Last 12 months
Inside the activity.
0 purchase rows · 23 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 6 |
| Jun 2026 | 0 | 8 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 13, 2024 Filed Mar 13, 2024 20:41 UTC |
Juniper Investment Company, LLC10% owner
Juniper Targeted Opportunities, LP10% owner
MICHAS ALEXIS P10% owner
|
SaleCommon Stock, no par value per share | 200 | $10.01 | $2,002.00 |
DisclosureSEC source: 0001019056-24-000126 · ownership.xml · nonDerivative · entry 2 Juniper Investment Company, LLC · CIK 0001794034 · 10% owner Juniper Targeted Opportunities, LP · CIK 0001680619 · 10% owner MICHAS ALEXIS P · CIK 0001044005 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Alexis P. Michas Disclosed balance after: 304,164 Read SEC document |
| March 12, 2024 Filed Mar 13, 2024 20:41 UTC |
Juniper Investment Company, LLC10% owner
Juniper Targeted Opportunities, LP10% owner
MICHAS ALEXIS P10% owner
|
SaleCommon Stock, no par value per share | 1,945 | $10.00 | $19,450.00 |
DisclosureSEC source: 0001019056-24-000126 · ownership.xml · nonDerivative · entry 1 Juniper Investment Company, LLC · CIK 0001794034 · 10% owner Juniper Targeted Opportunities, LP · CIK 0001680619 · 10% owner MICHAS ALEXIS P · CIK 0001044005 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Alexis P. Michas Disclosed balance after: 304,364 Read SEC document |
| March 11, 2024 Filed Mar 11, 2024 20:58 UTC |
Juniper Investment Company, LLC10% owner
Juniper Targeted Opportunities, LP10% owner
|
SaleCommon Stock, no par value per share | 12,844 | $9.97 | $128,054.68 |
DisclosureSEC source: 0001019056-24-000124 · ownership.xml · nonDerivative · entry 3 Juniper Investment Company, LLC · CIK 0001794034 · 10% owner Juniper Targeted Opportunities, LP · CIK 0001680619 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Juniper Targeted Opportunities L.P. Disclosed balance after: 956,223 F5 · price: Represents the weighted average per share price with a range from $9.880 and $10.060. The reporting person undertakes to provide details of the trades to the Issuer or the Securities and Exchange Commission upon request. F2 · ownership.nature: As the investment manager of Juniper Targeted Opportunities, L.P. ("Juniper Targeted Opportunities"), Juniper Investment Company, LLC ("Juniper Investment Company") may be deemed to beneficially own the securities held by the Juniper Targeted Opportunities. Juniper Investment Company disclaims beneficial ownership of all the interests reported herein except to the extent of its pecuniary interest therein. Mr. John A. Bartholdson and Mr. Alexis P. Michas serve as the managing members of Juniper Investment Company and the general partners of Juniper Targeted Opportunities and as a result, Mr. Bartholdson and Mr. Michas share voting and dispositive power over such shares with Juniper Investment Company. Each of Mr. Bartholdson and Mr. Michas disclaims beneficial ownership of the holdings of Juniper Targeted Opportunities reflected herein except to the extent of his pecuniary interest therein. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 20:58 UTC |
Juniper Investment Company, LLC10% owner
Juniper Targeted Opportunities, LP10% owner
|
SaleCommon Stock, no par value per share | 21,186 | $10.05 | $212,919.30 |
DisclosureSEC source: 0001019056-24-000124 · ownership.xml · nonDerivative · entry 2 Juniper Investment Company, LLC · CIK 0001794034 · 10% owner Juniper Targeted Opportunities, LP · CIK 0001680619 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Juniper Targeted Opportunities L.P. Disclosed balance after: 969,067 F4 · price: Represents the weighted average per share price with a range from $10.000 and $10.120. The reporting person undertakes to provide details of the trades to the Issuer or the Securities and Exchange Commission upon request. F2 · ownership.nature: As the investment manager of Juniper Targeted Opportunities, L.P. ("Juniper Targeted Opportunities"), Juniper Investment Company, LLC ("Juniper Investment Company") may be deemed to beneficially own the securities held by the Juniper Targeted Opportunities. Juniper Investment Company disclaims beneficial ownership of all the interests reported herein except to the extent of its pecuniary interest therein. Mr. John A. Bartholdson and Mr. Alexis P. Michas serve as the managing members of Juniper Investment Company and the general partners of Juniper Targeted Opportunities and as a result, Mr. Bartholdson and Mr. Michas share voting and dispositive power over such shares with Juniper Investment Company. Each of Mr. Bartholdson and Mr. Michas disclaims beneficial ownership of the holdings of Juniper Targeted Opportunities reflected herein except to the extent of his pecuniary interest therein. Read SEC document |
| March 07, 2024 Filed Mar 7, 2024 17:28 UTC |
Morrow J BarryDirector
|
SaleCommon Stock | 10,193 | $10.08 | $102,745.44 |
DisclosureSEC source: 0001286613-24-000018 · form4.xml · nonDerivative · entry 2 Morrow J Barry · CIK 0001297190 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,163 F3 · price: The reported price is a weighted average price. The shares were sold on March 7, 2024 in multiple transactions on the open market at prices ranging from $9.94 to $10.38. The reporting person hereby undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · acquired: The Reporting Person's sale of shares was completed in connection with his financial planning needs. Read SEC document |
| March 07, 2024 Filed Mar 8, 2024 18:55 UTC |
Nyce Chad DEVP & Chief Innovation Officer
|
SaleCommon Stock | 26,000 | $10.02 | $260,520.00 |
DisclosureSEC source: 0001286613-24-000020 · form4.xml · nonDerivative · entry 1 Nyce Chad D · CIK 0001805376 · EVP & Chief Innovation Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 154,646 F2 · price: The reported price is a weighted average price. The shares were sold on March 7, 2024 in multiple transactions on the open market at prices ranging from $9.93 to $10.15. The reporting person hereby undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · acquired: The Reporting Person's sale of shares was completed in connection with his financial planning needs. Read SEC document |
| March 07, 2024 Filed Mar 11, 2024 19:01 UTC |
BURKE JAMES J JRDirector
|
SaleCommon Stock | 11,225 | $10.24 | $114,944.00 |
DisclosureSEC source: 0001286613-24-000023 · form4.xml · nonDerivative · entry 1 BURKE JAMES J JR · CIK 0001091323 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,671 F2 · price: The reported price is a weighted average price. The shares were sold on March 7, 2024 in multiple transactions on the open market at prices ranging from $10.15 to $10.37. The reporting person hereby undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · acquired: The Reporting Person's sale of shares was completed in connection with his financial planning needs. Read SEC document |
| March 07, 2024 Filed Mar 11, 2024 20:58 UTC |
Juniper Investment Company, LLC10% owner
Juniper Targeted Opportunities, LP10% owner
|
SaleCommon Stock, no par value per share | 6,558 | $10.03 | $65,776.74 |
DisclosureSEC source: 0001019056-24-000124 · ownership.xml · nonDerivative · entry 1 Juniper Investment Company, LLC · CIK 0001794034 · 10% owner Juniper Targeted Opportunities, LP · CIK 0001680619 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Juniper Targeted Opportunities L.P. Disclosed balance after: 990,253 F1 · price: Represents the weighted average per share price with a range from $10.000 and $10.090. The reporting person undertakes to provide details of the trades to the Issuer or the Securities and Exchange Commission upon request. F2 · ownership.nature: As the investment manager of Juniper Targeted Opportunities, L.P. ("Juniper Targeted Opportunities"), Juniper Investment Company, LLC ("Juniper Investment Company") may be deemed to beneficially own the securities held by the Juniper Targeted Opportunities. Juniper Investment Company disclaims beneficial ownership of all the interests reported herein except to the extent of its pecuniary interest therein. Mr. John A. Bartholdson and Mr. Alexis P. Michas serve as the managing members of Juniper Investment Company and the general partners of Juniper Targeted Opportunities and as a result, Mr. Bartholdson and Mr. Michas share voting and dispositive power over such shares with Juniper Investment Company. Each of Mr. Bartholdson and Mr. Michas disclaims beneficial ownership of the holdings of Juniper Targeted Opportunities reflected herein except to the extent of his pecuniary interest therein. Read SEC document |
| March 06, 2024 Filed Mar 6, 2024 23:24 UTC |
Juniper Investment Company, LLC10% owner
Juniper Targeted Opportunities, LP10% owner
|
SaleCommon Stock, no par value per share | 36,997 | $10.10 | $373,747.39 |
DisclosureSEC source: 0001019056-24-000122 · ownership.xml · nonDerivative · entry 2 Juniper Investment Company, LLC · CIK 0001794034 · 10% owner Juniper Targeted Opportunities, LP · CIK 0001680619 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Juniper Targeted Opportunities L.P. Disclosed balance after: 996,811 F1 · price: Represents the weighted average per share price with a range from $10.080 and $10.120. The reporting person undertakes to provide details of the trades to the Issuer or the Securities and Exchange Commission upon request. F2 · ownership.nature: As the investment manager of Juniper Targeted Opportunities, L.P. ("Juniper Targeted Opportunities"), Juniper Investment Company, LLC ("Juniper Investment Company") may be deemed to beneficially own the securities held by the Juniper Targeted Opportunities. Juniper Investment Company disclaims beneficial ownership of all the interests reported herein except to the extent of its pecuniary interest therein. Mr. John A. Bartholdson and Mr. Alexis P. Michas serve as the managing members of Juniper Investment Company and the general partners of Juniper Targeted Opportunities and as a result, Mr. Bartholdson and Mr. Michas share voting and dispositive power over such shares with Juniper Investment Company. Each of Mr. Bartholdson and Mr. Michas disclaims beneficial ownership of the holdings of Juniper Targeted Opportunities reflected herein except to the extent of his pecuniary interest therein. Read SEC document |
| March 06, 2024 Filed Mar 6, 2024 23:24 UTC |
Juniper Investment Company, LLC10% owner
Juniper Targeted Opportunities, LP10% owner
|
SaleCommon Stock, no par value per share | 250,000 | $9.95 | $2,487,500.00 |
DisclosureSEC source: 0001019056-24-000122 · ownership.xml · nonDerivative · entry 1 Juniper Investment Company, LLC · CIK 0001794034 · 10% owner Juniper Targeted Opportunities, LP · CIK 0001680619 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Juniper Targeted Opportunities L.P. Disclosed balance after: 1,033,808 F2 · ownership.nature: As the investment manager of Juniper Targeted Opportunities, L.P. ("Juniper Targeted Opportunities"), Juniper Investment Company, LLC ("Juniper Investment Company") may be deemed to beneficially own the securities held by the Juniper Targeted Opportunities. Juniper Investment Company disclaims beneficial ownership of all the interests reported herein except to the extent of its pecuniary interest therein. Mr. John A. Bartholdson and Mr. Alexis P. Michas serve as the managing members of Juniper Investment Company and the general partners of Juniper Targeted Opportunities and as a result, Mr. Bartholdson and Mr. Michas share voting and dispositive power over such shares with Juniper Investment Company. Each of Mr. Bartholdson and Mr. Michas disclaims beneficial ownership of the holdings of Juniper Targeted Opportunities reflected herein except to the extent of his pecuniary interest therein. Read SEC document |
| March 06, 2024 Filed Mar 7, 2024 17:28 UTC |
Morrow J BarryDirector
|
SaleCommon Stock | 22,610 | $10.04 | $227,004.40 |
DisclosureSEC source: 0001286613-24-000018 · form4.xml · nonDerivative · entry 1 Morrow J Barry · CIK 0001297190 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,356 F2 · price: The reported price is a weighted average price. The shares were sold on March 6, 2024 in multiple transactions on the open market at prices ranging from $9.88 to $10.17. The reporting person hereby undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · acquired: The Reporting Person's sale of shares was completed in connection with his financial planning needs. Read SEC document |
| March 05, 2024 Filed Mar 5, 2024 17:02 UTC |
Morrow J BarryDirector
|
SaleCommon Stock | 6,641 | $9.91 | $65,812.31 |
DisclosureSEC source: 0001286613-24-000016 · form4.xml · nonDerivative · entry 3 Morrow J Barry · CIK 0001297190 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,966 F4 · price: The reported price is a weighted average price. The shares were sold on March 5, 2024 in multiple transactions on the open market at prices ranging from $9.79 to $10.01. The reporting person hereby undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 05, 2024 Filed Mar 5, 2024 21:27 UTC |
Juniper Investment Company, LLC10% owner
Juniper Targeted Opportunities, LP10% owner
|
SaleCommon Stock, no par value per share | 828 | $10.00 | $8,280.00 |
DisclosureSEC source: 0001019056-24-000118 · ownership.xml · nonDerivative · entry 3 Juniper Investment Company, LLC · CIK 0001794034 · 10% owner Juniper Targeted Opportunities, LP · CIK 0001680619 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Juniper Targeted Opportunities L.P. Disclosed balance after: 1,283,808 F5 · price: Represents the weighted average per share price with a range from $10.000 and $10.000. The reporting person undertakes to provide details of the trades to the Issuer or the Securities and Exchange Commission upon request. F2 · ownership.nature: As the investment manager of Juniper Targeted Opportunities, L.P. ("Juniper Targeted Opportunities"), Juniper Investment Company, LLC ("Juniper Investment Company") may be deemed to beneficially own the securities held by the Juniper Targeted Opportunities. Juniper Investment Company disclaims beneficial ownership of all the interests reported herein except to the extent of its pecuniary interest therein. Mr. John A. Bartholdson and Mr. Alexis P. Michas serve as the managing members of Juniper Investment Company and the general partners of Juniper Targeted Opportunities and as a result, Mr. Bartholdson and Mr. Michas share voting and dispositive power over such shares with Juniper Investment Company. Each of Mr. Bartholdson and Mr. Michas disclaims beneficial ownership of the holdings of Juniper Targeted Opportunities reflected herein except to the extent of his pecuniary interest therein. Read SEC document |
| March 04, 2024 Filed Mar 5, 2024 17:02 UTC |
Morrow J BarryDirector
|
SaleCommon Stock | 9,193 | $9.95 | $91,470.35 |
DisclosureSEC source: 0001286613-24-000016 · form4.xml · nonDerivative · entry 2 Morrow J Barry · CIK 0001297190 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,607 F3 · price: The reported price is a weighted average price. The shares were sold on March 4, 2024 in multiple transactions on the open market at prices ranging from $9.89 to $10.02. The reporting person hereby undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · acquired: The Reporting Person's sale of shares was completed in connection with his financial planning needs. Read SEC document |
| March 04, 2024 Filed Mar 5, 2024 21:27 UTC |
Juniper Investment Company, LLC10% owner
Juniper Targeted Opportunities, LP10% owner
|
SaleCommon Stock, no par value per share | 2,331 | $10.00 | $23,310.00 |
DisclosureSEC source: 0001019056-24-000118 · ownership.xml · nonDerivative · entry 2 Juniper Investment Company, LLC · CIK 0001794034 · 10% owner Juniper Targeted Opportunities, LP · CIK 0001680619 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Juniper Targeted Opportunities L.P. Disclosed balance after: 1,284,636 F4 · price: Represents the weighted average per share price with a range from $10.000 and $10.020. The reporting person undertakes to provide details of the trades to the Issuer or the Securities and Exchange Commission upon request. F2 · ownership.nature: As the investment manager of Juniper Targeted Opportunities, L.P. ("Juniper Targeted Opportunities"), Juniper Investment Company, LLC ("Juniper Investment Company") may be deemed to beneficially own the securities held by the Juniper Targeted Opportunities. Juniper Investment Company disclaims beneficial ownership of all the interests reported herein except to the extent of its pecuniary interest therein. Mr. John A. Bartholdson and Mr. Alexis P. Michas serve as the managing members of Juniper Investment Company and the general partners of Juniper Targeted Opportunities and as a result, Mr. Bartholdson and Mr. Michas share voting and dispositive power over such shares with Juniper Investment Company. Each of Mr. Bartholdson and Mr. Michas disclaims beneficial ownership of the holdings of Juniper Targeted Opportunities reflected herein except to the extent of his pecuniary interest therein. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 15:28 UTC |
Nyce Chad DEVP & Chief Innovation Officer
|
Tax withholdingCommon Stock | 8,558 | $10.00 | $85,580.00 |
DisclosureSEC source: 0001286613-24-000014 · form4.xml · nonDerivative · entry 3 Nyce Chad D · CIK 0001805376 · EVP & Chief Innovation Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 180,646 F3 · shares: Consists of shares withheld by the Issuer with respect to income taxes payable by the Reporting Person upon the vesting and delivery of performance-based shares and time-based shares of restricted stock previously granted by the Issuer on February 23, 2023. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 15:28 UTC |
Nyce Chad DEVP & Chief Innovation Officer
|
Tax withholdingCommon Stock | 10,827 | $10.00 | $108,270.00 |
DisclosureSEC source: 0001286613-24-000014 · form4.xml · nonDerivative · entry 2 Nyce Chad D · CIK 0001805376 · EVP & Chief Innovation Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 189,204 F2 · shares: Consists of shares withheld by the Issuer with respect to income taxes payable by the Reporting Person upon the vesting and delivery of the performance-based shares and of the time-based shares of restricted stock previously granted by the Issuer on February 23, 2022. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 15:28 UTC |
Nyce Chad DEVP & Chief Innovation Officer
|
Tax withholdingCommon Stock | 13,429 | $10.00 | $134,290.00 |
DisclosureSEC source: 0001286613-24-000014 · form4.xml · nonDerivative · entry 1 Nyce Chad D · CIK 0001805376 · EVP & Chief Innovation Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,031 F1 · shares: Consists of shares withheld by the Issuer with respect to income taxes payable by the Reporting Person upon the vesting and delivery of the performance-based restricted stock granted by the Issuer on February 25, 2021. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 20:27 UTC |
Meyers Brian KCFO and Treasurer
|
Tax withholdingCommon Stock | 13,580 | $10.00 | $135,800.00 |
DisclosureSEC source: 0001286613-24-000013 · form4.xml · nonDerivative · entry 3 Meyers Brian K · CIK 0001629974 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 273,025 F3 · shares: Consists of shares withheld by the Issuer with respect to income taxes payable by the Reporting Person upon the vesting and delivery of performance-based shares and time-based shares of restricted stock previously granted by the Issuer on February 23, 2023. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 20:27 UTC |
Meyers Brian KCFO and Treasurer
|
Tax withholdingCommon Stock | 17,181 | $10.00 | $171,810.00 |
DisclosureSEC source: 0001286613-24-000013 · form4.xml · nonDerivative · entry 2 Meyers Brian K · CIK 0001629974 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 286,605 F2 · shares: Consists of shares withheld by the Issuer with respect to income taxes payable by the Reporting Person upon the vesting and delivery of the performance-based shares and of the time-based shares of restricted stock previously granted by the Issuer on February 23, 2022. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 20:27 UTC |
Meyers Brian KCFO and Treasurer
|
Tax withholdingCommon Stock | 14,835 | $10.00 | $148,350.00 |
DisclosureSEC source: 0001286613-24-000013 · form4.xml · nonDerivative · entry 1 Meyers Brian K · CIK 0001629974 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 303,786 F1 · shares: Consists of shares withheld by the Issuer with respect to income taxes payable by the Reporting Person upon the vesting and delivery of the performance-based restricted stock granted by the Issuer on February 25, 2021. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 15:26 UTC |
SHAW SCOTT MDirector · CEO
|
Tax withholdingCommon Stock | 32,690 | $10.00 | $326,900.00 |
DisclosureSEC source: 0001286613-24-000012 · form4.xml · nonDerivative · entry 3 SHAW SCOTT M · CIK 0001330739 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,053,647 F3 · shares: Consists of shares withheld by the Issuer with respect to income taxes payable by the Reporting Person upon the vesting and delivery of performance-based shares and time-based shares of restricted stock previously granted by the Issuer on February 23, 2023. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 15:26 UTC |
SHAW SCOTT MDirector · CEO
|
Tax withholdingCommon Stock | 37,912 | $10.00 | $379,120.00 |
DisclosureSEC source: 0001286613-24-000012 · form4.xml · nonDerivative · entry 2 SHAW SCOTT M · CIK 0001330739 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,086,337 F2 · shares: Consists of shares withheld by the Issuer with respect to income taxes payable by the Reporting Person upon the vesting and delivery of the performance-based shares and of the time-based shares of restricted stock previously granted by the Issuer on February 23, 2022. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 15:26 UTC |
SHAW SCOTT MDirector · CEO
|
Tax withholdingCommon Stock | 29,149 | $10.00 | $291,490.00 |
DisclosureSEC source: 0001286613-24-000012 · form4.xml · nonDerivative · entry 1 SHAW SCOTT M · CIK 0001330739 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,124,249 F1 · shares: Consists of shares withheld by the Issuer with respect to income taxes payable by the Reporting Person upon the vesting and delivery of the performance-based restricted stock granted by the Issuer on February 25, 2021. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 17:02 UTC |
Morrow J BarryDirector
|
SaleCommon Stock | 6,111 | $10.00 | $61,110.00 |
DisclosureSEC source: 0001286613-24-000016 · form4.xml · nonDerivative · entry 1 Morrow J Barry · CIK 0001297190 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,800 F2 · price: The reported price is a weighted average price. The shares were sold on March 1, 2024 in multiple transactions on the open market at prices ranging from $9.93 to $10.05. The reporting person hereby undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · acquired: The Reporting Person's sale of shares was completed in connection with his financial planning needs. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:27 UTC |
Juniper Investment Company, LLC10% owner
Juniper Targeted Opportunities, LP10% owner
|
SaleCommon Stock, no par value per share | 6,423 | $10.01 | $64,294.23 |
DisclosureSEC source: 0001019056-24-000118 · ownership.xml · nonDerivative · entry 1 Juniper Investment Company, LLC · CIK 0001794034 · 10% owner Juniper Targeted Opportunities, LP · CIK 0001680619 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Juniper Targeted Opportunities L.P. Disclosed balance after: 1,286,967 F1 · price: Represents the weighted average per share price with a range from $10.000 and $10.050. The reporting person undertakes to provide details of the trades to the Issuer or the Securities and Exchange Commission upon request. F2 · ownership.nature: As the investment manager of Juniper Targeted Opportunities, L.P. ("Juniper Targeted Opportunities"), Juniper Investment Company, LLC ("Juniper Investment Company") may be deemed to beneficially own the securities held by the Juniper Targeted Opportunities. Juniper Investment Company disclaims beneficial ownership of all the interests reported herein except to the extent of its pecuniary interest therein. Mr. John A. Bartholdson and Mr. Alexis P. Michas serve as the managing members of Juniper Investment Company and the general partners of Juniper Targeted Opportunities and as a result, Mr. Bartholdson and Mr. Michas share voting and dispositive power over such shares with Juniper Investment Company. Each of Mr. Bartholdson and Mr. Michas disclaims beneficial ownership of the holdings of Juniper Targeted Opportunities reflected herein except to the extent of his pecuniary interest therein. Read SEC document |
| February 29, 2024 Filed Feb 29, 2024 18:06 UTC |
Morrow J BarryDirector
|
SaleCommon Stock | 15,000 | $10.04 | $150,600.00 |
DisclosureSEC source: 0001286613-24-000008 · form4.xml · nonDerivative · entry 2 Morrow J Barry · CIK 0001297190 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,911 F3 · price: The reported price is a weighted average price. The shares were sold on February 29, 2024 in multiple transactions on the open market at prices ranging from $9.88 to $10.18 The reporting person hereby undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · acquired: The Reporting Person's sale of shares was completed in connection with his financial planning needs. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 01:45 UTC |
Juniper Investment Company, LLC10% owner
Juniper Targeted Opportunities, LP10% owner
|
SaleCommon Stock, no par value per share | 73,241 | $10.09 | $739,001.69 |
DisclosureSEC source: 0001019056-24-000112 · ownership.xml · nonDerivative · entry 3 Juniper Investment Company, LLC · CIK 0001794034 · 10% owner Juniper Targeted Opportunities, LP · CIK 0001680619 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Juniper Targeted Opportunities L.P. Disclosed balance after: 1,293,390 F5 · price: Represents the weighted average per share price with a range from $10.040 and $10.155. The reporting person undertakes to provide details of the trades to the Issuer or the Securities and Exchange Commission upon request. F2 · ownership.nature: As the investment manager of Juniper Targeted Opportunities, L.P. ("Juniper Targeted Opportunities"), Juniper Investment Company, LLC ("Juniper Investment Company") may be deemed to beneficially own the securities held by the Juniper Targeted Opportunities. Juniper Investment Company disclaims beneficial ownership of all the interests reported herein except to the extent of its pecuniary interest therein. Mr. John A. Bartholdson and Mr. Alexis P. Michas serve as the managing members of Juniper Investment Company and the general partners of Juniper Targeted Opportunities and as a result, Mr. Bartholdson and Mr. Michas share voting and dispositive power over such shares with Juniper Investment Company. Each of Mr. Bartholdson and Mr. Michas disclaims beneficial ownership of the holdings of Juniper Targeted Opportunities reflected herein except to the extent of his pecuniary interest therein. Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 18:06 UTC |
Morrow J BarryDirector
|
SaleCommon Stock | 5,252 | $10.08 | $52,940.16 |
DisclosureSEC source: 0001286613-24-000008 · form4.xml · nonDerivative · entry 1 Morrow J Barry · CIK 0001297190 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,911 F2 · price: The reported price is a weighted average price. The shares were sold on February 28, 2024 in multiple transactions on the open market at prices ranging from $10.00 to $10.17 The reporting person hereby undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · acquired: The Reporting Person's sale of shares was completed in connection with his financial planning needs. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 01:45 UTC |
Juniper Investment Company, LLC10% owner
Juniper Targeted Opportunities, LP10% owner
|
SaleCommon Stock, no par value per share | 70,000 | $10.22 | $715,400.00 |
DisclosureSEC source: 0001019056-24-000112 · ownership.xml · nonDerivative · entry 2 Juniper Investment Company, LLC · CIK 0001794034 · 10% owner Juniper Targeted Opportunities, LP · CIK 0001680619 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Juniper Targeted Opportunities L.P. Disclosed balance after: 1,366,631 F4 · price: Represents the weighted average per share price with a range from $10.050 and $10.260. The reporting person undertakes to provide details of the trades to the Issuer or the Securities and Exchange Commission upon request. F2 · ownership.nature: As the investment manager of Juniper Targeted Opportunities, L.P. ("Juniper Targeted Opportunities"), Juniper Investment Company, LLC ("Juniper Investment Company") may be deemed to beneficially own the securities held by the Juniper Targeted Opportunities. Juniper Investment Company disclaims beneficial ownership of all the interests reported herein except to the extent of its pecuniary interest therein. Mr. John A. Bartholdson and Mr. Alexis P. Michas serve as the managing members of Juniper Investment Company and the general partners of Juniper Targeted Opportunities and as a result, Mr. Bartholdson and Mr. Michas share voting and dispositive power over such shares with Juniper Investment Company. Each of Mr. Bartholdson and Mr. Michas disclaims beneficial ownership of the holdings of Juniper Targeted Opportunities reflected herein except to the extent of his pecuniary interest therein. Read SEC document |
| February 27, 2024 Filed Mar 1, 2024 01:45 UTC |
Juniper Investment Company, LLC10% owner
Juniper Targeted Opportunities, LP10% owner
|
SaleCommon Stock, no par value per share | 169,592 | $10.13 | $1,717,966.96 |
DisclosureSEC source: 0001019056-24-000112 · ownership.xml · nonDerivative · entry 1 Juniper Investment Company, LLC · CIK 0001794034 · 10% owner Juniper Targeted Opportunities, LP · CIK 0001680619 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Juniper Targeted Opportunities L.P. Disclosed balance after: 1,436,631 F1 · price: Represents the weighted average per share price with a range from $10.020 and $10.200. The reporting person undertakes to provide details of the trades to the Issuer or the Securities and Exchange Commission upon request. F2 · ownership.nature: As the investment manager of Juniper Targeted Opportunities, L.P. ("Juniper Targeted Opportunities"), Juniper Investment Company, LLC ("Juniper Investment Company") may be deemed to beneficially own the securities held by the Juniper Targeted Opportunities. Juniper Investment Company disclaims beneficial ownership of all the interests reported herein except to the extent of its pecuniary interest therein. Mr. John A. Bartholdson and Mr. Alexis P. Michas serve as the managing members of Juniper Investment Company and the general partners of Juniper Targeted Opportunities and as a result, Mr. Bartholdson and Mr. Michas share voting and dispositive power over such shares with Juniper Investment Company. Each of Mr. Bartholdson and Mr. Michas disclaims beneficial ownership of the holdings of Juniper Targeted Opportunities reflected herein except to the extent of his pecuniary interest therein. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 16:04 UTC |
Nyce Chad DEVP & Chief Innovation Officer
|
GrantCommon Stock | 51,976 | $0.00 | $0.00 |
DisclosureSEC source: 0001286613-24-000006 · form4.xml · nonDerivative · entry 1 Nyce Chad D · CIK 0001805376 · EVP & Chief Innovation Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 213,460 F1 · shares: The reporting person was granted 51,976 shares of restricted common stock under the Lincoln Educational Services Corporation's 2020 Long-Term Incentive Plan. Fifty percent of the grant is subject to time-based vesting while the remaining fifty percent of the grant is subject to performance-based vesting requiring the reporting person's achievement of metrics set by the registrant annually. In both cases, the shares will vest, if at all, in substantially equal annual tranches over three years beginning on March 1, 2025. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 21:03 UTC |
Meyers Brian KCFO and Treasurer
|
GrantCommon Stock | 51,976 | $0.00 | $0.00 |
DisclosureSEC source: 0001286613-24-000005 · form4.xml · nonDerivative · entry 1 Meyers Brian K · CIK 0001629974 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 318,621 F1 · shares: The reporting person was granted 51,976 shares of restricted common stock under the Lincoln Educational Services Corporation's 2020 Long-Term Incentive Plan. Fifty percent of the grant is subject to time-based vesting while the remaining fifty percent of the grant is subject to performance-based vesting requiring the reporting person's achievement of metrics set by the registrant annually. In both cases, the shares will vest, if at all, in substantially equal annual tranches over three years beginning on March 1, 2025. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 16:02 UTC |
SHAW SCOTT MDirector · CEO
|
GrantCommon Stock | 124,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001286613-24-000004 · form4.xml · nonDerivative · entry 1 SHAW SCOTT M · CIK 0001330739 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,153,398 F1 · shares: The reporting person was granted 124,740 shares of restricted common stock under the Lincoln Educational Services Corporation's 2020 Long-Term Incentive Plan. Fifty percent of the grant is subject to time-based vesting while the remaining fifty percent of the grant is subject to performance-based vesting requiring the reporting person's achievement of metrics set by the registrant annually. In both cases, the shares will vest, if at all, in substantially equal annual tranches over three years beginning on March 1, 2025. Read SEC document |
| November 16, 2023 Filed Nov 17, 2023 22:12 UTC |
BURKE JAMES J JRDirector
|
SaleCommon Stock | 494 | $9.60 | $4,742.40 |
DisclosureSEC source: 0001286613-23-000051 · form4.xml · nonDerivative · entry 2 BURKE JAMES J JR · CIK 0001091323 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,926 F1 · acquired: The Reporting Person's sale of shares was completed in connection with his financial planning needs. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 22:12 UTC |
BURKE JAMES J JRDirector
|
SaleCommon Stock | 3,942 | $9.61 | $37,882.62 |
DisclosureSEC source: 0001286613-23-000051 · form4.xml · nonDerivative · entry 1 BURKE JAMES J JR · CIK 0001091323 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,420 F1 · acquired: The Reporting Person's sale of shares was completed in connection with his financial planning needs. Read SEC document |
| November 14, 2023 Filed Nov 15, 2023 21:23 UTC |
BURKE JAMES J JRDirector
|
SaleCommon Stock | 3,773 | $9.63 | $36,333.99 |
DisclosureSEC source: 0001286613-23-000048 · form4.xml · nonDerivative · entry 2 BURKE JAMES J JR · CIK 0001091323 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,365 F2 · price: The reported price is a weighted average price. The shares were sold on November 14, 2023 in multiple transactions on the open market at prices ranging from $9.61 to $9.64. The reporting person hereby undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · acquired: The Reporting Person's sale of shares was completed in connection with his financial planning needs. Read SEC document |
| November 14, 2023 Filed Nov 17, 2023 22:23 UTC Amendment |
BURKE JAMES J JRDirector
|
SaleCommon Stock | 19,776 | $9.60 | $189,849.60 |
DisclosureSEC source: 0001286613-23-000053 · form4.xml · nonDerivative · entry 1 BURKE JAMES J JR · CIK 0001091323 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,362 F3 · date: This amendment is being filed solely to address an error in reporting the number of shares sold in a transaction on November 14, 2023. F2 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F1 · acquired: The Reporting Person's sale of shares was completed in connection with his financial planning needs. Read SEC document |
| November 13, 2023 Filed Nov 15, 2023 21:23 UTC |
BURKE JAMES J JRDirector
|
SaleCommon Stock | 788 | $9.60 | $7,564.80 |
DisclosureSEC source: 0001286613-23-000048 · form4.xml · nonDerivative · entry 1 BURKE JAMES J JR · CIK 0001091323 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124,138 F1 · acquired: The Reporting Person's sale of shares was completed in connection with his financial planning needs. Read SEC document |
| August 15, 2023 Filed Aug 15, 2023 18:39 UTC |
Morrow J BarryDirector
|
SaleCommon Stock | 10,047 | $8.59 | $86,303.73 |
DisclosureSEC source: 0001286613-23-000046 · form4.xml · nonDerivative · entry 2 Morrow J Barry · CIK 0001297190 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,163 F3 · price: The reported price is a weighted average price. The shares were sold on August 15, 2023 in multiple transactions on the open market at prices ranging from $8.53 to $8.65. The reporting person hereby undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · acquired: The Reporting Person's sale of shares was completed in connection with his financial planning needs. Read SEC document |
| August 14, 2023 Filed Aug 15, 2023 18:39 UTC |
Morrow J BarryDirector
|
SaleCommon Stock | 12,000 | $8.69 | $104,280.00 |
DisclosureSEC source: 0001286613-23-000046 · form4.xml · nonDerivative · entry 1 Morrow J Barry · CIK 0001297190 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 138,210 F2 · price: The reported price is a weighted average price. The shares were sold on August 14, 2023 in multiple transactions on the open market at prices ranging from $8.61 to $8.74. The reporting person hereby undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · acquired: The Reporting Person's sale of shares was completed in connection with his financial planning needs. Read SEC document |
| August 11, 2023 Filed Aug 11, 2023 17:55 UTC |
Morrow J BarryDirector
|
SaleCommon Stock | 12,000 | $8.87 | $106,440.00 |
DisclosureSEC source: 0001286613-23-000044 · form4.xml · nonDerivative · entry 3 Morrow J Barry · CIK 0001297190 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,210 F4 · price: The reported price is a weighted average price. The shares were sold on August 11, 2023 in multiple transactions on the open market at prices ranging from $8.78 to $9.00. The reporting person hereby undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · acquired: The Reporting Person's sale of shares was completed in connection with his financial planning needs. Read SEC document |
| August 10, 2023 Filed Aug 11, 2023 21:20 UTC |
BURKE JAMES J JRDirector
|
SaleCommon Stock | 19,121 | $8.92 | $170,559.32 |
DisclosureSEC source: 0001286613-23-000043 · form4.xml · nonDerivative · entry 2 BURKE JAMES J JR · CIK 0001091323 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124,926 F3 · price: The reported price is a weighted average price. The shares were sold on August 10, 2023 in multiple transactions on the open market at prices ranging from $8.88 to $8.98. The reporting person hereby undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · acquired: The Reporting Person's sale of shares was completed in connection with his financial planning needs. Read SEC document |
| August 10, 2023 Filed Aug 11, 2023 17:55 UTC |
Morrow J BarryDirector
|
SaleCommon Stock | 12,000 | $8.86 | $106,320.00 |
DisclosureSEC source: 0001286613-23-000044 · form4.xml · nonDerivative · entry 2 Morrow J Barry · CIK 0001297190 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 162,210 F3 · price: The reported price is a weighted average price. The shares were sold on August 10, 2023 in multiple transactions on the open market at prices ranging from $8.68 to $9.00. The reporting person hereby undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · acquired: The Reporting Person's sale of shares was completed in connection with his financial planning needs. Read SEC document |
| August 09, 2023 Filed Aug 11, 2023 21:20 UTC |
BURKE JAMES J JRDirector
|
SaleCommon Stock | 20,879 | $8.93 | $186,449.47 |
DisclosureSEC source: 0001286613-23-000043 · form4.xml · nonDerivative · entry 1 BURKE JAMES J JR · CIK 0001091323 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,047 F2 · price: The reported price is a weighted average price. The shares were sold on August 9, 2023 in multiple transactions on the open market at prices ranging from $8.90 to $8.97. The reporting person hereby undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · acquired: The Reporting Person's sale of shares was completed in connection with his financial planning needs. Read SEC document |
| August 09, 2023 Filed Aug 11, 2023 17:55 UTC |
Morrow J BarryDirector
|
SaleCommon Stock | 7,000 | $8.90 | $62,300.00 |
DisclosureSEC source: 0001286613-23-000044 · form4.xml · nonDerivative · entry 1 Morrow J Barry · CIK 0001297190 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 174,210 F2 · price: The reported price is a weighted average price. The shares were sold on August 9, 2023 in multiple transactions on the open market at prices ranging from $8.74 to $9.00. The reporting person hereby undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · acquired: The Reporting Person's sale of shares was completed in connection with his financial planning needs. Read SEC document |
| June 15, 2023 Filed Jun 15, 2023 17:55 UTC |
Morrow J BarryDirector
|
SaleCommon Stock | 11.432 | $6.49 | $74.19 |
DisclosureSEC source: 0001286613-23-000038 · form4.xml · nonDerivative · entry 1 Morrow J Barry · CIK 0001297190 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,210 F2 · price: The reported price is a weighted average price. The shares were sold on June 15, 2023 in multiple transactions on the open market at prices ranging from $6.40 to $6.59. The reporting person hereby undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · acquired: The Reporting Person's sale of shares was completed in connection with his financial planning needs. Read SEC document |
| June 14, 2023 Filed Jun 14, 2023 21:30 UTC |
Morrow J BarryDirector
|
SaleCommon Stock | 11,428 | $6.39 | $73,024.92 |
DisclosureSEC source: 0001140361-23-029932 · form4.xml · nonDerivative · entry 3 Morrow J Barry · CIK 0001297190 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 192,642 F4 · price: The reported price is a weighted average price. The shares were sold on June 14, 2023 in multiple transactions on the open market at prices ranging from $6.25 to $6.52. The reporting person hereby undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · acquired: The Reporting Person's sale of shares was completed in connection with his financial planning needs. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 20:00 UTC |
Juniper Investment Company, LLC10% owner
Juniper Targeted Opportunities, LP10% owner
Bartholdson John A.Director · 10% owner
MICHAS ALEXIS P10% owner
|
OtherCommon Stock, no par value per share | 144,963 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-23-000274 · ownership.xml · nonDerivative · entry 4 Juniper Investment Company, LLC · CIK 0001794034 · 10% owner Juniper Targeted Opportunities, LP · CIK 0001680619 · 10% owner Bartholdson John A. · CIK 0001382909 · Director · 10% owner MICHAS ALEXIS P · CIK 0001044005 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · John A. Bartholdson Disclosed balance after: 193,965 F5 · kind: Shares distributed for no consideration to Mr. Bartholdson. See footnote 3 above. F5 · price: Shares distributed for no consideration to Mr. Bartholdson. See footnote 3 above. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 20:00 UTC |
Juniper Investment Company, LLC10% owner
Juniper Targeted Opportunities, LP10% owner
Bartholdson John A.Director · 10% owner
MICHAS ALEXIS P10% owner
|
OtherCommon Stock, no par value per share | 289,916 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-23-000274 · ownership.xml · nonDerivative · entry 3 Juniper Investment Company, LLC · CIK 0001794034 · 10% owner Juniper Targeted Opportunities, LP · CIK 0001680619 · 10% owner Bartholdson John A. · CIK 0001382909 · Director · 10% owner MICHAS ALEXIS P · CIK 0001044005 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Alexis P. Michas Disclosed balance after: 306,309 F4 · kind: Shares distributed for no consideration to Mr. Michas. See footnote 3 above. F4 · price: Shares distributed for no consideration to Mr. Michas. See footnote 3 above. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.