Tapewire

Nasdaq · USD

LKFN

LAKELAND FINANCIAL CORP

Export transactions ↓
Tapewire entity
4705
SEC CIK
0000721994
Parsed reports
1,121

Last 12 months

Inside the activity.

3 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202615
Mar 202620
Apr 202600
May 202604
Jun 202600
Jul 202601
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 16, 2020 Filed Mar 16, 2020 19:57 UTC PurchaseCommon Stock 3,075 $32.27 $99,240.40
Disclosure

SEC source: 0001127602-20-010759 · form4.xml · nonDerivative · entry 1

BARTELS ROBERT E JR · CIK 0001210212 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee

Disclosed balance after: 3,075

Read SEC document
March 12, 2020 Filed Mar 13, 2020 17:41 UTC PurchaseCommon Stock 1,000 $32.84 $32,840.00
Disclosure

SEC source: 0001127602-20-010571 · form4.xml · nonDerivative · entry 1

KUBACKI MICHAEL L · CIK 0001189387 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,000

Read SEC document
March 12, 2020 Filed Mar 13, 2020 17:47 UTC
Donovan James RickardSVP, General Counsel
PurchaseCommon Stock 1,000 $34.05 $34,050.00
Disclosure

SEC source: 0001127602-20-010573 · form4.xml · nonDerivative · entry 1

Donovan James Rickard · CIK 0001794525 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k) Plan

Disclosed balance after: 1,000

Read SEC document
March 10, 2020 Filed Mar 11, 2020 17:54 UTC PurchaseCommon Stock 1,000 $37.00 $37,000.00
Disclosure

SEC source: 0001127602-20-010232 · form4.xml · nonDerivative · entry 1

Evans Daniel F · CIK 0001501553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,410

Read SEC document
March 10, 2020 Filed Mar 11, 2020 17:50 UTC OtherCommon Stock 264 $46.43 $12,257.52
Disclosure

SEC source: 0001127602-20-010228 · form4.xml · nonDerivative · entry 2

KUBACKI MICHAEL L · CIK 0001189387 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k) Plan

Disclosed balance after: 46,866

F1 · kind: Dividend Reinvestment for 2020.

Read SEC document
March 10, 2020 Filed Mar 11, 2020 17:50 UTC PurchaseCommon Stock 4,000 $34.88 $139,520.00
Disclosure

SEC source: 0001127602-20-010228 · form4.xml · nonDerivative · entry 1

KUBACKI MICHAEL L · CIK 0001189387 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k) Plan

Disclosed balance after: 46,602

Read SEC document
March 09, 2020 Filed Mar 11, 2020 17:40 UTC PurchaseCommon Stock 5,000 $36.25 $181,250.00
Disclosure

SEC source: 0001127602-20-010222 · form4.xml · nonDerivative · entry 1

WELCH M SCOTT · CIK 0001189422 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 44,000

Read SEC document
March 06, 2020 Filed Mar 9, 2020 13:00 UTC PurchaseCommon Stock 10,000 $37.96 $379,566.00
Disclosure

SEC source: 0001127602-20-009901 · form4.xml · nonDerivative · entry 1

WELCH M SCOTT · CIK 0001189422 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 39,000

Read SEC document
March 06, 2020 Filed Mar 9, 2020 12:51 UTC PurchaseCommon Stock 2,599 $38.67 $100,503.33
Disclosure

SEC source: 0001127602-20-009899 · form4.xml · nonDerivative · entry 2

Smith Brian J · CIK 0001525177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,364

Read SEC document
March 06, 2020 Filed Feb 9, 2021 18:29 UTC PurchaseCommon Stock 28 $36.00 $1,008.00
Disclosure

SEC source: 0001127602-21-004589 · form5.xml · nonDerivative · entry 1

Smith Brian J · CIK 0001525177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,688

Read SEC document
March 05, 2020 Filed Mar 9, 2020 12:51 UTC PurchaseCommon Stock 255 $39.18 $9,990.90
Disclosure

SEC source: 0001127602-20-009899 · form4.xml · nonDerivative · entry 1

Smith Brian J · CIK 0001525177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,765

Read SEC document
March 03, 2020 Filed Feb 9, 2021 18:29 UTC PurchaseCommon Stock 6,970 $41.50 $289,229.91
Disclosure

SEC source: 0001127602-21-004589 · form5.xml · nonDerivative · entry 2

Smith Brian J · CIK 0001525177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,688

F1 · balance_after: The balance was adjusted to account for fractional shares from dividend reinvestment over time.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 20:00 UTC PurchaseCommon Stock 7,000 $40.98 $286,847.40
Disclosure

SEC source: 0001127602-20-008521 · form4.xml · nonDerivative · entry 1

WELCH M SCOTT · CIK 0001189422 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 165,786

F1 · balance_after: Balances adjusted to reflect a transfer from Direct to Indirect By Spouse ownership.

Read SEC document
February 21, 2020 Filed Feb 21, 2020 19:40 UTC SaleCommon Stock 5,500 $46.60 $256,300.00
Disclosure

SEC source: 0001127602-20-006868 · form4.xml · nonDerivative · entry 1

PICHON EMILY E · CIK 0001189410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,313

Read SEC document
February 18, 2020 Filed Feb 18, 2020 20:32 UTC
Leniski Stephanie RSenior Vice President
SaleCommon Stock 600 $47.01 $28,206.78
Disclosure

SEC source: 0001127602-20-006000 · form4.xml · nonDerivative · entry 3

Leniski Stephanie R · CIK 0001793191 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 18, 2020 Filed Feb 18, 2020 20:32 UTC
Leniski Stephanie RSenior Vice President
SaleCommon Stock 300 $47.00 $14,100.00
Disclosure

SEC source: 0001127602-20-006000 · form4.xml · nonDerivative · entry 2

Leniski Stephanie R · CIK 0001793191 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

Read SEC document
February 18, 2020 Filed Feb 18, 2020 20:32 UTC
Leniski Stephanie RSenior Vice President
SaleCommon Stock 100 $47.01 $4,701.00
Disclosure

SEC source: 0001127602-20-006000 · form4.xml · nonDerivative · entry 1

Leniski Stephanie R · CIK 0001793191 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900

Read SEC document
February 06, 2020 Filed Feb 6, 2020 20:33 UTC
DE BATTY JILL ASenior Vice President
SaleCommon Stock 2,800 $48.65 $136,220.00
Disclosure

SEC source: 0001127602-20-003968 · form4.xml · nonDerivative · entry 1

DE BATTY JILL A · CIK 0001189380 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,462

Read SEC document
February 05, 2020 Filed Feb 5, 2020 20:35 UTC SaleCommon Stock 4,500 $47.69 $214,605.00
Disclosure

SEC source: 0001127602-20-003732 · form4.xml · nonDerivative · entry 1

Gavin Michael E · CIK 0001525213 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261

Read SEC document
February 05, 2020 Filed Feb 6, 2020 15:16 UTC GrantPhantom Stock · Derivative 5 $48.21 $241.06
Disclosure

SEC source: 0001127602-20-003854 · form4.xml · derivative · entry 2

PICHON EMILY E · CIK 0001189410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 799

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit exersises into 1 share of Common Stock.

F2 · derivative.exercise_date: Phantom stock is exercisable after the directors' retirement as a Board member.

F3 · derivative.expiration_date: Phantom shares expire after the directors' retirement as a Board member.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 20:47 UTC OtherCommon Stock 144 $48.35 $6,962.95
Disclosure

SEC source: 0001127602-20-003973 · form4.xml · nonDerivative · entry 1

Smith Brian J · CIK 0001525177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,510

F1 · kind: Dividend Reinvestment for 2020.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 20:39 UTC SaleCommon Stock 1,000 $48.00 $48,000.00
Disclosure

SEC source: 0001127602-20-003971 · form4.xml · nonDerivative · entry 1

ROSS STEVEN D · CIK 0001189415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,601

Read SEC document
February 05, 2020 Filed Feb 6, 2020 15:34 UTC GrantPhantom Stock · Derivative 300 $48.21 $14,463.66
Disclosure

SEC source: 0001127602-20-003863 · form4.xml · derivative · entry 5

WELCH M SCOTT · CIK 0001189422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,413

Underlying: Common Stock · 300 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit exersises into 1 share of Common Stock.

F2 · derivative.exercise_date: Phantom stock is exercisable after the directors' retirement as a Board member.

F3 · derivative.expiration_date: Phantom shares expire after the directors' retirement as a Board member.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 15:29 UTC
Truex RonaldDirector
GrantPhantom Stock · Derivative 93 $48.21 $4,483.73
Disclosure

SEC source: 0001127602-20-003861 · form4.xml · derivative · entry 4

Truex Ronald · CIK 0001503452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,948

Underlying: Common Stock · 93 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phontom stock unit exersises into 1 share of Common Stock.

F2 · derivative.exercise_date: Phantom stock is exercisable after the directors' retirement as a Board member.

F3 · derivative.expiration_date: Phantom shares expire after the directors' retirement as a Board member.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 15:25 UTC GrantPhantom Stock · Derivative 73 $48.21 $3,519.49
Disclosure

SEC source: 0001127602-20-003859 · form4.xml · derivative · entry 2

Toothaker Bradley J · CIK 0001532431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,778

Underlying: Common Stock · 73 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit exercises into 1 share of Common Stock.

F2 · derivative.exercise_date: Phantom stock is exercisableafter the directors' retirement as a Board member.

F3 · derivative.expiration_date: Phanton shares expire after the directors' retirement as a Board member.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 15:20 UTC GrantPhantom Stock · Derivative 90 $48.21 $4,339.10
Disclosure

SEC source: 0001127602-20-003857 · form4.xml · derivative · entry 3

Smith Brian J · CIK 0001525177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,556

Underlying: Common Stock · 90 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit exercises into 1 share of common Stock.

F2 · derivative.exercise_date: Phantom stock is exercisable after the directors' retirement as a Board member.

F3 · derivative.expiration_date: Phantom shares expire after the directors' retirement as a Board member.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 15:12 UTC
HIATT THOMASDirector
GrantPhantom Stock · Derivative 153 $48.21 $7,376.47
Disclosure

SEC source: 0001127602-20-003852 · form4.xml · derivative · entry 3

HIATT THOMAS · CIK 0001241072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,834

Underlying: Common Stock · 153 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit exersises into 1 share of Common Stock.

F2 · derivative.exercise_date: Phantom stock is exercisable after the directors' retirement as a Board member.

F3 · derivative.expiration_date: Phantom shares expire after the directors' retirement as a Board member.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 15:07 UTC GrantPhantom Stock · Derivative 97 $48.21 $4,676.58
Disclosure

SEC source: 0001127602-20-003850 · form4.xml · derivative · entry 2

Evans Daniel F · CIK 0001501553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,714

Underlying: Common Stock · 97 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom stock unit exercises into 1 share of common Stock.

F2 · derivative.exercise_date: Phantom stock is exercisable after the directors' retirement as a Board member.

F3 · derivative.expiration_date: Phantom shares expire after the directors' retirement as a Board member.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 15:02 UTC GrantPhantom Stock · Derivative 5 $48.21 $241.06
Disclosure

SEC source: 0001127602-20-003848 · form4.xml · derivative · entry 2

Christian Darrianne P · CIK 0001756274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit exersises into 1 share of Common Stock.

F2 · derivative.exercise_date: Phantom stock is exercisable after the directors' retirement as a Board member.

F3 · derivative.expiration_date: Phantom shares expire after the directors' retirement as a Board member.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 14:58 UTC GrantPhantom Stock · Derivative 73 $48.21 $3,519.49
Disclosure

SEC source: 0001127602-20-003846 · form4.xml · derivative · entry 2

Augsburger Blake · CIK 0001380659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,863

Underlying: Common Stock · 73 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit exercises into 1 share of Common Stock.

F2 · derivative.exercise_date: Phantom Stock is exercisable after the directors' retirement as a Board member.

F3 · derivative.expiration_date: Phantom shares expire after the directors' retirement as a Board member.

Read SEC document
February 04, 2020 Filed Feb 4, 2020 19:16 UTC GrantRestricted Stock Units · Derivative 5,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003424 · form4.xml · derivative · entry 5

O'Neill Lisa M · CIK 0001605993 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,400

Underlying: Common Stock · 5,400 shares

Expires 2023-02-01

F1 · security: The Restricted Stock Units are subject to forfeiture based on corporate performance criteria.

F2 · derivative.exercise_price: Each Restricted Stock Unit exercises into 1 share of Common Stock.

F3 · derivative.expiration_date: Restricted Stock Unit awards are a conditional promise to transfer a share at a specific futurue date and do not have an expiration date.

Read SEC document
February 04, 2020 Filed Feb 4, 2020 19:36 UTC
Lahrman Brok ASVP, Chief Accounting Officer
GrantRestricted Stock Units · Derivative 1,350 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003442 · form4.xml · derivative · entry 1

Lahrman Brok A · CIK 0001771201 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,350

Underlying: Common Stock · 1,350 shares

Expires 2023-02-01

F1 · security: The Restricted Stock Units are subject to forfeiture based on corporate performance criteria.

F2 · derivative.exercise_price: Each Restricted Stock Unit exercises into 1 share of Common Stock.

F3 · derivative.expiration_date: Restricted Stock Unit awards are a conditional promise to transfer a share at a specific futurue date and do not have an expiration date.

Read SEC document
February 04, 2020 Filed Feb 4, 2020 19:34 UTC
Donovan James RickardSVP, General Counsel
GrantRestricted Stock Units · Derivative 4,050 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003437 · form4.xml · derivative · entry 1

Donovan James Rickard · CIK 0001794525 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,050

Underlying: Common Stock · 4,050 shares

Expires 2023-02-01

F1 · security: The Restricted Stock Units are subject to forfeiture based on corporate performance criteria.

F2 · derivative.exercise_price: Each Restricted Stock Unit exercises into 1 share of Common Stock.

F3 · derivative.expiration_date: Restricted Stock Unit awards are a conditional promise to transfer a share at a specific futurue date and do not have an expiration date.

Read SEC document
February 04, 2020 Filed Feb 4, 2020 19:29 UTC
Steiner Jonathan PSenior Vice President
GrantRestricted Stock Units · Derivative 4,050 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003432 · form4.xml · derivative · entry 5

Steiner Jonathan P · CIK 0001525216 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,050

Underlying: Common Stock · 4,050 shares

Expires 2023-02-01

F1 · security: The Restricted Stock Units are subject to forfeiture based on corporate performance criteria.

F2 · derivative.exercise_price: Each Restricted Stock Unit exercises into 1 share of Common Stock.

F3 · derivative.expiration_date: Restricted Stock Unit awards are a conditional promise to transfer a share at a specific futurue date and do not have an expiration date.

Read SEC document
February 04, 2020 Filed Feb 4, 2020 19:25 UTC
Pruitt KristinExecutive Vice President
GrantRestricted Stock Units · Derivative 6,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003430 · form4.xml · derivative · entry 5

Pruitt Kristin · CIK 0001434936 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2023-02-01

F1 · security: The Restricted Stock Units are subject to forfeiture based on corporate performance criteria.

F2 · derivative.exercise_price: Each Restricted Stock Unit exercises into 1 share of Common Stock.

F3 · derivative.expiration_date: Restricted Stock Unit awards are a conditional promise to transfer a share at a specific futurue date and do not have an expiration date.

Read SEC document
February 04, 2020 Filed Feb 4, 2020 19:21 UTC
Ottinger Eric HExecutive Vice President
GrantRestricted Stock Units · Derivative 6,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003426 · form4.xml · derivative · entry 5

Ottinger Eric H · CIK 0001462794 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2023-02-01

F1 · security: The Restricted Stock Units are subject to forfeiture based on corporate performance criteria.

F2 · derivative.exercise_price: Each Restricted Stock Unit exercises into 1 share of Common Stock.

F3 · derivative.expiration_date: Restricted Stock Unit awards are a conditional promise to transfer a share at a specific futurue date and do not have an expiration date.

Read SEC document
February 04, 2020 Filed Feb 4, 2020 19:12 UTC
Leniski Stephanie RSenior Vice President
GrantRestricted Stock Units · Derivative 4,050 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003422 · form4.xml · derivative · entry 5

Leniski Stephanie R · CIK 0001793191 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,050

Underlying: Common Stock · 4,050 shares

Expires 2023-02-01

F1 · security: The Restricted Stock Units are subject to forfeiture based on corporate performance criteria.

F2 · derivative.exercise_price: Each Restricted Stock Unit exercises into 1 share of Common Stock.

F3 · derivative.expiration_date: Restricted Stock Unit awards are a conditional promise to transfer a share at a specific futurue date and do not have an expiration date.

Read SEC document
February 04, 2020 Filed Feb 4, 2020 19:07 UTC
Hurford Jennifer MSVP & Treasurer
GrantRestricted Stock Units · Derivative 1,350 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003420 · form4.xml · derivative · entry 5

Hurford Jennifer M · CIK 0001606151 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,350

Underlying: Common Stock · 1,350 shares

Expires 2023-02-01

F1 · security: The Restricted Stock Units are subject to forfeiture based on corporate performance criteria.

F2 · derivative.exercise_price: Each Restricted Stock Unit exercises into 1 share of Common Stock.

F3 · derivative.expiration_date: Restricted Stock Unit awards are a conditional promise to transfer a share at a specific futurue date and do not have an expiration date.

Read SEC document
February 04, 2020 Filed Feb 4, 2020 18:58 UTC GrantRestricted Stock Units · Derivative 5,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003416 · form4.xml · derivative · entry 5

Gavin Michael E · CIK 0001525213 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,400

Underlying: Common Stock · 5,400 shares

Expires 2023-02-01

F1 · security: The Restricted Stock Units are subject to forfeiture based on corporate performance criteria.

F2 · derivative.exercise_price: Each Restricted Stock Unit exercises into 1 share of Common Stock.

F3 · derivative.expiration_date: Restricted Stock Unit awards are a conditional promise to transfer a share at a specific futurue date and do not have an expiration date.

Read SEC document
February 04, 2020 Filed Feb 4, 2020 18:53 UTC
FINDLAY DAVID MPresident & CEO
GrantRestricted Stock Units · Derivative 16,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003412 · form4.xml · derivative · entry 6

FINDLAY DAVID M · CIK 0001189382 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2023-02-01

F1 · security: The Restricted Stock Units are subject to forfeiture based on corporate performance criteria.

F2 · derivative.exercise_price: Each Restricted Stock Unit exercises into 1 share of Common Stock.

F3 · derivative.expiration_date: Restricted Stock Unit awards are a conditional promise to transfer a share at a specific futurue date and do not have an expiration date.

Read SEC document
February 04, 2020 Filed Feb 4, 2020 18:45 UTC
DE BATTY JILL ASenior Vice President
GrantRestricted Stock Units · Derivative 4,050 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003410 · form4.xml · derivative · entry 5

DE BATTY JILL A · CIK 0001189380 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,050

Underlying: Common Stock · 4,050 shares

Expires 2023-02-01

F1 · security: The Restricted Stock Units are subject to forfeiture based on corporate performance criteria.

F2 · derivative.exercise_price: Each Restricted Stock Unit exercises into 1 share of Common Stock.

F3 · derivative.expiration_date: Restricted Stock Unit awards are a conditional promise to transfer a share at a specific futurue date and do not have an expiration date.

Read SEC document
February 04, 2020 Filed Feb 5, 2020 20:31 UTC
Steiner Jonathan PSenior Vice President
SaleCommon Stock 3,768 $47.83 $180,211.38
Disclosure

SEC source: 0001127602-20-003730 · form4.xml · nonDerivative · entry 1

Steiner Jonathan P · CIK 0001525216 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Read SEC document
January 31, 2020 Filed Feb 4, 2020 19:16 UTC Exercise / conversionRestricted Stock Units · Derivative 7,182 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003424 · form4.xml · derivative · entry 4

O'Neill Lisa M · CIK 0001605993 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,182 shares

Expires 2020-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Restricted Stock Units are subject to forfeiture based on corporate performance criteria.

F2 · derivative.exercise_price: Each Restricted Stock Unit exercises into 1 share of Common Stock.

F3 · derivative.expiration_date: Restricted Stock Unit awards are a conditional promise to transfer a share at a specific futurue date and do not have an expiration date.

F4 · derivative.underlying_shares: Shares adjusted due to performance criteria.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 19:16 UTC Tax withholdingCommon Stock 3,135 $47.44 $148,724.40
Disclosure

SEC source: 0001127602-20-003424 · form4.xml · nonDerivative · entry 2

O'Neill Lisa M · CIK 0001605993 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,845

Read SEC document
January 31, 2020 Filed Feb 4, 2020 19:16 UTC Exercise / conversionCommon Stock 7,182 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003424 · form4.xml · nonDerivative · entry 1

O'Neill Lisa M · CIK 0001605993 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 19:29 UTC
Steiner Jonathan PSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,386 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003432 · form4.xml · derivative · entry 4

Steiner Jonathan P · CIK 0001525216 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,386 shares

Expires 2020-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Restricted Stock Units are subject to forfeiture based on corporate performance criteria.

F2 · derivative.exercise_price: Each Restricted Stock Unit exercises into 1 share of Common Stock.

F3 · derivative.expiration_date: Restricted Stock Unit awards are a conditional promise to transfer a share at a specific futurue date and do not have an expiration date.

F4 · derivative.underlying_shares: Shares adjusted due to performance criteria.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 19:29 UTC
Steiner Jonathan PSenior Vice President
Tax withholdingCommon Stock 1,618 $47.44 $76,757.92
Disclosure

SEC source: 0001127602-20-003432 · form4.xml · nonDerivative · entry 2

Steiner Jonathan P · CIK 0001525216 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,268

Read SEC document
January 31, 2020 Filed Feb 4, 2020 19:29 UTC
Steiner Jonathan PSenior Vice President
Exercise / conversionCommon Stock 5,386 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003432 · form4.xml · nonDerivative · entry 1

Steiner Jonathan P · CIK 0001525216 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 19:25 UTC
Pruitt KristinExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 7,182 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003430 · form4.xml · derivative · entry 4

Pruitt Kristin · CIK 0001434936 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,182 shares

Expires 2020-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Restricted Stock Units are subject to forfeiture based on corporate performance criteria.

F2 · derivative.exercise_price: Each Restricted Stock Unit exercises into 1 share of Common Stock.

F3 · derivative.expiration_date: Restricted Stock Unit awards are a conditional promise to transfer a share at a specific futurue date and do not have an expiration date.

F4 · derivative.underlying_shares: Shares adjusted due to performance criteria.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 19:25 UTC
Pruitt KristinExecutive Vice President
Tax withholdingCommon Stock 3,182 $47.44 $150,954.08
Disclosure

SEC source: 0001127602-20-003430 · form4.xml · nonDerivative · entry 2

Pruitt Kristin · CIK 0001434936 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,494

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.