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Nasdaq · USD

LILA

Liberty Latin America Ltd.

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Tapewire entity
4630
SEC CIK
0001712184
Parsed reports
661

Last 12 months

Inside the activity.

41 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 202632
Jun 2026170
Jul 202600
Aug 2026101
Sep 2026110
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2026 Filed Aug 3, 2026 20:26 UTC
NOYES CHRISTOPHER JSVP, CHIEF FINANCIAL OFFICER
Tax withholdingClass C Common Shares 658 $7.79 $5,125.82
Disclosure

SEC source: 0001725072-26-000005 · wk-form4_1785788785.xml · nonDerivative · entry 2

NOYES CHRISTOPHER J · CIK 0001725072 · SVP, CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 607,411

F2 · kind: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit."

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June 30, 2026 Filed Aug 3, 2026 20:26 UTC
NOYES CHRISTOPHER JSVP, CHIEF FINANCIAL OFFICER
GrantClass C Common Shares 833 $0.00 $0.00
Disclosure

SEC source: 0001725072-26-000005 · wk-form4_1785788785.xml · nonDerivative · entry 1

NOYES CHRISTOPHER J · CIK 0001725072 · SVP, CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 608,069

F1 · kind: These shares were acquired pursuant to the "match benefit" of ESPP in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

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June 29, 2026 Filed Jul 2, 2026 00:23 UTC
GOULD PAUL ADirector
OtherClass C Common Shares 60,000 $7.63 $457,800.00
Disclosure

SEC source: 0001018211-26-000012 · wk-form4_1782951802.xml · nonDerivative · entry 2

GOULD PAUL A · CIK 0001018211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 392,370

F2 · shares: On June 29, 2026, the Reporting Person entered into an Exchange Agreement with the Issuer's President and CEO to exchange 60,000 Class C common shares held by the Reporting Person for 60,000 Class B common shares held by the Issuer's President and CEO at a price of $7.63 per share, which was the closing share price of the Issuer's Class C common shares on June 29, 2026.

F2 · price: On June 29, 2026, the Reporting Person entered into an Exchange Agreement with the Issuer's President and CEO to exchange 60,000 Class C common shares held by the Reporting Person for 60,000 Class B common shares held by the Issuer's President and CEO at a price of $7.63 per share, which was the closing share price of the Issuer's Class C common shares on June 29, 2026.

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June 29, 2026 Filed Jul 2, 2026 00:23 UTC
GOULD PAUL ADirector
OtherClass B Common Shares 60,000 $7.63 $457,800.00
Disclosure

SEC source: 0001018211-26-000012 · wk-form4_1782951802.xml · nonDerivative · entry 1

GOULD PAUL A · CIK 0001018211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,987

F1 · security: Each Class B common share is convertible, at the holder's election, into one Class A common share at any time for no consideration other than the surrender of the Class B common share for the Class A common share.

F2 · shares: On June 29, 2026, the Reporting Person entered into an Exchange Agreement with the Issuer's President and CEO to exchange 60,000 Class C common shares held by the Reporting Person for 60,000 Class B common shares held by the Issuer's President and CEO at a price of $7.63 per share, which was the closing share price of the Issuer's Class C common shares on June 29, 2026.

F2 · price: On June 29, 2026, the Reporting Person entered into an Exchange Agreement with the Issuer's President and CEO to exchange 60,000 Class C common shares held by the Reporting Person for 60,000 Class B common shares held by the Issuer's President and CEO at a price of $7.63 per share, which was the closing share price of the Issuer's Class C common shares on June 29, 2026.

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June 29, 2026 Filed Jul 2, 2026 00:22 UTC
Nair BalanDirector · President and CEO
OtherClass C Common Shares 60,000 $7.63 $457,800.00
Disclosure

SEC source: 0001398905-26-000015 · wk-form4_1782951736.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,336,798

F2 · shares: On June 29, 2026, the Reporting Person entered into an Exchange Agreement with a member of the Issuer's board of directors to exchange 60,000 Class B common shares held by the Reporting Person for 60,000 Class C common shares held by the board member at a price of $7.63 per share, which was the closing share price of the Issuer's Class C common shares on June 29, 2026. The Reporting Person continues to support the Issuer's long-term business strategy, but desired to effect the exchange for tax planning purposes.

F2 · price: On June 29, 2026, the Reporting Person entered into an Exchange Agreement with a member of the Issuer's board of directors to exchange 60,000 Class B common shares held by the Reporting Person for 60,000 Class C common shares held by the board member at a price of $7.63 per share, which was the closing share price of the Issuer's Class C common shares on June 29, 2026. The Reporting Person continues to support the Issuer's long-term business strategy, but desired to effect the exchange for tax planning purposes.

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June 29, 2026 Filed Jul 2, 2026 00:22 UTC
Nair BalanDirector · President and CEO
OtherClass B Common Shares 60,000 $7.63 $457,800.00
Disclosure

SEC source: 0001398905-26-000015 · wk-form4_1782951736.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 501,563

F1 · security: Each Class B Common Share is convertible, at the holder's election, into one Class A Common Share, at any time for no consideration other than the surrender of the Class B Common Share for each Class A Common Share.

F2 · shares: On June 29, 2026, the Reporting Person entered into an Exchange Agreement with a member of the Issuer's board of directors to exchange 60,000 Class B common shares held by the Reporting Person for 60,000 Class C common shares held by the board member at a price of $7.63 per share, which was the closing share price of the Issuer's Class C common shares on June 29, 2026. The Reporting Person continues to support the Issuer's long-term business strategy, but desired to effect the exchange for tax planning purposes.

F2 · price: On June 29, 2026, the Reporting Person entered into an Exchange Agreement with a member of the Issuer's board of directors to exchange 60,000 Class B common shares held by the Reporting Person for 60,000 Class C common shares held by the board member at a price of $7.63 per share, which was the closing share price of the Issuer's Class C common shares on June 29, 2026. The Reporting Person continues to support the Issuer's long-term business strategy, but desired to effect the exchange for tax planning purposes.

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June 26, 2026 Filed Jun 30, 2026 21:06 UTC
WINTER JOHN MSVP, CLO AND SECRETARY
PurchaseSeries A Preference Shares 5,071 $19.67 $99,738.46
Disclosure

SEC source: 0001724412-26-000004 · wk-form4_1782853611.xml · nonDerivative · entry 2

WINTER JOHN M · CIK 0001724412 · SVP, CLO AND SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,547

F2 · price: The price reflects a weighted average of purchases made at prices ranging from $19.5600 to $19.7700. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.

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June 26, 2026 Filed Jun 29, 2026 21:27 UTC
MALONE JOHN CDirector Emeritus
PurchaseClass A Common Shares 17,693 $7.00 $123,819.15
Disclosure

SEC source: 0000937797-26-000015 · wk-form4_1782768425.xml · nonDerivative · entry 3

MALONE JOHN C · CIK 0000937797 · Director Emeritus

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,725,813

F4 · price: The price reflects a weighted average of purchases made at prices ranging from $6.9850 to $7.0000. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.

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June 25, 2026 Filed Jul 18, 2026 00:11 UTC
FRIES MICHAEL TDirector · Executive Chairman
PurchaseSeries A Preference Shares 49,382 $20.39 $1,006,711.33
Disclosure

SEC source: 0001058725-26-000009 · wk-form4_1784333465.xml · nonDerivative · entry 2

FRIES MICHAEL T · CIK 0001058725 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,335

F2 · price: The price reflects a weighted average of purchases made at prices ranging from $20.20 to $20.50. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.

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June 25, 2026 Filed Jun 29, 2026 21:27 UTC
MALONE JOHN CDirector Emeritus
PurchaseSeries A Preference Shares 45,300 $20.45 $926,326.11
Disclosure

SEC source: 0000937797-26-000015 · wk-form4_1782768425.xml · nonDerivative · entry 2

MALONE JOHN C · CIK 0000937797 · Director Emeritus

10b5-1 filing: No plan indicated

Ownership: Indirect · By a Trust

Disclosed balance after: 1,261,922

F2 · price: The price reflects a weighted average of purchases made at prices ranging from $20.4000 to $20.4500. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.

F3 · balance_after: Held by a charitable remainder unitrust of which the Reporting Person is co-trustee and, with his spouse, retains a unitrust interest in the trust.

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June 25, 2026 Filed Jun 29, 2026 21:27 UTC
MALONE JOHN CDirector Emeritus
PurchaseClass A Common Shares 336,706 $6.96 $2,343,978.82
Disclosure

SEC source: 0000937797-26-000015 · wk-form4_1782768425.xml · nonDerivative · entry 1

MALONE JOHN C · CIK 0000937797 · Director Emeritus

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,708,120

F1 · price: The price reflects a weighted average of purchases made at prices ranging from $6.7650 to $7.0000. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.

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June 24, 2026 Filed Jun 25, 2026 22:18 UTC PurchaseSeries A Preference Shares 4,900 $20.50 $100,450.00
Disclosure

SEC source: 0001091974-26-000012 · wk-form4_1782425886.xml · nonDerivative · entry 3

BRACKEN CHARLES H R · CIK 0001091974 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Charlouise Ltd.

Disclosed balance after: 23,767

F2 · ownership.nature: Shares are held by Charlouise Ltd., which is controlled by the Reporting Person.

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June 24, 2026 Filed Jun 25, 2026 00:00 UTC
MALONE JOHN CDirector Emeritus
PurchaseSeries A Preference Shares 199,350 $20.39 $4,065,583.77
Disclosure

SEC source: 0000937797-26-000013 · wk-form4_1782345600.xml · nonDerivative · entry 10

MALONE JOHN C · CIK 0000937797 · Director Emeritus

10b5-1 filing: No plan indicated

Ownership: Indirect · By a Trust

Disclosed balance after: 1,216,622

F11 · price: The price reflects a weighted average of purchases made at prices ranging from $19.8750 to $20.4500. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.

F5 · balance_after: Held by a charitable remainder unitrust of which the Reporting Person is co-trustee and, with his spouse, retains a unitrust interest in the trust.

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June 23, 2026 Filed Jun 25, 2026 22:18 UTC PurchaseSeries A Preference Shares 4,900 $20.50 $100,450.00
Disclosure

SEC source: 0001091974-26-000012 · wk-form4_1782425886.xml · nonDerivative · entry 2

BRACKEN CHARLES H R · CIK 0001091974 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Charlouise Ltd.

Disclosed balance after: 18,867

F2 · ownership.nature: Shares are held by Charlouise Ltd., which is controlled by the Reporting Person.

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June 23, 2026 Filed Jun 25, 2026 00:00 UTC
MALONE JOHN CDirector Emeritus
PurchaseClass A Common Shares 400,000 $5.92 $2,368,080.00
Disclosure

SEC source: 0000937797-26-000013 · wk-form4_1782345600.xml · nonDerivative · entry 9

MALONE JOHN C · CIK 0000937797 · Director Emeritus

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,371,414

F10 · price: The price reflects a weighted average of purchases made at prices ranging from $5.5550 to $6.0450 The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.

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June 23, 2026 Filed Jun 25, 2026 00:00 UTC
MALONE JOHN CDirector Emeritus
PurchaseSeries A Preference Shares 1,474 $20.63 $30,404.20
Disclosure

SEC source: 0000937797-26-000013 · wk-form4_1782345600.xml · nonDerivative · entry 8

MALONE JOHN C · CIK 0000937797 · Director Emeritus

10b5-1 filing: No plan indicated

Ownership: Indirect · By a Trust

Disclosed balance after: 1,017,272

F9 · price: The price reflects a weighted average of purchases made at prices ranging from $20.5600 to $20.7200. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.

F5 · balance_after: Held by a charitable remainder unitrust of which the Reporting Person is co-trustee and, with his spouse, retains a unitrust interest in the trust.

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June 23, 2026 Filed Jun 25, 2026 00:00 UTC
MALONE JOHN CDirector Emeritus
PurchaseSeries A Preference Shares 477,627 $20.36 $9,725,584.26
Disclosure

SEC source: 0000937797-26-000013 · wk-form4_1782345600.xml · nonDerivative · entry 7

MALONE JOHN C · CIK 0000937797 · Director Emeritus

10b5-1 filing: No plan indicated

Ownership: Indirect · By a Trust

Disclosed balance after: 1,015,798

F8 · price: The price reflects a weighted average of purchases made at prices ranging from $19.5475 to $20.5265. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.

F5 · balance_after: Held by a charitable remainder unitrust of which the Reporting Person is co-trustee and, with his spouse, retains a unitrust interest in the trust.

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June 22, 2026 Filed Jun 25, 2026 00:00 UTC
MALONE JOHN CDirector Emeritus
PurchaseClass C Common Shares 224,109 $4.96 $1,112,342.61
Disclosure

SEC source: 0000937797-26-000013 · wk-form4_1782345600.xml · nonDerivative · entry 6

MALONE JOHN C · CIK 0000937797 · Director Emeritus

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,397,127

F7 · price: The price reflects a weighted average of purchases made at prices ranging from $4.8850 to $4.9900. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.

Read SEC document
June 22, 2026 Filed Jun 25, 2026 00:00 UTC
MALONE JOHN CDirector Emeritus
PurchaseClass A Common Shares 1,095,072 $4.98 $5,452,144.47
Disclosure

SEC source: 0000937797-26-000013 · wk-form4_1782345600.xml · nonDerivative · entry 5

MALONE JOHN C · CIK 0000937797 · Director Emeritus

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,971,414

F6 · price: The price reflects a weighted average of purchases made at prices ranging from $4.9350 to $4.9900. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.

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June 22, 2026 Filed Jun 25, 2026 00:00 UTC
MALONE JOHN CDirector Emeritus
PurchaseSeries A Preference Shares 260,299 $19.89 $5,177,919.77
Disclosure

SEC source: 0000937797-26-000013 · wk-form4_1782345600.xml · nonDerivative · entry 4

MALONE JOHN C · CIK 0000937797 · Director Emeritus

10b5-1 filing: No plan indicated

Ownership: Indirect · By a Trust

Disclosed balance after: 538,171

F4 · price: The price reflects a weighted average of purchases made at prices ranging from $19.4800 to $20.2100. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.

F5 · balance_after: Held by a charitable remainder unitrust of which the Reporting Person is co-trustee and, with his spouse, retains a unitrust interest in the trust.

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June 18, 2026 Filed Jun 23, 2026 21:08 UTC
Nair BalanDirector · President and CEO
PurchaseSeries A Preference Shares 13,155 $18.95 $249,339.87
Disclosure

SEC source: 0001712184-26-000108 · wk-form4_1782248880.xml · nonDerivative · entry 3

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 394,908

F3 · price: The price reflects a weighted average of purchases made at prices ranging from $18.9500 to $18.9550. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.

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June 18, 2026 Filed Jun 23, 2026 21:08 UTC
Nair BalanDirector · President and CEO
PurchaseClass C Common Shares 151,759 $4.95 $751,631.98
Disclosure

SEC source: 0001712184-26-000108 · wk-form4_1782248880.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,276,798

F2 · price: The price reflects a weighted average of purchases made at prices ranging from $4.8200 to $5.0000. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.

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June 18, 2026 Filed Jun 23, 2026 21:07 UTC PurchaseClass A Common Shares 100,000 $4.88 $488,200.00
Disclosure

SEC source: 0001712184-26-000107 · wk-form4_1782248833.xml · nonDerivative · entry 1

PADDICK BRENDAN J · CIK 0001724506 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,559,542

F1 · price: The price reflects a weighted average of purchases made at prices ranging from $4.8400 to $4.9000. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.

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June 17, 2026 Filed Jul 18, 2026 00:15 UTC
GOULD PAUL ADirector
OtherRestricted Share Units P · Derivative 1,935 $0.00 $0.00
Disclosure

SEC source: 0001018211-26-000016 · wk-form4_1784333751.xml · derivative · entry 2

GOULD PAUL A · CIK 0001018211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,935

Underlying: Series A Preference Shares · 1,935 shares

Expires 2027-03-15

F2 · derivative.exercise_price: Each Restricted Share Unit P ("RSU") represents a right to receive one share of the Issuer's Series A Preference Shares at settlement.

F3 · shares: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the compensation committee of the Issuer's board of directors pursuant to Rule 16b-3.

F3 · derivative.underlying_shares: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the compensation committee of the Issuer's board of directors pursuant to Rule 16b-3.

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June 17, 2026 Filed Jul 18, 2026 00:12 UTC OtherRestricted Share Units P · Derivative 1,935 $0.00 $0.00
Disclosure

SEC source: 0001091974-26-000014 · wk-form4_1784333520.xml · derivative · entry 1

BRACKEN CHARLES H R · CIK 0001091974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,935

Underlying: Series A Preference Shares · 1,935 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit P ("RSU") represents a right to receive one share of the Issuer's Series A Preference Shares at settlement.

F2 · shares: In connection with the Dividend (as defined in Remarks), all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3.

F3 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15, 2027.

F3 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15, 2027.

F2 · derivative.underlying_shares: In connection with the Dividend (as defined in Remarks), all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3.

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June 17, 2026 Filed Jul 18, 2026 00:11 UTC
FRIES MICHAEL TDirector · Executive Chairman
OtherRestricted Share Units P · Derivative 6,129 $0.00 $0.00
Disclosure

SEC source: 0001058725-26-000009 · wk-form4_1784333465.xml · derivative · entry 3

FRIES MICHAEL T · CIK 0001058725 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,129

Underlying: Series A Preference Shares · 6,129 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Share Unit P ("RSU") represents a right to receive one share of the Issuer's Series A Preference Shares at settlement.

F4 · shares: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the compensation committee of the Issuer's board of directors pursuant to Rule 16b-3.

F5 · derivative.exercise_date: The Restricted Share Units vest in full on March 15, 2027.

F5 · derivative.expiration_date: The Restricted Share Units vest in full on March 15, 2027.

F4 · derivative.underlying_shares: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the compensation committee of the Issuer's board of directors pursuant to Rule 16b-3.

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June 17, 2026 Filed Jul 18, 2026 00:13 UTC OtherRestricted Share Units P · Derivative 1,935 $0.00 $0.00
Disclosure

SEC source: 0001144689-26-000003 · wk-form4_1784333590.xml · derivative · entry 2

CURTIS MIRANDA · CIK 0001144689 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,935

Underlying: Series A Preference Shares · 1,935 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Unit P ("RSU") represents a right to receive one share of the Issuer's Series A Preference Shares at settlement.

F3 · shares: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the compensation committee of the Issuer's board of directors pursuant to Rule 16b-3.

F4 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15, 2027.

F4 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15, 2027.

F3 · derivative.underlying_shares: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the compensation committee of the Issuer's board of directors pursuant to Rule 16b-3.

Read SEC document
June 17, 2026 Filed Jul 18, 2026 00:14 UTC OtherRestricted Share Units P · Derivative 1,935 $0.00 $0.00
Disclosure

SEC source: 0001724519-26-000008 · wk-form4_1784333683.xml · derivative · entry 2

DE ANGOITIA ALFONSO · CIK 0001724519 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,935

Underlying: Series A Preference Shares · 1,935 shares

Expires 2027-03-15

F2 · derivative.exercise_price: Each Restricted Share Unit P ("RSU") represents a right to receive one share of the Issuer's Series A Preference Shares at settlement.

F3 · shares: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the compensation committee of the Issuer's board of directors pursuant to Rule 16b-3.

F3 · derivative.underlying_shares: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the compensation committee of the Issuer's board of directors pursuant to Rule 16b-3.

Read SEC document
June 17, 2026 Filed Jul 18, 2026 00:11 UTC
Nair BalanDirector · President and CEO
OtherRestricted Share Units P · Derivative 61,935 $0.00 $0.00
Disclosure

SEC source: 0001398905-26-000017 · wk-form4_1784333490.xml · derivative · entry 3

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,935

Underlying: Series A Preference Shares · 61,935 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit P ("RSU") represents a right to receive one share of the Issuer's Series A Preference Shares at settlement.

F2 · shares: In connection with the Dividend (as defined in Remarks), all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3.

F5 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2027, 2028 and 2029.

F5 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2027, 2028 and 2029.

F2 · derivative.underlying_shares: In connection with the Dividend (as defined in Remarks), all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3.

Read SEC document
June 17, 2026 Filed Jul 18, 2026 00:11 UTC
Nair BalanDirector · President and CEO
OtherRestricted Share Units P · Derivative 46,359 $0.00 $0.00
Disclosure

SEC source: 0001398905-26-000017 · wk-form4_1784333490.xml · derivative · entry 2

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,359

Underlying: Series A Preference Shares · 46,359 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit P ("RSU") represents a right to receive one share of the Issuer's Series A Preference Shares at settlement.

F2 · shares: In connection with the Dividend (as defined in Remarks), all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3.

F4 · derivative.exercise_date: The RSUs vest in two equal annual installments on March 15 of 2027 and 2028.

F4 · derivative.expiration_date: The RSUs vest in two equal annual installments on March 15 of 2027 and 2028.

F2 · derivative.underlying_shares: In connection with the Dividend (as defined in Remarks), all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3.

Read SEC document
June 17, 2026 Filed Jul 18, 2026 00:11 UTC
Nair BalanDirector · President and CEO
OtherRestricted Share Units P · Derivative 23,622 $0.00 $0.00
Disclosure

SEC source: 0001398905-26-000017 · wk-form4_1784333490.xml · derivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,622

Underlying: Series A Preference Shares · 23,622 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit P ("RSU") represents a right to receive one share of the Issuer's Series A Preference Shares at settlement.

F2 · shares: In connection with the Dividend (as defined in Remarks), all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3.

F3 · derivative.exercise_date: The Restricted Share Units vest in full on March 15, 2027.

F3 · derivative.expiration_date: The Restricted Share Units vest in full on March 15, 2027.

F2 · derivative.underlying_shares: In connection with the Dividend (as defined in Remarks), all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3.

Read SEC document
June 17, 2026 Filed Jul 18, 2026 00:15 UTC OtherRestricted Share Units P · Derivative 1,935 $0.00 $0.00
Disclosure

SEC source: 0001567395-26-000005 · wk-form4_1784333705.xml · derivative · entry 2

Sanchez Daniel E. · CIK 0001567395 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,935

Underlying: Series A Preference Shares · 1,935 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Unit P ("RSU") represents a right to receive one share of the Issuer's Series A Preference Shares at settlement.

F3 · shares: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the compensation committee of the Issuer's board of directors pursuant to Rule 16b-3.

F4 · derivative.exercise_date: The Restricted Share Units vest in full on March 15, 2027.

F4 · derivative.expiration_date: The Restricted Share Units vest in full on March 15, 2027.

F3 · derivative.underlying_shares: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the compensation committee of the Issuer's board of directors pursuant to Rule 16b-3.

Read SEC document
June 17, 2026 Filed Jul 18, 2026 00:14 UTC
Hussain AamirSVP, CT&PO
OtherRestricted Share Units P · Derivative 17,419 $0.00 $0.00
Disclosure

SEC source: 0001623766-26-000003 · wk-form4_1784333661.xml · derivative · entry 4

Hussain Aamir · CIK 0001623766 · SVP, CT&PO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,419

Underlying: Series A Preference Shares · 17,419 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Unit P ("RSU") represents a right to receive one share of the Issuer's Series A Preference Shares at settlement.

F3 · shares: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the compensation committee of the Issuer's board of directors pursuant to Rule 16b-3.

F6 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2027, 2028 and 2029.

F6 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2027, 2028 and 2029.

F3 · derivative.underlying_shares: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the compensation committee of the Issuer's board of directors pursuant to Rule 16b-3.

Read SEC document
June 17, 2026 Filed Jul 18, 2026 00:14 UTC
Hussain AamirSVP, CT&PO
OtherRestricted Share Units P · Derivative 13,458 $0.00 $0.00
Disclosure

SEC source: 0001623766-26-000003 · wk-form4_1784333661.xml · derivative · entry 3

Hussain Aamir · CIK 0001623766 · SVP, CT&PO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,458

Underlying: Series A Preference Shares · 13,458 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Unit P ("RSU") represents a right to receive one share of the Issuer's Series A Preference Shares at settlement.

F3 · shares: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the compensation committee of the Issuer's board of directors pursuant to Rule 16b-3.

F5 · derivative.exercise_date: The RSUs vest in two equal annual installments on March 15 of 2027 and 2028.

F5 · derivative.expiration_date: The RSUs vest in two equal annual installments on March 15 of 2027 and 2028.

F3 · derivative.underlying_shares: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the compensation committee of the Issuer's board of directors pursuant to Rule 16b-3.

Read SEC document
June 17, 2026 Filed Jul 18, 2026 00:14 UTC
Hussain AamirSVP, CT&PO
OtherRestricted Share Units P · Derivative 7,086 $0.00 $0.00
Disclosure

SEC source: 0001623766-26-000003 · wk-form4_1784333661.xml · derivative · entry 2

Hussain Aamir · CIK 0001623766 · SVP, CT&PO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,086

Underlying: Series A Preference Shares · 7,086 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Unit P ("RSU") represents a right to receive one share of the Issuer's Series A Preference Shares at settlement.

F3 · shares: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the compensation committee of the Issuer's board of directors pursuant to Rule 16b-3.

F4 · derivative.exercise_date: The Restricted Share Units vest in full on March 15, 2027.

F4 · derivative.expiration_date: The Restricted Share Units vest in full on March 15, 2027.

F3 · derivative.underlying_shares: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the compensation committee of the Issuer's board of directors pursuant to Rule 16b-3.

Read SEC document
June 17, 2026 Filed Jul 18, 2026 00:15 UTC OtherRestricted Share Units P · Derivative 1,935 $0.00 $0.00
Disclosure

SEC source: 0001871307-26-000002 · wk-form4_1784333728.xml · derivative · entry 2

Jacobson Roberta S. · CIK 0001871307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,935

Underlying: Series A Preference Shares · 1,935 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Unit P ("RSU") represents a right to receive one share of the Issuer's Series A Preference Shares at settlement.

F3 · shares: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the compensation committee of the Issuer's board of directors pursuant to Rule 16b-3.

F4 · derivative.exercise_date: The Restricted Share Units vest in full on March 15, 2027.

F4 · derivative.expiration_date: The Restricted Share Units vest in full on March 15, 2027.

F3 · derivative.underlying_shares: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the compensation committee of the Issuer's board of directors pursuant to Rule 16b-3.

Read SEC document
June 17, 2026 Filed Jul 18, 2026 00:13 UTC OtherRestricted Share Units P · Derivative 1,935 $0.00 $0.00
Disclosure

SEC source: 0001724506-26-000007 · wk-form4_1784333614.xml · derivative · entry 2

PADDICK BRENDAN J · CIK 0001724506 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,935

Underlying: Series A Preference Shares · 1,935 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Unit P ("RSU") represents a right to receive one share of the Issuer's Series A Preference Shares at settlement.

F3 · shares: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the compensation committee of the Issuer's board of directors pursuant to Rule 16b-3.

F4 · derivative.exercise_date: The Restricted Share Units vest in full on March 15, 2027.

F4 · derivative.expiration_date: The Restricted Share Units vest in full on March 15, 2027.

F3 · derivative.underlying_shares: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the compensation committee of the Issuer's board of directors pursuant to Rule 16b-3.

Read SEC document
June 17, 2026 Filed Jul 18, 2026 00:14 UTC
NOYES CHRISTOPHER JSVP, CHIEF FINANCIAL OFFICER
OtherRestricted Share Units P · Derivative 19,354 $0.00 $0.00
Disclosure

SEC source: 0001725072-26-000003 · wk-form4_1784333637.xml · derivative · entry 5

NOYES CHRISTOPHER J · CIK 0001725072 · SVP, CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,354

Underlying: Series A Preference Shares · 19,354 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Unit P ("RSU") represents a right to receive one share of the Issuer's Series A Preference Shares at settlement.

F3 · shares: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the compensation committee of the Issuer's board of directors pursuant to Rule 16b-3.

F6 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2027, 2028 and 2029.

F6 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2027, 2028 and 2029.

F3 · derivative.underlying_shares: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the compensation committee of the Issuer's board of directors pursuant to Rule 16b-3.

Read SEC document
June 17, 2026 Filed Jul 18, 2026 00:14 UTC
NOYES CHRISTOPHER JSVP, CHIEF FINANCIAL OFFICER
OtherRestricted Share Units P · Derivative 14,953 $0.00 $0.00
Disclosure

SEC source: 0001725072-26-000003 · wk-form4_1784333637.xml · derivative · entry 4

NOYES CHRISTOPHER J · CIK 0001725072 · SVP, CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,953

Underlying: Series A Preference Shares · 14,953 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Unit P ("RSU") represents a right to receive one share of the Issuer's Series A Preference Shares at settlement.

F3 · shares: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the compensation committee of the Issuer's board of directors pursuant to Rule 16b-3.

F5 · derivative.exercise_date: The RSUs vest in two equal annual installments on March 15 of 2027 and 2028.

F5 · derivative.expiration_date: The RSUs vest in two equal annual installments on March 15 of 2027 and 2028.

F3 · derivative.underlying_shares: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the compensation committee of the Issuer's board of directors pursuant to Rule 16b-3.

Read SEC document
June 17, 2026 Filed Jul 18, 2026 00:14 UTC
NOYES CHRISTOPHER JSVP, CHIEF FINANCIAL OFFICER
OtherRestricted Share Units P · Derivative 7,873 $0.00 $0.00
Disclosure

SEC source: 0001725072-26-000003 · wk-form4_1784333637.xml · derivative · entry 3

NOYES CHRISTOPHER J · CIK 0001725072 · SVP, CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,873

Underlying: Series A Preference Shares · 7,873 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Unit P ("RSU") represents a right to receive one share of the Issuer's Series A Preference Shares at settlement.

F3 · shares: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the compensation committee of the Issuer's board of directors pursuant to Rule 16b-3.

F4 · derivative.exercise_date: The Restricted Share Units vest in full on March 15, 2027.

F4 · derivative.expiration_date: The Restricted Share Units vest in full on March 15, 2027.

F3 · derivative.underlying_shares: In connection with the Dividend, all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the compensation committee of the Issuer's board of directors pursuant to Rule 16b-3.

Read SEC document
June 17, 2026 Filed Jul 18, 2026 00:12 UTC
ZOOK BRIAN DMD, CHIEF ACCOUNTING OFFICER
OtherRestricted Share Units P · Derivative 2,164 $0.00 $0.00
Disclosure

SEC source: 0001725076-26-000003 · wk-form4_1784333569.xml · derivative · entry 3

ZOOK BRIAN D · CIK 0001725076 · MD, CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,164

Underlying: Series A Preference Shares · 2,164 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Share Unit P ("RSU") represents a right to receive one share of the Issuer's Series A Preference Shares at settlement.

F4 · derivative.exercise_date: The RSUs vest in full on March 15, 2027.

F4 · derivative.expiration_date: The RSUs vest in full on March 15, 2027.

Read SEC document
June 17, 2026 Filed Jul 18, 2026 00:12 UTC
WINTER JOHN MSVP, CLO AND SECRETARY
OtherRestricted Share Units P · Derivative 15,483 $0.00 $0.00
Disclosure

SEC source: 0001724412-26-000006 · wk-form4_1784333545.xml · derivative · entry 3

WINTER JOHN M · CIK 0001724412 · SVP, CLO AND SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,483

Underlying: Series A Preference Shares · 15,483 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit P ("RSU") represents a right to receive one share of the Issuer's Series A Preference Shares at settlement.

F2 · shares: In connection with the Dividend (as defined in Remarks), all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3.

F4 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2027, 2028 and 2029.

F4 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2027, 2028 and 2029.

F2 · derivative.underlying_shares: In connection with the Dividend (as defined in Remarks), all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3.

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June 17, 2026 Filed Jul 18, 2026 00:12 UTC
WINTER JOHN MSVP, CLO AND SECRETARY
OtherRestricted Share Units P · Derivative 11,962 $0.00 $0.00
Disclosure

SEC source: 0001724412-26-000006 · wk-form4_1784333545.xml · derivative · entry 2

WINTER JOHN M · CIK 0001724412 · SVP, CLO AND SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,962

Underlying: Series A Preference Shares · 11,962 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit P ("RSU") represents a right to receive one share of the Issuer's Series A Preference Shares at settlement.

F2 · shares: In connection with the Dividend (as defined in Remarks), all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3.

F3 · derivative.exercise_date: The RSUs vest in two equal annual installments on March 15 of 2027 and 2028.

F3 · derivative.expiration_date: The RSUs vest in two equal annual installments on March 15 of 2027 and 2028.

F2 · derivative.underlying_shares: In connection with the Dividend (as defined in Remarks), all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3.

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June 17, 2026 Filed Jul 18, 2026 00:12 UTC
WINTER JOHN MSVP, CLO AND SECRETARY
OtherRestricted Share Units P · Derivative 6,298 $0.00 $0.00
Disclosure

SEC source: 0001724412-26-000006 · wk-form4_1784333545.xml · derivative · entry 1

WINTER JOHN M · CIK 0001724412 · SVP, CLO AND SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,298

Underlying: Series A Preference Shares · 6,298 shares

Expires 2027-03-15

F1 · derivative.exercise_price: Each Restricted Share Unit P ("RSU") represents a right to receive one share of the Issuer's Series A Preference Shares at settlement.

F2 · shares: In connection with the Dividend (as defined in Remarks), all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3.

F2 · derivative.underlying_shares: In connection with the Dividend (as defined in Remarks), all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3.

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June 16, 2026 Filed Jun 23, 2026 21:08 UTC
Nair BalanDirector · President and CEO
OtherSeries A Preference Shares 381,753 $0.00 $0.00
Disclosure

SEC source: 0001712184-26-000108 · wk-form4_1782248880.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 381,753

F1 · balance_after: On May 21, 2026, the Issuer announced that an authorized committee of the Issuer's board of directors declared a special dividend on each of its outstanding common shares payable on June 16, 2026 to all holders of record as of 5:00 p.m., New York City time, on June 1, 2026 consisting of a special dividend of 0.10 shares of newly issued 9.0% Fixed Rate Cumulative Perpetual Redeemable Series A Preferred Shares (the "Preferred Shares"), having an initial liquidation price of $25 per Preferred Share (the "Dividend"). As a result of the Dividend, the reporting person directly received 381,753 Preferred Shares.

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June 16, 2026 Filed Jun 25, 2026 22:18 UTC OtherSeries A Preference Shares 13,967 $0.00 $0.00
Disclosure

SEC source: 0001091974-26-000012 · wk-form4_1782425886.xml · nonDerivative · entry 1

BRACKEN CHARLES H R · CIK 0001091974 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Charlouise Ltd.

Disclosed balance after: 13,967

F1 · balance_after: On May 21, 2026, the Issuer announced that an authorized committee of the Issuer's board of directors declared a special dividend on each of its outstanding common shares payable on June 16, 2026 to all holders of record as of 5:00 p.m., New York City time, on June 1, 2026 consisting of a special dividend of 0.10 shares of newly issued 9.0% Fixed Rate Cumulative Perpetual Redeemable Series A Preferred Shares (the "Preferred Shares"), having an initial liquidation price of $25 per Preferred Share (the "Dividend"). As a result of the Dividend, the reporting person directly received 13,967 Preferred Shares.

F2 · ownership.nature: Shares are held by Charlouise Ltd., which is controlled by the Reporting Person.

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June 16, 2026 Filed Jun 30, 2026 21:06 UTC
WINTER JOHN MSVP, CLO AND SECRETARY
OtherSeries A Preference Shares 59,476 $0.00 $0.00
Disclosure

SEC source: 0001724412-26-000004 · wk-form4_1782853611.xml · nonDerivative · entry 1

WINTER JOHN M · CIK 0001724412 · SVP, CLO AND SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,476

F1 · balance_after: On May 21, 2026, the Issuer announced that an authorized committee of the Issuer's board of directors declared a special dividend on each of its outstanding common shares payable on June 16, 2026 to all holders of record as of 5:00 p.m., New York City time, on June 1, 2026 consisting of a special dividend of 0.10 shares of newly issued 9.0% Fixed Rate Cumulative Perpetual Redeemable Series A Preferred Shares (the "Preferred Shares"), having an initial liquidation price of $25 per Preferred Share (the "Dividend"). As a result of the Dividend, the reporting person directly received 59,476 Preferred Shares.

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June 16, 2026 Filed Jul 18, 2026 00:15 UTC
GOULD PAUL ADirector
OtherSeries A Preference Shares 81,300 $0.00 $0.00
Disclosure

SEC source: 0001018211-26-000016 · wk-form4_1784333751.xml · nonDerivative · entry 1

GOULD PAUL A · CIK 0001018211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,300

F1 · balance_after: On May 21, 2026, the Issuer announced that an authorized committee of the Issuer's board of directors declared a special dividend on each of its outstanding common shares payable on June 16, 2026 to all holders of record as of 5:00 p.m., New York City time, on June 1, 2026 consisting of a special dividend of 0.10 shares of newly issued 9.0% Fixed Rate Cumulative Perpetual Redeemable Series A Preferred Shares (the "Preferred Shares"), having an initial liquidation price of $25 per Preferred Share (the "Dividend"). As a result of the Dividend, the reporting person directly received 81,300 Preferred Shares.

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June 16, 2026 Filed Jul 18, 2026 00:11 UTC
FRIES MICHAEL TDirector · Executive Chairman
OtherSeries A Preference Shares 99,953 $0.00 $0.00
Disclosure

SEC source: 0001058725-26-000009 · wk-form4_1784333465.xml · nonDerivative · entry 1

FRIES MICHAEL T · CIK 0001058725 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,953

F1 · balance_after: On May 21, 2026, the Issuer announced that an authorized committee of the Issuer's board of directors declared a special dividend on each of its outstanding common shares payable on June 16, 2026 to all holders of record as of 5:00 p.m., New York City time, on June 1, 2026 consisting of a special dividend of 0.10 shares of newly issued 9.0% Fixed Rate Cumulative Perpetual Redeemable Series A Preferred Shares (the "Preferred Shares"), having an initial liquidation price of $25 per Preferred Share (the "Dividend"). As a result of the Dividend, the reporting person directly received 99,953 Preferred Shares.

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June 16, 2026 Filed Jul 18, 2026 00:13 UTC OtherSeries A Preference Shares 12,216 $0.00 $0.00
Disclosure

SEC source: 0001144689-26-000003 · wk-form4_1784333590.xml · nonDerivative · entry 1

CURTIS MIRANDA · CIK 0001144689 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,216

F1 · balance_after: On May 21, 2026, the Issuer announced that an authorized committee of the Issuer's board of directors declared a special dividend on each of its outstanding common shares payable on June 16, 2026 to all holders of record as of 5:00 p.m., New York City time, on June 1, 2026 consisting of a special dividend of 0.10 shares of newly issued 9.0% Fixed Rate Cumulative Perpetual Redeemable Series A Preferred Shares (the "Preferred Shares"), having an initial liquidation price of $25 per Preferred Share (the "Dividend"). As a result of the Dividend, the reporting person directly received 12,216 Preferred Shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.