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L3HARRIS TECHNOLOGIES, INC. /DE/

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0000202058
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741

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0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202602
Mar 202603
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 29, 2019 Filed Jul 2, 2019 19:09 UTC
MIKUEN SCOTT TSr VP-General Counsel & Secy
Exercise / conversionCommon Stock, Par Value $1.00 1,990 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040142 · doc4.xml · nonDerivative · entry 12

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,768.72

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · shares: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:09 UTC
MIKUEN SCOTT TSr VP-General Counsel & Secy
Tax withholdingCommon Stock, Par Value $1.00 947 $189.13 $179,106.11
Disclosure

SEC source: 0001209191-19-040142 · doc4.xml · nonDerivative · entry 11

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,778.72

F9 · shares: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:09 UTC
MIKUEN SCOTT TSr VP-General Counsel & Secy
Exercise / conversionCommon Stock, Par Value $1.00 2,471 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040142 · doc4.xml · nonDerivative · entry 10

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,725.72

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:09 UTC
MIKUEN SCOTT TSr VP-General Counsel & Secy
Tax withholdingCommon Stock, Par Value $1.00 2,657 $189.13 $502,518.41
Disclosure

SEC source: 0001209191-19-040142 · doc4.xml · nonDerivative · entry 9

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,254.72

F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:09 UTC
MIKUEN SCOTT TSr VP-General Counsel & Secy
GrantCommon Stock, Par Value $1.00 2,770 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040142 · doc4.xml · nonDerivative · entry 8

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,911.72

F7 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 6 that vested based on the performance determination.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:09 UTC
MIKUEN SCOTT TSr VP-General Counsel & Secy
Exercise / conversionCommon Stock, Par Value $1.00 3,980 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040142 · doc4.xml · nonDerivative · entry 7

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,141.72

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: The 3,980 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:09 UTC
MIKUEN SCOTT TSr VP-General Counsel & Secy
Tax withholdingCommon Stock, Par Value $1.00 3,329 $189.13 $629,613.77
Disclosure

SEC source: 0001209191-19-040142 · doc4.xml · nonDerivative · entry 6

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,161.72

F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:09 UTC
MIKUEN SCOTT TSr VP-General Counsel & Secy
GrantCommon Stock, Par Value $1.00 3,518 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040142 · doc4.xml · nonDerivative · entry 5

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,490.72

F5 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 4 that vested based on the performance determination.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:09 UTC
MIKUEN SCOTT TSr VP-General Counsel & Secy
Exercise / conversionCommon Stock, Par Value $1.00 4,941 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040142 · doc4.xml · nonDerivative · entry 4

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,972.72

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: The 4,941 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:09 UTC
MIKUEN SCOTT TSr VP-General Counsel & Secy
Tax withholdingCommon Stock, Par Value $1.00 3,015 $189.13 $570,226.95
Disclosure

SEC source: 0001209191-19-040142 · doc4.xml · nonDerivative · entry 3

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,031.72

F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:09 UTC
MIKUEN SCOTT TSr VP-General Counsel & Secy
GrantCommon Stock, Par Value $1.00 3,540 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040142 · doc4.xml · nonDerivative · entry 2

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,046.72

F2 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 1 that vested based on the performance determination.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:09 UTC
MIKUEN SCOTT TSr VP-General Counsel & Secy
Exercise / conversionCommon Stock, Par Value $1.00 6,135 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040142 · doc4.xml · nonDerivative · entry 1

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,506.72

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The 6,135 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:07 UTC
MEHNERT DANA ASegment President
Exercise / conversionRestricted Stock Units · Derivative 1,907 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040140 · doc4.xml · derivative · entry 18

MEHNERT DANA A · CIK 0001439291 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 1,907 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock.

F10 · derivative.expiration_date: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:07 UTC
MEHNERT DANA ASegment President
Exercise / conversionRestricted Stock Units · Derivative 2,583 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040140 · doc4.xml · derivative · entry 17

MEHNERT DANA A · CIK 0001439291 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 2,583 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger.

F8 · derivative.expiration_date: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:07 UTC
MEHNERT DANA ASegment President
Exercise / conversionPerformance Stock Units · Derivative 3,814 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040140 · doc4.xml · derivative · entry 16

MEHNERT DANA A · CIK 0001439291 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 3,814 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The 3,814 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

F6 · derivative.expiration_date: The 3,814 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:07 UTC
MEHNERT DANA ASegment President
Exercise / conversionPerformance Stock Units · Derivative 5,165 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040140 · doc4.xml · derivative · entry 15

MEHNERT DANA A · CIK 0001439291 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 5,165 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The 5,165 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

F4 · derivative.expiration_date: The 5,165 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:07 UTC
MEHNERT DANA ASegment President
Exercise / conversionPerformance Stock Units · Derivative 7,055 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040140 · doc4.xml · derivative · entry 14

MEHNERT DANA A · CIK 0001439291 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 7,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The 7,055 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019.

F1 · derivative.expiration_date: The 7,055 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:07 UTC
MEHNERT DANA ASegment President
Tax withholdingCommon Stock, Par Value $1.00 883 $189.13 $167,001.79
Disclosure

SEC source: 0001209191-19-040140 · doc4.xml · nonDerivative · entry 13

MEHNERT DANA A · CIK 0001439291 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,253.02

F9 · shares: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units.

F11 · balance_after: Includes 101.24 shares acquired through the Harris Corporation 401(k) Retirement Plan from 9/6/18 through 5/16/19.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:07 UTC
MEHNERT DANA ASegment President
Exercise / conversionCommon Stock, Par Value $1.00 1,907 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040140 · doc4.xml · nonDerivative · entry 12

MEHNERT DANA A · CIK 0001439291 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,136.02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · shares: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:07 UTC
MEHNERT DANA ASegment President
Tax withholdingCommon Stock, Par Value $1.00 1,136 $189.13 $214,851.68
Disclosure

SEC source: 0001209191-19-040140 · doc4.xml · nonDerivative · entry 11

MEHNERT DANA A · CIK 0001439291 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,229.02

F9 · shares: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:07 UTC
MEHNERT DANA ASegment President
Exercise / conversionCommon Stock, Par Value $1.00 2,583 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040140 · doc4.xml · nonDerivative · entry 10

MEHNERT DANA A · CIK 0001439291 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,365.02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:07 UTC
MEHNERT DANA ASegment President
Tax withholdingCommon Stock, Par Value $1.00 2,994 $189.13 $566,255.22
Disclosure

SEC source: 0001209191-19-040140 · doc4.xml · nonDerivative · entry 9

MEHNERT DANA A · CIK 0001439291 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,782.02

F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:07 UTC
MEHNERT DANA ASegment President
GrantCommon Stock, Par Value $1.00 2,655 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040140 · doc4.xml · nonDerivative · entry 8

MEHNERT DANA A · CIK 0001439291 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,776.02

F7 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 6 that vested based on the performance determination.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:07 UTC
MEHNERT DANA ASegment President
Exercise / conversionCommon Stock, Par Value $1.00 3,814 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040140 · doc4.xml · nonDerivative · entry 7

MEHNERT DANA A · CIK 0001439291 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,121.02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: The 3,814 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:07 UTC
MEHNERT DANA ASegment President
Tax withholdingCommon Stock, Par Value $1.00 3,980 $189.13 $752,737.40
Disclosure

SEC source: 0001209191-19-040140 · doc4.xml · nonDerivative · entry 6

MEHNERT DANA A · CIK 0001439291 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,307.02

F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:07 UTC
MEHNERT DANA ASegment President
GrantCommon Stock, Par Value $1.00 3,677 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040140 · doc4.xml · nonDerivative · entry 5

MEHNERT DANA A · CIK 0001439291 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,287.02

F5 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 4 that vested based on the performance determination.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:07 UTC
MEHNERT DANA ASegment President
Exercise / conversionCommon Stock, Par Value $1.00 5,165 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040140 · doc4.xml · nonDerivative · entry 4

MEHNERT DANA A · CIK 0001439291 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,610.02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: The 5,165 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:07 UTC
MEHNERT DANA ASegment President
Tax withholdingCommon Stock, Par Value $1.00 5,162 $189.13 $976,289.06
Disclosure

SEC source: 0001209191-19-040140 · doc4.xml · nonDerivative · entry 3

MEHNERT DANA A · CIK 0001439291 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,445.02

F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:07 UTC
MEHNERT DANA ASegment President
GrantCommon Stock, Par Value $1.00 4,071 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040140 · doc4.xml · nonDerivative · entry 2

MEHNERT DANA A · CIK 0001439291 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,607.02

F2 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 1 that vested based on the performance determination.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:07 UTC
MEHNERT DANA ASegment President
Exercise / conversionCommon Stock, Par Value $1.00 7,055 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040140 · doc4.xml · nonDerivative · entry 1

MEHNERT DANA A · CIK 0001439291 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,536.02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The 7,055 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:05 UTC
Kramer LewisDirector
GrantCommon Stock, Par Value $1.00 19,278 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-040138 · doc4.xml · nonDerivative · entry 1

Kramer Lewis · CIK 0001468110 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,278

F1 · shares: Reflects shares of Common Stock, Par Value $1.00 of the Issuer ("Common Stock") acquired by the Reporting Person on June 29, 2019, upon completion of the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. ("L3") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018. Pursuant to the Merger Agreement, upon completion of the Merger, each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of Common Stock (the "Exchange Ratio") and any vesting conditions of each unvested L3 deferred stock unit ("DSU") and L3 restricted stock unit ("RSU") were deemed satisfied and accelerated in full and each DSU and RSU was cancelled and entitled the holder to receive a number of shares of Common Stock equal to the number of such DSUs or RSUs multiplied by the Exchange Ratio.

F1 · price: Reflects shares of Common Stock, Par Value $1.00 of the Issuer ("Common Stock") acquired by the Reporting Person on June 29, 2019, upon completion of the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. ("L3") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018. Pursuant to the Merger Agreement, upon completion of the Merger, each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of Common Stock (the "Exchange Ratio") and any vesting conditions of each unvested L3 deferred stock unit ("DSU") and L3 restricted stock unit ("RSU") were deemed satisfied and accelerated in full and each DSU and RSU was cancelled and entitled the holder to receive a number of shares of Common Stock equal to the number of such DSUs or RSUs multiplied by the Exchange Ratio.

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June 29, 2019 Filed Jul 2, 2019 19:02 UTC
GATTLE WILLIAM HPresident, Space and Intel Sys
Exercise / conversionRestricted Stock Units · Derivative 1,493 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040132 · doc4.xml · derivative · entry 18

GATTLE WILLIAM H · CIK 0001647494 · President, Space and Intel Sys

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 1,493 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock.

F10 · derivative.expiration_date: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:02 UTC
GATTLE WILLIAM HPresident, Space and Intel Sys
Exercise / conversionRestricted Stock Units · Derivative 1,572 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040132 · doc4.xml · derivative · entry 17

GATTLE WILLIAM H · CIK 0001647494 · President, Space and Intel Sys

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 1,572 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger.

F8 · derivative.expiration_date: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger.

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June 29, 2019 Filed Jul 2, 2019 19:02 UTC
GATTLE WILLIAM HPresident, Space and Intel Sys
Exercise / conversionPerformance Stock Units · Derivative 2,985 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040132 · doc4.xml · derivative · entry 16

GATTLE WILLIAM H · CIK 0001647494 · President, Space and Intel Sys

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 2,985 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The 2,985 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

F6 · derivative.expiration_date: The 2,985 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

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June 29, 2019 Filed Jul 2, 2019 19:02 UTC
GATTLE WILLIAM HPresident, Space and Intel Sys
Exercise / conversionPerformance Stock Units · Derivative 3,144 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040132 · doc4.xml · derivative · entry 15

GATTLE WILLIAM H · CIK 0001647494 · President, Space and Intel Sys

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 3,144 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The 3,144 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

F4 · derivative.expiration_date: The 3,144 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:02 UTC
GATTLE WILLIAM HPresident, Space and Intel Sys
Exercise / conversionPerformance Stock Units · Derivative 4,295 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040132 · doc4.xml · derivative · entry 14

GATTLE WILLIAM H · CIK 0001647494 · President, Space and Intel Sys

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 4,295 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The 4,295 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019.

F1 · derivative.expiration_date: The 4,295 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:02 UTC
GATTLE WILLIAM HPresident, Space and Intel Sys
Tax withholdingCommon Stock, Par Value $1.00 588 $189.13 $111,208.44
Disclosure

SEC source: 0001209191-19-040132 · doc4.xml · nonDerivative · entry 13

GATTLE WILLIAM H · CIK 0001647494 · President, Space and Intel Sys

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,300.44

F9 · shares: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units.

F11 · balance_after: Includes a .30 share acquired through the Harris Corporation 401(k) Retirement Plan on 5/16/19.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:02 UTC
GATTLE WILLIAM HPresident, Space and Intel Sys
Exercise / conversionCommon Stock, Par Value $1.00 1,493 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040132 · doc4.xml · nonDerivative · entry 12

GATTLE WILLIAM H · CIK 0001647494 · President, Space and Intel Sys

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,888.44

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · shares: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:02 UTC
GATTLE WILLIAM HPresident, Space and Intel Sys
Tax withholdingCommon Stock, Par Value $1.00 602 $189.13 $113,856.26
Disclosure

SEC source: 0001209191-19-040132 · doc4.xml · nonDerivative · entry 11

GATTLE WILLIAM H · CIK 0001647494 · President, Space and Intel Sys

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,395.44

F9 · shares: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:02 UTC
GATTLE WILLIAM HPresident, Space and Intel Sys
Exercise / conversionCommon Stock, Par Value $1.00 1,572 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040132 · doc4.xml · nonDerivative · entry 10

GATTLE WILLIAM H · CIK 0001647494 · President, Space and Intel Sys

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,997.44

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:02 UTC
GATTLE WILLIAM HPresident, Space and Intel Sys
Tax withholdingCommon Stock, Par Value $1.00 1,993 $189.13 $376,936.09
Disclosure

SEC source: 0001209191-19-040132 · doc4.xml · nonDerivative · entry 9

GATTLE WILLIAM H · CIK 0001647494 · President, Space and Intel Sys

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,425.44

F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:02 UTC
GATTLE WILLIAM HPresident, Space and Intel Sys
GrantCommon Stock, Par Value $1.00 2,078 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040132 · doc4.xml · nonDerivative · entry 8

GATTLE WILLIAM H · CIK 0001647494 · President, Space and Intel Sys

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,418.44

F7 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 6 that vested based on the performance determination.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:02 UTC
GATTLE WILLIAM HPresident, Space and Intel Sys
Exercise / conversionCommon Stock, Par Value $1.00 2,985 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040132 · doc4.xml · nonDerivative · entry 7

GATTLE WILLIAM H · CIK 0001647494 · President, Space and Intel Sys

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,340.44

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: The 2,985 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:02 UTC
GATTLE WILLIAM HPresident, Space and Intel Sys
Tax withholdingCommon Stock, Par Value $1.00 2,119 $189.13 $400,766.47
Disclosure

SEC source: 0001209191-19-040132 · doc4.xml · nonDerivative · entry 6

GATTLE WILLIAM H · CIK 0001647494 · President, Space and Intel Sys

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,355.44

F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:02 UTC
GATTLE WILLIAM HPresident, Space and Intel Sys
GrantCommon Stock, Par Value $1.00 2,239 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040132 · doc4.xml · nonDerivative · entry 5

GATTLE WILLIAM H · CIK 0001647494 · President, Space and Intel Sys

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,474.44

F5 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 4 that vested based on the performance determination.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:02 UTC
GATTLE WILLIAM HPresident, Space and Intel Sys
Exercise / conversionCommon Stock, Par Value $1.00 3,144 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040132 · doc4.xml · nonDerivative · entry 4

GATTLE WILLIAM H · CIK 0001647494 · President, Space and Intel Sys

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,235.44

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: The 3,144 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:02 UTC
GATTLE WILLIAM HPresident, Space and Intel Sys
Tax withholdingCommon Stock, Par Value $1.00 2,666 $189.13 $504,220.58
Disclosure

SEC source: 0001209191-19-040132 · doc4.xml · nonDerivative · entry 3

GATTLE WILLIAM H · CIK 0001647494 · President, Space and Intel Sys

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,091.44

F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:02 UTC
GATTLE WILLIAM HPresident, Space and Intel Sys
GrantCommon Stock, Par Value $1.00 2,478 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040132 · doc4.xml · nonDerivative · entry 2

GATTLE WILLIAM H · CIK 0001647494 · President, Space and Intel Sys

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,757.44

F2 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 1 that vested based on the performance determination.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:02 UTC
GATTLE WILLIAM HPresident, Space and Intel Sys
Exercise / conversionCommon Stock, Par Value $1.00 4,295 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040132 · doc4.xml · nonDerivative · entry 1

GATTLE WILLIAM H · CIK 0001647494 · President, Space and Intel Sys

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,279.44

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The 4,295 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:00 UTC
FOX SHELDON JSVP, Operations and IT
Exercise / conversionRestricted Stock Units · Derivative 1,659 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040125 · doc4.xml · derivative · entry 18

FOX SHELDON J · CIK 0001493127 · SVP, Operations and IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 1,659 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock.

F10 · derivative.expiration_date: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.