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Nasdaq · USD

LFVN

Lifevantage Corp

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Tapewire entity
6941
SEC CIK
0000849146
Parsed reports
418

Last 12 months

Inside the activity.

8 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202510
Jan 202600
Feb 202630
Mar 202620
Apr 202600
May 202600
Jun 202611
Jul 202600
Aug 202600
Sep 202612
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 26, 2019 Filed Sep 30, 2019 17:20 UTC
McMurray KevinGeneral Counsel
Tax withholdingCommon Stock 4,255 $14.32 $60,931.60
Disclosure

SEC source: 0000849146-19-000068 · wf-form4_156986401402780.xml · nonDerivative · entry 1

McMurray Kevin · CIK 0001718176 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,283

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted on November 16, 2017.

F2 · balance_after: Includes 1,693 shares purchased under the Employee Stock Purchase Plan on August 30, 2019.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 21:33 UTC
Jensen Darren JayDirector · Chief Executive Officer
GrantCommon Stock 38,756 $0.00 $0.00
Disclosure

SEC source: 0000849146-19-000055 · wf-form4_156564561961413.xml · nonDerivative · entry 1

Jensen Darren Jay · CIK 0001642848 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,970

F1 · shares: This reflects a stock unit award, in which each stock unit represents a right to receive one share of issuer common stock, which award will vest, subject to the reporting person's continued service with the issuer on the one-year anniversary of the grant date.

Read SEC document
May 04, 2019 Filed May 7, 2019 21:21 UTC GrantCommon Stock 3,502 $11.69 $40,938.38
Disclosure

SEC source: 0000849146-19-000049 · wf-form4_155726407955219.xml · nonDerivative · entry 1

Brockovich Erin · CIK 0001324073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,502

F1 · shares: These shares were granted to the reporting person pursuant to the issuer's outside director compensation program. The award compensates the reporting person for her service on the Board of Directors from the date of her initial appointment as a director (May 4, 2019) through the date of the next annual meeting of shareholders, which is expected to be held in November 2019. Subject to her continued service as a director, the award will vest in full on the one year anniversary of her initial appointment as a director (May 4, 2020).

Read SEC document
March 13, 2019 Filed Mar 14, 2019 22:20 UTC
Wach Charles J.Chief Operating Officer
Tax withholdingCommon Stock 789 $14.18 $11,188.02
Disclosure

SEC source: 0000849146-19-000035 · wf-form4_155260199874075.xml · nonDerivative · entry 1

Wach Charles J. · CIK 0001701034 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,986

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of a restricted stock award granted on March 28, 2017.

Read SEC document
March 13, 2019 Filed Mar 14, 2019 22:18 UTC
Fife Steven RChief Financial Officer
Tax withholdingCommon Stock 12,833 $14.18 $181,971.94
Disclosure

SEC source: 0000849146-19-000033 · wf-form4_155260188058595.xml · nonDerivative · entry 1

Fife Steven R · CIK 0001408954 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,991

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of a restricted stock award granted on March 28, 2017.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 14:41 UTC
Fife Steven RChief Financial Officer
GrantPerformance Stock Units · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0000849146-19-000031 · wf-form4_154937766944086.xml · derivative · entry 2

Fife Steven R · CIK 0001408954 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires not disclosed

F2 · security: Each performance unit award represents a right to receive one share of issuer common stock, with the total number of units reflecting the number that are eligible to be earned at target-level performance achievement. Upon achievement of the maximum level of the applicable performance criteria, the reporting person may become eligible to earn 200% of the target number of units.

F3 · derivative.exercise_price: The performance units will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/2 of the earned award will vest on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest as of the first day of each calendar quarter thereafter.

F3 · derivative.exercise_date: The performance units will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/2 of the earned award will vest on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest as of the first day of each calendar quarter thereafter.

F3 · derivative.expiration_date: The performance units will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/2 of the earned award will vest on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest as of the first day of each calendar quarter thereafter.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 14:41 UTC
Fife Steven RChief Financial Officer
GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0000849146-19-000031 · wf-form4_154937766944086.xml · nonDerivative · entry 1

Fife Steven R · CIK 0001408954 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,824

F1 · security: This reflects a stock unit award, in which each stock unit represents a right to receive one share of issuer common stock, which award will vest, subject to the reporting person's continued service with the issuer, as follows: (i) 1/2 of the total number of units will vest on the first anniversary of the grant date and (ii) an additional 1/12 of the total number of units will vest as of the first day of each calendar quarter thereafter.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 21:28 UTC
Fife Steven RChief Financial Officer
GrantCommon Stock 15,500 $0.00 $0.00
Disclosure

SEC source: 0000849146-19-000016 · wf-form4_154715571431725.xml · nonDerivative · entry 1

Fife Steven R · CIK 0001408954 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,824

F1 · security: This reflects a stock unit award that the reporting person elected to receive in lieu of cash in satisfaction of a phantom award granted on February 2, 2018. Each stock unit represents a right to receive one share of issuer common stock, which award will vest, subject to the reporting person's continued service with the issuer, on the one-year anniversary of the grant date.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 21:37 UTC
Rose JustinChief Sales Officer
GrantCommon Stock 15,500 $0.00 $0.00
Disclosure

SEC source: 0000849146-19-000020 · wf-form4_154715621713964.xml · nonDerivative · entry 1

Rose Justin · CIK 0001649432 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,539

F1 · security: This reflects a stock unit award that the reporting person elected to receive in lieu of cash in satisfaction of a phantom award granted on February 2, 2018. Each stock unit represents a right to receive one share of issuer common stock, which award will vest, subject to the reporting person's continued service with the issuer, on the one-year anniversary of the grant date.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 21:39 UTC
Wach Charles J.Chief Operating Officer
GrantCommon Stock 15,500 $0.00 $0.00
Disclosure

SEC source: 0000849146-19-000022 · wf-form4_154715635114805.xml · nonDerivative · entry 1

Wach Charles J. · CIK 0001701034 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,775

F1 · security: This reflects a stock unit award that the reporting person elected to receive in lieu of cash in satisfaction of a phantom award granted on February 2, 2018. Each stock unit represents a right to receive one share of issuer common stock, which award will vest, subject to the reporting person's continued service with the issuer, on the one-year anniversary of the grant date.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 21:32 UTC
McMurray KevinGeneral Counsel
GrantCommon Stock 15,500 $0.00 $0.00
Disclosure

SEC source: 0000849146-19-000018 · wf-form4_154715591557216.xml · nonDerivative · entry 1

McMurray Kevin · CIK 0001718176 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,845

F1 · security: This reflects a stock unit award that the reporting person elected to receive in lieu of cash in satisfaction of a phantom award granted on February 2, 2018. Each stock unit represents a right to receive one share of issuer common stock, which award will vest, subject to the reporting person's continued service with the issuer, on the one-year anniversary of the grant date.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 21:27 UTC
Goodwin RyanChief Marketing Officer
GrantCommon Stock 15,500 $0.00 $0.00
Disclosure

SEC source: 0000849146-19-000015 · wf-form4_154715563218950.xml · nonDerivative · entry 1

Goodwin Ryan · CIK 0001661428 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,501

F1 · security: This reflects a stock unit award that the reporting person elected to receive in lieu of cash in satisfaction of a phantom award granted on February 2, 2018. Each stock unit represents a right to receive one share of issuer common stock, which award will vest, subject to the reporting person's continued service with the issuer, on the one-year anniversary of the grant date.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 21:21 UTC
Jensen Darren JayDirector · Chief Executive Officer
GrantPerformance Stock Units · Derivative 35,053 $0.00 $0.00
Disclosure

SEC source: 0000849146-19-000012 · wf-form4_154715529715897.xml · derivative · entry 4

Jensen Darren Jay · CIK 0001642848 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,053

Underlying: Common Stock · 35,053 shares

Expires not disclosed

F4 · security: Each performance unit award represents a right to receive one share of issuer common stock, with the total number of units reflecting the number that are eligible to be earned at target-level performance achievement. Upon achievement of the maximum level of the applicable performance criteria, the reporting person may become eligible to earn 200% of the target number of units.

F5 · derivative.exercise_price: The performance units will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/2 of the earned award will vest on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest as of the first day of each calendar quarter thereafter.

F5 · derivative.exercise_date: The performance units will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/2 of the earned award will vest on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest as of the first day of each calendar quarter thereafter.

F5 · derivative.expiration_date: The performance units will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/2 of the earned award will vest on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest as of the first day of each calendar quarter thereafter.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 21:21 UTC
Jensen Darren JayDirector · Chief Executive Officer
GrantCommon Stock 14,126 $0.00 $0.00
Disclosure

SEC source: 0000849146-19-000012 · wf-form4_154715529715897.xml · nonDerivative · entry 3

Jensen Darren Jay · CIK 0001642848 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,214

F3 · security: This reflects a stock unit award that the reporting person elected to receive in lieu of cash in satisfaction of a phantom award granted on February 2, 2018. Each stock unit represents a right to receive one share of issuer common stock, which award will vest, subject to the reporting person's continued service with the issuer, on the one-year anniversary of the grant date.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 21:21 UTC
Jensen Darren JayDirector · Chief Executive Officer
GrantCommon Stock 128,000 $0.00 $0.00
Disclosure

SEC source: 0000849146-19-000012 · wf-form4_154715529715897.xml · nonDerivative · entry 2

Jensen Darren Jay · CIK 0001642848 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,088

F2 · security: This reflects a stock unit award, in which each stock unit represents a right to receive one share of issuer common stock, which award will vest, subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the total number of units will vest on the first anniversary of the grant date and (ii) an additional 1/12 of the total number of units will vest as of the first day of each calendar quarter thereafter.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 21:21 UTC
Jensen Darren JayDirector · Chief Executive Officer
GrantCommon Stock 35,053 $0.00 $0.00
Disclosure

SEC source: 0000849146-19-000012 · wf-form4_154715529715897.xml · nonDerivative · entry 1

Jensen Darren Jay · CIK 0001642848 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,088

F1 · security: This reflects a stock unit award, in which each stock unit represents a right to receive one share of issuer common stock, which award will vest, subject to the reporting person's continued service with the issuer, as follows: (i) 1/2 of the total number of units will vest on the first anniversary of the grant date and (ii) an additional 1/12 of the total number of units will vest as of the first day of each calendar quarter thereafter.

Read SEC document
January 04, 2019 Filed Jan 7, 2019 23:14 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 17,143 $0.00 Strike: $1.47 $0.00
Disclosure

SEC source: 0000849146-19-000008 · wf-form4_154690287924771.xml · derivative · entry 8

Mauro Garry Paul · CIK 0001436020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,143 shares

Expires 2019-01-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2019 Filed Jan 7, 2019 23:14 UTC Exercise / conversionCommon Stock 17,143 $1.47 $25,200.21
Disclosure

SEC source: 0000849146-19-000008 · wf-form4_154690287924771.xml · nonDerivative · entry 1

Mauro Garry Paul · CIK 0001436020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 19:47 UTC
Rose JustinChief Sales Officer
Exercise / conversionPerformance Stock Units · Derivative 92,000 $0.00 $0.00
Disclosure

SEC source: 0000849146-19-000006 · wf-form4_154654483454782.xml · derivative · entry 3

Rose Justin · CIK 0001649432 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 92,000 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: PSUs convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: On March 28, 2016, the reporting person was granted Performance Stock Units ("PSUs"), subject to a three-year performance period of 1/1/2016 through 12/31/2018, subject to earlier expiration upon a change in control of the issuer ("Performance Period"). Subject generally to the reporting person's continued service with the issuer, each PSU represents a contingent right for such person to receive, within 30 days after the end of the Performance Period, a distribution of common shares of the issuer equal to 0% to 200% of the previously reported target number of PSUs. Based on the issuer's total stockholder return performance during the Performance Period, the actual number of shares distributed was 200% of the target number of PSUs.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 19:47 UTC
Rose JustinChief Sales Officer
Tax withholdingCommon Stock 40,756 $13.19 $537,571.64
Disclosure

SEC source: 0000849146-19-000006 · wf-form4_154654483454782.xml · nonDerivative · entry 2

Rose Justin · CIK 0001649432 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,039

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of a PSU award granted on March 28, 2016.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 19:47 UTC
Rose JustinChief Sales Officer
Exercise / conversionCommon Stock 92,000 $0.00 $0.00
Disclosure

SEC source: 0000849146-19-000006 · wf-form4_154654483454782.xml · nonDerivative · entry 1

Rose Justin · CIK 0001649432 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On March 28, 2016, the reporting person was granted Performance Stock Units ("PSUs"), subject to a three-year performance period of 1/1/2016 through 12/31/2018, subject to earlier expiration upon a change in control of the issuer ("Performance Period"). Subject generally to the reporting person's continued service with the issuer, each PSU represents a contingent right for such person to receive, within 30 days after the end of the Performance Period, a distribution of common shares of the issuer equal to 0% to 200% of the previously reported target number of PSUs. Based on the issuer's total stockholder return performance during the Performance Period, the actual number of shares distributed was 200% of the target number of PSUs.

F2 · price: PSUs convert into common stock on a one-for-one basis.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 19:45 UTC
Jensen Darren JayDirector · Chief Executive Officer
Exercise / conversionPerformance Stock Units · Derivative 178,571 $0.00 $0.00
Disclosure

SEC source: 0000849146-19-000004 · wf-form4_154654471951362.xml · derivative · entry 3

Jensen Darren Jay · CIK 0001642848 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 178,571 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: PSUs convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: On March 28, 2016, the reporting person was granted Performance Stock Units ("PSUs"), subject to a three-year performance period of 1/1/2016 through 12/31/2018, subject to earlier expiration upon a change in control of the issuer ("Performance Period"). Subject generally to the reporting person's continued service with the issuer, each PSU represents a contingent right for such person to receive, within 30 days after the end of the Performance Period, a distribution of common shares of the issuer equal to 0% to 116.7% of the previously reported target number of PSUs. Based on the issuer's total stockholder return performance during the Performance Period, the actual number of shares distributed was 116.7% of the target number of PSUs.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 19:45 UTC
Jensen Darren JayDirector · Chief Executive Officer
Tax withholdingCommon Stock 88,036 $13.19 $1,161,194.84
Disclosure

SEC source: 0000849146-19-000004 · wf-form4_154654471951362.xml · nonDerivative · entry 2

Jensen Darren Jay · CIK 0001642848 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,035

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of a PSU award granted on March 28, 2016.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 19:45 UTC
Jensen Darren JayDirector · Chief Executive Officer
Exercise / conversionCommon Stock 178,571 $0.00 $0.00
Disclosure

SEC source: 0000849146-19-000004 · wf-form4_154654471951362.xml · nonDerivative · entry 1

Jensen Darren Jay · CIK 0001642848 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On March 28, 2016, the reporting person was granted Performance Stock Units ("PSUs"), subject to a three-year performance period of 1/1/2016 through 12/31/2018, subject to earlier expiration upon a change in control of the issuer ("Performance Period"). Subject generally to the reporting person's continued service with the issuer, each PSU represents a contingent right for such person to receive, within 30 days after the end of the Performance Period, a distribution of common shares of the issuer equal to 0% to 116.7% of the previously reported target number of PSUs. Based on the issuer's total stockholder return performance during the Performance Period, the actual number of shares distributed was 116.7% of the target number of PSUs.

F2 · price: PSUs convert into common stock on a one-for-one basis.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 19:43 UTC
Goodwin RyanChief Marketing Officer
Exercise / conversionPerformance Stock Units · Derivative 92,000 $0.00 $0.00
Disclosure

SEC source: 0000849146-19-000002 · wf-form4_154654459580016.xml · derivative · entry 3

Goodwin Ryan · CIK 0001661428 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 92,000 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: PSUs convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: On March 28, 2016, the reporting person was granted Performance Stock Units ("PSUs"), subject to a three-year performance period of 1/1/2016 through 12/31/2018, subject to earlier expiration upon a changein control of the issuer ("Performance Period"). Subject generally to the reporting person's continued service with the issuer, each PSU represents a contingent right for such person to receive, within 30 days after the end of the Performance Period, a distribution of common shares of the issuer equal to 0% to 200% of the previously reported target number of PSUs. Based on the issuer's total stockholder return performance during the Performance Period, the actual number of shares distributed was 200% of the target number of PSUs.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 19:43 UTC
Goodwin RyanChief Marketing Officer
Tax withholdingCommon Stock 39,863 $13.19 $525,792.97
Disclosure

SEC source: 0000849146-19-000002 · wf-form4_154654459580016.xml · nonDerivative · entry 2

Goodwin Ryan · CIK 0001661428 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,001

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of a PSU award granted on March 28, 2016.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 19:43 UTC
Goodwin RyanChief Marketing Officer
Exercise / conversionCommon Stock 92,000 $0.00 $0.00
Disclosure

SEC source: 0000849146-19-000002 · wf-form4_154654459580016.xml · nonDerivative · entry 1

Goodwin Ryan · CIK 0001661428 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On March 28, 2016, the reporting person was granted Performance Stock Units ("PSUs"), subject to a three-year performance period of 1/1/2016 through 12/31/2018, subject to earlier expiration upon a changein control of the issuer ("Performance Period"). Subject generally to the reporting person's continued service with the issuer, each PSU represents a contingent right for such person to receive, within 30 days after the end of the Performance Period, a distribution of common shares of the issuer equal to 0% to 200% of the previously reported target number of PSUs. Based on the issuer's total stockholder return performance during the Performance Period, the actual number of shares distributed was 200% of the target number of PSUs.

F2 · price: PSUs convert into common stock on a one-for-one basis.

Read SEC document
November 30, 2018 Filed Nov 30, 2018 21:20 UTC PurchaseCommon Stock 1,500 $13.22 $19,830.00
Disclosure

SEC source: 0000849146-18-000122 · wf-form4_154361282138413.xml · nonDerivative · entry 1

Greer Raymond B · CIK 0001332013 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,028

Read SEC document
November 26, 2018 Filed Nov 27, 2018 16:23 UTC PurchaseCommon Stock 1,150 $11.94 $13,731.00
Disclosure

SEC source: 0000849146-18-000109 · wf-form4_154333577467305.xml · nonDerivative · entry 1

Mauro Garry Paul · CIK 0001436020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,728

Read SEC document
November 15, 2018 Filed Nov 16, 2018 22:23 UTC GrantCommon Stock 6,614 $11.58 $76,590.12
Disclosure

SEC source: 0000849146-18-000103 · wf-form4_154240700937300.xml · nonDerivative · entry 1

Mauro Garry Paul · CIK 0001436020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,578

F1 · shares: These shares were granted to the reporting person pursuant to the issuer's outside director compensation program and will vest in a single installment on November 15, 2019, subject to continued servicethrough such date.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 22:21 UTC
Lewis DarwinDirector
GrantCommon Stock 6,614 $11.58 $76,590.12
Disclosure

SEC source: 0000849146-18-000101 · wf-form4_154240687250651.xml · nonDerivative · entry 1

Lewis Darwin · CIK 0001698767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,028

F1 · shares: These shares were granted to the reporting person pursuant to the issuer's outside director compensation program and will vest in a single installment on November 15, 2019, subject to continued service through such date.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 22:19 UTC GrantCommon Stock 6,614 $11.58 $76,590.12
Disclosure

SEC source: 0000849146-18-000099 · wf-form4_154240673530034.xml · nonDerivative · entry 1

Hegde Vinayak · CIK 0001698764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,528

F1 · shares: These shares were granted to the reporting person pursuant to the issuer's outside director compensation program and will vest in a single installment on November 15, 2019, subject to continued service through such date.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 22:16 UTC GrantCommon Stock 6,614 $11.58 $76,590.12
Disclosure

SEC source: 0000849146-18-000097 · wf-form4_154240659437285.xml · nonDerivative · entry 1

Greer Raymond B · CIK 0001332013 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,528

F1 · shares: These shares were granted to the reporting person pursuant to the issuer's outside director compensation program and will vest in a single installment on November 15, 2019, subject to continued service through such date.

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November 15, 2018 Filed Nov 16, 2018 22:14 UTC GrantCommon Stock 6,614 $11.58 $76,590.12
Disclosure

SEC source: 0000849146-18-000095 · wf-form4_154240646255686.xml · nonDerivative · entry 1

BEINDORFF MICHAEL A · CIK 0001309611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,436

F1 · shares: These shares were granted to the reporting person pursuant to the issuer's outside director compensation program and will vest in a single installment on November 15, 2019, subject to continued service through such date.

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November 15, 2018 Filed Nov 30, 2018 21:15 UTC
Rose JustinChief Sales Officer
GrantPerformance Stock Units · Derivative 8,730 $0.00 $0.00
Disclosure

SEC source: 0000849146-18-000118 · wf-form4_154361250719252.xml · derivative · entry 2

Rose Justin · CIK 0001649432 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,730

Underlying: Common Stock · 8,730 shares

Expires not disclosed

F2 · security: Each performance unit award represents a right to receive one share of issuer common stock, with the total number of units reflecting the number that are eligible to be earned at target-level performance achievement. Upon achievement of the maximum level of the applicable performance criteria, the reporting person may become eligible to earn 200% of the target number of units.

F3 · derivative.exercise_price: The performance units will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12ths of the earned award will vest on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest as of the first day of each calendar quarter thereafter.

F3 · derivative.exercise_date: The performance units will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12ths of the earned award will vest on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest as of the first day of each calendar quarter thereafter.

F3 · derivative.expiration_date: The performance units will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12ths of the earned award will vest on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest as of the first day of each calendar quarter thereafter.

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November 15, 2018 Filed Nov 30, 2018 21:15 UTC
Rose JustinChief Sales Officer
GrantCommon Stock 8,730 $0.00 $0.00
Disclosure

SEC source: 0000849146-18-000118 · wf-form4_154361250719252.xml · nonDerivative · entry 1

Rose Justin · CIK 0001649432 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,795

F1 · security: This reflects a stock unit award, in which each stock unit represents a right to receive one share of issuer common stock, which award will vest, subject to the reporting person's continued service with the issuer, as follows: (i) 5/12ths of the total number of units will vest on the first anniversary of the grant date and (ii) an additional 1/12 of the total number of units will vest as of the first day of each calendar quarter thereafter.

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November 15, 2018 Filed Nov 30, 2018 21:17 UTC
Wach Charles J.Chief Operating Officer
GrantPerformance Stock Units · Derivative 7,275 $0.00 $0.00
Disclosure

SEC source: 0000849146-18-000120 · wf-form4_154361263053115.xml · derivative · entry 2

Wach Charles J. · CIK 0001701034 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,275

Underlying: Common Stock · 7,275 shares

Expires not disclosed

F2 · security: Each performance unit award represents a right to receive one share of issuer common stock, with the total number of units reflecting the number that are eligible to be earned at target-level performance achievement. Upon achievement of the maximum level of the applicable performance criteria, the reporting person may become eligible to earn 200% of the target number of units.

F3 · derivative.exercise_price: The performance units will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12ths of the earned award will vest on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest as of the first day of each calendar quarter thereafter.

F3 · derivative.exercise_date: The performance units will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12ths of the earned award will vest on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest as of the first day of each calendar quarter thereafter.

F3 · derivative.expiration_date: The performance units will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12ths of the earned award will vest on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest as of the first day of each calendar quarter thereafter.

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November 15, 2018 Filed Nov 30, 2018 21:17 UTC
Wach Charles J.Chief Operating Officer
GrantCommon Stock 7,275 $0.00 $0.00
Disclosure

SEC source: 0000849146-18-000120 · wf-form4_154361263053115.xml · nonDerivative · entry 1

Wach Charles J. · CIK 0001701034 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,275

F1 · security: This reflects a stock unit award, in which each stock unit represents a right to receive one share of issuer common stock, which award will vest, subject to the reporting person's continued service with the issuer, as follows: (i) 5/12ths of the total number of units will vest on the first anniversary of the grant date and (ii) an additional 1/12 of the total number of units will vest as of the first day of each calendar quarter thereafter.

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November 15, 2018 Filed Nov 30, 2018 21:13 UTC
McMurray KevinGeneral Counsel
GrantPerformance Stock Units · Derivative 7,275 $0.00 $0.00
Disclosure

SEC source: 0000849146-18-000116 · wf-form4_154361238366961.xml · derivative · entry 2

McMurray Kevin · CIK 0001718176 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,275

Underlying: Common Stock · 7,275 shares

Expires not disclosed

F2 · security: Each performance unit award represents a right to receive one share of issuer common stock, with the total number of units reflecting the number that are eligible to be earned at target-level performance achievement. Upon achievement of the maximum level of the applicable performance criteria, the reporting person may become eligible to earn 200% of the target number of units.

F3 · derivative.exercise_price: The performance units will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12ths of the earned award will vest on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest as of the first day of each calendar quarter thereafter.

F3 · derivative.exercise_date: The performance units will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12ths of the earned award will vest on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest as of the first day of each calendar quarter thereafter.

F3 · derivative.expiration_date: The performance units will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12ths of the earned award will vest on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest as of the first day of each calendar quarter thereafter.

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November 15, 2018 Filed Nov 30, 2018 21:13 UTC
McMurray KevinGeneral Counsel
GrantCommon Stock 7,275 $0.00 $0.00
Disclosure

SEC source: 0000849146-18-000116 · wf-form4_154361238366961.xml · nonDerivative · entry 1

McMurray Kevin · CIK 0001718176 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,345

F1 · security: This reflects a stock unit award, in which each stock unit represents a right to receive one share of issuer common stock, which award will vest, subject to the reporting person's continued service with the issuer, as follows: (i) 5/12ths of the total number of units will vest on the first anniversary of the grant date and (ii) an additional 1/12 of the total number of units will vest as of the first day of each calendar quarter thereafter.

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November 15, 2018 Filed Nov 30, 2018 21:11 UTC
Goodwin RyanChief Marketing Officer
GrantPerformance Stock Units · Derivative 7,760 $0.00 $0.00
Disclosure

SEC source: 0000849146-18-000114 · wf-form4_154361225541060.xml · derivative · entry 2

Goodwin Ryan · CIK 0001661428 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,760

Underlying: Common Stock · 7,760 shares

Expires not disclosed

F2 · security: Each performance unit award represents a right to receive one share of issuer common stock, with the total number of units reflecting the number that are eligible to be earned at target-level performance achievement. Upon achievement of the maximum level of the applicable performance criteria, the reporting person may become eligible to earn 200% of the target number of units.

F3 · derivative.exercise_price: The performance units will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12ths of the earned award will vest on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest as of the first day of each calendar quarter thereafter.

F3 · derivative.exercise_date: The performance units will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12ths of the earned award will vest on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest as of the first day of each calendar quarter thereafter.

F3 · derivative.expiration_date: The performance units will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12ths of the earned award will vest on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest as of the first day of each calendar quarter thereafter.

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November 15, 2018 Filed Nov 30, 2018 21:11 UTC
Goodwin RyanChief Marketing Officer
GrantCommon Stock 7,760 $0.00 $0.00
Disclosure

SEC source: 0000849146-18-000114 · wf-form4_154361225541060.xml · nonDerivative · entry 1

Goodwin Ryan · CIK 0001661428 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,864

F1 · security: This reflects a stock unit award, in which each stock unit represents a right to receive one share of issuer common stock, which award will vest, subject to the reporting person's continued service with the issuer, as follows: (i) 5/12ths of the total number of units will vest on the first anniversary of the grant date and (ii) an additional 1/12 of the total number of units will vest as of the first day of each calendar quarter thereafter.

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November 15, 2018 Filed Nov 30, 2018 21:09 UTC
Fife Steven RChief Financial Officer
GrantPerformance Stock Units · Derivative 14,551 $0.00 $0.00
Disclosure

SEC source: 0000849146-18-000111 · wf-form4_154361213563804.xml · derivative · entry 2

Fife Steven R · CIK 0001408954 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,551

Underlying: Common Stock · 14,551 shares

Expires not disclosed

F2 · security: Each performance unit award represents a right to receive one share of issuer common stock, with the total number of units reflecting the number that are eligible to be earned at target-level performance achievement. Upon achievement of the maximum level of the applicable performance criteria, the reporting person may become eligible to earn 200% of the target number of units.

F3 · derivative.exercise_price: The performance units will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12ths of the earned award will vest on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest as of the first day of each calendar quarter thereafter.

F3 · derivative.exercise_date: The performance units will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12ths of the earned award will vest on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest as of the first day of each calendar quarter thereafter.

F3 · derivative.expiration_date: The performance units will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12ths of the earned award will vest on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest as of the first day of each calendar quarter thereafter.

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November 15, 2018 Filed Nov 30, 2018 21:09 UTC
Fife Steven RChief Financial Officer
GrantCommon Stock 14,551 $0.00 $0.00
Disclosure

SEC source: 0000849146-18-000111 · wf-form4_154361213563804.xml · nonDerivative · entry 1

Fife Steven R · CIK 0001408954 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,324

F1 · security: This reflects a stock unit award, in which each stock unit represents a right to receive one share of issuer common stock, which award will vest, subject to the reporting person's continued service with the issuer, as follows: (i) 5/12ths of the total number of units will vest on the first anniversary of the grant date and (ii) an additional 1/12 of the total number of units will vest as of the first day of each calendar quarter thereafter.

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October 19, 2018 Filed Oct 22, 2018 21:54 UTC
Goodwin RyanChief Marketing Officer
Tax withholdingCommon Stock 1,675 $10.28 $17,219.00
Disclosure

SEC source: 0000849146-18-000086 · wf-form4_154024527936048.xml · nonDerivative · entry 1

Goodwin Ryan · CIK 0001661428 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,104

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted on January 4, 2016.

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September 26, 2018 Filed Sep 27, 2018 21:34 UTC
McMurray KevinGeneral Counsel
Tax withholdingCommon Stock 2,930 $11.23 $32,903.90
Disclosure

SEC source: 0000849146-18-000077 · wf-form4_153808406363289.xml · nonDerivative · entry 1

McMurray Kevin · CIK 0001718176 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,070

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted on November 16, 2017.

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July 27, 2018 Filed Jul 30, 2018 22:11 UTC
Rose JustinChief Sales Officer
Tax withholdingCommon Stock 2,251 $9.70 $21,834.70
Disclosure

SEC source: 0000849146-18-000065 · wf-form4_153298867506764.xml · nonDerivative · entry 1

Rose Justin · CIK 0001649432 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,065

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted on July 27, 2015.

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May 18, 2018 Filed May 21, 2018 17:40 UTC
Jensen Darren JayDirector · Chief Executive Officer
Tax withholdingCommon Stock 41,858 $4.84 $202,592.72
Disclosure

SEC source: 0000849146-18-000060 · wf-form4_152692442218845.xml · nonDerivative · entry 1

Jensen Darren Jay · CIK 0001642848 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,500

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March 14, 2018 Filed Mar 16, 2018 23:03 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 14,286 $0.00 Strike: $2.10 $0.00
Disclosure

SEC source: 0000849146-18-000053 · wf-form4_152124139930574.xml · derivative · entry 9

Mauro Garry Paul · CIK 0001436020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,286 shares

Expires 2018-04-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 14, 2018 Filed Mar 16, 2018 23:03 UTC Exercise / conversionCommon Stock 14,286 $2.10 $30,000.60
Disclosure

SEC source: 0000849146-18-000053 · wf-form4_152124139930574.xml · nonDerivative · entry 2

Mauro Garry Paul · CIK 0001436020 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Garry and Cristina Mauro Living Trust

Disclosed balance after: 14,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.