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Nasdaq · USD

LFVN

Lifevantage Corp

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Tapewire entity
6941
SEC CIK
0000849146
Parsed reports
418

Last 12 months

Inside the activity.

8 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202510
Jan 202600
Feb 202630
Mar 202620
Apr 202600
May 202600
Jun 202611
Jul 202600
Aug 202600
Sep 202612
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2024 Filed Jul 3, 2024 20:37 UTC
Aure CarlChief Financial Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 2,401 $0.00 $0.00
Disclosure

SEC source: 0000849146-24-000057 · wk-form4_1720039046.xml · derivative · entry 3

Aure Carl · CIK 0001891462 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,604

Underlying: Common Stock · 2,401 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: PSUs convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units.

F1 · derivative.expiration_date: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 20:37 UTC
Aure CarlChief Financial Officer
Tax withholdingCommon Stock 1,763 $6.29 $11,089.27
Disclosure

SEC source: 0000849146-24-000057 · wk-form4_1720039046.xml · nonDerivative · entry 2

Aure Carl · CIK 0001891462 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,058

F2 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of a Performance Restricted Stock Unit ("PSU") award and a stock unit award granted to the reporting person on August 18, 2022.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 20:37 UTC
Aure CarlChief Financial Officer
Exercise / conversionCommon Stock 2,401 $0.00 $0.00
Disclosure

SEC source: 0000849146-24-000057 · wk-form4_1720039046.xml · nonDerivative · entry 1

Aure Carl · CIK 0001891462 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 20:37 UTC
Fife Steven RDirector · President and CEO
Exercise / conversionPerformance Stock Units · Derivative 3,234 $0.00 $0.00
Disclosure

SEC source: 0000849146-24-000056 · wk-form4_1720039035.xml · derivative · entry 5

Fife Steven R · CIK 0001408954 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,233

Underlying: Common Stock · 3,234 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: PSUs convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On November 10, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as provided in the Form 4 filed by the reporting person on November 15, 2022. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target. The actual number of shares that vested was 133.13% of the at-target number of shares subject to vesting on that date. The number of PSUs beneficially owned following the reported transaction has been updated to reflect the number of earned units as well as the number of earned units remaining following the cancellation of 9,700 earned units, as reported on the Form 4 filed on November 8, 2023.

F2 · derivative.expiration_date: On November 10, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as provided in the Form 4 filed by the reporting person on November 15, 2022. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target. The actual number of shares that vested was 133.13% of the at-target number of shares subject to vesting on that date. The number of PSUs beneficially owned following the reported transaction has been updated to reflect the number of earned units as well as the number of earned units remaining following the cancellation of 9,700 earned units, as reported on the Form 4 filed on November 8, 2023.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 20:37 UTC
Fife Steven RDirector · President and CEO
Exercise / conversionPerformance Stock Units · Derivative 17,001 $0.00 $0.00
Disclosure

SEC source: 0000849146-24-000056 · wk-form4_1720039035.xml · derivative · entry 4

Fife Steven R · CIK 0001408954 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,001 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: PSUs convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: On August 18, 2022, the reporting person was granted Performance Restricted Stock Units ("PSUs") which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as provided in the Form 4 filed by the reporting person on August 22, 2022, as amended. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target. The actual number of shares that vested was 133.13% of the at-target number of shares subject to vesting on that date. The number of PSUs beneficially owned following the reported transaction has been updated to reflect the number of earned units as well as the number of earned units remaining following the cancellation of 68,006 earned units, as reported on the Form 4 filed on November 8, 2023.

F1 · derivative.expiration_date: On August 18, 2022, the reporting person was granted Performance Restricted Stock Units ("PSUs") which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as provided in the Form 4 filed by the reporting person on August 22, 2022, as amended. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target. The actual number of shares that vested was 133.13% of the at-target number of shares subject to vesting on that date. The number of PSUs beneficially owned following the reported transaction has been updated to reflect the number of earned units as well as the number of earned units remaining following the cancellation of 68,006 earned units, as reported on the Form 4 filed on November 8, 2023.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 20:37 UTC
Fife Steven RDirector · President and CEO
Tax withholdingCommon Stock 15,067 $6.29 $94,771.43
Disclosure

SEC source: 0000849146-24-000056 · wk-form4_1720039035.xml · nonDerivative · entry 3

Fife Steven R · CIK 0001408954 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 645,138

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of a stock unit award granted to the reporting person on August 12, 2021, a PSU award and stock unit award granted to the reporting person on August 18, 2022, and a PSU award and stock unit award granted to the reporting person on November 10, 2022.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 20:37 UTC
Fife Steven RDirector · President and CEO
Exercise / conversionCommon Stock 3,234 $0.00 $0.00
Disclosure

SEC source: 0000849146-24-000056 · wk-form4_1720039035.xml · nonDerivative · entry 2

Fife Steven R · CIK 0001408954 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 660,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On November 10, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as provided in the Form 4 filed by the reporting person on November 15, 2022. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target. The actual number of shares that vested was 133.13% of the at-target number of shares subject to vesting on that date. The number of PSUs beneficially owned following the reported transaction has been updated to reflect the number of earned units as well as the number of earned units remaining following the cancellation of 9,700 earned units, as reported on the Form 4 filed on November 8, 2023.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 20:37 UTC
Fife Steven RDirector · President and CEO
Exercise / conversionCommon Stock 17,001 $0.00 $0.00
Disclosure

SEC source: 0000849146-24-000056 · wk-form4_1720039035.xml · nonDerivative · entry 1

Fife Steven R · CIK 0001408954 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 656,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 18, 2022, the reporting person was granted Performance Restricted Stock Units ("PSUs") which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as provided in the Form 4 filed by the reporting person on August 22, 2022, as amended. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target. The actual number of shares that vested was 133.13% of the at-target number of shares subject to vesting on that date. The number of PSUs beneficially owned following the reported transaction has been updated to reflect the number of earned units as well as the number of earned units remaining following the cancellation of 68,006 earned units, as reported on the Form 4 filed on November 8, 2023.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:09 UTC
Lewis DarwinDirector
PurchaseCommon Stock 14 $7.36 $103.03
Disclosure

SEC source: 0000849146-24-000050 · wk-form4_1718741379.xml · nonDerivative · entry 2

Lewis Darwin · CIK 0001698767 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 107,991

F1 · kind: The purchases reported in this Form 4 were effected by an automatic purchase pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 13, 2023.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:09 UTC
Lewis DarwinDirector
PurchaseCommon Stock 475 $7.38 $3,506.83
Disclosure

SEC source: 0000849146-24-000050 · wk-form4_1718741379.xml · nonDerivative · entry 1

Lewis Darwin · CIK 0001698767 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 107,977

F1 · kind: The purchases reported in this Form 4 were effected by an automatic purchase pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 13, 2023.

Read SEC document
April 28, 2024 Filed Apr 30, 2024 20:31 UTC
Cunningham KristenChief Sales Officer
Tax withholdingCommon Stock 2,417 $6.19 $14,949.15
Disclosure

SEC source: 0000849146-24-000043 · wk-form4_1714509074.xml · nonDerivative · entry 1

Cunningham Kristen · CIK 0001938042 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,234

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of stock unit awards granted to the reporting person on April 28, 2022.

Read SEC document
April 26, 2024 Filed Apr 30, 2024 20:31 UTC
Neufeld AlissaGeneral Counsel
Tax withholdingCommon Stock 4,201 $6.19 $25,983.19
Disclosure

SEC source: 0000849146-24-000042 · wk-form4_1714509054.xml · nonDerivative · entry 1

Neufeld Alissa · CIK 0001866289 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,916

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of stock unit awards granted to the reporting person on April 26, 2021.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:14 UTC
Fife Steven RDirector · President and CEO
Exercise / conversionPerformance Stock Units · Derivative 3,232 $0.00 $0.00
Disclosure

SEC source: 0000849146-24-000037 · wk-form4_1712178825.xml · derivative · entry 5

Fife Steven R · CIK 0001408954 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,467

Underlying: Common Stock · 3,232 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: PSUs convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On November 10, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as provided in the Form 4 filed by the reporting person on November 15, 2022. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target. The actual number of shares that vested was 133.13% of the at-target number of shares subject to vesting on that date. The number of PSUs beneficially owned following the reported transaction has been updated to reflect the number of earned units as well as the number of earned units remaining following the cancellation of 9,700 earned units, as reported on the Form 4 filed on November 8, 2023.

F2 · derivative.expiration_date: On November 10, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as provided in the Form 4 filed by the reporting person on November 15, 2022. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target. The actual number of shares that vested was 133.13% of the at-target number of shares subject to vesting on that date. The number of PSUs beneficially owned following the reported transaction has been updated to reflect the number of earned units as well as the number of earned units remaining following the cancellation of 9,700 earned units, as reported on the Form 4 filed on November 8, 2023.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:14 UTC
Fife Steven RDirector · President and CEO
Exercise / conversionPerformance Stock Units · Derivative 17,002 $0.00 $0.00
Disclosure

SEC source: 0000849146-24-000037 · wk-form4_1712178825.xml · derivative · entry 4

Fife Steven R · CIK 0001408954 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,001

Underlying: Common Stock · 17,002 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: PSUs convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: On August 18, 2022, the reporting person was granted Performance Restricted Stock Units ("PSUs") which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as provided in the Form 4 filed by the reporting person on August 22, 2022. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target. The actual number of shares that vested was 133.13% of the at-target number of shares subject to vesting on that date. The number of PSUs beneficially owned following the reported transaction has been updated to reflect the number of earned units as well as the number of earned units remaining following the cancellation of 68,006 earned units, as reported on the Form 4 filed on November 8, 2023.

F1 · derivative.expiration_date: On August 18, 2022, the reporting person was granted Performance Restricted Stock Units ("PSUs") which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as provided in the Form 4 filed by the reporting person on August 22, 2022. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target. The actual number of shares that vested was 133.13% of the at-target number of shares subject to vesting on that date. The number of PSUs beneficially owned following the reported transaction has been updated to reflect the number of earned units as well as the number of earned units remaining following the cancellation of 68,006 earned units, as reported on the Form 4 filed on November 8, 2023.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:14 UTC
Fife Steven RDirector · President and CEO
Tax withholdingCommon Stock 15,107 $6.39 $96,533.73
Disclosure

SEC source: 0000849146-24-000037 · wk-form4_1712178825.xml · nonDerivative · entry 3

Fife Steven R · CIK 0001408954 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 639,970

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of a stock unit award granted to the reporting person on August 12, 2021, a PSU award and stock unit award granted to the reporting person on August 22, 2022, and a PSU award and stock unit award granted to the reporting person on November 10, 2022.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:14 UTC
Fife Steven RDirector · President and CEO
Exercise / conversionCommon Stock 3,232 $0.00 $0.00
Disclosure

SEC source: 0000849146-24-000037 · wk-form4_1712178825.xml · nonDerivative · entry 2

Fife Steven R · CIK 0001408954 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 655,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On November 10, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as provided in the Form 4 filed by the reporting person on November 15, 2022. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target. The actual number of shares that vested was 133.13% of the at-target number of shares subject to vesting on that date. The number of PSUs beneficially owned following the reported transaction has been updated to reflect the number of earned units as well as the number of earned units remaining following the cancellation of 9,700 earned units, as reported on the Form 4 filed on November 8, 2023.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:14 UTC
Fife Steven RDirector · President and CEO
Exercise / conversionCommon Stock 17,002 $0.00 $0.00
Disclosure

SEC source: 0000849146-24-000037 · wk-form4_1712178825.xml · nonDerivative · entry 1

Fife Steven R · CIK 0001408954 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 651,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 18, 2022, the reporting person was granted Performance Restricted Stock Units ("PSUs") which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as provided in the Form 4 filed by the reporting person on August 22, 2022. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target. The actual number of shares that vested was 133.13% of the at-target number of shares subject to vesting on that date. The number of PSUs beneficially owned following the reported transaction has been updated to reflect the number of earned units as well as the number of earned units remaining following the cancellation of 68,006 earned units, as reported on the Form 4 filed on November 8, 2023.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:13 UTC
Neufeld AlissaGeneral Counsel
Exercise / conversionPerformance Restricted Stock Units · Derivative 2,668 $0.00 $0.00
Disclosure

SEC source: 0000849146-24-000036 · wk-form4_1712178810.xml · derivative · entry 3

Neufeld Alissa · CIK 0001866289 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,336

Underlying: Common Stock · 2,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance Restricted Stock Units ("PSUs") convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units.

F1 · derivative.expiration_date: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:13 UTC
Neufeld AlissaGeneral Counsel
Tax withholdingCommon Stock 2,644 $6.39 $16,895.16
Disclosure

SEC source: 0000849146-24-000036 · wk-form4_1712178810.xml · nonDerivative · entry 2

Neufeld Alissa · CIK 0001866289 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,117

F2 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of stock unit awards granted to the reporting person on August 12, 2021 and PSU awards and stock unit awards granted to the reporting person on August 18, 2022.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:13 UTC
Neufeld AlissaGeneral Counsel
Exercise / conversionCommon Stock 2,668 $0.00 $0.00
Disclosure

SEC source: 0000849146-24-000036 · wk-form4_1712178810.xml · nonDerivative · entry 1

Neufeld Alissa · CIK 0001866289 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:12 UTC
Aure CarlChief Financial Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 2,401 $0.00 $0.00
Disclosure

SEC source: 0000849146-24-000033 · wk-form4_1712178764.xml · derivative · entry 3

Aure Carl · CIK 0001891462 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,005

Underlying: Common Stock · 2,401 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: PSUs convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units.

F1 · derivative.expiration_date: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:12 UTC
Aure CarlChief Financial Officer
Tax withholdingCommon Stock 1,989 $6.39 $12,709.71
Disclosure

SEC source: 0000849146-24-000033 · wk-form4_1712178764.xml · nonDerivative · entry 2

Aure Carl · CIK 0001891462 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,420

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting Performance Restricted Stock Unit ("PSU") awards and stock unit awards granted to the reporting person on August 18, 2022.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:12 UTC
Aure CarlChief Financial Officer
Exercise / conversionCommon Stock 2,401 $0.00 $0.00
Disclosure

SEC source: 0000849146-24-000033 · wk-form4_1712178764.xml · nonDerivative · entry 1

Aure Carl · CIK 0001891462 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units.

F2 · balance_after: Includes 1,805 total shares purchased under the Issuer's 2019 Employee Stock Purchase Plan on February 29, 2024.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:13 UTC
Boyster JulieChief Marketing Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 3,668 $0.00 $0.00
Disclosure

SEC source: 0000849146-24-000034 · wk-form4_1712178776.xml · derivative · entry 3

Boyster Julie · CIK 0001964003 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,337

Underlying: Common Stock · 3,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance Restricted Stock Units ("PSUs") convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units.

F1 · derivative.expiration_date: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:13 UTC
Boyster JulieChief Marketing Officer
Tax withholdingCommon Stock 2,204 $6.39 $14,083.56
Disclosure

SEC source: 0000849146-24-000034 · wk-form4_1712178776.xml · nonDerivative · entry 2

Boyster Julie · CIK 0001964003 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,681

F2 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of PSU awards and stock unit awards granted to the reporting person on August 18, 2022.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:13 UTC
Boyster JulieChief Marketing Officer
Exercise / conversionCommon Stock 3,668 $0.00 $0.00
Disclosure

SEC source: 0000849146-24-000034 · wk-form4_1712178776.xml · nonDerivative · entry 1

Boyster Julie · CIK 0001964003 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:13 UTC
Cunningham KristenChief Sales Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 3,001 $0.00 $0.00
Disclosure

SEC source: 0000849146-24-000035 · wk-form4_1712178787.xml · derivative · entry 3

Cunningham Kristen · CIK 0001938042 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,003

Underlying: Common Stock · 3,001 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Performance Restricted Stock Units ("PSUs") convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units.

F1 · derivative.expiration_date: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:13 UTC
Cunningham KristenChief Sales Officer
Tax withholdingCommon Stock 1,829 $6.39 $11,687.31
Disclosure

SEC source: 0000849146-24-000035 · wk-form4_1712178787.xml · nonDerivative · entry 2

Cunningham Kristen · CIK 0001938042 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,651

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of stock unit awards granted to the reporting person on August 12, 2021 and PSU awards and stock unit awards granted to the reporting person on August 18, 2022.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:13 UTC
Cunningham KristenChief Sales Officer
Exercise / conversionCommon Stock 3,001 $0.00 $0.00
Disclosure

SEC source: 0000849146-24-000035 · wk-form4_1712178787.xml · nonDerivative · entry 1

Cunningham Kristen · CIK 0001938042 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units.

F2 · balance_after: Includes 538 total shares purchased under the Issuer's 2019 Employee Stock Purchase Plan on February 29, 2024.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 23:14 UTC
Lewis DarwinDirector
PurchaseCommon Stock 9 $6.94 $62.42
Disclosure

SEC source: 0000849146-24-000027 · wk-form4_1710803660.xml · nonDerivative · entry 2

Lewis Darwin · CIK 0001698767 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 107,502

F1 · kind: The purchases reported in this Form 4 were effected by an automatic purchase pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 13, 2023.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 23:14 UTC
Lewis DarwinDirector
PurchaseCommon Stock 440 $7.00 $3,079.96
Disclosure

SEC source: 0000849146-24-000027 · wk-form4_1710803660.xml · nonDerivative · entry 1

Lewis Darwin · CIK 0001698767 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 107,493

F1 · kind: The purchases reported in this Form 4 were effected by an automatic purchase pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 13, 2023.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 21:23 UTC
Dayton JuddDirector
GrantCommon Stock 12,396 $6.00 $74,376.00
Disclosure

SEC source: 0000849146-24-000025 · wk-form4_1709155417.xml · nonDerivative · entry 1

Dayton Judd · CIK 0001643192 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,812

F1 · shares: These shares were granted to the reporting person pursuant to the issuer's outside director compensation program and will vest in a single installment on February 26, 2025, subject to the reporting person's continuous service to the issuer through such date.

F2 · price: The price reported in Column 4 is equal to the average closing price of the issuer's common stock for the ten trading days ending the day before the date of Mr. Judd's election to the Board of Directors.

Read SEC document
February 17, 2024 Filed Feb 21, 2024 21:24 UTC
Boyster JulieChief Marketing Officer
Tax withholdingCommon Stock 3,430 $6.85 $23,495.50
Disclosure

SEC source: 0000849146-24-000023 · wk-form4_1708550622.xml · nonDerivative · entry 1

Boyster Julie · CIK 0001964003 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,217

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of stock unit awards granted to the reporting person on February 17, 2022.

Read SEC document
February 02, 2024 Filed Feb 7, 2024 01:15 UTC PurchaseCommon Stock 37 $5.71 $211.27
Disclosure

SEC source: 0000849146-24-000019 · wk-form4_1707268528.xml · nonDerivative · entry 4

Mauro Garry Paul · CIK 0001436020 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Garry Paul Mauro SEP IRA

Disclosed balance after: 6,475

Read SEC document
February 02, 2024 Filed Feb 7, 2024 01:15 UTC PurchaseCommon Stock 162 $5.66 $916.92
Disclosure

SEC source: 0000849146-24-000019 · wk-form4_1707268528.xml · nonDerivative · entry 2

Mauro Garry Paul · CIK 0001436020 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,067

Read SEC document
January 10, 2024 Filed Feb 7, 2024 01:15 UTC GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0000849146-24-000019 · wk-form4_1707268528.xml · nonDerivative · entry 9

Mauro Garry Paul · CIK 0001436020 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Alexandra P. Mauro Trust of 2021

Disclosed balance after: 32,542

Read SEC document
January 10, 2024 Filed Feb 7, 2024 01:15 UTC GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0000849146-24-000019 · wk-form4_1707268528.xml · nonDerivative · entry 8

Mauro Garry Paul · CIK 0001436020 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The David W.B. Mauro Trust of 2021

Disclosed balance after: 32,542

Read SEC document
January 10, 2024 Filed Feb 7, 2024 01:15 UTC GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0000849146-24-000019 · wk-form4_1707268528.xml · nonDerivative · entry 7

Mauro Garry Paul · CIK 0001436020 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Dominic C. Mauro Trust of 2021

Disclosed balance after: 32,542

Read SEC document
January 10, 2024 Filed Feb 7, 2024 01:15 UTC GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0000849146-24-000019 · wk-form4_1707268528.xml · nonDerivative · entry 6

Mauro Garry Paul · CIK 0001436020 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Andrew H. Mauro Trust of 2021

Disclosed balance after: 32,542

Read SEC document
January 10, 2024 Filed Feb 7, 2024 01:15 UTC GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0000849146-24-000019 · wk-form4_1707268528.xml · nonDerivative · entry 5

Mauro Garry Paul · CIK 0001436020 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Francesco A. Mauro Trust of 2021

Disclosed balance after: 32,542

Read SEC document
January 10, 2024 Filed Feb 7, 2024 01:15 UTC GiftCommon Stock 5,893 $0.00 $0.00
Disclosure

SEC source: 0000849146-24-000019 · wk-form4_1707268528.xml · nonDerivative · entry 3

Mauro Garry Paul · CIK 0001436020 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Garry Paul Mauro SEP IRA

Disclosed balance after: 6,438

Read SEC document
January 10, 2024 Filed Feb 7, 2024 01:15 UTC GiftCommon Stock 30,893 $0.00 $0.00
Disclosure

SEC source: 0000849146-24-000019 · wk-form4_1707268528.xml · nonDerivative · entry 1

Mauro Garry Paul · CIK 0001436020 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,905

F1 · balance_after: Total number of shares has been adjusted to include the grant of 19,430 shares that were reported on Form 4 filed by the Reporting Person on November 15, 2022, but were inadvertently omitted from reports thereafter.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:24 UTC
Fife Steven RDirector · President and CEO
Exercise / conversionPerformance Stock Units · Derivative 3,233 $0.00 $0.00
Disclosure

SEC source: 0000849146-24-000010 · wk-form4_1704317051.xml · derivative · entry 5

Fife Steven R · CIK 0001408954 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,699

Underlying: Common Stock · 3,233 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: PSUs convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On November 10, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as provided in the Form 4 filed by the reporting person on November 15, 2022. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target. The actual number of shares that vested was 133.13% of the at-target number of shares subject to vesting on that date. The number of PSUs beneficially owned following the reported transaction has been updated to reflect the number of earned units as well as the number of earned units remaining following the cancellation of 9,700 earned units, as reported on the Form 4 filed on November 8, 2023.

F2 · derivative.expiration_date: On November 10, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as provided in the Form 4 filed by the reporting person on November 15, 2022. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target. The actual number of shares that vested was 133.13% of the at-target number of shares subject to vesting on that date. The number of PSUs beneficially owned following the reported transaction has been updated to reflect the number of earned units as well as the number of earned units remaining following the cancellation of 9,700 earned units, as reported on the Form 4 filed on November 8, 2023.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:24 UTC
Fife Steven RDirector · President and CEO
Exercise / conversionPerformance Stock Units · Derivative 17,001 $0.00 $0.00
Disclosure

SEC source: 0000849146-24-000010 · wk-form4_1704317051.xml · derivative · entry 4

Fife Steven R · CIK 0001408954 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,003

Underlying: Common Stock · 17,001 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: PSUs convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: On August 18, 2022, the reporting person was granted Performance Restricted Stock Units ("PSUs") which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as provided in the Form 4 filed by the reporting person on August 22, 2022. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target. The actual number of shares that vested was 133.13% of the at-target number of shares subject to vesting on that date. The number of PSUs beneficially owned following the reported transaction has been updated to reflect the number of earned units as well as the number of earned units remaining following the cancellation of 68,006 earned units, as reported on the Form 4 filed on November 8, 2023.

F1 · derivative.expiration_date: On August 18, 2022, the reporting person was granted Performance Restricted Stock Units ("PSUs") which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as provided in the Form 4 filed by the reporting person on August 22, 2022. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target. The actual number of shares that vested was 133.13% of the at-target number of shares subject to vesting on that date. The number of PSUs beneficially owned following the reported transaction has been updated to reflect the number of earned units as well as the number of earned units remaining following the cancellation of 68,006 earned units, as reported on the Form 4 filed on November 8, 2023.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:24 UTC
Fife Steven RDirector · President and CEO
Tax withholdingCommon Stock 16,550 $6.00 $99,300.00
Disclosure

SEC source: 0000849146-24-000010 · wk-form4_1704317051.xml · nonDerivative · entry 3

Fife Steven R · CIK 0001408954 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 634,843

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of a stock unit award granted to the reporting person on August 12, 2021, a PSU award and stock unit award granted to the reporting person on August 22, 2022, and a PSU award and stock unit award granted to the reporting person on November 10, 2022.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:24 UTC
Fife Steven RDirector · President and CEO
Exercise / conversionCommon Stock 3,233 $0.00 $0.00
Disclosure

SEC source: 0000849146-24-000010 · wk-form4_1704317051.xml · nonDerivative · entry 2

Fife Steven R · CIK 0001408954 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 651,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On November 10, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as provided in the Form 4 filed by the reporting person on November 15, 2022. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target. The actual number of shares that vested was 133.13% of the at-target number of shares subject to vesting on that date. The number of PSUs beneficially owned following the reported transaction has been updated to reflect the number of earned units as well as the number of earned units remaining following the cancellation of 9,700 earned units, as reported on the Form 4 filed on November 8, 2023.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:24 UTC
Fife Steven RDirector · President and CEO
Exercise / conversionCommon Stock 17,001 $0.00 $0.00
Disclosure

SEC source: 0000849146-24-000010 · wk-form4_1704317051.xml · nonDerivative · entry 1

Fife Steven R · CIK 0001408954 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 648,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 18, 2022, the reporting person was granted Performance Restricted Stock Units ("PSUs") which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as provided in the Form 4 filed by the reporting person on August 22, 2022. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target. The actual number of shares that vested was 133.13% of the at-target number of shares subject to vesting on that date. The number of PSUs beneficially owned following the reported transaction has been updated to reflect the number of earned units as well as the number of earned units remaining following the cancellation of 68,006 earned units, as reported on the Form 4 filed on November 8, 2023.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:24 UTC
Aure CarlChief Financial Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 2,399 $0.00 $0.00
Disclosure

SEC source: 0000849146-24-000009 · wk-form4_1704317023.xml · derivative · entry 3

Aure Carl · CIK 0001891462 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,406

Underlying: Common Stock · 2,399 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: PSUs convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units.

F1 · derivative.expiration_date: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units.

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January 01, 2024 Filed Jan 3, 2024 21:24 UTC
Aure CarlChief Financial Officer
Tax withholdingCommon Stock 1,988 $6.00 $11,928.00
Disclosure

SEC source: 0000849146-24-000009 · wk-form4_1704317023.xml · nonDerivative · entry 2

Aure Carl · CIK 0001891462 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,203

F2 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting Performance Restricted Stock Unit ("PSU") awards and stock unit awards granted to the reporting person on August 18, 2022.

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January 01, 2024 Filed Jan 3, 2024 21:24 UTC
Aure CarlChief Financial Officer
Exercise / conversionCommon Stock 2,399 $0.00 $0.00
Disclosure

SEC source: 0000849146-24-000009 · wk-form4_1704317023.xml · nonDerivative · entry 1

Aure Carl · CIK 0001891462 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.