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Nasdaq · USD

LILA

Liberty Latin America Ltd.

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Tapewire entity
4630
SEC CIK
0001712184
Parsed reports
661

Last 12 months

Inside the activity.

41 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 202632
Jun 2026170
Jul 202600
Aug 2026101
Sep 2026110
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 23, 2020 Filed Sep 24, 2020 22:12 UTC
FRIES MICHAEL TDirector · Executive Chairman
Exercise / conversionClass C Common Shares 96,510 $7.14 $689,081.40
Disclosure

SEC source: 0001712184-20-000269 · wf-form4_160098551914066.xml · nonDerivative · entry 2

FRIES MICHAEL T · CIK 0001058725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 22, 2020 Filed Sep 23, 2020 21:29 UTC
GOULD PAUL ADirector
Exercise / conversionSubscription Right (Right to Buy) - Class C Common Shares · Derivative 73,154 $0.00 Strike: $7.14 $0.00
Disclosure

SEC source: 0001712184-20-000265 · wf-form4_160089656972399.xml · derivative · entry 4

GOULD PAUL A · CIK 0001018211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Shares · 73,154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The rights offering is subject to termination or extension by the Issuer at any time prior to consummation.

F2 · derivative.exercise_date: The rights offering commenced on September 11, 2020.

F3 · derivative.expiration_date: The rights offering will expire at 5:00 p.m., New York City time, on September 25, 2020 unless extended by the Issuer.

Read SEC document
September 22, 2020 Filed Sep 23, 2020 21:29 UTC
GOULD PAUL ADirector
Exercise / conversionClass C Common Shares 73,154 $7.14 $522,319.56
Disclosure

SEC source: 0001712184-20-000265 · wf-form4_160089656972399.xml · nonDerivative · entry 2

GOULD PAUL A · CIK 0001018211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 22, 2020 Filed Sep 23, 2020 21:30 UTC
NOYES CHRISTOPHER JSVP, CHIEF FINANCIAL OFFICER
PurchaseClass A Common Shares 10,000 $8.10 $80,970.00
Disclosure

SEC source: 0001712184-20-000267 · wf-form4_160089660405652.xml · nonDerivative · entry 1

NOYES CHRISTOPHER J · CIK 0001725072 · SVP, CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 20,000

F1 · price: The price reflects a weighted average of purchases made at prices ranging from $8.06 to $8.1264. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.

Read SEC document
September 22, 2020 Filed Sep 24, 2020 22:12 UTC
FRIES MICHAEL TDirector · Executive Chairman
Exercise / conversionSubscription Right (Right to Buy) - Class C Common Shares · Derivative 47,110 $0.00 Strike: $7.14 $0.00
Disclosure

SEC source: 0001712184-20-000269 · wf-form4_160098551914066.xml · derivative · entry 5

FRIES MICHAEL T · CIK 0001058725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,086

Underlying: Class C Common Shares · 47,110 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The rights offering is subject to termination or extension by the Issuer at any time prior to consummation.

F2 · derivative.exercise_date: The rights offering commenced on September 11, 2020.

F3 · derivative.expiration_date: The rights offering will expire at 5:00 p.m., New York City time, on September 25, 2020 unless extended by the Issuer.

Read SEC document
September 22, 2020 Filed Sep 24, 2020 22:12 UTC
FRIES MICHAEL TDirector · Executive Chairman
Exercise / conversionClass C Common Shares 47,110 $7.14 $336,365.40
Disclosure

SEC source: 0001712184-20-000269 · wf-form4_160098551914066.xml · nonDerivative · entry 1

FRIES MICHAEL T · CIK 0001058725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 22, 2020 Filed Sep 23, 2020 21:30 UTC
MALONE JOHN C10% owner
Exercise / conversionSubscription Right (Right to Buy) - Class C Common Shares · Derivative 407,941 $0.00 Strike: $7.14 $0.00
Disclosure

SEC source: 0001712184-20-000266 · wf-form4_160089658607003.xml · derivative · entry 10

MALONE JOHN C · CIK 0000937797 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By A Trust

Disclosed balance after: 0

Underlying: Class C Common Shares · 407,941 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The rights offering is subject to termination or extension by the Issuer at any time prior to consummation.

F4 · derivative.exercise_date: The rights offering commenced on September 11, 2020.

F5 · derivative.expiration_date: The rights offering will expire at 5:00 p.m., New York City time, on September 25, 2020 unless extended by the Issuer.

Read SEC document
September 22, 2020 Filed Sep 23, 2020 21:30 UTC
MALONE JOHN C10% owner
Exercise / conversionSubscription Right (Right to Buy) - Class C Common Shares · Derivative 101,660 $0.00 Strike: $7.14 $0.00
Disclosure

SEC source: 0001712184-20-000266 · wf-form4_160089658607003.xml · derivative · entry 8

MALONE JOHN C · CIK 0000937797 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Shares · 101,660 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The rights offering is subject to termination or extension by the Issuer at any time prior to consummation.

F4 · derivative.exercise_date: The rights offering commenced on September 11, 2020.

F5 · derivative.expiration_date: The rights offering will expire at 5:00 p.m., New York City time, on September 25, 2020 unless extended by the Issuer.

Read SEC document
September 22, 2020 Filed Sep 23, 2020 21:30 UTC
MALONE JOHN C10% owner
Exercise / conversionClass C Common Shares 407,941 $7.14 $2,912,698.74
Disclosure

SEC source: 0001712184-20-000266 · wf-form4_160089658607003.xml · nonDerivative · entry 6

MALONE JOHN C · CIK 0000937797 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By A Trust

Disclosed balance after: 2,011,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 22, 2020 Filed Sep 23, 2020 21:30 UTC
MALONE JOHN C10% owner
Exercise / conversionClass C Common Shares 101,660 $7.14 $725,852.40
Disclosure

SEC source: 0001712184-20-000266 · wf-form4_160089658607003.xml · nonDerivative · entry 2

MALONE JOHN C · CIK 0000937797 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,449,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 17:43 UTC
KENIGSZTEIN BETZALELSVP, CHIEF OPERATING OFFICER
Exercise / conversionSubscription Right (Right to Buy) - Class C Common Shares · Derivative 705 $0.00 Strike: $7.14 $0.00
Disclosure

SEC source: 0001712184-20-000252 · wf-form4_160081098176437.xml · derivative · entry 5

KENIGSZTEIN BETZALEL · CIK 0001725400 · SVP, CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 0

Underlying: Class C Common Shares · 705 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The rights offering is subject to termination or extension by the Issuer at any time prior to consummation.

F2 · derivative.exercise_date: The rights offering commenced on September 11, 2020.

F3 · derivative.expiration_date: The rights offering will expire at 5:00 p.m., New York City time, on September 25, 2020 unless extended by the Issuer.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 17:43 UTC
KENIGSZTEIN BETZALELSVP, CHIEF OPERATING OFFICER
Exercise / conversionSubscription Right (Right to Buy) - Class C Common Shares · Derivative 17,535 $0.00 Strike: $7.14 $0.00
Disclosure

SEC source: 0001712184-20-000252 · wf-form4_160081098176437.xml · derivative · entry 4

KENIGSZTEIN BETZALEL · CIK 0001725400 · SVP, CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Shares · 17,535 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The rights offering is subject to termination or extension by the Issuer at any time prior to consummation.

F2 · derivative.exercise_date: The rights offering commenced on September 11, 2020.

F3 · derivative.expiration_date: The rights offering will expire at 5:00 p.m., New York City time, on September 25, 2020 unless extended by the Issuer.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 17:43 UTC
KENIGSZTEIN BETZALELSVP, CHIEF OPERATING OFFICER
Exercise / conversionClass C Common Shares 705 $7.14 $5,033.70
Disclosure

SEC source: 0001712184-20-000252 · wf-form4_160081098176437.xml · nonDerivative · entry 2

KENIGSZTEIN BETZALEL · CIK 0001725400 · SVP, CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 3,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 17:43 UTC
KENIGSZTEIN BETZALELSVP, CHIEF OPERATING OFFICER
Exercise / conversionClass C Common Shares 17,535 $7.14 $125,199.90
Disclosure

SEC source: 0001712184-20-000252 · wf-form4_160081098176437.xml · nonDerivative · entry 1

KENIGSZTEIN BETZALEL · CIK 0001725400 · SVP, CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 21:42 UTC Exercise / conversionSubscription Right (Right to Buy) - Class C Common Shares · Derivative 7,098 $0.00 Strike: $7.14 $0.00
Disclosure

SEC source: 0001712184-20-000251 · wf-form4_160081096226300.xml · derivative · entry 2

DE ANGOITIA ALFONSO · CIK 0001724519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Shares · 7,098 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The rights offering is subject to termination or extension by the Issuer at any time prior to consummation.

F2 · derivative.exercise_date: The rights offering commenced on September 11, 2020.

F3 · derivative.expiration_date: The rights offering will expire at 5:00 p.m., New York City time, on September 25, 2020 unless extended by the Issuer.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 21:42 UTC Exercise / conversionClass C Common Shares 7,098 $7.14 $50,679.72
Disclosure

SEC source: 0001712184-20-000251 · wf-form4_160081096226300.xml · nonDerivative · entry 1

DE ANGOITIA ALFONSO · CIK 0001724519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 17:43 UTC
Khemka VivekSVP, CT&PO
Exercise / conversionSubscription Right (Right to Buy) - Class C Common Shares · Derivative 847 $0.00 Strike: $7.14 $0.00
Disclosure

SEC source: 0001712184-20-000253 · wf-form4_160081099816330.xml · derivative · entry 4

Khemka Vivek · CIK 0001661533 · SVP, CT&PO

10b5-1 filing: Not disclosed

Ownership: Indirect · by 401(k) Plan

Disclosed balance after: 0

Underlying: Class C Common Shares · 847 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The rights offering is subject to termination or extension by the Issuer at any time prior to consummation.

F3 · derivative.exercise_date: The rights offering commenced on September 11, 2020.

F4 · derivative.expiration_date: The rights offering will expire at 5:00 p.m., New York City time, on September 25, 2020 unless extended by the Issuer.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 17:43 UTC
Khemka VivekSVP, CT&PO
Exercise / conversionSubscription Right (Right to Buy) - Class C Common Shares · Derivative 18,488 $0.00 Strike: $7.14 $0.00
Disclosure

SEC source: 0001712184-20-000253 · wf-form4_160081099816330.xml · derivative · entry 3

Khemka Vivek · CIK 0001661533 · SVP, CT&PO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Shares · 18,488 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The rights offering is subject to termination or extension by the Issuer at any time prior to consummation.

F3 · derivative.exercise_date: The rights offering commenced on September 11, 2020.

F4 · derivative.expiration_date: The rights offering will expire at 5:00 p.m., New York City time, on September 25, 2020 unless extended by the Issuer.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 17:43 UTC
Khemka VivekSVP, CT&PO
Exercise / conversionClass C Common Shares 847 $7.14 $6,047.58
Disclosure

SEC source: 0001712184-20-000253 · wf-form4_160081099816330.xml · nonDerivative · entry 2

Khemka Vivek · CIK 0001661533 · SVP, CT&PO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 3,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The Reporting Person received 1,933 shares contributed by Issuer under its 401(k) Plan as of September 18, 2020.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 17:43 UTC
Khemka VivekSVP, CT&PO
Exercise / conversionClass C Common Shares 18,488 $7.14 $132,004.32
Disclosure

SEC source: 0001712184-20-000253 · wf-form4_160081099816330.xml · nonDerivative · entry 1

Khemka Vivek · CIK 0001661533 · SVP, CT&PO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 21:43 UTC
Nair BalanDirector · President and CEO
Exercise / conversionSubscription Right (Right to Buy) - Class C Common Shares · Derivative 1,046 $0.00 Strike: $7.14 $0.00
Disclosure

SEC source: 0001712184-20-000254 · wf-form4_160081101696897.xml · derivative · entry 5

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 0

Underlying: Class C Common Shares · 1,046 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The rights offering is subject to termination or extension by the Issuer at any time prior to consummation.

F3 · derivative.exercise_date: The rights offering commenced on September 11, 2020.

F4 · derivative.expiration_date: The rights offering will expire at 5:00 p.m., New York City time, on September 25, 2020 unless extended by the Issuer.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 21:43 UTC
Nair BalanDirector · President and CEO
Exercise / conversionSubscription Right (Right to Buy) - Class C Common Shares · Derivative 159,782 $0.00 Strike: $7.14 $0.00
Disclosure

SEC source: 0001712184-20-000254 · wf-form4_160081101696897.xml · derivative · entry 4

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Shares · 159,782 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The rights offering is subject to termination or extension by the Issuer at any time prior to consummation.

F3 · derivative.exercise_date: The rights offering commenced on September 11, 2020.

F4 · derivative.expiration_date: The rights offering will expire at 5:00 p.m., New York City time, on September 25, 2020 unless extended by the Issuer.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 21:43 UTC
Nair BalanDirector · President and CEO
Exercise / conversionClass C Common Shares 1,046 $7.14 $7,468.44
Disclosure

SEC source: 0001712184-20-000254 · wf-form4_160081101696897.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 4,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The Reporting Person received 1,900 shares contributed by Issuer under its 401(k) Plan as of September 18, 2020.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 21:43 UTC
Nair BalanDirector · President and CEO
Exercise / conversionClass C Common Shares 159,782 $7.14 $1,140,843.48
Disclosure

SEC source: 0001712184-20-000254 · wf-form4_160081101696897.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 21:44 UTC Exercise / conversionSubscription Right (Right to Buy) - Class C Common Shares · Derivative 642 $0.00 Strike: $7.14 $0.00
Disclosure

SEC source: 0001712184-20-000257 · wf-form4_160081107218472.xml · derivative · entry 2

Sanchez Daniel E. · CIK 0001567395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Shares · 642 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The rights offering is subject to termination or extension by the Issuer at any time prior to consummation.

F2 · derivative.exercise_date: The rights offering commenced on September 11, 2020.

F3 · derivative.expiration_date: The rights offering will expire at 5:00 p.m., New York City time, on September 25, 2020 unless extended by the Issuer.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 21:44 UTC Exercise / conversionClass C Common Shares 642 $7.14 $4,583.88
Disclosure

SEC source: 0001712184-20-000257 · wf-form4_160081107218472.xml · nonDerivative · entry 1

Sanchez Daniel E. · CIK 0001567395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 21:45 UTC
ZOOK BRIAN DMD, CHIEF ACCOUNTING OFFICER
Exercise / conversionSubscription Right (Right to Buy) - Class C Common Shares · Derivative 3,980 $0.00 Strike: $7.14 $0.00
Disclosure

SEC source: 0001712184-20-000259 · wf-form4_160081111145426.xml · derivative · entry 4

ZOOK BRIAN D · CIK 0001725076 · MD, CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Shares · 3,980 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The rights offering is subject to termination or extension by the Issuer at any time prior to consummation.

F3 · derivative.exercise_date: The rights offering commenced on September 11, 2020.

F4 · derivative.expiration_date: The rights offering will expire at 5:00 p.m., New York City time, on September 25, 2020 unless extended by the Issuer.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 21:45 UTC
ZOOK BRIAN DMD, CHIEF ACCOUNTING OFFICER
Exercise / conversionClass C Common Shares 3,980 $7.14 $28,417.20
Disclosure

SEC source: 0001712184-20-000259 · wf-form4_160081111145426.xml · nonDerivative · entry 1

ZOOK BRIAN D · CIK 0001725076 · MD, CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 21:45 UTC
WINTER JOHN MSVP, CLO AND SECRETARY
Exercise / conversionSubscription Right (Right to Buy) - Class C Common Shares · Derivative 1,054 $0.00 Strike: $7.14 $0.00
Disclosure

SEC source: 0001712184-20-000258 · wf-form4_160081109194422.xml · derivative · entry 5

WINTER JOHN M · CIK 0001724412 · SVP, CLO AND SECRETARY

10b5-1 filing: Not disclosed

Ownership: Indirect · by 401(k) Plan

Disclosed balance after: 0

Underlying: Class C Common Shares · 1,054 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The rights offering is subject to termination or extension by the Issuer at any time prior to consummation.

F3 · derivative.exercise_date: The rights offering commenced on September 11, 2020.

F4 · derivative.expiration_date: The rights offering will expire at 5:00 p.m., New York City time, on September 25, 2020 unless extended by the Issuer.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 21:45 UTC
WINTER JOHN MSVP, CLO AND SECRETARY
Exercise / conversionSubscription Right (Right to Buy) - Class C Common Shares · Derivative 26,809 $0.00 Strike: $7.14 $0.00
Disclosure

SEC source: 0001712184-20-000258 · wf-form4_160081109194422.xml · derivative · entry 4

WINTER JOHN M · CIK 0001724412 · SVP, CLO AND SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Shares · 26,809 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The rights offering is subject to termination or extension by the Issuer at any time prior to consummation.

F3 · derivative.exercise_date: The rights offering commenced on September 11, 2020.

F4 · derivative.expiration_date: The rights offering will expire at 5:00 p.m., New York City time, on September 25, 2020 unless extended by the Issuer.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 21:45 UTC
WINTER JOHN MSVP, CLO AND SECRETARY
Exercise / conversionClass C Common Shares 1,054 $7.14 $7,525.56
Disclosure

SEC source: 0001712184-20-000258 · wf-form4_160081109194422.xml · nonDerivative · entry 2

WINTER JOHN M · CIK 0001724412 · SVP, CLO AND SECRETARY

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 4,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The Reporting Person received 1,928 shares contributed by Issuer under its 401(k) Plan as of September 18, 2020.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 21:45 UTC
WINTER JOHN MSVP, CLO AND SECRETARY
Exercise / conversionClass C Common Shares 26,809 $7.14 $191,416.26
Disclosure

SEC source: 0001712184-20-000258 · wf-form4_160081109194422.xml · nonDerivative · entry 1

WINTER JOHN M · CIK 0001724412 · SVP, CLO AND SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 21, 2020 Filed Sep 22, 2020 21:44 UTC
NOYES CHRISTOPHER JSVP, CHIEF FINANCIAL OFFICER
Exercise / conversionSubscription Right (Right to Buy) - Class C Common Shares · Derivative 915 $0.00 Strike: $7.14 $0.00
Disclosure

SEC source: 0001712184-20-000255 · wf-form4_160081103536174.xml · derivative · entry 5

NOYES CHRISTOPHER J · CIK 0001725072 · SVP, CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 0

Underlying: Class C Common Shares · 915 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The rights offering is subject to termination or extension by the Issuer at any time prior to consummation.

F2 · derivative.exercise_date: The rights offering commenced on September 11, 2020.

F3 · derivative.expiration_date: The rights offering will expire at 5:00 p.m., New York City time, on September 25, 2020 unless extended by the Issuer.

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September 21, 2020 Filed Sep 22, 2020 21:44 UTC
NOYES CHRISTOPHER JSVP, CHIEF FINANCIAL OFFICER
Exercise / conversionSubscription Right (Right to Buy) - Class C Common Shares · Derivative 50,788 $0.00 Strike: $7.14 $0.00
Disclosure

SEC source: 0001712184-20-000255 · wf-form4_160081103536174.xml · derivative · entry 4

NOYES CHRISTOPHER J · CIK 0001725072 · SVP, CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Shares · 50,788 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The rights offering is subject to termination or extension by the Issuer at any time prior to consummation.

F2 · derivative.exercise_date: The rights offering commenced on September 11, 2020.

F3 · derivative.expiration_date: The rights offering will expire at 5:00 p.m., New York City time, on September 25, 2020 unless extended by the Issuer.

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September 21, 2020 Filed Sep 22, 2020 21:44 UTC
NOYES CHRISTOPHER JSVP, CHIEF FINANCIAL OFFICER
Exercise / conversionClass C Common Shares 915 $7.14 $6,533.10
Disclosure

SEC source: 0001712184-20-000255 · wf-form4_160081103536174.xml · nonDerivative · entry 2

NOYES CHRISTOPHER J · CIK 0001725072 · SVP, CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 4,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 21:44 UTC
NOYES CHRISTOPHER JSVP, CHIEF FINANCIAL OFFICER
Exercise / conversionClass C Common Shares 50,788 $7.14 $362,626.32
Disclosure

SEC source: 0001712184-20-000255 · wf-form4_160081103536174.xml · nonDerivative · entry 1

NOYES CHRISTOPHER J · CIK 0001725072 · SVP, CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 21:44 UTC Exercise / conversionSubscription Right (Right to Buy) - Class C Common Shares · Derivative 513,782 $0.00 Strike: $7.14 $0.00
Disclosure

SEC source: 0001712184-20-000256 · wf-form4_160081105364482.xml · derivative · entry 2

PADDICK BRENDAN J · CIK 0001724506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Shares · 513,782 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The rights offering is subject to termination or extension by the Issuer at any time prior to consummation.

F2 · derivative.exercise_date: The rights offering commenced on September 11, 2020.

F3 · derivative.expiration_date: The rights offering will expire at 5:00 p.m., New York City time, on September 25, 2020 unless extended by the Issuer.

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September 21, 2020 Filed Sep 22, 2020 21:44 UTC Exercise / conversionClass C Common Shares 513,782 $7.14 $3,668,403.48
Disclosure

SEC source: 0001712184-20-000256 · wf-form4_160081105364482.xml · nonDerivative · entry 1

PADDICK BRENDAN J · CIK 0001724506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,820,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 21:29 UTC
GOULD PAUL ADirector
Exercise / conversionSubscription Right (Right to Buy) - Class C Common Shares · Derivative 11,652 $0.00 Strike: $7.14 $0.00
Disclosure

SEC source: 0001712184-20-000265 · wf-form4_160089656972399.xml · derivative · entry 3

GOULD PAUL A · CIK 0001018211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,154

Underlying: Class C Common Shares · 11,652 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The rights offering is subject to termination or extension by the Issuer at any time prior to consummation.

F2 · derivative.exercise_date: The rights offering commenced on September 11, 2020.

F3 · derivative.expiration_date: The rights offering will expire at 5:00 p.m., New York City time, on September 25, 2020 unless extended by the Issuer.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 21:29 UTC
GOULD PAUL ADirector
Exercise / conversionClass C Common Shares 11,652 $7.14 $83,195.28
Disclosure

SEC source: 0001712184-20-000265 · wf-form4_160089656972399.xml · nonDerivative · entry 1

GOULD PAUL A · CIK 0001018211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 21:30 UTC
MALONE JOHN C10% owner
Exercise / conversionSubscription Right (Right to Buy) - Class C Common Shares · Derivative 48,805 $0.00 Strike: $7.14 $0.00
Disclosure

SEC source: 0001712184-20-000266 · wf-form4_160089658607003.xml · derivative · entry 12

MALONE JOHN C · CIK 0000937797 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Class C Common Shares · 48,805 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The rights offering is subject to termination or extension by the Issuer at any time prior to consummation.

F4 · derivative.exercise_date: The rights offering commenced on September 11, 2020.

F5 · derivative.expiration_date: The rights offering will expire at 5:00 p.m., New York City time, on September 25, 2020 unless extended by the Issuer.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 21:30 UTC
MALONE JOHN C10% owner
Exercise / conversionSubscription Right (Right to Buy) - Class C Common Shares · Derivative 780,719 $0.00 Strike: $7.14 $0.00
Disclosure

SEC source: 0001712184-20-000266 · wf-form4_160089658607003.xml · derivative · entry 11

MALONE JOHN C · CIK 0000937797 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Columbus Holding LLC

Disclosed balance after: 0

Underlying: Class C Common Shares · 780,719 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The rights offering is subject to termination or extension by the Issuer at any time prior to consummation.

F4 · derivative.exercise_date: The rights offering commenced on September 11, 2020.

F5 · derivative.expiration_date: The rights offering will expire at 5:00 p.m., New York City time, on September 25, 2020 unless extended by the Issuer.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 21:30 UTC
MALONE JOHN C10% owner
Exercise / conversionSubscription Right (Right to Buy) - Class C Common Shares · Derivative 339,981 $0.00 Strike: $7.14 $0.00
Disclosure

SEC source: 0001712184-20-000266 · wf-form4_160089658607003.xml · derivative · entry 9

MALONE JOHN C · CIK 0000937797 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By A Trust

Disclosed balance after: 407,941

Underlying: Class C Common Shares · 339,981 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The rights offering is subject to termination or extension by the Issuer at any time prior to consummation.

F4 · derivative.exercise_date: The rights offering commenced on September 11, 2020.

F5 · derivative.expiration_date: The rights offering will expire at 5:00 p.m., New York City time, on September 25, 2020 unless extended by the Issuer.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 21:30 UTC
MALONE JOHN C10% owner
Exercise / conversionSubscription Right (Right to Buy) - Class C Common Shares · Derivative 1,060,254 $0.00 Strike: $7.14 $0.00
Disclosure

SEC source: 0001712184-20-000266 · wf-form4_160089658607003.xml · derivative · entry 7

MALONE JOHN C · CIK 0000937797 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,660

Underlying: Class C Common Shares · 1,060,254 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The rights offering is subject to termination or extension by the Issuer at any time prior to consummation.

F4 · derivative.exercise_date: The rights offering commenced on September 11, 2020.

F5 · derivative.expiration_date: The rights offering will expire at 5:00 p.m., New York City time, on September 25, 2020 unless extended by the Issuer.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 21:30 UTC
MALONE JOHN C10% owner
Exercise / conversionClass C Common Shares 339,981 $7.14 $2,427,464.34
Disclosure

SEC source: 0001712184-20-000266 · wf-form4_160089658607003.xml · nonDerivative · entry 5

MALONE JOHN C · CIK 0000937797 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By A Trust

Disclosed balance after: 1,603,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 21:30 UTC
MALONE JOHN C10% owner
Exercise / conversionClass C Common Shares 48,805 $7.14 $348,467.70
Disclosure

SEC source: 0001712184-20-000266 · wf-form4_160089658607003.xml · nonDerivative · entry 4

MALONE JOHN C · CIK 0000937797 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 200,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 21:30 UTC
MALONE JOHN C10% owner
Exercise / conversionClass C Common Shares 780,719 $7.14 $5,574,333.66
Disclosure

SEC source: 0001712184-20-000266 · wf-form4_160089658607003.xml · nonDerivative · entry 3

MALONE JOHN C · CIK 0000937797 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Columbus Holding LLC

Disclosed balance after: 2,823,461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Held indirectly through Columbus Holding LLC, of which the Reporting Person has a controlling interest.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 21:30 UTC
MALONE JOHN C10% owner
Exercise / conversionClass C Common Shares 1,060,254 $7.14 $7,570,213.56
Disclosure

SEC source: 0001712184-20-000266 · wf-form4_160089658607003.xml · nonDerivative · entry 1

MALONE JOHN C · CIK 0000937797 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,347,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 18, 2020 Filed Sep 21, 2020 21:33 UTC Exercise / conversionSubscription Right (Right to Buy) - Class C Common Shares · Derivative 7,517 $0.00 Strike: $7.14 $0.00
Disclosure

SEC source: 0001712184-20-000236 · wf-form4_160072398101665.xml · derivative · entry 2

BRACKEN CHARLES H R · CIK 0001091974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Shares · 7,517 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The rights offering is subject to termination or extension by the Issuer at any time prior to consummation.

F2 · derivative.exercise_date: The rights offering commenced on September 11, 2020.

F3 · derivative.expiration_date: The rights offering will expire at 5:00 p.m., New York City time, on September 25, 2020 unless extended by the Issuer.

Read SEC document
September 18, 2020 Filed Sep 21, 2020 21:33 UTC Exercise / conversionClass C Common Shares 7,517 $7.14 $53,671.38
Disclosure

SEC source: 0001712184-20-000236 · wf-form4_160072398101665.xml · nonDerivative · entry 1

BRACKEN CHARLES H R · CIK 0001091974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.