Last 12 months
Inside the activity.
8 purchase rows · 6 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 1 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 3 | 0 |
| Mar 2026 | 2 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 1 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 1 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2020 Filed May 20, 2020 19:20 UTC |
Jensen Darren JayDirector · Chief Executive Officer
|
SaleCommon Stock | 4,500 | $14.01 | $63,045.00 |
DisclosureSEC source: 0000849146-20-000085 · wf-form4_159000240155970.xml · nonDerivative · entry 1 Jensen Darren Jay · CIK 0001642848 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,085 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2019. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.04, inclusive.The reporting person undertakes to provide to LifeVantage Corporation, any security holder of LifeVantage Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 15, 2020 Filed Apr 15, 2020 20:29 UTC |
Jensen Darren JayDirector · Chief Executive Officer
|
SaleCommon Stock | 4,500 | $11.36 | $51,120.00 |
DisclosureSEC source: 0000849146-20-000073 · wf-form4_158698254831928.xml · nonDerivative · entry 1 Jensen Darren Jay · CIK 0001642848 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 489,585 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2019. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.35 to $11.43, inclusive.The reporting person undertakes to provide to LifeVantage Corporation, any security holder of LifeVantage Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 15, 2020 Filed Apr 16, 2020 20:35 UTC |
Rose JustinChief Sales Officer
|
SaleCommon Stock | 2,500 | $12.00 | $30,000.00 |
DisclosureSEC source: 0000849146-20-000075 · wf-form4_158706930378874.xml · nonDerivative · entry 1 Rose Justin · CIK 0001649432 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,809 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 15:04 UTC |
Wach Charles J.Chief Operating Officer
|
Exercise / conversionPerformance Stock Units · Derivative | 981 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-20-000070 · wf-form4_158592622699912.xml · derivative · entry 3 Wach Charles J. · CIK 0001701034 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,918 Underlying: Common Stock · 981 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F1 · derivative.expiration_date: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F1 · balance_after: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 15:04 UTC |
Wach Charles J.Chief Operating Officer
|
Tax withholdingCommon Stock | 752 | $10.25 | $7,708.00 |
DisclosureSEC source: 0000849146-20-000070 · wf-form4_158592622699912.xml · nonDerivative · entry 2 Wach Charles J. · CIK 0001701034 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,831 F4 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of a PSU award and stock unit award granted to the reporting person on November 15, 2018. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 15:04 UTC |
Wach Charles J.Chief Operating Officer
|
Exercise / conversionCommon Stock | 981 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-20-000070 · wf-form4_158592622699912.xml · nonDerivative · entry 1 Wach Charles J. · CIK 0001701034 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F2 · price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. F3 · balance_after: Includes 2,055 shares purchased under the Employee Stock Purchase Plan on February 28, 2020. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 15:00 UTC |
Rose JustinChief Sales Officer
|
Exercise / conversionPerformance Stock Units · Derivative | 1,178 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-20-000068 · wf-form4_158592598690800.xml · derivative · entry 3 Rose Justin · CIK 0001649432 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,902 Underlying: Common Stock · 1,178 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F1 · derivative.expiration_date: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F1 · balance_after: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 15:00 UTC |
Rose JustinChief Sales Officer
|
Tax withholdingCommon Stock | 864 | $10.25 | $8,856.00 |
DisclosureSEC source: 0000849146-20-000068 · wf-form4_158592598690800.xml · nonDerivative · entry 2 Rose Justin · CIK 0001649432 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,309 F4 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of a PSU award and stock unit award granted to the reporting person on November 15, 2018. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 15:00 UTC |
Rose JustinChief Sales Officer
|
Exercise / conversionCommon Stock | 1,178 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-20-000068 · wf-form4_158592598690800.xml · nonDerivative · entry 1 Rose Justin · CIK 0001649432 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,173 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F2 · price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. F3 · balance_after: Includes 1,053 shares purchased under the Employee Stock Purchase Plan on February 28, 2020. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 14:55 UTC |
McMurray KevinGeneral Counsel
|
Exercise / conversionPerformance Stock Units · Derivative | 981 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-20-000066 · wf-form4_158592571585402.xml · derivative · entry 3 McMurray Kevin · CIK 0001718176 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,918 Underlying: Common Stock · 981 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F1 · derivative.expiration_date: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F1 · balance_after: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 14:55 UTC |
McMurray KevinGeneral Counsel
|
Tax withholdingCommon Stock | 672 | $10.25 | $6,888.00 |
DisclosureSEC source: 0000849146-20-000066 · wf-form4_158592571585402.xml · nonDerivative · entry 2 McMurray Kevin · CIK 0001718176 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,116 F4 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of a PSU award and stock unit award granted to the reporting person on November 15, 2018. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 14:55 UTC |
McMurray KevinGeneral Counsel
|
Exercise / conversionCommon Stock | 981 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-20-000066 · wf-form4_158592571585402.xml · nonDerivative · entry 1 McMurray Kevin · CIK 0001718176 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F2 · price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. F3 · balance_after: Includes 2,071 shares purchased under the Employee Stock Purchase Plan on February 28, 2020. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 14:51 UTC |
Jensen Darren JayDirector · Chief Executive Officer
|
Exercise / conversionPerformance Stock Units · Derivative | 4,726 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-20-000064 · wf-form4_158592544343324.xml · derivative · entry 3 Jensen Darren Jay · CIK 0001642848 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,630 Underlying: Common Stock · 4,726 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: On January 8, 2019, the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/2 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest as of the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F1 · derivative.expiration_date: On January 8, 2019, the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/2 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest as of the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F1 · balance_after: On January 8, 2019, the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/2 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest as of the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 14:51 UTC |
Jensen Darren JayDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 8,673 | $10.25 | $88,898.25 |
DisclosureSEC source: 0000849146-20-000064 · wf-form4_158592544343324.xml · nonDerivative · entry 2 Jensen Darren Jay · CIK 0001642848 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 494,085 F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of two stock unit awards and one PSU award granted on January 8, 2019. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 14:51 UTC |
Jensen Darren JayDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 4,726 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-20-000064 · wf-form4_158592544343324.xml · nonDerivative · entry 1 Jensen Darren Jay · CIK 0001642848 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,758 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On January 8, 2019, the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/2 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest as of the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F2 · price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 14:47 UTC |
Goodwin RyanChief Marketing Officer
|
Exercise / conversionPerformance Stock Units · Derivative | 1,047 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-20-000062 · wf-form4_158592520256277.xml · derivative · entry 3 Goodwin Ryan · CIK 0001661428 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,246 Underlying: Common Stock · 1,047 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F1 · derivative.expiration_date: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F1 · balance_after: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 14:47 UTC |
Goodwin RyanChief Marketing Officer
|
Tax withholdingCommon Stock | 701 | $10.25 | $7,185.25 |
DisclosureSEC source: 0000849146-20-000062 · wf-form4_158592520256277.xml · nonDerivative · entry 2 Goodwin Ryan · CIK 0001661428 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,264 F4 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of a PSU award and stock unit award granted to the reporting person on November 15, 2018. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 14:47 UTC |
Goodwin RyanChief Marketing Officer
|
Exercise / conversionCommon Stock | 1,047 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-20-000062 · wf-form4_158592520256277.xml · nonDerivative · entry 1 Goodwin Ryan · CIK 0001661428 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,965 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F2 · price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. F3 · balance_after: Includes 1,053 shares purchased under the Employee Stock Purchase Plan on February 28, 2020. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 14:44 UTC |
Fife Steven RChief Financial Officer
|
Exercise / conversionPerformance Stock Units · Derivative | 809 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-20-000060 · wf-form4_158592502734679.xml · derivative · entry 5 Fife Steven R · CIK 0001408954 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,045 Underlying: Common Stock · 809 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On February 1, 2019 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/2 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F3 · derivative.expiration_date: On February 1, 2019 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/2 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F3 · balance_after: On February 1, 2019 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/2 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 14:44 UTC |
Fife Steven RChief Financial Officer
|
Exercise / conversionPerformance Stock Units · Derivative | 1,961 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-20-000060 · wf-form4_158592502734679.xml · derivative · entry 4 Fife Steven R · CIK 0001408954 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,840 Underlying: Common Stock · 1,961 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F1 · derivative.expiration_date: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F1 · balance_after: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 14:44 UTC |
Fife Steven RChief Financial Officer
|
Tax withholdingCommon Stock | 1,674 | $10.25 | $17,158.50 |
DisclosureSEC source: 0000849146-20-000060 · wf-form4_158592502734679.xml · nonDerivative · entry 3 Fife Steven R · CIK 0001408954 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,387 F4 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of PSU awards and stock unit awards granted to the reporting person on November 15, 2018 and February 1, 2019. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 14:44 UTC |
Fife Steven RChief Financial Officer
|
Exercise / conversionCommon Stock | 809 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-20-000060 · wf-form4_158592502734679.xml · nonDerivative · entry 2 Fife Steven R · CIK 0001408954 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,061 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On February 1, 2019 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/2 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F2 · price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 14:44 UTC |
Fife Steven RChief Financial Officer
|
Exercise / conversionCommon Stock | 1,961 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-20-000060 · wf-form4_158592502734679.xml · nonDerivative · entry 1 Fife Steven R · CIK 0001408954 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,252 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F2 · price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. Read SEC document |
| March 18, 2020 Filed Mar 19, 2020 17:08 UTC |
Jensen Darren JayDirector · Chief Executive Officer
|
SaleCommon Stock | 4,500 | $8.30 | $37,350.00 |
DisclosureSEC source: 0000849146-20-000051 · wf-form4_158463771803402.xml · nonDerivative · entry 1 Jensen Darren Jay · CIK 0001642848 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 498,032 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2019. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.25 to $8.45, inclusive.The reporting person undertakes to provide to LifeVantage Corporation, any security holder of LifeVantage Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 16:24 UTC |
Fife Steven RChief Financial Officer
|
Tax withholdingCommon Stock | 11,190 | $9.63 | $107,759.70 |
DisclosureSEC source: 0000849146-20-000049 · wf-form4_158437582406452.xml · nonDerivative · entry 1 Fife Steven R · CIK 0001408954 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,291 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of a restricted stock award granted on March 28, 2017. Read SEC document |
| February 19, 2020 Filed Feb 19, 2020 22:38 UTC |
Rose JustinChief Sales Officer
|
SaleCommon Stock | 1,250 | $15.64 | $19,550.00 |
DisclosureSEC source: 0000849146-20-000047 · wf-form4_158215189552702.xml · nonDerivative · entry 1 Rose Justin · CIK 0001649432 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,942 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.55 to $15.68, inclusive.The reporting person undertakes to provide to LifeVantage Corporation, any security holder of LifeVantage Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 19, 2020 Filed Feb 19, 2020 22:32 UTC |
Jensen Darren JayDirector · Chief Executive Officer
|
SaleCommon Stock | 4,500 | $15.52 | $69,840.00 |
DisclosureSEC source: 0000849146-20-000045 · wf-form4_158215152718756.xml · nonDerivative · entry 1 Jensen Darren Jay · CIK 0001642848 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,532 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2019. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.40 to $15.68, inclusive.The reporting person undertakes to provide to LifeVantage Corporation, any security holder of LifeVantage Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 01, 2020 Filed Feb 3, 2020 20:57 UTC |
Fife Steven RChief Financial Officer
|
Exercise / conversionPerformance Stock Units · Derivative | 4,854 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-20-000043 · wf-form4_158076340727757.xml · derivative · entry 3 Fife Steven R · CIK 0001408954 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,854 Underlying: Common Stock · 4,854 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Performance Stock Units (PSUs) convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: On February 1, 2019 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/2 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest as of the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F1 · derivative.expiration_date: On February 1, 2019 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/2 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest as of the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. Read SEC document |
| February 01, 2020 Filed Feb 3, 2020 20:57 UTC |
Fife Steven RChief Financial Officer
|
Tax withholdingCommon Stock | 3,323 | $16.38 | $54,430.74 |
DisclosureSEC source: 0000849146-20-000043 · wf-form4_158076340727757.xml · nonDerivative · entry 2 Fife Steven R · CIK 0001408954 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,481 F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of a stock unit award and a performance unit award granted on February 1, 2019. Read SEC document |
| February 01, 2020 Filed Feb 3, 2020 20:57 UTC |
Fife Steven RChief Financial Officer
|
Exercise / conversionCommon Stock | 4,854 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-20-000043 · wf-form4_158076340727757.xml · nonDerivative · entry 1 Fife Steven R · CIK 0001408954 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,804 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 1, 2019 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/2 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest as of the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F2 · price: Performance Stock Units (PSUs) convert into common stock on a one-for-one basis. Read SEC document |
| January 15, 2020 Filed Jan 15, 2020 20:56 UTC |
Jensen Darren JayDirector · Chief Executive Officer
|
SaleCommon Stock | 4,500 | $15.48 | $69,660.00 |
DisclosureSEC source: 0000849146-20-000029 · wf-form4_157912178813931.xml · nonDerivative · entry 1 Jensen Darren Jay · CIK 0001642848 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 507,032 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2019. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.47 to $15.56, inclusive.The reporting person undertakes to provide to LifeVantage Corporation, any security holder of LifeVantage Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 19:39 UTC |
Wach Charles J.Chief Operating Officer
|
Tax withholdingCommon Stock | 7,636 | $15.54 | $118,663.44 |
DisclosureSEC source: 0000849146-20-000023 · wf-form4_157868512125112.xml · nonDerivative · entry 1 Wach Charles J. · CIK 0001701034 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,547 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of a stock unit award granted to the reporting person on January 8, 2019. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 20:57 UTC |
Jensen Darren JayDirector · Chief Executive Officer
|
Exercise / conversionPerformance Stock Units · Derivative | 28,356 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-20-000025 · wf-form4_157868984353675.xml · derivative · entry 3 Jensen Darren Jay · CIK 0001642848 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,356 Underlying: Common Stock · 28,356 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: PSUs convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: On January 8, 2019, the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/2 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest as of the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F1 · derivative.expiration_date: On January 8, 2019, the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/2 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest as of the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 20:57 UTC |
Jensen Darren JayDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 48,975 | $15.54 | $761,071.50 |
DisclosureSEC source: 0000849146-20-000025 · wf-form4_157868984353675.xml · nonDerivative · entry 2 Jensen Darren Jay · CIK 0001642848 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 511,532 F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of three stock unit awards and one PSU award granted on January 8, 2019. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 20:57 UTC |
Jensen Darren JayDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 28,356 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-20-000025 · wf-form4_157868984353675.xml · nonDerivative · entry 1 Jensen Darren Jay · CIK 0001642848 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560,507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On January 8, 2019, the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/2 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest as of the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F2 · price: PSUs convert into common stock on a one-for-one basis. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 19:35 UTC |
Rose JustinChief Sales Officer
|
Tax withholdingCommon Stock | 7,304 | $15.54 | $113,504.16 |
DisclosureSEC source: 0000849146-20-000021 · wf-form4_157868493160382.xml · nonDerivative · entry 1 Rose Justin · CIK 0001649432 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,192 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of a stock unit award granted to the reporting person on January 8, 2019. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 19:32 UTC |
McMurray KevinGeneral Counsel
|
Tax withholdingCommon Stock | 6,859 | $15.54 | $106,588.86 |
DisclosureSEC source: 0000849146-20-000019 · wf-form4_157868475538024.xml · nonDerivative · entry 1 McMurray Kevin · CIK 0001718176 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,736 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of a stock unit award granted to the reporting person on January 8, 2019. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 19:30 UTC |
Goodwin RyanChief Marketing Officer
|
Tax withholdingCommon Stock | 6,695 | $15.54 | $104,040.30 |
DisclosureSEC source: 0000849146-20-000017 · wf-form4_157868458952103.xml · nonDerivative · entry 1 Goodwin Ryan · CIK 0001661428 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,865 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of a stock unit award granted to the reporting person on January 8, 2019. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 19:27 UTC |
Fife Steven RChief Financial Officer
|
Tax withholdingCommon Stock | 6,768 | $15.54 | $105,174.72 |
DisclosureSEC source: 0000849146-20-000015 · wf-form4_157868442760645.xml · nonDerivative · entry 1 Fife Steven R · CIK 0001408954 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,950 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of a stock unit award granted to the reporting person on January 8, 2019. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 22:21 UTC |
McMurray KevinGeneral Counsel
|
Exercise / conversionPerformance Stock Units · Derivative | 983 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-20-000011 · wf-form4_157809004785115.xml · derivative · entry 3 McMurray Kevin · CIK 0001718176 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,899 Underlying: Common Stock · 983 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: PSUs convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: On November 15, 2018, the reporting person was granted Performance Stock Units ("PSUs"). The performance units will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12ths of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest as of the first day of each calendar quarter thereafter. Each performance unit award represents a right to receive one share of issuer common stock, with the total number of units reflecting the number that are eligible to be earned at target-level performance achievement. Upon achievement of the maximum level of the applicable performance criteria, the reporting person may become eligible to earn 200% of the target number of units. The actual number of shares distributed was 162% of the target number of PSUs. F1 · derivative.expiration_date: On November 15, 2018, the reporting person was granted Performance Stock Units ("PSUs"). The performance units will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12ths of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest as of the first day of each calendar quarter thereafter. Each performance unit award represents a right to receive one share of issuer common stock, with the total number of units reflecting the number that are eligible to be earned at target-level performance achievement. Upon achievement of the maximum level of the applicable performance criteria, the reporting person may become eligible to earn 200% of the target number of units. The actual number of shares distributed was 162% of the target number of PSUs. F4 · balance_after: The reporting person initially reported the at-target number of PSUs. The applicable performance criteria were achieved at a level that was above target and, accordingly, the reporting person is eligible to earn 162% of the target number of units and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 22:21 UTC |
McMurray KevinGeneral Counsel
|
Tax withholdingCommon Stock | 757 | $15.61 | $11,816.77 |
DisclosureSEC source: 0000849146-20-000011 · wf-form4_157809004785115.xml · nonDerivative · entry 2 McMurray Kevin · CIK 0001718176 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,595 F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of a PSU award and a stock unit award granted to the reporting person on November 15, 2018. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 22:21 UTC |
McMurray KevinGeneral Counsel
|
Exercise / conversionCommon Stock | 983 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-20-000011 · wf-form4_157809004785115.xml · nonDerivative · entry 1 McMurray Kevin · CIK 0001718176 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On November 15, 2018, the reporting person was granted Performance Stock Units ("PSUs"). The performance units will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12ths of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest as of the first day of each calendar quarter thereafter. Each performance unit award represents a right to receive one share of issuer common stock, with the total number of units reflecting the number that are eligible to be earned at target-level performance achievement. Upon achievement of the maximum level of the applicable performance criteria, the reporting person may become eligible to earn 200% of the target number of units. The actual number of shares distributed was 162% of the target number of PSUs. F2 · price: PSUs convert into common stock on a one-for-one basis. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 22:18 UTC |
Fife Steven RChief Financial Officer
|
Exercise / conversionPerformance Stock Units · Derivative | 1,963 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-20-000008 · wf-form4_157808987569498.xml · derivative · entry 3 Fife Steven R · CIK 0001408954 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,801 Underlying: Common Stock · 1,963 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: PSUs convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: On November 15, 2018, the reporting person was granted Performance Stock Units ("PSUs"). The performance units will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12ths of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest as of the first day of each calendar quarter thereafter. Each performance unit award represents a right to receive one share of issuer common stock, with the total number of units reflecting the number that are eligible to be earned at target-level performance achievement. Upon achievement of the maximum level of the applicable performance criteria, the reporting person may become eligible to earn 200% of the target number of units. The actual number of shares distributed was 162% of the target number of PSUs. F1 · derivative.expiration_date: On November 15, 2018, the reporting person was granted Performance Stock Units ("PSUs"). The performance units will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12ths of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest as of the first day of each calendar quarter thereafter. Each performance unit award represents a right to receive one share of issuer common stock, with the total number of units reflecting the number that are eligible to be earned at target-level performance achievement. Upon achievement of the maximum level of the applicable performance criteria, the reporting person may become eligible to earn 200% of the target number of units. The actual number of shares distributed was 162% of the target number of PSUs. F4 · balance_after: The reporting person initially reported the at-target number of PSUs. The applicable performance criteria were achieved at a level that was above target and, accordingly, the reporting person is eligible to earn 162% of the target number of units and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 22:18 UTC |
Fife Steven RChief Financial Officer
|
Tax withholdingCommon Stock | 1,513 | $15.61 | $23,617.93 |
DisclosureSEC source: 0000849146-20-000008 · wf-form4_157808987569498.xml · nonDerivative · entry 2 Fife Steven R · CIK 0001408954 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,718 F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of a PSU award and a stock unit award granted to the reporting person on November 15, 2018. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 22:18 UTC |
Fife Steven RChief Financial Officer
|
Exercise / conversionCommon Stock | 1,963 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-20-000008 · wf-form4_157808987569498.xml · nonDerivative · entry 1 Fife Steven R · CIK 0001408954 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,231 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On November 15, 2018, the reporting person was granted Performance Stock Units ("PSUs"). The performance units will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12ths of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest as of the first day of each calendar quarter thereafter. Each performance unit award represents a right to receive one share of issuer common stock, with the total number of units reflecting the number that are eligible to be earned at target-level performance achievement. Upon achievement of the maximum level of the applicable performance criteria, the reporting person may become eligible to earn 200% of the target number of units. The actual number of shares distributed was 162% of the target number of PSUs. F2 · price: PSUs convert into common stock on a one-for-one basis. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 22:22 UTC |
Rose JustinChief Sales Officer
|
Exercise / conversionPerformance Stock Units · Derivative | 1,177 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-20-000012 · wf-form4_157809012479389.xml · derivative · entry 3 Rose Justin · CIK 0001649432 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,080 Underlying: Common Stock · 1,177 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: PSUs convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: On November 15, 2018, the reporting person was granted Performance Stock Units ("PSUs"). The performance units will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12ths of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest as of the first day of each calendar quarter thereafter. Each performance unit award represents a right to receive one share of issuer common stock, with the total number of units reflecting the number that are eligible to be earned at target-level performance achievement. Upon achievement of the maximum level of the applicable performance criteria, the reporting person may become eligible to earn 200% of the target number of units. The actual number of shares distributed was 162% of the target number of PSUs. F1 · derivative.expiration_date: On November 15, 2018, the reporting person was granted Performance Stock Units ("PSUs"). The performance units will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12ths of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest as of the first day of each calendar quarter thereafter. Each performance unit award represents a right to receive one share of issuer common stock, with the total number of units reflecting the number that are eligible to be earned at target-level performance achievement. Upon achievement of the maximum level of the applicable performance criteria, the reporting person may become eligible to earn 200% of the target number of units. The actual number of shares distributed was 162% of the target number of PSUs. F4 · balance_after: The reporting person initially reported the at-target number of PSUs. The applicable performance criteria were achieved at a level that was above target and, accordingly, the reporting person is eligible to earn 162% of the target number of units and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 22:22 UTC |
Rose JustinChief Sales Officer
|
Tax withholdingCommon Stock | 964 | $15.61 | $15,048.04 |
DisclosureSEC source: 0000849146-20-000012 · wf-form4_157809012479389.xml · nonDerivative · entry 2 Rose Justin · CIK 0001649432 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,496 F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of a PSU award and a stock unit award granted to the reporting person on November 15, 2018. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 22:22 UTC |
Rose JustinChief Sales Officer
|
Exercise / conversionCommon Stock | 1,177 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-20-000012 · wf-form4_157809012479389.xml · nonDerivative · entry 1 Rose Justin · CIK 0001649432 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,460 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On November 15, 2018, the reporting person was granted Performance Stock Units ("PSUs"). The performance units will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12ths of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest as of the first day of each calendar quarter thereafter. Each performance unit award represents a right to receive one share of issuer common stock, with the total number of units reflecting the number that are eligible to be earned at target-level performance achievement. Upon achievement of the maximum level of the applicable performance criteria, the reporting person may become eligible to earn 200% of the target number of units. The actual number of shares distributed was 162% of the target number of PSUs. F2 · price: PSUs convert into common stock on a one-for-one basis. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 22:23 UTC |
Wach Charles J.Chief Operating Officer
|
Exercise / conversionPerformance Stock Units · Derivative | 983 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-20-000013 · wf-form4_157809019208627.xml · derivative · entry 3 Wach Charles J. · CIK 0001701034 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,899 Underlying: Common Stock · 983 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: PSUs convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: On November 15, 2018, the reporting person was granted Performance Stock Units ("PSUs"). The performance units will vest only to the extent the specified financial performance criteria are achieved andsubject to the reporting person's continued service with the issuer, as follows: (i) 5/12ths of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest as of the first day of each calendar quarter thereafter. Each performance unit award represents a right to receive one share of issuer common stock, with the total number of units reflecting the number that are eligible to be earned at target-level performance achievement. Upon achievement of the maximum level of the applicable performance criteria, the reporting person may become eligible to earn 200% of the target number of units. The actual number of shares distributed was 162% of the target number of PSUs. F1 · derivative.expiration_date: On November 15, 2018, the reporting person was granted Performance Stock Units ("PSUs"). The performance units will vest only to the extent the specified financial performance criteria are achieved andsubject to the reporting person's continued service with the issuer, as follows: (i) 5/12ths of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest as of the first day of each calendar quarter thereafter. Each performance unit award represents a right to receive one share of issuer common stock, with the total number of units reflecting the number that are eligible to be earned at target-level performance achievement. Upon achievement of the maximum level of the applicable performance criteria, the reporting person may become eligible to earn 200% of the target number of units. The actual number of shares distributed was 162% of the target number of PSUs. F4 · balance_after: The reporting person initially reported the at-target number of PSUs. The applicable performance criteria were achieved at a level that was above target and, accordingly, the reporting person is eligible to earn 162% of the target number of units and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 22:23 UTC |
Wach Charles J.Chief Operating Officer
|
Tax withholdingCommon Stock | 838 | $15.61 | $13,081.18 |
DisclosureSEC source: 0000849146-20-000013 · wf-form4_157809019208627.xml · nonDerivative · entry 2 Wach Charles J. · CIK 0001701034 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,183 F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of a PSU award and a stock unit award granted to the reporting person on November 15, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.