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Nasdaq · USD

LKFN

LAKELAND FINANCIAL CORP

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Tapewire entity
4705
SEC CIK
0000721994
Parsed reports
1,121

Last 12 months

Inside the activity.

3 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202615
Mar 202620
Apr 202600
May 202604
Jun 202600
Jul 202601
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 06, 2018 Filed Feb 7, 2018 14:00 UTC
Steiner Jonathan PSenior Vice President
SaleCommon Stock 360 $45.95 $16,542.90
Disclosure

SEC source: 0001127602-18-004442 · form4.xml · nonDerivative · entry 1

Steiner Jonathan P · CIK 0001525216 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,600

Read SEC document
February 05, 2018 Filed Feb 6, 2018 13:37 UTC GrantPhantom Stock · Derivative 4 $48.31 $193.23
Disclosure

SEC source: 0001127602-18-004196 · form4.xml · derivative · entry 2

PICHON EMILY E · CIK 0001189410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 762

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit exersises into 1 share of Common Stock.

F2 · derivative.exercise_date: Phantom stock is exercisable after the directors' retirement as a Board member.

F3 · derivative.expiration_date: Phantom shares expire after the directors' retirement as a Board member.

Read SEC document
February 05, 2018 Filed Feb 6, 2018 14:05 UTC GrantPhantom Stock · Derivative 200 $48.31 $9,661.38
Disclosure

SEC source: 0001127602-18-004205 · form4.xml · derivative · entry 5

WELCH M SCOTT · CIK 0001189422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,243

Underlying: Common Stock · 200 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit exersises into 1 share of Common Stock.

F2 · derivative.exercise_date: Phantom stock is exercisable after the directors' retirement as a Board member.

F3 · derivative.expiration_date: Phantom shares expire after the directors' retirement as a Board member.

Read SEC document
February 05, 2018 Filed Feb 6, 2018 13:53 UTC GrantPhantom Stock · Derivative 44 $48.31 $2,125.50
Disclosure

SEC source: 0001127602-18-004201 · form4.xml · derivative · entry 2

Toothaker Bradley J · CIK 0001532431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,746

Underlying: Common Stock · 44 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit exercises into 1 share of Common Stock.

F2 · derivative.exercise_date: Phantom stock is exercisableafter the directors' retirement as a Board member.

F3 · derivative.expiration_date: Phanton shares expire after the directors' retirement as a Board member.

Read SEC document
February 05, 2018 Filed Feb 6, 2018 13:58 UTC
Truex RonaldDirector
GrantPhantom Stock · Derivative 58 $48.31 $2,801.80
Disclosure

SEC source: 0001127602-18-004203 · form4.xml · derivative · entry 4

Truex Ronald · CIK 0001503452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,768

Underlying: Common Stock · 58 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phontom stock unit exersises into 1 share of Common Stock.

F2 · derivative.exercise_date: Phantom stock is exercisable after the directors' retirement as a Board member.

F3 · derivative.expiration_date: Phantom shares expire after the directors' retirement as a Board member.

Read SEC document
February 05, 2018 Filed Feb 6, 2018 13:41 UTC GrantPhantom Stock · Derivative 53 $48.31 $2,560.27
Disclosure

SEC source: 0001127602-18-004198 · form4.xml · derivative · entry 3

Smith Brian J · CIK 0001525177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,760

Underlying: Common Stock · 53 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit exercises into 1 share of common Stock.

F2 · derivative.exercise_date: Phantom stock is exercisable after the directors' retirement as a Board member.

F3 · derivative.expiration_date: Phantom shares expire after the directors' retirement as a Board member.

Read SEC document
February 05, 2018 Filed Feb 6, 2018 13:33 UTC
HIATT THOMASDirector
GrantPhantom Stock · Derivative 99 $48.31 $4,782.38
Disclosure

SEC source: 0001127602-18-004194 · form4.xml · derivative · entry 3

HIATT THOMAS · CIK 0001241072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,769

Underlying: Common Stock · 99 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit exersises into 1 share of Common Stock.

F2 · derivative.exercise_date: Phantom stock is exercisable after the directors' retirement as a Board member.

F3 · derivative.expiration_date: Phantom shares expire after the directors' retirement as a Board member.

Read SEC document
February 05, 2018 Filed Feb 6, 2018 13:28 UTC GrantPhantom Stock · Derivative 59 $48.31 $2,850.11
Disclosure

SEC source: 0001127602-18-004192 · form4.xml · derivative · entry 2

Evans Daniel F · CIK 0001501553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,076

Underlying: Common Stock · 59 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom stock unit exercises into 1 share of common Stock.

F2 · derivative.exercise_date: Phantom stock is exercisable after the directors' retirement as a Board member.

F3 · derivative.expiration_date: Phantom shares expire after the directors' retirement as a Board member.

Read SEC document
February 05, 2018 Filed Feb 6, 2018 13:23 UTC GrantPhantom Stock · Derivative 45 $48.31 $2,173.81
Disclosure

SEC source: 0001127602-18-004190 · form4.xml · derivative · entry 2

Augsburger Blake · CIK 0001380659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,828

Underlying: Common Stock · 45 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit exercises into 1 share of Common Stock.

F2 · derivative.exercise_date: Phantom Stock is exercisable after the directors' retirement as a Board member.

F3 · derivative.expiration_date: Phantom shares expire after the directors' retirement as a Board member.

Read SEC document
February 05, 2018 Filed May 10, 2018 18:57 UTC OtherCommon Stock 90 $48.26 $4,343.36
Disclosure

SEC source: 0001127602-18-016939 · form4.xml · nonDerivative · entry 1

Smith Brian J · CIK 0001525177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,877

F1 · kind: Dividend reinvestment for 2018.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 15:51 UTC
Steiner Jonathan PSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,850 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004229 · form4.xml · derivative · entry 4

Steiner Jonathan P · CIK 0001525216 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,850 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Restricted Stock Units are subject to forfeiture based on corporate performance criteria.

F2 · derivative.exercise_price: Each Restricted Stock Unit exercises into 1 share of Common Stock.

F3 · derivative.expiration_date: Restricted Stock Unit awards are a conditional promise to transfer a share at a specific futurue date and do not have an expiration date.

F4 · derivative.underlying_shares: Shares adjusted due to performance criteria.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 15:51 UTC
Steiner Jonathan PSenior Vice President
Tax withholdingCommon Stock 1,890 $48.21 $91,116.90
Disclosure

SEC source: 0001127602-18-004229 · form4.xml · nonDerivative · entry 2

Steiner Jonathan P · CIK 0001525216 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,960

Read SEC document
February 02, 2018 Filed Feb 6, 2018 15:51 UTC
Steiner Jonathan PSenior Vice President
Exercise / conversionCommon Stock 5,850 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004229 · form4.xml · nonDerivative · entry 1

Steiner Jonathan P · CIK 0001525216 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 15:45 UTC
Pruitt KristinExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 7,800 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004226 · form4.xml · derivative · entry 4

Pruitt Kristin · CIK 0001434936 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,800 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Restricted Stock Units are subject to forfeiture based on corporate performance criteria.

F2 · derivative.exercise_price: Each Restricted Stock Unit exercises into 1 share of Common Stock.

F3 · derivative.expiration_date: Restricted Stock Unit awards are a conditional promise to transfer a share at a specific futurue date and do not have an expiration date.

F4 · derivative.underlying_shares: Shares adjusted due to performance criteria.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 15:45 UTC
Pruitt KristinExecutive Vice President
Tax withholdingCommon Stock 2,841 $48.21 $136,964.61
Disclosure

SEC source: 0001127602-18-004226 · form4.xml · nonDerivative · entry 2

Pruitt Kristin · CIK 0001434936 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,910

Read SEC document
February 02, 2018 Filed Feb 6, 2018 15:45 UTC
Pruitt KristinExecutive Vice President
Exercise / conversionCommon Stock 7,800 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004226 · form4.xml · nonDerivative · entry 1

Pruitt Kristin · CIK 0001434936 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 15:39 UTC
Ottinger Eric HExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 7,800 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004222 · form4.xml · derivative · entry 4

Ottinger Eric H · CIK 0001462794 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,800 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Restricted Stock Units are subject to forfeiture based on corporate performance criteria.

F2 · derivative.exercise_price: Each Restricted Stock Unit exercises into 1 share of Common Stock.

F3 · derivative.expiration_date: Restricted Stock Unit awards are a conditional promise to transfer a share at a specific futurue date and do not have an expiration date.

F4 · derivative.underlying_shares: Shares adjusted due to performance criteria.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 15:39 UTC
Ottinger Eric HExecutive Vice President
Tax withholdingCommon Stock 3,388 $48.21 $163,335.48
Disclosure

SEC source: 0001127602-18-004222 · form4.xml · nonDerivative · entry 2

Ottinger Eric H · CIK 0001462794 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,912

Read SEC document
February 02, 2018 Filed Feb 6, 2018 15:39 UTC
Ottinger Eric HExecutive Vice President
Exercise / conversionCommon Stock 7,800 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004222 · form4.xml · nonDerivative · entry 1

Ottinger Eric H · CIK 0001462794 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 15:34 UTC Exercise / conversionRestricted Stock Units · Derivative 7,800 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004220 · form4.xml · derivative · entry 4

O'Neill Lisa M · CIK 0001605993 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,800 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Restricted Stock Units are subject to forfeiture based on corporate performance criteria.

F2 · derivative.exercise_price: Each Restricted Stock Unit exercises into 1 share of Common Stock.

F3 · derivative.expiration_date: Restricted Stock Unit awards are a conditional promise to transfer a share at a specific futurue date and do not have an expiration date.

F4 · derivative.underlying_shares: Shares adjusted due to performance criteria.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 15:34 UTC Tax withholdingCommon Stock 3,394 $48.21 $163,624.74
Disclosure

SEC source: 0001127602-18-004220 · form4.xml · nonDerivative · entry 2

O'Neill Lisa M · CIK 0001605993 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,700

Read SEC document
February 02, 2018 Filed Feb 6, 2018 15:34 UTC Exercise / conversionCommon Stock 7,800 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004220 · form4.xml · nonDerivative · entry 1

O'Neill Lisa M · CIK 0001605993 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 15:23 UTC Exercise / conversionRestricted Stock Units · Derivative 23,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004217 · form4.xml · derivative · entry 4

KUBACKI MICHAEL L · CIK 0001189387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,400 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Restricted Stock Units are subject to forfeiture based on corporate performance criteria.

F2 · derivative.exercise_price: Each Restricted Stock Unit exercises into 1 share of Common Stock.

F3 · derivative.expiration_date: Restricted Stock Unit awards are a conditional promise to transfer a share at a specific futurue date and do not have an expiration date.

F4 · derivative.underlying_shares: Shares adjusted due to performance criteria.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 15:23 UTC Tax withholdingCommon Stock 10,326 $48.21 $497,816.46
Disclosure

SEC source: 0001127602-18-004217 · form4.xml · nonDerivative · entry 2

KUBACKI MICHAEL L · CIK 0001189387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,024

Read SEC document
February 02, 2018 Filed Feb 6, 2018 15:23 UTC Exercise / conversionCommon Stock 23,400 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004217 · form4.xml · nonDerivative · entry 1

KUBACKI MICHAEL L · CIK 0001189387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 15:16 UTC
Hurford Jennifer MSVP & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 975 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004215 · form4.xml · derivative · entry 4

Hurford Jennifer M · CIK 0001606151 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 975 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Restricted Stock Units are subject to forfeiture based on corporate performance criteria.

F2 · derivative.exercise_price: Each Restricted Stock Unit exercises into 1 share of Common Stock.

F3 · derivative.expiration_date: Restricted Stock Unit awards are a conditional promise to transfer a share at a specific futurue date and do not have an expiration date.

F4 · derivative.underlying_shares: Shares adjusted due to performance criteria.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 15:16 UTC
Hurford Jennifer MSVP & Treasurer
Tax withholdingCommon Stock 360 $48.21 $17,355.60
Disclosure

SEC source: 0001127602-18-004215 · form4.xml · nonDerivative · entry 2

Hurford Jennifer M · CIK 0001606151 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,701

Read SEC document
February 02, 2018 Filed Feb 6, 2018 15:16 UTC
Hurford Jennifer MSVP & Treasurer
Exercise / conversionCommon Stock 975 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004215 · form4.xml · nonDerivative · entry 1

Hurford Jennifer M · CIK 0001606151 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 15:09 UTC Exercise / conversionRestricted Stock Units · Derivative 7,800 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004213 · form4.xml · derivative · entry 5

Gavin Michael E · CIK 0001525213 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,800 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Restricted Stock Units are subject to forfeiture based on corporate performance criteria.

F2 · derivative.exercise_price: Each Restricted Stock Unit exercises into 1 share of Common Stock.

F3 · derivative.expiration_date: Restricted Stock Unit awards are a conditional promise to transfer a share at a specific futurue date and do not have an expiration date.

F4 · derivative.underlying_shares: Shares adjusted due to performance criteria.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 15:09 UTC Tax withholdingCommon Stock 3,242 $48.21 $156,296.82
Disclosure

SEC source: 0001127602-18-004213 · form4.xml · nonDerivative · entry 2

Gavin Michael E · CIK 0001525213 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,558

Read SEC document
February 02, 2018 Filed Feb 6, 2018 15:09 UTC Exercise / conversionCommon Stock 7,800 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004213 · form4.xml · nonDerivative · entry 1

Gavin Michael E · CIK 0001525213 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 15:01 UTC
FINDLAY DAVID MPresident & CEO
Exercise / conversionRestricted Stock Units · Derivative 23,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004211 · form4.xml · derivative · entry 5

FINDLAY DAVID M · CIK 0001189382 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,400 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Restricted Stock Units are subject to forfeiture based on corporate performance criteria.

F2 · derivative.exercise_price: Each Restricted Stock Unit exercises into 1 share of Common Stock.

F3 · derivative.expiration_date: Restricted Stock Unit awards are a conditional promise to transfer a share at a specific futurue date and do not have an expiration date.

F4 · derivative.underlying_shares: Shares adjusted due to performance criteria.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 15:01 UTC
FINDLAY DAVID MPresident & CEO
Tax withholdingCommon Stock 10,198 $48.21 $491,645.58
Disclosure

SEC source: 0001127602-18-004211 · form4.xml · nonDerivative · entry 2

FINDLAY DAVID M · CIK 0001189382 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,633

Read SEC document
February 02, 2018 Filed Feb 6, 2018 15:01 UTC
FINDLAY DAVID MPresident & CEO
Exercise / conversionCommon Stock 23,400 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004211 · form4.xml · nonDerivative · entry 1

FINDLAY DAVID M · CIK 0001189382 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 14:54 UTC
DE BATTY JILL ASenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,850 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004209 · form4.xml · derivative · entry 4

DE BATTY JILL A · CIK 0001189380 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,850 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Restricted Stock Units are subject to forfeiture based on corporate performance criteria.

F2 · derivative.exercise_price: Each Restricted Stock Unit exercises into 1 share of Common Stock.

F3 · derivative.expiration_date: Restricted Stock Unit awards are a conditional promise to transfer a share at a specific futurue date and do not have an expiration date.

F4 · derivative.underlying_shares: Shares adjusted due to performance criteria.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 14:54 UTC
DE BATTY JILL ASenior Vice President
Tax withholdingCommon Stock 2,196 $48.21 $105,869.16
Disclosure

SEC source: 0001127602-18-004209 · form4.xml · nonDerivative · entry 2

DE BATTY JILL A · CIK 0001189380 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,786

Read SEC document
February 02, 2018 Filed Feb 6, 2018 14:54 UTC
DE BATTY JILL ASenior Vice President
Exercise / conversionCommon Stock 5,850 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004209 · form4.xml · nonDerivative · entry 1

DE BATTY JILL A · CIK 0001189380 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 14:47 UTC
DEARDORFF KEVIN LExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 7,800 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004207 · form4.xml · derivative · entry 3

DEARDORFF KEVIN L · CIK 0001189370 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,800 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Restricted Stock Units are subject to forfeiture based on corporate performance criteria.

F2 · derivative.exercise_price: Each Restricted Stock Unit exercises into 1 share of Common Stock.

F3 · derivative.expiration_date: Restricted Stock Unit awards are a conditional promise to transfer a share at a specific futurue date and do not have an expiration date.

F4 · derivative.underlying_shares: Shares adjusted due to performance criteria.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 14:47 UTC
DEARDORFF KEVIN LExecutive Vice President
Tax withholdingCommon Stock 2,450 $48.21 $118,114.50
Disclosure

SEC source: 0001127602-18-004207 · form4.xml · nonDerivative · entry 2

DEARDORFF KEVIN L · CIK 0001189370 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,344

Read SEC document
February 02, 2018 Filed Feb 6, 2018 14:47 UTC
DEARDORFF KEVIN LExecutive Vice President
Exercise / conversionCommon Stock 7,800 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004207 · form4.xml · nonDerivative · entry 1

DEARDORFF KEVIN L · CIK 0001189370 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2018 Filed Jan 9, 2018 21:31 UTC GrantCommon Stock 650 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-001481 · form4.xml · nonDerivative · entry 1

PICHON EMILY E · CIK 0001189410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,213

Read SEC document
January 09, 2018 Filed Jan 9, 2018 21:39 UTC
FINDLAY DAVID MPresident & CEO
GrantRestricted Stock Units · Derivative 16,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-001487 · form4.xml · derivative · entry 4

FINDLAY DAVID M · CIK 0001189382 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2021-02-01

F1 · security: The Restricted Stock Units are subject to forfeiture based on corporate performance criteria.

F2 · derivative.exercise_price: Each Restricted Stock Unit exercises into 1 share of Common Stock.

F3 · derivative.expiration_date: Restricted Stock Unit awards are a conditional promise to transfer a share at a specific futurue date and do not have an expiration date.

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January 09, 2018 Filed Jan 9, 2018 21:28 UTC GrantCommon Stock 650 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-001478 · form4.xml · nonDerivative · entry 1

KUBACKI MICHAEL L · CIK 0001189387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,950

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January 09, 2018 Filed Jan 9, 2018 21:34 UTC GrantCommon Stock 650 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-001484 · form4.xml · nonDerivative · entry 1

ROSS STEVEN D · CIK 0001189415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,169

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January 09, 2018 Filed Jan 9, 2018 21:23 UTC GrantCommon Stock 650 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-001471 · form4.xml · nonDerivative · entry 1

BARTELS ROBERT E JR · CIK 0001210212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,513

Read SEC document
January 09, 2018 Filed Jan 9, 2018 21:05 UTC GrantCommon Stock 650 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-001450 · form4.xml · nonDerivative · entry 1

Smith Brian J · CIK 0001525177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,787

Read SEC document
January 09, 2018 Filed Jan 9, 2018 21:08 UTC GrantCommon Stock 650 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-001452 · form4.xml · nonDerivative · entry 1

Toothaker Bradley J · CIK 0001532431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,463

Read SEC document
January 09, 2018 Filed Jan 9, 2018 21:20 UTC GrantCommon Stock 650 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-001462 · form4.xml · nonDerivative · entry 1

WELCH M SCOTT · CIK 0001189422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,798

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January 09, 2018 Filed Jan 9, 2018 21:17 UTC
Truex RonaldDirector
GrantCommon Stock 650 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-001456 · form4.xml · nonDerivative · entry 1

Truex Ronald · CIK 0001503452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,213

Read SEC document
January 09, 2018 Filed Jan 9, 2018 20:54 UTC GrantCommon Stock 650 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-001444 · form4.xml · nonDerivative · entry 1

Evans Daniel F · CIK 0001501553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,810

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.