Last 12 months
Inside the activity.
8 purchase rows · 6 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 1 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 3 | 0 |
| Mar 2026 | 2 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 1 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 1 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 01, 2021 Filed Jan 6, 2021 21:11 UTC Amendment |
Wach Charles J.Chief Operating Officer
|
Tax withholdingCommon Stock | 1,118 | $9.32 | $10,419.76 |
DisclosureSEC source: 0000849146-21-000016 · wf-form4a_160996748378005.xml · nonDerivative · entry 3 Wach Charles J. · CIK 0001701034 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,685 F4 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of a PSU award and stock unit award granted to the reporting person on November 15, 2018 and December 5, 2019. Read SEC document |
| January 01, 2021 Filed Jan 6, 2021 21:11 UTC Amendment |
Wach Charles J.Chief Operating Officer
|
Exercise / conversionCommon Stock | 179 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-21-000016 · wf-form4a_160996748378005.xml · nonDerivative · entry 2 Wach Charles J. · CIK 0001701034 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,803 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On December 5, 2019 the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level below target; accordingly, the reporting person is eligible to earn 50.99% of the target number of units. The actual number of shares that vested on the reported transaction date was 50.99% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 50.99% of the target number of units. F2 · price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. Read SEC document |
| January 01, 2021 Filed Jan 6, 2021 21:11 UTC Amendment |
Wach Charles J.Chief Operating Officer
|
Exercise / conversionCommon Stock | 983 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-21-000016 · wf-form4a_160996748378005.xml · nonDerivative · entry 1 Wach Charles J. · CIK 0001701034 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,624 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F2 · price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. Read SEC document |
| January 01, 2021 Filed Jan 6, 2021 21:10 UTC Amendment |
McMurray KevinGeneral Counsel
|
Exercise / conversionPerformance Stock Units · Derivative | 194 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-21-000015 · wf-form4a_160996740226324.xml · derivative · entry 5 McMurray Kevin · CIK 0001718176 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,163 Underlying: Common Stock · 194 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On December 5, 2019 the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level below target; accordingly, the reporting person is eligible to earn 50.99% of the target number of units. The actual number of shares that vested on the reported transaction date was 50.99% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 50.99% of the target number of units. F3 · derivative.expiration_date: On December 5, 2019 the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level below target; accordingly, the reporting person is eligible to earn 50.99% of the target number of units. The actual number of shares that vested on the reported transaction date was 50.99% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 50.99% of the target number of units. F3 · balance_after: On December 5, 2019 the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level below target; accordingly, the reporting person is eligible to earn 50.99% of the target number of units. The actual number of shares that vested on the reported transaction date was 50.99% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 50.99% of the target number of units. Read SEC document |
| January 01, 2021 Filed Jan 6, 2021 21:10 UTC Amendment |
McMurray KevinGeneral Counsel
|
Exercise / conversionPerformance Stock Units · Derivative | 983 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-21-000015 · wf-form4a_160996740226324.xml · derivative · entry 4 McMurray Kevin · CIK 0001718176 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,962 Underlying: Common Stock · 983 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F1 · derivative.expiration_date: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F1 · balance_after: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F5 · balance_after: The number of PSUs beneficially owned following the reported transaction has been updated to correct for a prior administrative error. Read SEC document |
| January 01, 2021 Filed Jan 6, 2021 21:10 UTC Amendment |
McMurray KevinGeneral Counsel
|
Tax withholdingCommon Stock | 1,031 | $9.32 | $9,608.92 |
DisclosureSEC source: 0000849146-21-000015 · wf-form4a_160996740226324.xml · nonDerivative · entry 3 McMurray Kevin · CIK 0001718176 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,725 F4 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of a PSU award and stock unit award granted to the reporting person on November 15, 2018 and December 5, 2019. Read SEC document |
| January 01, 2021 Filed Jan 6, 2021 21:10 UTC Amendment |
McMurray KevinGeneral Counsel
|
Exercise / conversionCommon Stock | 194 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-21-000015 · wf-form4a_160996740226324.xml · nonDerivative · entry 2 McMurray Kevin · CIK 0001718176 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On December 5, 2019 the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level below target; accordingly, the reporting person is eligible to earn 50.99% of the target number of units. The actual number of shares that vested on the reported transaction date was 50.99% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 50.99% of the target number of units. F2 · price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. Read SEC document |
| January 01, 2021 Filed Jan 6, 2021 21:10 UTC Amendment |
McMurray KevinGeneral Counsel
|
Exercise / conversionCommon Stock | 983 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-21-000015 · wf-form4a_160996740226324.xml · nonDerivative · entry 1 McMurray Kevin · CIK 0001718176 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,562 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F2 · price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. Read SEC document |
| January 01, 2021 Filed Jan 6, 2021 21:09 UTC Amendment |
Rose JustinChief Sales &Marketing Officer
|
Exercise / conversionPerformance Stock Units · Derivative | 215 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-21-000014 · wf-form4a_160996734460507.xml · derivative · entry 5 Rose Justin · CIK 0001649432 · Chief Sales &Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,290 Underlying: Common Stock · 215 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On December 5, 2019 the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level below target; accordingly, the reporting person is eligible to earn 50.99% of the target number of units. The actual number of shares that vested on the reported transaction date was 50.99% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 50.99% of the target number of units. F3 · derivative.expiration_date: On December 5, 2019 the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level below target; accordingly, the reporting person is eligible to earn 50.99% of the target number of units. The actual number of shares that vested on the reported transaction date was 50.99% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 50.99% of the target number of units. F3 · balance_after: On December 5, 2019 the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level below target; accordingly, the reporting person is eligible to earn 50.99% of the target number of units. The actual number of shares that vested on the reported transaction date was 50.99% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 50.99% of the target number of units. Read SEC document |
| January 01, 2021 Filed Jan 6, 2021 21:09 UTC Amendment |
Rose JustinChief Sales &Marketing Officer
|
Exercise / conversionPerformance Stock Units · Derivative | 1,177 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-21-000014 · wf-form4a_160996734460507.xml · derivative · entry 4 Rose Justin · CIK 0001649432 · Chief Sales &Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,355 Underlying: Common Stock · 1,177 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F1 · derivative.expiration_date: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F1 · balance_after: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F5 · balance_after: The number of PSUs beneficially owned following the reported transaction has been updated to correct for a prior administrative error. Read SEC document |
| January 01, 2021 Filed Jan 6, 2021 21:09 UTC Amendment |
Rose JustinChief Sales &Marketing Officer
|
Tax withholdingCommon Stock | 1,287 | $9.32 | $11,994.84 |
DisclosureSEC source: 0000849146-21-000014 · wf-form4a_160996734460507.xml · nonDerivative · entry 3 Rose Justin · CIK 0001649432 · Chief Sales &Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,447 F4 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of a PSU award and stock unit award granted to the reporting person on November 15, 2018 and December 5, 2019. Read SEC document |
| January 01, 2021 Filed Jan 6, 2021 21:09 UTC Amendment |
Rose JustinChief Sales &Marketing Officer
|
Exercise / conversionCommon Stock | 215 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-21-000014 · wf-form4a_160996734460507.xml · nonDerivative · entry 2 Rose Justin · CIK 0001649432 · Chief Sales &Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,734 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On December 5, 2019 the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level below target; accordingly, the reporting person is eligible to earn 50.99% of the target number of units. The actual number of shares that vested on the reported transaction date was 50.99% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 50.99% of the target number of units. F2 · price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. Read SEC document |
| January 01, 2021 Filed Jan 6, 2021 21:09 UTC Amendment |
Rose JustinChief Sales &Marketing Officer
|
Exercise / conversionCommon Stock | 1,177 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-21-000014 · wf-form4a_160996734460507.xml · nonDerivative · entry 1 Rose Justin · CIK 0001649432 · Chief Sales &Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,519 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F2 · price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. Read SEC document |
| January 01, 2021 Filed Jan 6, 2021 21:08 UTC Amendment |
Fife Steven RCFO and Interim CEO
|
Exercise / conversionPerformance Stock Units · Derivative | 659 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-21-000013 · wf-form4a_160996730180729.xml · derivative · entry 7 Fife Steven R · CIK 0001408954 · CFO and Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,952 Underlying: Common Stock · 659 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On December 5, 2019 the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level below target; accordingly, the reporting person is eligible to earn 50.99% of the target number of units. The actual number of shares that vested on the reported transaction date was 50.99% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 50.99% of the target number of units. F4 · derivative.expiration_date: On December 5, 2019 the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level below target; accordingly, the reporting person is eligible to earn 50.99% of the target number of units. The actual number of shares that vested on the reported transaction date was 50.99% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 50.99% of the target number of units. F4 · balance_after: On December 5, 2019 the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level below target; accordingly, the reporting person is eligible to earn 50.99% of the target number of units. The actual number of shares that vested on the reported transaction date was 50.99% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 50.99% of the target number of units. Read SEC document |
| January 01, 2021 Filed Jan 6, 2021 21:08 UTC Amendment |
Fife Steven RCFO and Interim CEO
|
Exercise / conversionPerformance Stock Units · Derivative | 809 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-21-000013 · wf-form4a_160996730180729.xml · derivative · entry 6 Fife Steven R · CIK 0001408954 · CFO and Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,618 Underlying: Common Stock · 809 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On February 1, 2019 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/2 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F3 · derivative.expiration_date: On February 1, 2019 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/2 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F3 · balance_after: On February 1, 2019 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/2 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. Read SEC document |
| January 01, 2021 Filed Jan 6, 2021 21:08 UTC Amendment |
Fife Steven RCFO and Interim CEO
|
Exercise / conversionPerformance Stock Units · Derivative | 1,963 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-21-000013 · wf-form4a_160996730180729.xml · derivative · entry 5 Fife Steven R · CIK 0001408954 · CFO and Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,924 Underlying: Common Stock · 1,963 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F1 · derivative.expiration_date: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F1 · balance_after: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F6 · balance_after: The number of PSUs beneficially owned following the reported transaction has been updated to correct for a prior administrative error. Read SEC document |
| January 01, 2021 Filed Jan 6, 2021 21:08 UTC Amendment |
Fife Steven RCFO and Interim CEO
|
Tax withholdingCommon Stock | 2,743 | $9.32 | $25,564.76 |
DisclosureSEC source: 0000849146-21-000013 · wf-form4a_160996730180729.xml · nonDerivative · entry 4 Fife Steven R · CIK 0001408954 · CFO and Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,560 F5 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of a PSU award and stock unit award granted to the reporting person on November 15, 2018, February 1, 2019, and December 5, 2019. Read SEC document |
| January 01, 2021 Filed Jan 6, 2021 21:08 UTC Amendment |
Fife Steven RCFO and Interim CEO
|
Exercise / conversionCommon Stock | 659 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-21-000013 · wf-form4a_160996730180729.xml · nonDerivative · entry 3 Fife Steven R · CIK 0001408954 · CFO and Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,303 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: On December 5, 2019 the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level below target; accordingly, the reporting person is eligible to earn 50.99% of the target number of units. The actual number of shares that vested on the reported transaction date was 50.99% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 50.99% of the target number of units. F2 · price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. Read SEC document |
| January 01, 2021 Filed Jan 6, 2021 21:08 UTC Amendment |
Fife Steven RCFO and Interim CEO
|
Exercise / conversionCommon Stock | 809 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-21-000013 · wf-form4a_160996730180729.xml · nonDerivative · entry 2 Fife Steven R · CIK 0001408954 · CFO and Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,644 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On February 1, 2019 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/2 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F2 · price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. Read SEC document |
| January 01, 2021 Filed Jan 6, 2021 21:08 UTC Amendment |
Fife Steven RCFO and Interim CEO
|
Exercise / conversionCommon Stock | 1,963 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-21-000013 · wf-form4a_160996730180729.xml · nonDerivative · entry 1 Fife Steven R · CIK 0001408954 · CFO and Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F2 · price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. Read SEC document |
| December 05, 2020 Filed Dec 7, 2020 20:59 UTC |
McMurray KevinGeneral Counsel
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 966 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-20-000189 · wf-form4_160737476551961.xml · derivative · entry 3 McMurray Kevin · CIK 0001718176 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,357 Underlying: Common Stock · 966 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: On December 5, 2019 the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level below target; accordingly, the reporting person is eligible to earn 50.99% of the target number of units. The actual number of shares that vested on the reported transaction date was 50.99% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 50.99% of the target number of units. F1 · derivative.expiration_date: On December 5, 2019 the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level below target; accordingly, the reporting person is eligible to earn 50.99% of the target number of units. The actual number of shares that vested on the reported transaction date was 50.99% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 50.99% of the target number of units. F1 · balance_after: On December 5, 2019 the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level below target; accordingly, the reporting person is eligible to earn 50.99% of the target number of units. The actual number of shares that vested on the reported transaction date was 50.99% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 50.99% of the target number of units. Read SEC document |
| December 05, 2020 Filed Dec 7, 2020 20:59 UTC |
McMurray KevinGeneral Counsel
|
Tax withholdingCommon Stock | 1,211 | $11.00 | $13,321.00 |
DisclosureSEC source: 0000849146-20-000189 · wf-form4_160737476551961.xml · nonDerivative · entry 2 McMurray Kevin · CIK 0001718176 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,579 F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of a PSU award and an RSU award granted on December 5, 2019. Read SEC document |
| December 05, 2020 Filed Dec 7, 2020 20:59 UTC |
McMurray KevinGeneral Counsel
|
Exercise / conversionCommon Stock | 966 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-20-000189 · wf-form4_160737476551961.xml · nonDerivative · entry 1 McMurray Kevin · CIK 0001718176 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,790 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On December 5, 2019 the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level below target; accordingly, the reporting person is eligible to earn 50.99% of the target number of units. The actual number of shares that vested on the reported transaction date was 50.99% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 50.99% of the target number of units. F2 · price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. Read SEC document |
| December 05, 2020 Filed Dec 7, 2020 20:56 UTC |
Wach Charles J.Chief Operating Officer
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 895 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-20-000188 · wf-form4_160737460354314.xml · derivative · entry 3 Wach Charles J. · CIK 0001701034 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,253 Underlying: Common Stock · 895 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: On December 5, 2019 the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level below target; accordingly, the reporting person is eligible to earn 50.99% of the target number of units. The actual number of shares that vested on the reported transaction date was 50.99% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 50.99% of the target number of units. F1 · derivative.expiration_date: On December 5, 2019 the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level below target; accordingly, the reporting person is eligible to earn 50.99% of the target number of units. The actual number of shares that vested on the reported transaction date was 50.99% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 50.99% of the target number of units. F1 · balance_after: On December 5, 2019 the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level below target; accordingly, the reporting person is eligible to earn 50.99% of the target number of units. The actual number of shares that vested on the reported transaction date was 50.99% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 50.99% of the target number of units. Read SEC document |
| December 05, 2020 Filed Dec 7, 2020 20:56 UTC |
Wach Charles J.Chief Operating Officer
|
Tax withholdingCommon Stock | 1,254 | $11.00 | $13,794.00 |
DisclosureSEC source: 0000849146-20-000188 · wf-form4_160737460354314.xml · nonDerivative · entry 2 Wach Charles J. · CIK 0001701034 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,641 F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of a PSU award and an RSU award granted on December 5, 2019. Read SEC document |
| December 05, 2020 Filed Dec 7, 2020 20:56 UTC |
Wach Charles J.Chief Operating Officer
|
Exercise / conversionCommon Stock | 895 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-20-000188 · wf-form4_160737460354314.xml · nonDerivative · entry 1 Wach Charles J. · CIK 0001701034 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On December 5, 2019 the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level below target; accordingly, the reporting person is eligible to earn 50.99% of the target number of units. The actual number of shares that vested on the reported transaction date was 50.99% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 50.99% of the target number of units. F2 · price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. Read SEC document |
| December 05, 2020 Filed Dec 7, 2020 20:55 UTC |
Rose JustinChief Sales &Marketing Officer
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 1,074 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-20-000187 · wf-form4_160737452117665.xml · derivative · entry 3 Rose Justin · CIK 0001649432 · Chief Sales &Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,505 Underlying: Common Stock · 1,074 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: On December 5, 2019 the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level below target; accordingly, the reporting person is eligible to earn 50.99% of the target number of units. The actual number of shares that vested on the reported transaction date was 50.99% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 50.99% of the target number of units. F1 · derivative.expiration_date: On December 5, 2019 the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level below target; accordingly, the reporting person is eligible to earn 50.99% of the target number of units. The actual number of shares that vested on the reported transaction date was 50.99% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 50.99% of the target number of units. F1 · balance_after: On December 5, 2019 the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level below target; accordingly, the reporting person is eligible to earn 50.99% of the target number of units. The actual number of shares that vested on the reported transaction date was 50.99% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 50.99% of the target number of units. Read SEC document |
| December 05, 2020 Filed Dec 7, 2020 20:55 UTC |
Rose JustinChief Sales &Marketing Officer
|
Tax withholdingCommon Stock | 1,441 | $11.00 | $15,851.00 |
DisclosureSEC source: 0000849146-20-000187 · wf-form4_160737452117665.xml · nonDerivative · entry 2 Rose Justin · CIK 0001649432 · Chief Sales &Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,342 F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of a PSU award and an RSU award granted on December 5, 2019. Read SEC document |
| December 05, 2020 Filed Dec 7, 2020 20:55 UTC |
Rose JustinChief Sales &Marketing Officer
|
Exercise / conversionCommon Stock | 1,074 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-20-000187 · wf-form4_160737452117665.xml · nonDerivative · entry 1 Rose Justin · CIK 0001649432 · Chief Sales &Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On December 5, 2019 the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level below target; accordingly, the reporting person is eligible to earn 50.99% of the target number of units. The actual number of shares that vested on the reported transaction date was 50.99% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 50.99% of the target number of units. F2 · price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. Read SEC document |
| December 05, 2020 Filed Dec 7, 2020 20:52 UTC |
Fife Steven RCFO and Interim CEO
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 3,291 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-20-000186 · wf-form4_160737431336981.xml · derivative · entry 3 Fife Steven R · CIK 0001408954 · CFO and Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,611 Underlying: Common Stock · 3,291 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: On December 5, 2019 the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level below target; accordingly, the reporting person is eligible to earn 50.99% of the target number of units. The actual number of shares that vested on the reported transaction date was 50.99% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 50.99% of the target number of units. F1 · derivative.expiration_date: On December 5, 2019 the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level below target; accordingly, the reporting person is eligible to earn 50.99% of the target number of units. The actual number of shares that vested on the reported transaction date was 50.99% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 50.99% of the target number of units. F1 · balance_after: On December 5, 2019 the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level below target; accordingly, the reporting person is eligible to earn 50.99% of the target number of units. The actual number of shares that vested on the reported transaction date was 50.99% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 50.99% of the target number of units. Read SEC document |
| December 05, 2020 Filed Dec 7, 2020 20:52 UTC |
Fife Steven RCFO and Interim CEO
|
Tax withholdingCommon Stock | 3,636 | $11.00 | $39,996.00 |
DisclosureSEC source: 0000849146-20-000186 · wf-form4_160737431336981.xml · nonDerivative · entry 2 Fife Steven R · CIK 0001408954 · CFO and Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,872 F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of a PSU award and an RSU award granted on December 5, 2019. Read SEC document |
| December 05, 2020 Filed Dec 7, 2020 20:52 UTC |
Fife Steven RCFO and Interim CEO
|
Exercise / conversionCommon Stock | 3,291 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-20-000186 · wf-form4_160737431336981.xml · nonDerivative · entry 1 Fife Steven R · CIK 0001408954 · CFO and Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,508 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On December 5, 2019 the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level below target; accordingly, the reporting person is eligible to earn 50.99% of the target number of units. The actual number of shares that vested on the reported transaction date was 50.99% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 50.99% of the target number of units. F2 · price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 21:06 UTC |
Mauro Garry PaulDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 14,286 | $0.00 Strike: $9.31 | $0.00 |
DisclosureSEC source: 0000849146-20-000181 · wf-form4_160694317633574.xml · derivative · entry 9 Mauro Garry Paul · CIK 0001436020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,286 shares Expires 2022-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 21:06 UTC |
Mauro Garry PaulDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 17,143 | $0.00 Strike: $5.60 | $0.00 |
DisclosureSEC source: 0000849146-20-000181 · wf-form4_160694317633574.xml · derivative · entry 8 Mauro Garry Paul · CIK 0001436020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,143 shares Expires 2021-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 21:06 UTC |
Mauro Garry PaulDirector
|
Exercise / conversionCommon Stock | 14,286 | $9.31 | $133,002.66 |
DisclosureSEC source: 0000849146-20-000181 · wf-form4_160694317633574.xml · nonDerivative · entry 2 Mauro Garry Paul · CIK 0001436020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,513 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 21:06 UTC |
Mauro Garry PaulDirector
|
Exercise / conversionCommon Stock | 17,143 | $5.60 | $96,000.80 |
DisclosureSEC source: 0000849146-20-000181 · wf-form4_160694317633574.xml · nonDerivative · entry 1 Mauro Garry Paul · CIK 0001436020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2020 Filed Nov 13, 2020 21:11 UTC |
Mauro Garry PaulDirector
|
GrantCommon Stock | 6,794 | $11.15 | $75,753.10 |
DisclosureSEC source: 0000849146-20-000177 · wf-form4_160530187759936.xml · nonDerivative · entry 1 Mauro Garry Paul · CIK 0001436020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,084 F1 · shares: These shares were granted to the reporting person pursuant to the issuer's outside director compensation program and will vest in a single installment on November 12, 2021, subject to continued service through such date. Read SEC document |
| November 12, 2020 Filed Nov 13, 2020 21:08 UTC |
Greer Raymond BDirector
|
GrantCommon Stock | 6,794 | $11.15 | $75,753.10 |
DisclosureSEC source: 0000849146-20-000174 · wf-form4_160530166863332.xml · nonDerivative · entry 1 Greer Raymond B · CIK 0001332013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,873 F1 · shares: These shares were granted to the reporting person pursuant to the issuer's outside director compensation program and will vest in a single installment on November 12, 2021, subject to continued service through such date. Read SEC document |
| November 12, 2020 Filed Nov 13, 2020 21:09 UTC |
Hegde VinayakDirector
|
GrantCommon Stock | 6,794 | $11.15 | $75,753.10 |
DisclosureSEC source: 0000849146-20-000175 · wf-form4_160530173664304.xml · nonDerivative · entry 1 Hegde Vinayak · CIK 0001698764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,373 F1 · shares: These shares were granted to the reporting person pursuant to the issuer's outside director compensation program and will vest in a single installment on November 12, 2021, subject to continued service through such date. Read SEC document |
| November 12, 2020 Filed Nov 13, 2020 21:05 UTC |
BEINDORFF MICHAEL ADirector
|
GrantCommon Stock | 6,794 | $11.15 | $75,753.10 |
DisclosureSEC source: 0000849146-20-000172 · wf-form4_160530150086233.xml · nonDerivative · entry 1 BEINDORFF MICHAEL A · CIK 0001309611 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,281 F1 · shares: These shares were granted to the reporting person pursuant to the issuer's outside director compensation program and will vest in a single installment on November 12, 2021, subject to continued service through such date. Read SEC document |
| November 12, 2020 Filed Nov 13, 2020 21:10 UTC |
Lewis DarwinDirector
|
GrantCommon Stock | 6,794 | $11.15 | $75,753.10 |
DisclosureSEC source: 0000849146-20-000176 · wf-form4_160530180053919.xml · nonDerivative · entry 1 Lewis Darwin · CIK 0001698767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,873 F1 · shares: These shares were granted to the reporting person pursuant to the issuer's outside director compensation program and will vest in a single installment on November 12, 2021, subject to continued service through such date. Read SEC document |
| November 12, 2020 Filed Nov 13, 2020 21:07 UTC |
Brockovich ErinDirector
|
GrantCommon Stock | 6,794 | $11.15 | $75,753.10 |
DisclosureSEC source: 0000849146-20-000173 · wf-form4_160530156369263.xml · nonDerivative · entry 1 Brockovich Erin · CIK 0001324073 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,347 F1 · shares: These shares were granted to the reporting person pursuant to the issuer's outside director compensation program and will vest in a single installment on November 12, 2021, subject to continued service through such date. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 20:08 UTC |
Rose JustinChief Sales &Marketing Officer
|
Exercise / conversionPerformance Stock Units · Derivative | 1,178 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-20-000155 · wf-form4_160192847507716.xml · derivative · entry 3 Rose Justin · CIK 0001649432 · Chief Sales &Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,547 Underlying: Common Stock · 1,178 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F1 · derivative.expiration_date: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F1 · balance_after: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 20:08 UTC |
Rose JustinChief Sales &Marketing Officer
|
Tax withholdingCommon Stock | 864 | $11.85 | $10,238.40 |
DisclosureSEC source: 0000849146-20-000155 · wf-form4_160192847507716.xml · nonDerivative · entry 2 Rose Justin · CIK 0001649432 · Chief Sales &Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,709 F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of a PSU award and stock unit award granted to the reporting person on November 15, 2018. F4 · balance_after: Includes 970 shares purchased under the Employee Stock Purchase Plan on August 31, 2020. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 20:08 UTC |
Rose JustinChief Sales &Marketing Officer
|
Exercise / conversionCommon Stock | 1,178 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-20-000155 · wf-form4_160192847507716.xml · nonDerivative · entry 1 Rose Justin · CIK 0001649432 · Chief Sales &Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,603 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F2 · price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 20:10 UTC |
Wach Charles J.Chief Operating Officer
|
Exercise / conversionPerformance Stock Units · Derivative | 981 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-20-000157 · wf-form4_160192858727677.xml · derivative · entry 3 Wach Charles J. · CIK 0001701034 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,956 Underlying: Common Stock · 981 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F1 · derivative.expiration_date: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F1 · balance_after: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 20:10 UTC |
Wach Charles J.Chief Operating Officer
|
Tax withholdingCommon Stock | 752 | $11.85 | $8,911.20 |
DisclosureSEC source: 0000849146-20-000157 · wf-form4_160192858727677.xml · nonDerivative · entry 2 Wach Charles J. · CIK 0001701034 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,000 F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of a PSU award and stock unit award granted to the reporting person on November 15, 2018. F4 · balance_after: Includes 15 shares purchased under the Employee Stock Purchase Plan on August 31, 2020. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 20:10 UTC |
Wach Charles J.Chief Operating Officer
|
Exercise / conversionCommon Stock | 981 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-20-000157 · wf-form4_160192858727677.xml · nonDerivative · entry 1 Wach Charles J. · CIK 0001701034 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,737 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F2 · price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 20:06 UTC |
McMurray KevinGeneral Counsel
|
Exercise / conversionPerformance Stock Units · Derivative | 981 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-20-000153 · wf-form4_160192836264992.xml · derivative · entry 3 McMurray Kevin · CIK 0001718176 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,956 Underlying: Common Stock · 981 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F1 · derivative.expiration_date: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. F1 · balance_after: On November 15, 2018 the reporting person was granted PSUs which vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 162% of the target number of units. The actual number of shares that vested on the reported transaction date was 162% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 162% of the target number of units. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 20:06 UTC |
McMurray KevinGeneral Counsel
|
Tax withholdingCommon Stock | 672 | $11.85 | $7,963.20 |
DisclosureSEC source: 0000849146-20-000153 · wf-form4_160192836264992.xml · nonDerivative · entry 2 McMurray Kevin · CIK 0001718176 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,824 F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of a PSU award and stock unit award granted to the reporting person on November 15, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.