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LEVI

LEVI STRAUSS & CO

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3651
SEC CIK
0000094845
Parsed reports
1,100

Last 12 months

Inside the activity.

0 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202602
Mar 202600
Apr 202602
May 202608
Jun 202606
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 24, 2025 Filed Jan 28, 2025 21:24 UTC
O'Neill Elizabeth TEVP & Chief Operations Officer
Tax withholdingClass A Common Stock 6,879 $17.54 $120,657.66
Disclosure

SEC source: 0001999371-25-000806 · oneill-form4.xml · nonDerivative · entry 1

O'Neill Elizabeth T · CIK 0001768671 · EVP & Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,312

F1 · kind: Shares withheld to cover tax obligation from settlement of vested RSUs.

Read SEC document
January 24, 2025 Filed Jan 28, 2025 21:22 UTC
Jedrzejek DavidSVP and General Counsel
Tax withholdingClass A Common Stock 3,387 $17.54 $59,407.98
Disclosure

SEC source: 0001999371-25-000804 · jedrzejek-ownership.xml · nonDerivative · entry 1

Jedrzejek David · CIK 0001977617 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,770

F1 · kind: Shares withheld to cover tax obligation from settlement of vested RSUs.

Read SEC document
January 24, 2025 Filed Jan 28, 2025 21:20 UTC
Gass MichelleDirector · President & CEO
Tax withholdingClass A Common Stock 31,746 $17.54 $556,824.84
Disclosure

SEC source: 0001999371-25-000802 · gass-form4_012825.xml · nonDerivative · entry 1

Gass Michelle · CIK 0001450262 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 426,777

F1 · kind: Shares withheld to cover tax obligation from settlement of vested RSUs.

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January 24, 2025 Filed Jan 28, 2025 21:18 UTC
Flore GianlucaEVP & Chief Commercial Officer
Tax withholdingClass A Common Stock 3,002 $17.54 $52,655.08
Disclosure

SEC source: 0001999371-25-000800 · flore_ownership.xml · nonDerivative · entry 1

Flore Gianluca · CIK 0002029602 · EVP & Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,030

F1 · kind: Shares withheld to cover tax obligation from settlement of vested RSUs.

F2 · balance_after: Includes 893 shares acquired on January 15, 2025 pursuant to the Issuer's employee stock purchase plan.

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January 17, 2025 Filed Jan 22, 2025 23:10 UTC
Singh Harmit JExecutive VP and CFO
Tax withholdingClass A Common Stock 22,980 $17.37 $399,162.60
Disclosure

SEC source: 0001839882-25-003305 · singh_form4.xml · nonDerivative · entry 2

Singh Harmit J · CIK 0001472176 · Executive VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 297,030

F2 · kind: Shares withheld to cover tax obligation from settlement of vested PRSUs.

Read SEC document
January 17, 2025 Filed Jan 22, 2025 23:10 UTC
Singh Harmit JExecutive VP and CFO
GrantClass A Common Stock 42,261 $0.00 $0.00
Disclosure

SEC source: 0001839882-25-003305 · singh_form4.xml · nonDerivative · entry 1

Singh Harmit J · CIK 0001472176 · Executive VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 320,010

F1 · kind: On January 25, 2022, the reporting person was granted performance-based restricted stock units (PRSUs). Each PRSU represents a contingent right to receive shares of the Issuer's Class A common stock upon settlement and has no expiration date. The PRSUs vest at the end of a three-year period following the grant on the date that the Board of Directors certifies attainment, based on the Issuer's satisfaction of certain performance criteria. The performance criteria were met on January 17, 2025, resulting in the issuance of 42,261 vested PRSUs.

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January 17, 2025 Filed Jan 22, 2025 23:09 UTC
Jedrzejek DavidSVP and General Counsel
Tax withholdingClass A Common Stock 2,431 $17.37 $42,226.47
Disclosure

SEC source: 0001839882-25-003304 · jedrzejek-ownership.xml · nonDerivative · entry 2

Jedrzejek David · CIK 0001977617 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,157

F2 · kind: Shares withheld to cover tax obligation from settlement of vested PRSUs.

F3 · balance_after: Includes 1,027 acquired on January 15, 2025, pursuant to the Issuer's employee stock purchase plan.

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January 17, 2025 Filed Jan 22, 2025 23:09 UTC
Jedrzejek DavidSVP and General Counsel
GrantClass A Common Stock 5,916 $0.00 $0.00
Disclosure

SEC source: 0001839882-25-003304 · jedrzejek-ownership.xml · nonDerivative · entry 1

Jedrzejek David · CIK 0001977617 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,561

F1 · kind: On January 25, 2022, the reporting person was granted performance-based restricted stock units (PRSUs). Each PRSU represents a contingent right to receive shares of the Issuer's Class A common stock upon settlement and has no expiration date. The PRSUs vest at the end of a three-year period following the grant on the date that the Board of Directors certifies attainment, based on the Issuer's satisfaction of certain performance criteria. The performance criteria were met on January 17, 2025, resulting in the issuance of 5,916 vested PRSUs.

Read SEC document
January 17, 2025 Filed Jan 22, 2025 23:07 UTC
Stirling LisaGlobal Controller
Tax withholdingClass A Common Stock 3,500 $17.37 $60,795.00
Disclosure

SEC source: 0001839882-25-003303 · stirling-form4.xml · nonDerivative · entry 2

Stirling Lisa · CIK 0001862431 · Global Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,715

F2 · kind: Shares withheld to cover tax obligation from settlement of vested PRSUs.

Read SEC document
January 17, 2025 Filed Jan 22, 2025 23:07 UTC
Stirling LisaGlobal Controller
GrantClass A Common Stock 5,916 $0.00 $0.00
Disclosure

SEC source: 0001839882-25-003303 · stirling-form4.xml · nonDerivative · entry 1

Stirling Lisa · CIK 0001862431 · Global Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,215

F1 · kind: On January 25, 2022, the reporting person was granted performance-based restricted stock units (PRSUs). Each PRSU represents a contingent right to receive shares of the Issuer's Class A common stock upon settlement and has no expiration date. The PRSUs vest at the end of a three-year period following the grant on the date that the Board of Directors certifies attainment, based on the Issuer's satisfaction of certain performance criteria. The performance criteria were met on January 17, 2025, resulting in the issuance of 5,916 vested PRSUs.

Read SEC document
January 17, 2025 Filed Jan 22, 2025 23:06 UTC
O'Neill Elizabeth TEVP & Chief Operations Officer
Tax withholdingClass A Common Stock 6,653 $17.37 $115,562.61
Disclosure

SEC source: 0001839882-25-003302 · oneill-form4.xml · nonDerivative · entry 2

O'Neill Elizabeth T · CIK 0001768671 · EVP & Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,191

F2 · kind: Shares withheld to cover tax obligation from settlement of vested PRSUs.

Read SEC document
January 17, 2025 Filed Jan 22, 2025 23:06 UTC
O'Neill Elizabeth TEVP & Chief Operations Officer
GrantClass A Common Stock 18,594 $0.00 $0.00
Disclosure

SEC source: 0001839882-25-003302 · oneill-form4.xml · nonDerivative · entry 1

O'Neill Elizabeth T · CIK 0001768671 · EVP & Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,844

F1 · kind: On January 25, 2022, the reporting person was granted performance-based restricted stock units (PRSUs). Each PRSU represents a contingent right to receive shares of the Issuer's Class A common stock upon settlement and has no expiration date. The PRSUs vest at the end of a three-year period following the grant on the date that the Board of Directors certifies attainment, based on the Issuer's satisfaction of certain performance criteria. The performance criteria were met on January 17, 2025, resulting in the issuance of 18,594 vested PRSUs.

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January 06, 2025 Filed Jan 7, 2025 21:19 UTC SaleClass A Common Stock 4,166 $18.00 $74,988.00
Disclosure

SEC source: 0001999371-25-000183 · friedman-form4.xml · nonDerivative · entry 1

Friedman David A · CIK 0001768697 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 104,178

F1 · shares: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · ownership.nature: The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee.

Read SEC document
January 06, 2025 Filed Jan 8, 2025 22:51 UTC
O'Neill Elizabeth TEVP & Chief Operations Officer
ConversionClass B Common Stock · Derivative 19,390 $0.00 $0.00
Disclosure

SEC source: 0001839882-25-001335 · oneill-form4_010825.xml · derivative · entry 5

O'Neill Elizabeth T · CIK 0001768671 · EVP & Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,760

Underlying: Class A Common Stock · 19,390 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 06, 2025 Filed Jan 8, 2025 22:51 UTC
O'Neill Elizabeth TEVP & Chief Operations Officer
Disposition to issuerClass B Common Stock · Derivative 47,550 $17.81 $846,865.50
Disclosure

SEC source: 0001839882-25-001335 · oneill-form4_010825.xml · derivative · entry 4

O'Neill Elizabeth T · CIK 0001768671 · EVP & Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,150

Underlying: Class A Common Stock · 47,550 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · kind: Represents shares withheld by the company for exercise price and taxes upon exercise of a stock appreciation right.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 06, 2025 Filed Jan 8, 2025 22:51 UTC
O'Neill Elizabeth TEVP & Chief Operations Officer
Exercise / conversionClass B Common Stock · Derivative 66,940 $9.60 $642,624.00
Disclosure

SEC source: 0001839882-25-001335 · oneill-form4_010825.xml · derivative · entry 3

O'Neill Elizabeth T · CIK 0001768671 · EVP & Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,700

Underlying: Class A Common Stock · 66,940 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 06, 2025 Filed Jan 8, 2025 22:51 UTC
O'Neill Elizabeth TEVP & Chief Operations Officer
Exercise / conversionStock Appreciation Rights · Derivative 66,940 $0.00 Strike: $9.60 $0.00
Disclosure

SEC source: 0001839882-25-001335 · oneill-form4_010825.xml · derivative · entry 2

O'Neill Elizabeth T · CIK 0001768671 · EVP & Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 66,940 shares

Expires 2025-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 100% of these stock appreciation rights are fully vested.

F3 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 06, 2025 Filed Jan 8, 2025 22:51 UTC
O'Neill Elizabeth TEVP & Chief Operations Officer
ConversionClass A Common Stock 19,390 $0.00 $0.00
Disclosure

SEC source: 0001839882-25-001335 · oneill-form4_010825.xml · nonDerivative · entry 1

O'Neill Elizabeth T · CIK 0001768671 · EVP & Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 21:20 UTC
Singh Harmit JEVP & Chief Fin. & Growth Ofc.
Tax withholdingClass A Common Stock 1,267 $17.37 $22,007.79
Disclosure

SEC source: 0001839882-24-045367 · singh-form4_121224.xml · nonDerivative · entry 1

Singh Harmit J · CIK 0001472176 · EVP & Chief Fin. & Growth Ofc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 277,749

F1 · kind: Shares withheld to cover tax obligation from settlement of vested RSUs.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 20:49 UTC OtherClass B Common Stock · Derivative 55,279 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-24-048870 · ownership.xml · derivative · entry 12

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse as trustee

Disclosed balance after: 10,360,330

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F6 · kind: On the Transaction Date, grantor retained annuity trusts for the benefit of the spouse of the reporting person and the remainder beneficiaries transferred shares of Class B to a trust for the benefit of the reporting person's descendants.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F8 · ownership.nature: The reporting person disclaims beneficial ownership of these shares.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 20:49 UTC OtherClass B Common Stock · Derivative 55,279 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-24-048870 · ownership.xml · derivative · entry 11

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse as trustee

Disclosed balance after: 10,360,330

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F6 · kind: On the Transaction Date, grantor retained annuity trusts for the benefit of the spouse of the reporting person and the remainder beneficiaries transferred shares of Class B to a trust for the benefit of the reporting person's descendants.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F8 · ownership.nature: The reporting person disclaims beneficial ownership of these shares.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 20:49 UTC OtherClass B Common Stock · Derivative 1,049,563 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-24-048870 · ownership.xml · derivative · entry 10

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse as trustee

Disclosed balance after: 10,360,330

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F5 · kind: On the Transaction Date, the spouse of the reporting person transferred shares of Class B Common Stock to a grantor retained annuity trusts for the benefit of the spouse of the reporting person and the remainder beneficiaries.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F8 · ownership.nature: The reporting person disclaims beneficial ownership of these shares.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 20:49 UTC OtherClass B Common Stock · Derivative 1,049,563 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-24-048870 · ownership.xml · derivative · entry 9

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 0

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F5 · kind: On the Transaction Date, the spouse of the reporting person transferred shares of Class B Common Stock to a grantor retained annuity trusts for the benefit of the spouse of the reporting person and the remainder beneficiaries.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F8 · ownership.nature: The reporting person disclaims beneficial ownership of these shares.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 20:49 UTC OtherClass B Common Stock · Derivative 792,455 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-24-048870 · ownership.xml · derivative · entry 8

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse as trustee

Disclosed balance after: 10,360,330

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F4 · kind: On the Transaction Date, grantor retained annuity trusts for the benefit of the spouse of the reporting person and the remainder beneficiaries transferred shares of Class B Common Stock to the spouse of the reporting person.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F8 · ownership.nature: The reporting person disclaims beneficial ownership of these shares.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 20:49 UTC OtherClass B Common Stock · Derivative 792,455 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-24-048870 · ownership.xml · derivative · entry 7

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 0

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F4 · kind: On the Transaction Date, grantor retained annuity trusts for the benefit of the spouse of the reporting person and the remainder beneficiaries transferred shares of Class B Common Stock to the spouse of the reporting person.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F8 · ownership.nature: The reporting person disclaims beneficial ownership of these shares.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 20:49 UTC OtherClass B Common Stock · Derivative 85,505 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-24-048870 · ownership.xml · derivative · entry 6

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · As trustee

Disclosed balance after: 26,103,614

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F3 · kind: On the Transaction Date, grantor retained annuity trusts for the benefit of the reporting person and the remainder beneficiaries transferred shares of Class B to a trust for the benefit of the reporting person's descendants.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · ownership.nature: Includes 24,628,525 shares as to which the reporting person disclaims beneficial ownership.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 20:49 UTC OtherClass B Common Stock · Derivative 85,505 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-24-048870 · ownership.xml · derivative · entry 5

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · As trustee

Disclosed balance after: 26,103,614

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F3 · kind: On the Transaction Date, grantor retained annuity trusts for the benefit of the reporting person and the remainder beneficiaries transferred shares of Class B to a trust for the benefit of the reporting person's descendants.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · ownership.nature: Includes 24,628,525 shares as to which the reporting person disclaims beneficial ownership.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 20:49 UTC OtherClass B Common Stock · Derivative 448,418 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-24-048870 · ownership.xml · derivative · entry 4

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · As trustee

Disclosed balance after: 26,103,614

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F2 · kind: On the Transaction Date, the reporting person transferred shares of Class B Common Stock to a grantor retained annuity trusts for the benefit of the reporting person and the remainder beneficiaries.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · ownership.nature: Includes 24,628,525 shares as to which the reporting person disclaims beneficial ownership.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 20:49 UTC OtherClass B Common Stock · Derivative 448,418 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-24-048870 · ownership.xml · derivative · entry 3

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F2 · kind: On the Transaction Date, the reporting person transferred shares of Class B Common Stock to a grantor retained annuity trusts for the benefit of the reporting person and the remainder beneficiaries.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 20:49 UTC OtherClass B Common Stock · Derivative 403,158 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-24-048870 · ownership.xml · derivative · entry 2

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · As trustee

Disclosed balance after: 26,103,614

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F1 · kind: On the Transaction Date, grantor retained annuity trusts for the benefit of the reporting person and the remainder beneficiaries transferred shares of Class B Common Stock to the reporting person.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · ownership.nature: Includes 24,628,525 shares as to which the reporting person disclaims beneficial ownership.

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December 04, 2024 Filed Dec 5, 2024 20:49 UTC OtherClass B Common Stock · Derivative 403,158 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-24-048870 · ownership.xml · derivative · entry 1

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F1 · kind: On the Transaction Date, grantor retained annuity trusts for the benefit of the reporting person and the remainder beneficiaries transferred shares of Class B Common Stock to the reporting person.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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December 02, 2024 Filed Dec 3, 2024 21:19 UTC SaleClass A Common Stock 8,332 $18.00 $149,976.00
Disclosure

SEC source: 0001839882-24-043311 · friedman-form4_120224.xml · nonDerivative · entry 1

Friedman David A · CIK 0001768697 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 108,344

F1 · shares: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · ownership.nature: The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee.

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November 14, 2024 Filed Nov 18, 2024 21:53 UTC
Alstead TroyDirector
GrantClass B Common Stock · Derivative 347 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001839882-24-039789 · alstead_form4-111424.xml · derivative · entry 2

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,180

Underlying: Class A Common Stock · 347 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · shares: Represents DERs, each of which represents a contingent right to receive one share of the issuer's Class B Common Stock upon settlement. The DERs are fully vested. The underlying shares of Class B Common Stock issuable pursuant to the DERs are subject to a deferral delivery feature.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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November 14, 2024 Filed Nov 18, 2024 21:53 UTC
Alstead TroyDirector
GrantClass A Common Stock 60 $0.00 $0.00
Disclosure

SEC source: 0001839882-24-039789 · alstead_form4-111424.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,700

F1 · shares: Represents dividend equivalent rights (DER), each of which represents a contingent right to receive one share of the issuer's Class A Common Stock upon settlement. The DERs shall vest as to 100% of the shares on the earlier of the day before the next Annual Stockholder Meeting or the first anniversary of the date of grant.

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November 14, 2024 Filed Nov 18, 2024 21:52 UTC
Beraud JillDirector
GrantClass B Common Stock · Derivative 106 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001839882-24-039788 · beraud_form4-111424.xml · derivative · entry 2

Beraud Jill · CIK 0001520061 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,474

Underlying: Class A Common Stock · 106 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · shares: Represents DERs, each of which represents a contingent right to receive one share of the issuer's Class B Common Stock upon settlement. The DERs are fully vested. The underlying shares of Class B Common Stock issuable pursuant to the DERs are subject to a deferral delivery feature.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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November 14, 2024 Filed Nov 18, 2024 21:52 UTC
Beraud JillDirector
GrantClass A Common Stock 60 $0.00 $0.00
Disclosure

SEC source: 0001839882-24-039788 · beraud_form4-111424.xml · nonDerivative · entry 1

Beraud Jill · CIK 0001520061 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,021

F1 · shares: Represents dividend equivalent rights (DER), each of which represents a contingent right to receive one share of the issuer's Class A Common Stock upon settlement. The DERs shall vest as to 100% of the shares on the earlier of the day before the next Annual Stockholder Meeting or the first anniversary of the date of grant.

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November 14, 2024 Filed Nov 18, 2024 21:50 UTC
Garten YaelDirector
GrantClass A Common Stock 88 $0.00 $0.00
Disclosure

SEC source: 0001839882-24-039787 · garten_form4-111424.xml · nonDerivative · entry 1

Garten Yael · CIK 0001800786 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,368

F1 · shares: Represents dividend equivalent rights (DER), each of which represents a contingent right to receive one share of the issuer's Class A Common Stock upon settlement. With respect to 28 of the DERs, the DERs are fully vested. With respect to 60 of the DERs, the DERs shall vest as to 100% of the shares on the earlier of the day before the next Annual Stockholder Meeting or the first anniversary of the date of grant. Certain of the shares of the underlying Class A Common Stock issuable pursuant to the DERs are subject to a deferral delivery feature.

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November 14, 2024 Filed Nov 18, 2024 21:47 UTC GrantClass B Common Stock · Derivative 73 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001839882-24-039785 · friedman_form4-111424.xml · derivative · entry 3

Friedman David A · CIK 0001768697 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,589

Underlying: Class A Common Stock · 73 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · shares: Represents DERs, each of which represents a contingent right to receive one share of the issuer's Class B Common Stock upon settlement. The DERs are fully vested. The underlying shares of Class B Common Stock issuable pursuant to the DERs are subject to a deferral delivery feature.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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November 14, 2024 Filed Nov 18, 2024 21:47 UTC GrantClass A Common Stock 60 $0.00 $0.00
Disclosure

SEC source: 0001839882-24-039785 · friedman_form4-111424.xml · nonDerivative · entry 1

Friedman David A · CIK 0001768697 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,009

F1 · shares: Represents dividend equivalent rights (DER), each of which represents a contingent right to receive one share of the issuer's Class A Common Stock upon settlement. The DERs shall vest as to 100% of the shares on the earlier of the day before the next Annual Stockholder Meeting or the first anniversary of the date of grant.

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November 14, 2024 Filed Nov 18, 2024 21:45 UTC GrantClass B Common Stock · Derivative 203 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001839882-24-039783 · fleischer-form4_111424.xml · derivative · entry 2

Fleischer Spencer C · CIK 0001235824 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,938

Underlying: Class A Common Stock · 203 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · shares: Represents DERs, each of which represents a contingent right to receive one share of the issuer's Class B Common Stock upon settlement. The DERs are fully vested. The underlying shares of Class B Common Stock issuable pursuant to the DERs are subject to a deferral delivery feature.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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November 14, 2024 Filed Nov 18, 2024 21:45 UTC GrantClass A Common Stock 143 $0.00 $0.00
Disclosure

SEC source: 0001839882-24-039783 · fleischer-form4_111424.xml · nonDerivative · entry 1

Fleischer Spencer C · CIK 0001235824 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,234

F1 · shares: Represents dividend equivalent rights (DER), each of which represents a contingent right to receive one share of the issuer's Class A Common Stock upon settlement. With respect to 83 of the DERs, the DERs are fully vested. With respect to 60 of the DERs, the DERs shall vest as to 100% of the shares on the earlier of the day before the next Annual Stockholder Meeting or the first anniversary of the date of grant. The underlying shares of Class A Common Stock issuable pursuant to the DERs are subject to a deferral delivery feature.

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November 14, 2024 Filed Nov 18, 2024 21:40 UTC GrantClass B Common Stock · Derivative 335 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001839882-24-039779 · eckert_form4-111424.xml · derivative · entry 2

ECKERT ROBERT · CIK 0001194256 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,143

Underlying: Class A Common Stock · 335 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · shares: Represents DERs, each of which represents a contingent right to receive one share of the issuer's Class B Common Stock upon settlement. The DERs are fully vested. The underlying shares of Class B Common Stock issuable pursuant to the DERs are subject to a deferral delivery feature.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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November 14, 2024 Filed Nov 18, 2024 21:40 UTC GrantClass A Common Stock 234 $0.00 $0.00
Disclosure

SEC source: 0001839882-24-039779 · eckert_form4-111424.xml · nonDerivative · entry 1

ECKERT ROBERT · CIK 0001194256 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,509

F1 · shares: Represents dividend equivalent rights (DER), each of which represents a contingent right to receive one share of the issuer's Class A Common Stock upon settlement. With respect to 136 of the DERs, the DERs are fully vested. With respect to 98 of the DERs, the DERs shall vest as to 100% of the shares on the earlier of the day before the next Annual Stockholder Meeting or the first anniversary of the date of grant. The underlying shares of Class A Common Stock issuable pursuant to the DERs are subject to a deferral delivery feature.

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November 14, 2024 Filed Nov 18, 2024 21:38 UTC GrantClass A Common Stock 97 $0.00 $0.00
Disclosure

SEC source: 0001839882-24-039778 · rodgers-form4_111424.xml · nonDerivative · entry 2

Rodgers Elliott · CIK 0001835006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,864

F2 · shares: Represents dividend equivalent rights (DER), each of which represents a contingent right to receive one share of the issuer's Class A Common Stock upon settlement. With respect to 37 of the DERs, the DERs are fully vested. With respect to 60 of the DERs, the DERs shall vest as to 100% of the shares on the earlier of the day before the next Annual Stockholder Meeting or the first anniversary of the date of grant. Certain of the shares of the underlying Class A Common Stock issuable pursuant to the DERs are subject to a deferral delivery feature.

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November 14, 2024 Filed Nov 18, 2024 21:29 UTC GrantClass A Common Stock 119 $0.00 $0.00
Disclosure

SEC source: 0001839882-24-039775 · prime-form4_111424.xml · nonDerivative · entry 1

Prime Joshua E · CIK 0001768684 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,484

F1 · shares: Represents dividend equivalent rights (DER), each of which represents a contingent right to receive one share of the issuer's Class A Common Stock upon settlement. With respect to 59 of the DERs, the DERs are fully vested. With respect to 60 of the DERs, the DERs shall vest as to 100% of the shares on the earlier of the day before the next Annual Stockholder Meeting or the first anniversary of the date of grant. Certain of the shares of the underlying Class A Common Stock issuable pursuant to the DERs are subject to a deferral delivery feature.

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November 14, 2024 Filed Nov 18, 2024 21:28 UTC
MING JENNY JDirector
GrantClass B Common Stock · Derivative 279 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001839882-24-039774 · ming-form4_111424.xml · derivative · entry 2

MING JENNY J · CIK 0001188390 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,126

Underlying: Class A Common Stock · 279 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · shares: Represents DERs, each of which represents a contingent right to receive one share of the issuer's Class B Common Stock upon settlement. The DERs are fully vested. The underlying shares of Class B Common Stock issuable pursuant to the DERs are subject to a deferral delivery feature.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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November 14, 2024 Filed Nov 18, 2024 21:28 UTC
MING JENNY JDirector
GrantClass A Common Stock 60 $0.00 $0.00
Disclosure

SEC source: 0001839882-24-039774 · ming-form4_111424.xml · nonDerivative · entry 1

MING JENNY J · CIK 0001188390 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,526

F1 · shares: Represents dividend equivalent rights (DER), each of which represents a contingent right to receive one share of the issuer's Class A Common Stock upon settlement. The DERs shall vest as to 100% of the shares on the earlier of the day before the next Annual Stockholder Meeting or the first anniversary of the date of grant.

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November 14, 2024 Filed Nov 18, 2024 21:26 UTC GrantClass B Common Stock · Derivative 44 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001839882-24-039773 · mccormick_form4-111424.xml · derivative · entry 2

McCormick Christopher J · CIK 0001745717 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,337

Underlying: Class A Common Stock · 44 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · shares: Represents DERs, each of which represents a contingent right to receive one share of the issuer's Class B Common Stock upon settlement. The DERs are fully vested. The underlying shares of Class B Common Stock issuable pursuant to the DERs are subject to a deferral delivery feature.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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November 14, 2024 Filed Nov 18, 2024 21:26 UTC GrantClass A Common Stock 143 $0.00 $0.00
Disclosure

SEC source: 0001839882-24-039773 · mccormick_form4-111424.xml · nonDerivative · entry 1

McCormick Christopher J · CIK 0001745717 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,837

F1 · shares: Represents dividend equivalent rights (DER), each of which represents a contingent right to receive one share of the issuer's Class A Common Stock upon settlement. With respect to 83 of the DERs, the DERs are fully vested. With respect to 60 of the DERs, the DERs shall vest as to 100% of the shares on the earlier of the day before the next Annual Stockholder Meeting or the first anniversary of the date of grant. The underlying shares of Class A Common Stock issuable pursuant to the DERs are subject to a deferral delivery feature.

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November 14, 2024 Filed Nov 18, 2024 21:24 UTC GrantClass A Common Stock 82 $0.00 $0.00
Disclosure

SEC source: 0001839882-24-039771 · marberger-form4_111424.xml · nonDerivative · entry 1

MARBERGER DAVID S · CIK 0001235321 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,668

F1 · shares: Represents dividend equivalent rights (DER), each of which represents a contingent right to receive one share of the issuer's Class A Common Stock upon settlement. The DERs shall vest as to 100% of the shares on the earlier of the day before the next Annual Stockholder Meeting or the first anniversary of the date of grant. Certain of the shares of the underlying of Class A Common Stock issuable pursuant to the DERs are subject to a deferral delivery feature.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.