC source: 0001214659-17-001395 · marketforms-38058.xml · nonDerivative · entry 1

Clark Michael S. · CIK 0001514557 · VP of Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,885

F1 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount required upon the vesting of restricted stock units.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 17:00 UTC
Jude Justin LSVP Ops -- Wholesale Parts
Tax withholdingCommon Stock 1,359 $31.61 $42,954.59
Disclosure

SEC source: 0001214659-17-001393 · marketforms-38060.xml · nonDerivative · entry 1

Jude Justin L · CIK 0001648327 · SVP Ops -- Wholesale Parts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,285

F1 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount required upon the vesting of restricted stock units.

Read SEC document
February 02, 2017 Filed Jun 2, 2017 17:00 UTC
Brooks Ash TSVP -- CIO
GrantCommon Stock 2,020 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-003803 · marketforms-38968.xml · nonDerivative · entry 1

Brooks Ash T · CIK 0001673744 · SVP -- CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,292

F1 · kind: The transaction represents an award of restricted stock units that are subject to two vesting conditions, each of which must be satisfied: (a) time-based vesting equal to 16.67% of the number of restricted stock units subject to the award on July 14, 2017 and on each six-month anniversary of July 14, 2017; and (b) a performance-based condition of positive fully-diluted earnings per share of the Company (subject to adjustment for certain extraordinary items) for any of the first five fiscal years ending after the grant date. If and when the performance-based condition is met, all restricted stock units that had previously met the time-based vesting condition will vest immediately and the remaining restricted stock units will vest according to the remaining schedule of the time-based condition. If the performance-based condition is not met, all restricted stock units will be forfeited.

Read SEC document
January 19, 2017 Filed Jan 20, 2017 22:00 UTC
Quinn John SEVP and Managing Dir., Europe
SaleCommon Stock 2,909 $31.56 $91,799.60
Disclosure

SEC source: 0001214659-17-000403 · marketforms-37634.xml · nonDerivative · entry 2

Quinn John S · CIK 0001380533 · EVP and Managing Dir., Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,751

F1 · kind: The sales reported on this Form 4 were effected pursuant to a 10b5-1 plan.

F3 · price: The price reflects the weighted average sale price of the transaction reported. The price range of such transactions was $31.39 to $31.89. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.

Read SEC document
January 18, 2017 Filed Jan 20, 2017 22:00 UTC
Quinn John SEVP and Managing Dir., Europe
SaleCommon Stock 13,467 $31.72 $427,143.61
Disclosure

SEC source: 0001214659-17-000403 · marketforms-37634.xml · nonDerivative · entry 1

Quinn John S · CIK 0001380533 · EVP and Managing Dir., Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,660

F1 · kind: The sales reported on this Form 4 were effected pursuant to a 10b5-1 plan.

F2 · price: The price reflects the weighted average sale price of the transaction reported. The price range of such transactions was $31.47 to $31.85. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 02:16 UTC
Jude Justin LSVP Ops -- Wholesale Parts
Tax withholdingCommon Stock 1,185 $31.62 $37,475.51
Disclosure

SEC source: 0001214659-17-000354 · marketforms-37624.xml · nonDerivative · entry 2

Jude Justin L · CIK 0001648327 · SVP Ops -- Wholesale Parts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,644

F2 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount required upon the vesting of restricted stock units.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 02:17 UTC
Quinn John SEVP and Managing Dir., Europe
Tax withholdingCommon Stock 6,165 $31.62 $194,967.51
Disclosure

SEC source: 0001214659-17-000357 · marketforms-37618.xml · nonDerivative · entry 2

Quinn John S · CIK 0001380533 · EVP and Managing Dir., Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,127

F2 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount required upon the vesting of restricted stock units.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 02:17 UTC
McKay Matthew JSVP of Human Resources
Tax withholdingCommon Stock 704 $31.62 $22,263.93
Disclosure

SEC source: 0001214659-17-000356 · marketforms-37626.xml · nonDerivative · entry 2

McKay Matthew J · CIK 0001675779 · SVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,267

F2 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount required upon the vesting of restricted stock units.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 02:16 UTC
Brooks Ash TSVP -- CIO
Tax withholdingCommon Stock 594 $31.62 $18,785.19
Disclosure

SEC source: 0001214659-17-000355 · marketforms-37625.xml · nonDerivative · entry 2

Brooks Ash T · CIK 0001673744 · SVP -- CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,639

F2 · kind: The transaction represents shares withheld by the issuer to pay the tax withholding amount required upon the vesting of restricted stock units.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 02:15 UTC
CASINI VICTOR MSenior VP and General Counsel
Tax withholdingCommon Stock 9,502 $31.62 $300,499.80
Disclosure

SEC source: 0001214659-17-000352 · marketforms-37622.xml · nonDerivative · entry 2

CASINI VICTOR M · CIK 0001262862 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,699

F2 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount required upon the vesting of restricted stock units.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 02:15 UTC
Hanley Walter PSenior VP of Development
Tax withholdingCommon Stock 6,633 $31.62 $209,767.96
Disclosure

SEC source: 0001214659-17-000351 · marketforms-37619.xml · nonDerivative · entry 2

Hanley Walter P · CIK 0001336113 · Senior VP of Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,568

F2 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount required upon the vesting of restricted stock units.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 02:15 UTC
Wagman Robert LDirector · President and CEO
Tax withholdingCommon Stock 14,468 $31.62 $457,549.05
Disclosure

SEC source: 0001214659-17-000350 · marketforms-37620.xml · nonDerivative · entry 2

Wagman Robert L · CIK 0001336075 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,905

F2 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount required upon the vesting of restricted stock units.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 02:14 UTC
Clark Michael S.VP of Finance and Controller
Tax withholdingCommon Stock 1,429 $31.62 $45,191.98
Disclosure

SEC source: 0001214659-17-000349 · marketforms-37621.xml · nonDerivative · entry 2

Clark Michael S. · CIK 0001514557 · VP of Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,906

F2 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount required upon the vesting of restricted stock units.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 22:09 UTC SaleCommon Stock 3,520 $31.61 $111,259.81
Disclosure

SEC source: 0001214659-17-000343 · marketforms-37617.xml · nonDerivative · entry 1

HOLSTEN JOSEPH M · CIK 0001263332 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,927

F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 plan. The shares were sold to satisfy the tax withholding obligation upon the vesting of restricted stock units.

F2 · price: The price reflects the weighted average sale price of the transactions reported. The price range of such transactions was $31.45 to $31.795. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.

Read SEC document
January 13, 2017 Filed Jan 19, 2017 02:16 UTC
Jude Justin LSVP Ops -- Wholesale Parts
GrantCommon Stock 12,641 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-000354 · marketforms-37624.xml · nonDerivative · entry 1

Jude Justin L · CIK 0001648327 · SVP Ops -- Wholesale Parts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,829

F1 · kind: The transaction represents an award of restricted stock units that are subject to two vesting conditions, each of which must be satisfied: (a) time-based vesting equal to 16.67% of the number of restricted stock units subject to the award on July 14, 2017 and on each six-month anniversary of July 14, 2017; and (b) a performance-based condition of positive fully-diluted earnings per share of the Company (subject to adjustment for certain extraordinary items) for any of the first five fiscal years ending after the grant date. If and when the performance-based condition is met, all restricted stock units that had previously met the time-based vesting condition will vest immediately and the remaining restricted stock units will vest according to the remaining schedule of the time-based condition. If the performance-based condition is not met, all restricted stock units will be forfeited.

Read SEC document
January 13, 2017 Filed Jan 19, 2017 02:41 UTC
Zarcone Dominick PExecutive VP and CFO
GrantCommon Stock 37,105 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-000359 · marketforms-37623.xml · nonDerivative · entry 1

Zarcone Dominick P · CIK 0001635955 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,596

F1 · kind: The transaction represents an award of restricted stock units that are subject to two vesting conditions, each of which must be satisfied: (a) time-based vesting equal to 16.67% of the number of restricted stock units subject to the award on July 14, 2017 and on each six-month anniversary of July 14, 2017; and (b) a performance-based condition of positive fully-diluted earnings per share of the Company (subject to adjustment for certain extraordinary items) for any of the first five fiscal years ending after the grant date. If and when the performance-based condition is met, all restricted stock units that had previously met the time-based vesting condition will vest immediately and the remaining restricted stock units will vest according to the remaining schedule of the time-based condition. If the performance-based condition is not met, all restricted stock units will be forfeited.

Read SEC document
January 13, 2017 Filed Jan 19, 2017 02:17 UTC
Quinn John SEVP and Managing Dir., Europe
GrantCommon Stock 37,105 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-000357 · marketforms-37618.xml · nonDerivative · entry 1

Quinn John S · CIK 0001380533 · EVP and Managing Dir., Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,292

F1 · kind: The transaction represents an award of restricted stock units that are subject to two vesting conditions, each of which must be satisfied: (a) time-based vesting equal to 16.67% of the number of restricted stock units subject to the award on July 14, 2017 and on each six-month anniversary of July 14, 2017; and (b) a performance-based condition of positive fully-diluted earnings per share of the Company (subject to adjustment for certain extraordinary items) for any of the first five fiscal years ending after the grant date. If and when the performance-based condition is met, all restricted stock units that had previously met the time-based vesting condition will vest immediately and the remaining restricted stock units will vest according to the remaining schedule of the time-based condition. If the performance-based condition is not met, all restricted stock units will be forfeited.

Read SEC document
January 13, 2017 Filed Jan 19, 2017 02:17 UTC
McKay Matthew JSVP of Human Resources
GrantCommon Stock 5,484 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-000356 · marketforms-37626.xml · nonDerivative · entry 1

McKay Matthew J · CIK 0001675779 · SVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,971

F1 · kind: The transaction represents an award of restricted stock units that are subject to two vesting conditions, each of which must be satisfied: (a) time-based vesting equal to 16.67% of the number of restricted stock units subject to the award on July 14, 2017 and on each six-month anniversary of July 14, 2017; and (b) a performance-based condition of positive fully-diluted earnings per share of the Company (subject to adjustment for certain extraordinary items) for any of the first five fiscal years ending after the grant date. If and when the performance-based condition is met, all restricted stock units that had previously met the time-based vesting condition will vest immediately and the remaining restricted stock units will vest according to the remaining schedule of the time-based condition. If the performance-based condition is not met, all restricted stock units will be forfeited.

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January 13, 2017 Filed Jan 19, 2017 02:16 UTC
Brooks Ash TSVP -- CIO
GrantCommon Stock 3,972 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-000355 · marketforms-37625.xml · nonDerivative · entry 1

Brooks Ash T · CIK 0001673744 · SVP -- CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,233

F1 · kind: The transaction represents an award of restricted stock units that are subject to two vesting conditions, each of which must be satisfied: (a) time-based vesting equal to 16.67% of the number of restricted stock units subject to the award on July 14, 2017 and on each six-month anniversary of July 14, 2017; and (b) a performance-based condition of positive fully-diluted earnings per share of the Company (subject to adjustment for certain extraordinary items) for any of the first five fiscal years ending after the grant date. If and when the performance-based condition is met, all restricted stock units that had previously met the time-based vesting condition will vest immediately and the remaining restricted stock units will vest according to the remaining schedule of the time-based condition. If the performance-based condition is not met, all restricted stock units will be forfeited.

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January 13, 2017 Filed Jan 19, 2017 02:15 UTC
CASINI VICTOR MSenior VP and General Counsel
GrantCommon Stock 25,779 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-000352 · marketforms-37622.xml · nonDerivative · entry 1

CASINI VICTOR M · CIK 0001262862 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,201

F1 · kind: The transaction represents an award of restricted stock units that are subject to two vesting conditions, each of which must be satisfied: (a) time-based vesting equal to 16.67% of the number of restricted stock units subject to the award on July 14, 2017 and on each six-month anniversary of July 14, 2017; and (b) a performance-based condition of positive fully-diluted earnings per share of the Company (subject to adjustment for certain extraordinary items) for any of the first five fiscal years ending after the grant date. If and when the performance-based condition is met, all restricted stock units that had previously met the time-based vesting condition will vest immediately and the remaining restricted stock units will vest according to the remaining schedule of the time-based condition. If the performance-based condition is not met, all restricted stock units will be forfeited.

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January 13, 2017 Filed Jan 19, 2017 02:15 UTC
Hanley Walter PSenior VP of Development
GrantCommon Stock 33,798 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-000351 · marketforms-37619.xml · nonDerivative · entry 1

Hanley Walter P · CIK 0001336113 · Senior VP of Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,201

F1 · kind: The transaction represents an award of restricted stock units that are subject to two vesting conditions, each of which must be satisfied: (a) time-based vesting equal to 16.67% of the number of restricted stock units subject to the award on July 14, 2017 and on each six-month anniversary of July 14, 2017; and (b) a performance-based condition of positive fully-diluted earnings per share of the Company (subject to adjustment for certain extraordinary items) for any of the first five fiscal years ending after the grant date. If and when the performance-based condition is met, all restricted stock units that had previously met the time-based vesting condition will vest immediately and the remaining restricted stock units will vest according to the remaining schedule of the time-based condition. If the performance-based condition is not met, all restricted stock units will be forfeited.

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January 13, 2017 Filed Jan 19, 2017 02:15 UTC
Wagman Robert LDirector · President and CEO
GrantCommon Stock 52,917 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-000350 · marketforms-37620.xml · nonDerivative · entry 1

Wagman Robert L · CIK 0001336075 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,373

F1 · kind: The transaction represents an award of restricted stock units that are subject to two vesting conditions, each of which must be satisfied: (a) time-based vesting equal to 16.67% of the number of restricted stock units subject to the award on July 14, 2017 and on each six-month anniversary of July 14, 2017; and (b) a performance-based condition of positive fully-diluted earnings per share of the Company (subject to adjustment for certain extraordinary items) for any of the first five fiscal years ending after the grant date. If and when the performance-based condition is met, all restricted stock units that had previously met the time-based vesting condition will vest immediately and the remaining restricted stock units will vest according to the remaining schedule of the time-based condition. If the performance-based condition is not met, all restricted stock units will be forfeited.

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January 13, 2017 Filed Jan 19, 2017 02:14 UTC
Clark Michael S.VP of Finance and Controller
GrantCommon Stock 8,655 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-000349 · marketforms-37621.xml · nonDerivative · entry 1

Clark Michael S. · CIK 0001514557 · VP of Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,335

F1 · kind: The transaction represents an award of restricted stock units that are subject to two vesting conditions, each of which must be satisfied: (a) time-based vesting equal to 16.67% of the number of restricted stock units subject to the award on July 14, 2017 and on each six-month anniversary of July 14, 2017; and (b) a performance-based condition of positive fully-diluted earnings per share of the Company (subject to adjustment for certain extraordinary items) for any of the first five fiscal years ending after the grant date. If and when the performance-based condition is met, all restricted stock units that had previously met the time-based vesting condition will vest immediately and the remaining restricted stock units will vest according to the remaining schedule of the time-based condition. If the performance-based condition is not met, all restricted stock units will be forfeited.

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January 03, 2017 Filed Jan 5, 2017 19:00 UTC
CASINI VICTOR MSenior VP and General Counsel
Exercise / conversionEmployee Stock Option (right to buy)(01/12/2007 grant) · Derivative 60,000 $0.00 Strike: $5.03 $0.00
Disclosure

SEC source: 0001214659-17-000115 · marketforms-37521.xml · derivative · entry 4

CASINI VICTOR M · CIK 0001262862 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,000 shares

Expires 2017-01-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is exercisable with respect to 10% of the number of shares subject to the option on each six month anniversary of the grant.

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January 03, 2017 Filed Jan 5, 2017 19:00 UTC
CASINI VICTOR MSenior VP and General Counsel
Tax withholdingCommon Stock 18,928 $30.98 $586,349.69
Disclosure

SEC source: 0001214659-17-000115 · marketforms-37521.xml · nonDerivative · entry 2

CASINI VICTOR M · CIK 0001262862 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,422

F1 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount and the exercise price required upon the exercise of the stock options.

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January 03, 2017 Filed Jan 5, 2017 19:00 UTC
CASINI VICTOR MSenior VP and General Counsel
Exercise / conversionCommon Stock 60,000 $5.03 $301,728.00
Disclosure

SEC source: 0001214659-17-000115 · marketforms-37521.xml · nonDerivative · entry 1

CASINI VICTOR M · CIK 0001262862 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 29, 2016 Filed Feb 14, 2017 15:00 UTC GiftCommon Stock 9,555 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-001075 · marketforms-37837.xml · nonDerivative · entry 3

WEBSTER WILLIAM M IV · CIK 0001262866 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,560

F1 · balance_after: The number of shares includes 3,600 shares that were previously reported as being indirectly held by the reporting person through a family limited partnership, which has been dissolved.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.