Tapewire

Nasdaq · USD

LFVN

Lifevantage Corp

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Tapewire entity
6941
SEC CIK
0000849146
Parsed reports
418

Last 12 months

Inside the activity.

8 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202510
Jan 202600
Feb 202630
Mar 202620
Apr 202600
May 202600
Jun 202611
Jul 202600
Aug 202600
Sep 202612
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 01, 2024 Filed Jan 3, 2024 21:23 UTC
Boyster JulieChief Marketing Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 3,667 $0.00 $0.00
Disclosure

SEC source: 0000849146-24-000008 · wk-form4_1704316990.xml · derivative · entry 3

Boyster Julie · CIK 0001964003 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,005

Underlying: Common Stock · 3,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance Restricted Stock Units ("PSUs") convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units.

F1 · derivative.expiration_date: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units.

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January 01, 2024 Filed Jan 3, 2024 21:23 UTC
Boyster JulieChief Marketing Officer
Tax withholdingCommon Stock 2,203 $6.00 $13,218.00
Disclosure

SEC source: 0000849146-24-000008 · wk-form4_1704316990.xml · nonDerivative · entry 2

Boyster Julie · CIK 0001964003 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,647

F2 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of PSU awards and stock unit awards granted to the reporting person on August 18, 2022.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:23 UTC
Boyster JulieChief Marketing Officer
Exercise / conversionCommon Stock 3,667 $0.00 $0.00
Disclosure

SEC source: 0000849146-24-000008 · wk-form4_1704316990.xml · nonDerivative · entry 1

Boyster Julie · CIK 0001964003 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:23 UTC
Cunningham KristenChief Sales Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0000849146-24-000007 · wk-form4_1704316967.xml · derivative · entry 3

Cunningham Kristen · CIK 0001938042 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,004

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance Restricted Stock Units ("PSUs") convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units.

F1 · derivative.expiration_date: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:23 UTC
Cunningham KristenChief Sales Officer
Tax withholdingCommon Stock 1,827 $6.00 $10,962.00
Disclosure

SEC source: 0000849146-24-000007 · wk-form4_1704316967.xml · nonDerivative · entry 2

Cunningham Kristen · CIK 0001938042 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,941

F2 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of stock unit awards granted to the reporting person on August 12, 2021 and PSU awards and stock unit awards granted to the reporting person on August 18, 2022.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:23 UTC
Cunningham KristenChief Sales Officer
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0000849146-24-000007 · wk-form4_1704316967.xml · nonDerivative · entry 1

Cunningham Kristen · CIK 0001938042 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:22 UTC
Neufeld AlissaGeneral Counsel
Exercise / conversionPerformance Restricted Stock Units · Derivative 2,667 $0.00 $0.00
Disclosure

SEC source: 0000849146-24-000006 · wk-form4_1704316938.xml · derivative · entry 3

Neufeld Alissa · CIK 0001866289 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,004

Underlying: Common Stock · 2,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance Restricted Stock Units ("PSUs") convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units.

F1 · derivative.expiration_date: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:22 UTC
Neufeld AlissaGeneral Counsel
Tax withholdingCommon Stock 1,918 $6.00 $11,508.00
Disclosure

SEC source: 0000849146-24-000006 · wk-form4_1704316938.xml · nonDerivative · entry 2

Neufeld Alissa · CIK 0001866289 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,093

F2 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of stock unit awards granted to the reporting person on August 12, 2021 and PSU awards and stock unit awards granted to the reporting person on August 18, 2022.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:22 UTC
Neufeld AlissaGeneral Counsel
Exercise / conversionCommon Stock 2,667 $0.00 $0.00
Disclosure

SEC source: 0000849146-24-000006 · wk-form4_1704316938.xml · nonDerivative · entry 1

Neufeld Alissa · CIK 0001866289 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 14:00 UTC
Lewis DarwinDirector
PurchaseCommon Stock 5 $6.88 $34.38
Disclosure

SEC source: 0000849146-23-000228 · wk-form4_1702994397.xml · nonDerivative · entry 2

Lewis Darwin · CIK 0001698767 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 107,053

F1 · kind: The purchases reported in this Form 4 were effected by an automatic purchase pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 13, 2023.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 14:00 UTC
Lewis DarwinDirector
PurchaseCommon Stock 455 $6.78 $3,083.17
Disclosure

SEC source: 0000849146-23-000228 · wk-form4_1702994397.xml · nonDerivative · entry 1

Lewis Darwin · CIK 0001698767 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 107,048

F1 · kind: The purchases reported in this Form 4 were effected by an automatic purchase pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 13, 2023.

Read SEC document
November 30, 2023 Filed Jul 29, 2024 21:05 UTC GiftCommon Stock 19,430 $0.00 $0.00
Disclosure

SEC source: 0000849146-24-000062 · wk-form4_1722287112.xml · nonDerivative · entry 2

BEINDORFF MICHAEL A · CIK 0001309611 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 74,228

F1 · ownership.nature: The shares are held by the Michael A. Beindorff Trust U/A DTD 06/14/2000 of which the reporting person and his spouse are trustees.

Read SEC document
November 30, 2023 Filed Jul 29, 2024 21:05 UTC GiftCommon Stock 19,430 $0.00 $0.00
Disclosure

SEC source: 0000849146-24-000062 · wk-form4_1722287112.xml · nonDerivative · entry 1

BEINDORFF MICHAEL A · CIK 0001309611 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,199

Read SEC document
November 20, 2023 Filed Nov 22, 2023 22:41 UTC SaleCommon Stock 5,500 $6.00 $33,000.00
Disclosure

SEC source: 0000849146-23-000226 · wk-form4_1700692875.xml · nonDerivative · entry 1

BEINDORFF MICHAEL A · CIK 0001309611 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 54,798

F1 · kind: Shares sold to cover tax obligation from settlement of vested restricted stock awards.

F2 · ownership.nature: The shares are held by the Michael A. Beindorff Trust U/A DTD 06/14/2000 of which the reporting person and his spouse are trustees.

Read SEC document
November 16, 2023 Filed Nov 17, 2023 21:06 UTC PurchaseCommon Stock 520 $4.75 $2,468.60
Disclosure

SEC source: 0000849146-23-000210 · wk-form4_1700255160.xml · nonDerivative · entry 8

Mauro Garry Paul · CIK 0001436020 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Garry Paul Mauro SEP IRA

Disclosed balance after: 545

Read SEC document
November 16, 2023 Filed Nov 17, 2023 21:06 UTC PurchaseCommon Stock 2,262 $4.75 $10,738.39
Disclosure

SEC source: 0000849146-23-000210 · wk-form4_1700255160.xml · nonDerivative · entry 7

Mauro Garry Paul · CIK 0001436020 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Alexandra P. Mauro Trust of 2021

Disclosed balance after: 27,542

Read SEC document
November 16, 2023 Filed Nov 17, 2023 21:06 UTC PurchaseCommon Stock 2,262 $4.75 $10,738.39
Disclosure

SEC source: 0000849146-23-000210 · wk-form4_1700255160.xml · nonDerivative · entry 6

Mauro Garry Paul · CIK 0001436020 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Dominic C. Mauro Trust of 2021

Disclosed balance after: 27,542

Read SEC document
November 16, 2023 Filed Nov 17, 2023 21:06 UTC PurchaseCommon Stock 2,262 $4.75 $10,738.39
Disclosure

SEC source: 0000849146-23-000210 · wk-form4_1700255160.xml · nonDerivative · entry 5

Mauro Garry Paul · CIK 0001436020 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The David W.B. Mauro Trust of 2021

Disclosed balance after: 27,542

Read SEC document
November 16, 2023 Filed Nov 17, 2023 21:06 UTC PurchaseCommon Stock 2,262 $4.75 $10,738.39
Disclosure

SEC source: 0000849146-23-000210 · wk-form4_1700255160.xml · nonDerivative · entry 4

Mauro Garry Paul · CIK 0001436020 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Andrew H. Mauro Trust of 2021

Disclosed balance after: 27,542

Read SEC document
November 16, 2023 Filed Nov 17, 2023 21:06 UTC PurchaseCommon Stock 2,262 $4.75 $10,738.39
Disclosure

SEC source: 0000849146-23-000210 · wk-form4_1700255160.xml · nonDerivative · entry 3

Mauro Garry Paul · CIK 0001436020 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Francesco A. Mauro Trust of 2021

Disclosed balance after: 27,542

Read SEC document
November 16, 2023 Filed Nov 17, 2023 21:06 UTC PurchaseCommon Stock 4,970 $4.75 $23,594.08
Disclosure

SEC source: 0000849146-23-000210 · wk-form4_1700255160.xml · nonDerivative · entry 2

Mauro Garry Paul · CIK 0001436020 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,183

Read SEC document
November 16, 2023 Filed Nov 21, 2023 02:29 UTC GrantCommon Stock 17,185 $6.11 $105,000.35
Disclosure

SEC source: 0000849146-23-000224 · wk-form4_1700533733.xml · nonDerivative · entry 1

Mauro Garry Paul · CIK 0001436020 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,368

F1 · shares: These shares were granted to the reporting person pursuant to the issuer's outside director compensation program and will vest in a single installment on November 16, 2024, subject to the reporting person's continuous service to the issuer through such date.

F2 · price: The price reported in Column 4 is equal to the average closing price of the issuer's common stock for the ten trading days ending the day before the date of grant

Read SEC document
November 16, 2023 Filed Nov 21, 2023 02:28 UTC
Lewis DarwinDirector
GrantCommon Stock 17,185 $6.11 $105,000.35
Disclosure

SEC source: 0000849146-23-000223 · wk-form4_1700533721.xml · nonDerivative · entry 1

Lewis Darwin · CIK 0001698767 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,593

F1 · shares: These shares were granted to the reporting person pursuant to the issuer's outside director compensation program and will vest in a single installment on November 16, 2024, subject to the reporting person's continuous service to the issuer through such date.

F2 · price: The price reported in Column 4 is equal to the average closing price of the issuer's common stock for the ten trading days ending the day before the date of grant.

Read SEC document
November 16, 2023 Filed Nov 21, 2023 02:28 UTC GrantCommon Stock 17,185 $6.11 $105,000.35
Disclosure

SEC source: 0000849146-23-000221 · wk-form4_1700533700.xml · nonDerivative · entry 1

Greer Raymond B · CIK 0001332013 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,469

F1 · shares: These shares were granted to the reporting person pursuant to the issuer's outside director compensation program and will vest in a single installment on November 16, 2024, subject to the reporting person's continuous service to the issuer through such date.

F2 · price: The price reported in Column 4 is equal to the average closing price of the issuer's common stock for the ten trading days ending the day before the date of grant.

Read SEC document
November 16, 2023 Filed Nov 21, 2023 02:27 UTC GrantCommon Stock 17,185 $6.11 $105,000.35
Disclosure

SEC source: 0000849146-23-000218 · wk-form4_1700533666.xml · nonDerivative · entry 1

BEINDORFF MICHAEL A · CIK 0001309611 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,927

F1 · shares: These shares were granted to the reporting person pursuant to the issuer's outside director compensation program and will vest in a single installment on November 16, 2024, subject to the reporting person's continuous service to the issuer through such date.

F2 · price: The price reported in Column 4 is equal to the average closing price of the issuer's common stock for the ten trading days ending the day before the date of grant.

Read SEC document
November 16, 2023 Filed Nov 21, 2023 02:28 UTC GrantCommon Stock 17,185 $6.11 $105,000.35
Disclosure

SEC source: 0000849146-23-000222 · wk-form4_1700533711.xml · nonDerivative · entry 1

Latham Cynthia · CIK 0001910316 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,979

F1 · shares: These shares were granted to the reporting person pursuant to the issuer's outside director compensation program and will vest in a single installment on November 16, 2024, subject to the reporting person's continuous service to the issuer through such date.

F2 · price: The price reported in Column 4 is equal to the average closing price of the issuer's common stock for the ten trading days ending the day before the date of grant.

Read SEC document
November 16, 2023 Filed Nov 21, 2023 02:28 UTC GrantCommon Stock 17,185 $6.11 $105,000.35
Disclosure

SEC source: 0000849146-23-000219 · wk-form4_1700533678.xml · nonDerivative · entry 1

Brockovich Erin · CIK 0001324073 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,943

F1 · shares: These shares were granted to the reporting person pursuant to the issuer's outside director compensation program and will vest in a single installment on November 16, 2024, subject to the reporting person's continuous service to the issuer through such date.

F2 · price: The price reported in Column 4 is equal to the average closing price of the issuer's common stock for the ten trading days ending the day before the date of grant.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 21:06 UTC PurchaseCommon Stock 2,024 $4.65 $9,411.20
Disclosure

SEC source: 0000849146-23-000210 · wk-form4_1700255160.xml · nonDerivative · entry 1

Mauro Garry Paul · CIK 0001436020 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,213

Read SEC document
November 10, 2023 Filed Nov 21, 2023 02:28 UTC
Fife Steven RDirector · President and CEO
Exercise / conversionPerformance Stock Units · Derivative 16,168 $0.00 $0.00
Disclosure

SEC source: 0000849146-23-000220 · wk-form4_1700533689.xml · derivative · entry 3

Fife Steven R · CIK 0001408954 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,932

Underlying: Common Stock · 16,168 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: On November 10, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as provided in the Form 4 filed by the reporting person on November 15, 2022. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target. The actual number of shares that vested was 133.13% of the at-target number of shares subject to vesting on that date. The number of PSUs beneficially owned following the reported transaction has been updated to reflect the number of earned units as well as the number of earned units remaining following the cancellation of 9,700 earned units, as reported on the Form 4 filed on November 8, 2023.

F1 · derivative.expiration_date: On November 10, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as provided in the Form 4 filed by the reporting person on November 15, 2022. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target. The actual number of shares that vested was 133.13% of the at-target number of shares subject to vesting on that date. The number of PSUs beneficially owned following the reported transaction has been updated to reflect the number of earned units as well as the number of earned units remaining following the cancellation of 9,700 earned units, as reported on the Form 4 filed on November 8, 2023.

Read SEC document
November 10, 2023 Filed Nov 21, 2023 02:28 UTC
Fife Steven RDirector · President and CEO
Tax withholdingCommon Stock 10,477 $5.69 $59,614.13
Disclosure

SEC source: 0000849146-23-000220 · wk-form4_1700533689.xml · nonDerivative · entry 2

Fife Steven R · CIK 0001408954 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 631,159

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of a PSU award and stock unit award granted to the reporting person on November 10, 2022.

Read SEC document
November 10, 2023 Filed Nov 21, 2023 02:28 UTC
Fife Steven RDirector · President and CEO
Exercise / conversionCommon Stock 16,168 Not disclosed Not disclosed
Disclosure

SEC source: 0000849146-23-000220 · wk-form4_1700533689.xml · nonDerivative · entry 1

Fife Steven R · CIK 0001408954 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 641,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 10, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as provided in the Form 4 filed by the reporting person on November 15, 2022. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target. The actual number of shares that vested was 133.13% of the at-target number of shares subject to vesting on that date. The number of PSUs beneficially owned following the reported transaction has been updated to reflect the number of earned units as well as the number of earned units remaining following the cancellation of 9,700 earned units, as reported on the Form 4 filed on November 8, 2023.

F2 · price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis.

Read SEC document
November 06, 2023 Filed Nov 9, 2023 01:25 UTC
Fife Steven RDirector · President and CEO
Disposition to issuerPerformance Stock Units · Derivative 9,700 $0.00 $0.00
Disclosure

SEC source: 0000849146-23-000200 · wk-form4_1699493129.xml · derivative · entry 8

Fife Steven R · CIK 0001408954 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,100

Underlying: Common Stock · 9,700 shares

Expires not disclosed

F10 · derivative.exercise_price: PSUs each represent a right to receive one share of Issuer common stock.

F13 · shares: These PSUs were cancelled on November 6, 2023 in exchange for the grant of new shares of restricted stock, as described in footnote 7 of this Form 4.

F14 · derivative.exercise_date: On November 10, 2022, the reporting person was granted PSUs which vest as described in the Form 4 filed by the reporting person on November 15, 2022. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of stock units. The number of PSUs beneficially owned following this reported transaction has been updated to reflect the new number of stock units the reporting person is eligible to earn.

F14 · derivative.expiration_date: On November 10, 2022, the reporting person was granted PSUs which vest as described in the Form 4 filed by the reporting person on November 15, 2022. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of stock units. The number of PSUs beneficially owned following this reported transaction has been updated to reflect the new number of stock units the reporting person is eligible to earn.

F14 · balance_after: On November 10, 2022, the reporting person was granted PSUs which vest as described in the Form 4 filed by the reporting person on November 15, 2022. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of stock units. The number of PSUs beneficially owned following this reported transaction has been updated to reflect the new number of stock units the reporting person is eligible to earn.

Read SEC document
November 06, 2023 Filed Nov 9, 2023 01:25 UTC
Fife Steven RDirector · President and CEO
Disposition to issuerPerformance Stock Units · Derivative 68,006 $0.00 $0.00
Disclosure

SEC source: 0000849146-23-000200 · wk-form4_1699493129.xml · derivative · entry 7

Fife Steven R · CIK 0001408954 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,004

Underlying: Common Stock · 68,006 shares

Expires not disclosed

F10 · derivative.exercise_price: PSUs each represent a right to receive one share of Issuer common stock.

F11 · shares: These PSUs were cancelled on November 6, 2023 in exchange for the grant of new shares of restricted stock, as described in footnote 6 of this Form 4.

F12 · derivative.exercise_date: On August 18, 2022, the reporting person was granted PSUs, which vest as described in the Form 4 filed by the reporting person on August 22, 2022. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of stock units. The number of PSUs beneficially owned following this reported transaction has been updated to reflect the new number of stock units the reporting person is eligible to earn.

F12 · derivative.expiration_date: On August 18, 2022, the reporting person was granted PSUs, which vest as described in the Form 4 filed by the reporting person on August 22, 2022. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of stock units. The number of PSUs beneficially owned following this reported transaction has been updated to reflect the new number of stock units the reporting person is eligible to earn.

F12 · balance_after: On August 18, 2022, the reporting person was granted PSUs, which vest as described in the Form 4 filed by the reporting person on August 22, 2022. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of stock units. The number of PSUs beneficially owned following this reported transaction has been updated to reflect the new number of stock units the reporting person is eligible to earn.

Read SEC document
November 06, 2023 Filed Nov 9, 2023 01:25 UTC
Fife Steven RDirector · President and CEO
GrantCommon Stock 151,196 $0.00 $0.00
Disclosure

SEC source: 0000849146-23-000200 · wk-form4_1699493129.xml · nonDerivative · entry 6

Fife Steven R · CIK 0001408954 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 625,468

F8 · security: These shares of restricted stock were acquired pursuant to a restricted stock award, which award shall vest, subject to the reporting person's continued service with the Issuer, as follows: (i) 62,998 shares shall vest on November 6, 2024, and (ii) 1/12 of the total number of shares shall vest on the first day of each of the seven calendar quarters thereafter.

F9 · shares: These shares of restricted stock were received in exchange for the cancellation of 151,196 stock units granted to the reporting person on August 24, 2023, as reported in the Form 4 filed by the reporting person on August 28, 2023.

Read SEC document
November 06, 2023 Filed Nov 9, 2023 01:25 UTC
Fife Steven RDirector · President and CEO
GrantCommon Stock 9,700 $0.00 $0.00
Disclosure

SEC source: 0000849146-23-000200 · wk-form4_1699493129.xml · nonDerivative · entry 5

Fife Steven R · CIK 0001408954 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 474,272

F2 · security: These shares of restricted stock were acquired pursuant to a restricted stock award, which award shall vest, subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the total shares shall vest on each of January 1, 2025, April 1, 2025, and July 1, 2025.

F7 · shares: These shares of restricted stock were granted in exchange for the cancellation of 9,700 PSUs granted to the reporting person on November 10, 2022, as reported in the Form 4 filed by the reporting person on November 15, 2022.

Read SEC document
November 06, 2023 Filed Nov 9, 2023 01:25 UTC
Fife Steven RDirector · President and CEO
GrantCommon Stock 68,006 $0.00 $0.00
Disclosure

SEC source: 0000849146-23-000200 · wk-form4_1699493129.xml · nonDerivative · entry 4

Fife Steven R · CIK 0001408954 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 464,572

F4 · security: These shares of restricted stock were acquired pursuant to a restricted stock award, which award shall vest, subject to the reporting person's continued service with the Issuer, as follows: (i) 1/4 of the total shares shall vest on each of November 6, 2024 , January 1, 2025, April 1, 2025, and July 1, 2025.

F6 · shares: These shares of restricted stock were granted in exchange for the cancellation of 68,006 performance restricted stock units ("PSUs") granted to the reporting person on August 18, 2022, as reported in the Form 4 filed by the reporting person on August 22, 2022.

Read SEC document
November 06, 2023 Filed Nov 9, 2023 01:25 UTC
Fife Steven RDirector · President and CEO
GrantCommon Stock 9,715 $0.00 $0.00
Disclosure

SEC source: 0000849146-23-000200 · wk-form4_1699493129.xml · nonDerivative · entry 3

Fife Steven R · CIK 0001408954 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 396,566

F4 · security: These shares of restricted stock were acquired pursuant to a restricted stock award, which award shall vest, subject to the reporting person's continued service with the Issuer, as follows: (i) 1/4 of the total shares shall vest on each of November 6, 2024 , January 1, 2025, April 1, 2025, and July 1, 2025.

F5 · shares: These shares of restricted stock were granted in exchange for the cancellation of 9,715 stock units, which were granted to the reporting person on November 10, 2022, as reported in the Form 4 filed by the reporting person on November 15, 2022.

Read SEC document
November 06, 2023 Filed Nov 9, 2023 01:25 UTC
Fife Steven RDirector · President and CEO
GrantCommon Stock 38,311 $0.00 $0.00
Disclosure

SEC source: 0000849146-23-000200 · wk-form4_1699493129.xml · nonDerivative · entry 2

Fife Steven R · CIK 0001408954 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 386,851

F2 · security: These shares of restricted stock were acquired pursuant to a restricted stock award, which award shall vest, subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the total shares shall vest on each of January 1, 2025, April 1, 2025, and July 1, 2025.

F3 · shares: These shares of restricted stock were granted in exchange for the cancellation of 38,311 stock units, which were granted to the reporting person on August 18, 2022, as reported in the Form 4 filed by the reporting person on August 22, 2022.

Read SEC document
November 06, 2023 Filed Nov 9, 2023 01:25 UTC
Fife Steven RDirector · President and CEO
Disposition to issuerCommon Stock 199,222 $0.00 $0.00
Disclosure

SEC source: 0000849146-23-000200 · wk-form4_1699493129.xml · nonDerivative · entry 1

Fife Steven R · CIK 0001408954 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 348,540

F1 · shares: This amount reflects the aggregate number of stock units cancelled in exchange for the grant of shares of restricted stock as described in footnotes 3, 5, and 9 of this Form 4.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 23:19 UTC
Boyster JulieChief Marketing Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 3,667 $0.00 $0.00
Disclosure

SEC source: 0000849146-23-000166 · wk-form4_1696375176.xml · derivative · entry 3

Boyster Julie · CIK 0001964003 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,672

Underlying: Common Stock · 3,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance Restricted Stock Units ("PSUs") convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units.

F1 · derivative.expiration_date: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units.

F1 · balance_after: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 23:19 UTC
Boyster JulieChief Marketing Officer
Tax withholdingCommon Stock 1,863 $6.45 $12,016.35
Disclosure

SEC source: 0000849146-23-000166 · wk-form4_1696375176.xml · nonDerivative · entry 2

Boyster Julie · CIK 0001964003 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,183

F2 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of PSU awards and stock unit awards granted to the reporting person on August 18, 2022.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 23:19 UTC
Boyster JulieChief Marketing Officer
Exercise / conversionCommon Stock 3,667 $0.00 $0.00
Disclosure

SEC source: 0000849146-23-000166 · wk-form4_1696375176.xml · nonDerivative · entry 1

Boyster Julie · CIK 0001964003 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 23:19 UTC
Cunningham KristenChief Sales Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 3,001 $0.00 $0.00
Disclosure

SEC source: 0000849146-23-000165 · wk-form4_1696375136.xml · derivative · entry 3

Cunningham Kristen · CIK 0001938042 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,004

Underlying: Common Stock · 3,001 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Performance Restricted Stock Units ("PSUs") convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units.

F1 · derivative.expiration_date: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 23:19 UTC
Cunningham KristenChief Sales Officer
Tax withholdingCommon Stock 1,546 $6.45 $9,971.70
Disclosure

SEC source: 0000849146-23-000165 · wk-form4_1696375136.xml · nonDerivative · entry 2

Cunningham Kristen · CIK 0001938042 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,768

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of stock unit awards granted to the reporting person on August 12, 2021 and PSU awards and stock unit awards granted to the reporting person on August 18, 2022.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 23:19 UTC
Cunningham KristenChief Sales Officer
Exercise / conversionCommon Stock 3,001 $0.00 $0.00
Disclosure

SEC source: 0000849146-23-000165 · wk-form4_1696375136.xml · nonDerivative · entry 1

Cunningham Kristen · CIK 0001938042 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units.

F2 · balance_after: Includes 3,000 total shares purchased under the Employee Stock Purchase Plan.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 23:18 UTC
Fife Steven RDirector · President and CEO
Exercise / conversionPerformance Stock Units · Derivative 17,001 $0.00 $0.00
Disclosure

SEC source: 0000849146-23-000164 · wk-form4_1696375101.xml · derivative · entry 3

Fife Steven R · CIK 0001408954 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,010

Underlying: Common Stock · 17,001 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance Restricted Stock Units ("PSUs") convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units.

F1 · derivative.expiration_date: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units.

F1 · balance_after: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 23:18 UTC
Fife Steven RDirector · President and CEO
Tax withholdingCommon Stock 13,011 $6.45 $83,920.95
Disclosure

SEC source: 0000849146-23-000164 · wk-form4_1696375101.xml · nonDerivative · entry 2

Fife Steven R · CIK 0001408954 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 547,762

F2 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of a stock unit award granted to the reporting person on August 12, 2021 and PSU awards and stock unit awards granted to the reporting person on August 18, 2022.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 23:18 UTC
Fife Steven RDirector · President and CEO
Exercise / conversionCommon Stock 17,001 $0.00 $0.00
Disclosure

SEC source: 0000849146-23-000164 · wk-form4_1696375101.xml · nonDerivative · entry 1

Fife Steven R · CIK 0001408954 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 560,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 23:17 UTC
Neufeld AlissaGeneral Counsel
Exercise / conversionPerformance Restricted Stock Units · Derivative 2,667 $0.00 $0.00
Disclosure

SEC source: 0000849146-23-000163 · wk-form4_1696375061.xml · derivative · entry 3

Neufeld Alissa · CIK 0001866289 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,671

Underlying: Common Stock · 2,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance Restricted Stock Units ("PSUs") convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units.

F1 · derivative.expiration_date: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 23:17 UTC
Neufeld AlissaGeneral Counsel
Tax withholdingCommon Stock 1,621 $6.45 $10,455.45
Disclosure

SEC source: 0000849146-23-000163 · wk-form4_1696375061.xml · nonDerivative · entry 2

Neufeld Alissa · CIK 0001866289 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,344

F2 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of stock unit awards granted to the reporting person on August 12, 2021 and PSU awards and stock unit awards granted to the reporting person on August 18, 2022.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.