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Nasdaq · USD

LKFN

LAKELAND FINANCIAL CORP

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Tapewire entity
4705
SEC CIK
0000721994
Parsed reports
1,121

Last 12 months

Inside the activity.

3 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202615
Mar 202620
Apr 202600
May 202604
Jun 202600
Jul 202601
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 05, 2017 Filed May 8, 2017 17:18 UTC GrantPhantom Stock · Derivative 3 $45.31 $135.92
Disclosure

SEC source: 0001127602-17-017217 · form4.xml · derivative · entry 2

PICHON EMILY E · CIK 0001189410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 751

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit exersises into 1 share of Common Stock.

F2 · derivative.exercise_date: Phantom stock is exercisable after the directors' retirement as a Board member.

F3 · derivative.expiration_date: Phantom shares expire after the directors' retirement as a Board member.

Read SEC document
May 05, 2017 Filed May 8, 2017 17:37 UTC GrantPhantom Stock · Derivative 207 $45.31 $9,378.74
Disclosure

SEC source: 0001127602-17-017225 · form4.xml · derivative · entry 4

WELCH M SCOTT · CIK 0001189422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,736

Underlying: Common Stock · 207 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit exersises into 1 share of Common Stock.

F2 · derivative.exercise_date: Phantom stock is exercisable after the directors' retirement as a Board member.

F3 · derivative.expiration_date: Phantom shares expire after the directors' retirement as a Board member.

Read SEC document
May 05, 2017 Filed May 8, 2017 17:32 UTC
Truex RonaldDirector
GrantPhantom Stock · Derivative 57 $45.31 $2,582.55
Disclosure

SEC source: 0001127602-17-017223 · form4.xml · derivative · entry 4

Truex Ronald · CIK 0001503452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,713

Underlying: Common Stock · 57 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phontom stock unit exersises into 1 share of Common Stock.

F2 · derivative.exercise_date: Phantom stock is exercisable after the directors' retirement as a Board member.

F3 · derivative.expiration_date: Phantom shares expire after the directors' retirement as a Board member.

Read SEC document
May 05, 2017 Filed May 8, 2017 17:27 UTC GrantPhantom Stock · Derivative 42 $45.31 $1,902.93
Disclosure

SEC source: 0001127602-17-017221 · form4.xml · derivative · entry 2

Toothaker Bradley J · CIK 0001532431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,773

Underlying: Common Stock · 42 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit exercises into 1 share of Common Stock.

F2 · derivative.exercise_date: Phantom stock is exercisableafter the directors' retirement as a Board member.

F3 · derivative.expiration_date: Phanton shares expire after the directors' retirement as a Board member.

Read SEC document
May 05, 2017 Filed May 8, 2017 17:23 UTC GrantPhantom Stock · Derivative 51 $45.31 $2,310.70
Disclosure

SEC source: 0001127602-17-017219 · form4.xml · derivative · entry 3

Smith Brian J · CIK 0001525177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,509

Underlying: Common Stock · 51 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit exercises into 1 share of common Stock.

F2 · derivative.exercise_date: Phantom stock is exercisable after the directors' retirement as a Board member.

F3 · derivative.expiration_date: Phantom shares expire after the directors' retirement as a Board member.

Read SEC document
May 05, 2017 Filed May 8, 2017 17:14 UTC
HIATT THOMASDirector
GrantPhantom Stock · Derivative 99 $45.31 $4,485.48
Disclosure

SEC source: 0001127602-17-017214 · form4.xml · derivative · entry 3

HIATT THOMAS · CIK 0001241072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,485

Underlying: Common Stock · 99 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit exersises into 1 share of Common Stock.

F2 · derivative.exercise_date: Phantom stock is exercisable after the directors' retirement as a Board member.

F3 · derivative.expiration_date: Phantom shares expire after the directors' retirement as a Board member.

Read SEC document
May 05, 2017 Filed May 8, 2017 17:10 UTC GrantPhantom Stock · Derivative 58 $45.31 $2,627.86
Disclosure

SEC source: 0001127602-17-017211 · form4.xml · derivative · entry 2

Evans Daniel F · CIK 0001501553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,995

Underlying: Common Stock · 58 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom stock unit exercises into 1 share of common Stock.

F2 · derivative.exercise_date: Phantom stock is exercisable after the directors' retirement as a Board member.

F3 · derivative.expiration_date: Phantom shares expire after the directors' retirement as a Board member.

Read SEC document
May 05, 2017 Filed May 8, 2017 17:06 UTC GrantPhantom Stock · Derivative 43 $45.31 $1,948.24
Disclosure

SEC source: 0001127602-17-017208 · form4.xml · derivative · entry 2

Augsburger Blake · CIK 0001380659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,896

Underlying: Common Stock · 43 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit exercises into 1 share of Common Stock.

F2 · derivative.exercise_date: Phantom Stock is exercisable after the directors' retirement as a Board member.

F3 · derivative.expiration_date: Phantom shares expire after the directors' retirement as a Board member.

Read SEC document
May 05, 2017 Filed Jun 21, 2017 20:17 UTC OtherCommon Stock 85 $45.58 $3,874.05
Disclosure

SEC source: 0001127602-17-021979 · form4.xml · nonDerivative · entry 1

Smith Brian J · CIK 0001525177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,799

F1 · kind: Dividend Reinvestment for 2017.

Read SEC document
May 01, 2017 Filed May 2, 2017 12:25 UTC SaleCommon Stock 900 $45.94 $41,346.90
Disclosure

SEC source: 0001127602-17-016197 · form4.xml · nonDerivative · entry 2

Gavin Michael E · CIK 0001525213 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Read SEC document
May 01, 2017 Filed May 2, 2017 12:25 UTC SaleCommon Stock 2,100 $45.94 $96,474.21
Disclosure

SEC source: 0001127602-17-016197 · form4.xml · nonDerivative · entry 1

Gavin Michael E · CIK 0001525213 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,400

Read SEC document
April 16, 2017 Filed Apr 18, 2017 17:16 UTC Exercise / conversionRestricted Stock Units · Derivative 4,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-014884 · form4.xml · derivative · entry 4

O'Neill Lisa M · CIK 0001605993 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,500 shares

Expires 2017-04-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit exercises into 1 share of Common Stock.

F2 · derivative.expiration_date: Restricted Stock Unit awards are a conditional promise to transfer a share at a specific futurue date and do not have an expiration date.

Read SEC document
April 16, 2017 Filed Apr 18, 2017 17:16 UTC Tax withholdingCommon Stock 1,834 $41.73 $76,532.82
Disclosure

SEC source: 0001127602-17-014884 · form4.xml · nonDerivative · entry 2

O'Neill Lisa M · CIK 0001605993 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,794

Read SEC document
April 16, 2017 Filed Apr 18, 2017 17:16 UTC Exercise / conversionCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-014884 · form4.xml · nonDerivative · entry 1

O'Neill Lisa M · CIK 0001605993 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 13, 2017 Filed Apr 18, 2017 17:18 UTC Amendment
Earls Sarah JSVP, Controller
GrantRestricted Stock Units · Derivative 1,350 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-014886 · form4a.xml · derivative · entry 2

Earls Sarah J · CIK 0001435933 · SVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,350

Underlying: Common Stock · 1,350 shares

Expires 2018-02-01

F4 · security: The Restricted Stock Units are subject to forfeiture based on corporate performance criteria.

F1 · derivative.exercise_price: Each Restricted Stock Unit exercises into 1 share of Common Stock.

F2 · date: Form amended to reflect correct grant date.

F3 · derivative.expiration_date: Restricted Stock Unit awards are a conditional promise to transfer a share at a specific futurue date and do not have an expiration date.

Read SEC document
April 13, 2017 Filed Apr 18, 2017 17:18 UTC Amendment
Earls Sarah JSVP, Controller
GrantRestricted Stock Units · Derivative 500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-014886 · form4a.xml · derivative · entry 1

Earls Sarah J · CIK 0001435933 · SVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Stock · 500 shares

Expires 2018-02-20

F1 · derivative.exercise_price: Each Restricted Stock Unit exercises into 1 share of Common Stock.

F2 · date: Form amended to reflect correct grant date.

F3 · derivative.expiration_date: Restricted Stock Unit awards are a conditional promise to transfer a share at a specific futurue date and do not have an expiration date.

Read SEC document
April 11, 2017 Filed Apr 12, 2017 19:57 UTC
Earls Sarah JSVP, Controller
GrantRestricted Stock Units · Derivative 1,350 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-014665 · form4.xml · derivative · entry 2

Earls Sarah J · CIK 0001435933 · SVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,350

Underlying: Common Stock · 1,350 shares

Expires 2018-02-01

F3 · security: The Restricted Stock Units are subject to forfeiture based on corporate performance criteria.

F1 · derivative.exercise_price: Each Restricted Stock Unit exercises into 1 share of Common Stock.

F2 · derivative.expiration_date: Restricted Stock Unit awards are a conditional promise to transfer a share at a specific futurue date and do not have an expiration date.

Read SEC document
April 11, 2017 Filed Apr 12, 2017 19:57 UTC
Earls Sarah JSVP, Controller
GrantRestricted Stock Units · Derivative 500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-014665 · form4.xml · derivative · entry 1

Earls Sarah J · CIK 0001435933 · SVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Stock · 500 shares

Expires 2018-02-20

F1 · derivative.exercise_price: Each Restricted Stock Unit exercises into 1 share of Common Stock.

F2 · derivative.expiration_date: Restricted Stock Unit awards are a conditional promise to transfer a share at a specific futurue date and do not have an expiration date.

Read SEC document
March 14, 2017 Filed Mar 21, 2017 16:13 UTC PurchaseCommon Stock 112 $44.36 $4,968.32
Disclosure

SEC source: 0001127602-17-012508 · form4.xml · nonDerivative · entry 2

Smith Brian J · CIK 0001525177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,714

Read SEC document
February 15, 2017 Filed Feb 15, 2017 20:40 UTC SaleCommon Stock 1,678 $45.40 $76,177.17
Disclosure

SEC source: 0001127602-17-006258 · form4.xml · nonDerivative · entry 1

Gavin Michael E · CIK 0001525213 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Read SEC document
February 15, 2017 Filed Feb 14, 2018 13:21 UTC
DEARDORFF KEVIN LExecutive Vice President
SaleCommon Stock 4,891 $45.50 $222,540.50
Disclosure

SEC source: 0001127602-18-005619 · form5.xml · nonDerivative · entry 1

DEARDORFF KEVIN L · CIK 0001189370 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,015

Read SEC document
February 13, 2017 Filed Feb 14, 2017 19:16 UTC
Pruitt KristinExecutive Vice President
SaleCommon Stock 2,440 $44.54 $108,677.60
Disclosure

SEC source: 0001127602-17-005903 · form4.xml · nonDerivative · entry 1

Pruitt Kristin · CIK 0001434936 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,401

Read SEC document
February 08, 2017 Filed Feb 8, 2017 21:28 UTC SaleCommon Stock 17,656 $42.80 $755,660.91
Disclosure

SEC source: 0001127602-17-004610 · form4.xml · nonDerivative · entry 1

KUBACKI MICHAEL L · CIK 0001189387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,601

Read SEC document
February 08, 2017 Filed Feb 9, 2017 15:39 UTC PurchaseCommon Stock 6,767 $42.55 $287,935.85
Disclosure

SEC source: 0001127602-17-004689 · form4.xml · nonDerivative · entry 1

WELCH M SCOTT · CIK 0001189422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,304

Read SEC document
February 07, 2017 Filed Feb 8, 2017 16:39 UTC GrantPhantom Stock · Derivative 4 $43.81 $175.24
Disclosure

SEC source: 0001127602-17-004475 · form4.xml · derivative · entry 2

PICHON EMILY E · CIK 0001189410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 748

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit exersises into 1 share of Common Stock.

F2 · derivative.exercise_date: Phantom stock is exercisable after the directors' retirement as a Board member.

F3 · derivative.expiration_date: Phantom shares expire after the directors' retirement as a Board member.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 16:15 UTC
Steiner Jonathan PSenior Vice President
SaleCommon Stock 2,115 $44.15 $93,371.75
Disclosure

SEC source: 0001127602-17-004231 · form4.xml · nonDerivative · entry 1

Steiner Jonathan P · CIK 0001525216 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Read SEC document
February 06, 2017 Filed Feb 8, 2017 17:06 UTC GrantPhantom Stock · Derivative 202 $44.57 $9,002.13
Disclosure

SEC source: 0001127602-17-004484 · form4.xml · derivative · entry 5

NIEMIER CHARLES E · CIK 0001189194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,770

Underlying: Common Stock · 202 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit exersises into 1 share of Common Stock.

F2 · derivative.exercise_date: Phantom stock is exercisable after the directors' retirement as a Board member.

F3 · derivative.expiration_date: Phantom shares expire after the directors' retirement as a Board member.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 17:06 UTC PurchaseCommon Stock 29 $44.57 $1,292.39
Disclosure

SEC source: 0001127602-17-004484 · form4.xml · nonDerivative · entry 4

NIEMIER CHARLES E · CIK 0001189194 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 13,866

Read SEC document
February 06, 2017 Filed Feb 8, 2017 17:06 UTC PurchaseCommon Stock 154 $44.57 $6,863.01
Disclosure

SEC source: 0001127602-17-004484 · form4.xml · nonDerivative · entry 3

NIEMIER CHARLES E · CIK 0001189194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,959

Read SEC document
February 06, 2017 Filed Feb 8, 2017 17:06 UTC PurchaseCommon Stock 469 $44.57 $20,900.99
Disclosure

SEC source: 0001127602-17-004484 · form4.xml · nonDerivative · entry 2

NIEMIER CHARLES E · CIK 0001189194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,805

Read SEC document
February 06, 2017 Filed Feb 8, 2017 17:06 UTC PurchaseCommon Stock 29 $44.57 $1,292.39
Disclosure

SEC source: 0001127602-17-004484 · form4.xml · nonDerivative · entry 1

NIEMIER CHARLES E · CIK 0001189194 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 13,837

Read SEC document
February 06, 2017 Filed Feb 8, 2017 17:20 UTC GrantPhantom Stock · Derivative 180 $44.57 $8,021.70
Disclosure

SEC source: 0001127602-17-004498 · form4.xml · derivative · entry 4

WELCH M SCOTT · CIK 0001189422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,529

Underlying: Common Stock · 180 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit exersises into 1 share of Common Stock.

F2 · derivative.exercise_date: Phantom stock is exercisable after the directors' retirement as a Board member.

F3 · derivative.expiration_date: Phantom shares expire after the directors' retirement as a Board member.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 17:17 UTC
Truex RonaldDirector
GrantPhantom Stock · Derivative 49 $44.57 $2,183.69
Disclosure

SEC source: 0001127602-17-004492 · form4.xml · derivative · entry 4

Truex Ronald · CIK 0001503452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,656

Underlying: Common Stock · 49 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phontom stock unit exersises into 1 share of Common Stock.

F2 · derivative.exercise_date: Phantom stock is exercisable after the directors' retirement as a Board member.

F3 · derivative.expiration_date: Phantom shares expire after the directors' retirement as a Board member.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 17:13 UTC GrantPhantom Stock · Derivative 37 $44.57 $1,648.91
Disclosure

SEC source: 0001127602-17-004490 · form4.xml · derivative · entry 2

Toothaker Bradley J · CIK 0001532431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,731

Underlying: Common Stock · 37 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit exercises into 1 share of Common Stock.

F2 · derivative.exercise_date: Phantom stock is exercisableafter the directors' retirement as a Board member.

F3 · derivative.expiration_date: Phanton shares expire after the directors' retirement as a Board member.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 17:10 UTC GrantPhantom Stock · Derivative 44 $44.57 $1,960.86
Disclosure

SEC source: 0001127602-17-004487 · form4.xml · derivative · entry 3

Smith Brian J · CIK 0001525177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,458

Underlying: Common Stock · 44 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit exercises into 1 share of common Stock.

F2 · derivative.exercise_date: Phantom stock is exercisable after the directors' retirement as a Board member.

F3 · derivative.expiration_date: Phantom shares expire after the directors' retirement as a Board member.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 17:00 UTC
HIATT THOMASDirector
GrantPhantom Stock · Derivative 86 $44.57 $3,832.59
Disclosure

SEC source: 0001127602-17-004481 · form4.xml · derivative · entry 3

HIATT THOMAS · CIK 0001241072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,386

Underlying: Common Stock · 86 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit exersises into 1 share of Common Stock.

F2 · derivative.exercise_date: Phantom stock is exercisable after the directors' retirement as a Board member.

F3 · derivative.expiration_date: Phantom shares expire after the directors' retirement as a Board member.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 16:48 UTC GrantPhantom Stock · Derivative 50 $44.57 $2,228.25
Disclosure

SEC source: 0001127602-17-004479 · form4.xml · derivative · entry 2

Evans Daniel F · CIK 0001501553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,937

Underlying: Common Stock · 50 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom stock unit exercises into 1 share of common Stock.

F2 · derivative.exercise_date: Phantom stock is exercisable after the directors' retirement as a Board member.

F3 · derivative.expiration_date: Phantom shares expire after the directors' retirement as a Board member.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 16:44 UTC GrantPhantom Stock · Derivative 37 $44.57 $1,648.91
Disclosure

SEC source: 0001127602-17-004477 · form4.xml · derivative · entry 2

Augsburger Blake · CIK 0001380659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,853

Underlying: Common Stock · 37 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit exercises into 1 share of Common Stock.

F2 · derivative.exercise_date: Phantom Stock is exercisable after the directors' retirement as a Board member.

F3 · derivative.expiration_date: Phantom shares expire after the directors' retirement as a Board member.

Read SEC document
February 06, 2017 Filed Mar 21, 2017 16:13 UTC OtherCommon Stock 74 $44.57 $3,298.17
Disclosure

SEC source: 0001127602-17-012508 · form4.xml · nonDerivative · entry 1

Smith Brian J · CIK 0001525177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,602

F1 · kind: Dividend reinvestment for 2016.

Read SEC document
January 30, 2017 Filed Jan 31, 2017 20:40 UTC
Steiner Jonathan PSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,355 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-003083 · form4.xml · derivative · entry 4

Steiner Jonathan P · CIK 0001525216 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,355 shares

Expires 2017-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Restricted Stock Units are subject to forfeiture based on corporate performance criteria.

F2 · derivative.exercise_price: Each Restricted Stock Unit exercises into 1 share of Common Stock.

F3 · derivative.expiration_date: Restricted Stock Unit awards are a conditional promise to transfer a share at a specific futurue date and do not have an expiration date.

Read SEC document
January 30, 2017 Filed Jan 31, 2017 20:40 UTC
Steiner Jonathan PSenior Vice President
Tax withholdingCommon Stock 1,740 $45.72 $79,552.80
Disclosure

SEC source: 0001127602-17-003083 · form4.xml · nonDerivative · entry 2

Steiner Jonathan P · CIK 0001525216 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,115

Read SEC document
January 30, 2017 Filed Jan 31, 2017 20:40 UTC
Steiner Jonathan PSenior Vice President
Exercise / conversionCommon Stock 5,355 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-003083 · form4.xml · nonDerivative · entry 1

Steiner Jonathan P · CIK 0001525216 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2017 Filed Jan 31, 2017 20:03 UTC Exercise / conversionRestricted Stock Units · Derivative 7,140 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-003058 · form4.xml · derivative · entry 4

O'Neill Lisa M · CIK 0001605993 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,140 shares

Expires 2017-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Restricted Stock Units are subject to forfeiture based on corporate performance criteria.

F2 · derivative.exercise_price: Each Restricted Stock Unit exercises into 1 share of Common Stock.

F3 · derivative.expiration_date: Restricted Stock Unit awards are a conditional promise to transfer a share at a specific futurue date and do not have an expiration date.

F4 · derivative.underlying_shares: Shares adjusted due to performance criteria.

Read SEC document
January 30, 2017 Filed Jan 31, 2017 20:03 UTC Tax withholdingCommon Stock 2,262 $45.72 $103,418.64
Disclosure

SEC source: 0001127602-17-003058 · form4.xml · nonDerivative · entry 2

O'Neill Lisa M · CIK 0001605993 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,128

Read SEC document
January 30, 2017 Filed Jan 31, 2017 20:03 UTC Exercise / conversionCommon Stock 7,140 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-003058 · form4.xml · nonDerivative · entry 1

O'Neill Lisa M · CIK 0001605993 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2017 Filed Jan 31, 2017 20:49 UTC
BARTMAN TERESA ASVP - Finance & Controller
Exercise / conversionRestricted Stock Units · Derivative 1,785 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-003089 · form4.xml · derivative · entry 4

BARTMAN TERESA A · CIK 0001189362 · SVP - Finance & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,785 shares

Expires 2017-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Restricted Stock Units are subject to forfeiture based on corporate performance criteria.

F2 · derivative.exercise_price: Each Restricted Stock Unit exercises into 1 share of Common Stock.

F3 · derivative.expiration_date: Restricted Stock Unit awards are a conditional promise to transfer a share at a specific futurue date and do not have an expiration date.

F4 · derivative.underlying_shares: Shares adjusted due to performance criteria.

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January 30, 2017 Filed Jan 31, 2017 20:49 UTC
BARTMAN TERESA ASVP - Finance & Controller
Tax withholdingCommon Stock 658 $45.72 $30,083.76
Disclosure

SEC source: 0001127602-17-003089 · form4.xml · nonDerivative · entry 2

BARTMAN TERESA A · CIK 0001189362 · SVP - Finance & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,517

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January 30, 2017 Filed Jan 31, 2017 20:49 UTC
BARTMAN TERESA ASVP - Finance & Controller
Exercise / conversionCommon Stock 1,785 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-003089 · form4.xml · nonDerivative · entry 1

BARTMAN TERESA A · CIK 0001189362 · SVP - Finance & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 30, 2017 Filed Jan 31, 2017 20:36 UTC
DE BATTY JILL ASenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,355 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-003080 · form4.xml · derivative · entry 3

DE BATTY JILL A · CIK 0001189380 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,355 shares

Expires 2017-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Restricted Stock Units are subject to forfeiture based on corporate performance criteria.

F2 · derivative.exercise_price: Each Restricted Stock Unit exercises into 1 share of Common Stock.

F3 · derivative.expiration_date: Restricted Stock Unit awards are a conditional promise to transfer a share at a specific futurue date and do not have an expiration date.

F4 · derivative.underlying_shares: Shares adjusted due to performance criteria.

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January 30, 2017 Filed Jan 31, 2017 20:36 UTC
DE BATTY JILL ASenior Vice President
Tax withholdingCommon Stock 1,755 $45.72 $80,238.60
Disclosure

SEC source: 0001127602-17-003080 · form4.xml · nonDerivative · entry 2

DE BATTY JILL A · CIK 0001189380 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,532

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.