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LEVI

LEVI STRAUSS & CO

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3651
SEC CIK
0000094845
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1,100

Last 12 months

Inside the activity.

0 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202602
Mar 202600
Apr 202602
May 202608
Jun 202606
Jul 202601
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 25, 2019 Filed Apr 21, 2023 22:28 UTC Amendment
Bergh Charles VDirector · President and CEO
OtherCommon Stock 22,090 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025250 · doc4a.xml · nonDerivative · entry 1

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 477,780

F1 · security: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 25, 2019 Filed Apr 21, 2023 22:27 UTC Amendment OtherClass B Common Stock · Derivative 90,060 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025249 · doc4a.xml · derivative · entry 4

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,950

Underlying: Class A Common Stock · 90,060 shares

Expires not disclosed

F2 · security: This Form 4/A is being filed to correct the disclosure relating to such RSUs (the "Class B RSUs") set forth in the Form 4 filed on March 27, 2019 (the "Original Form 4"), which were inadvertently disclosed in Table I instead of Table II in the Original Form 4. DERs issued with regard to the Class B RSUs after the date of the Original Form 4 were also incorrectly reported on Table I instead of Table II, as a result of the initial misclassification.

F3 · security: Each share is represented by a restricted stock unit (RSU) that may be settled in shares of Class B Common Stock, including RSUs previously issued in the form of dividend equivalent rights (DERs). Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. The RSUs vest in a series of three equal installments on the dates that are 13, 24 and 36 months following the date of grant. Certain of such RSUs are subject to a deferral delivery feature.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 25, 2019 Filed Apr 21, 2023 22:27 UTC Amendment OtherClass B Common Stock · Derivative 158,890 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025249 · doc4a.xml · derivative · entry 3

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,890

Underlying: Class A Common Stock · 158,890 shares

Expires not disclosed

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 25, 2019 Filed Apr 21, 2023 22:27 UTC Amendment OtherCommon Stock 90,060 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025249 · doc4a.xml · nonDerivative · entry 2

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · security: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · security: This Form 4/A is being filed to correct the disclosure relating to such RSUs (the "Class B RSUs") set forth in the Form 4 filed on March 27, 2019 (the "Original Form 4"), which were inadvertently disclosed in Table I instead of Table II in the Original Form 4. DERs issued with regard to the Class B RSUs after the date of the Original Form 4 were also incorrectly reported on Table I instead of Table II, as a result of the initial misclassification.

F3 · shares: Each share is represented by a restricted stock unit (RSU) that may be settled in shares of Class B Common Stock, including RSUs previously issued in the form of dividend equivalent rights (DERs). Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. The RSUs vest in a series of three equal installments on the dates that are 13, 24 and 36 months following the date of grant. Certain of such RSUs are subject to a deferral delivery feature.

Read SEC document
March 25, 2019 Filed Apr 21, 2023 22:27 UTC Amendment OtherCommon Stock 158,890 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025249 · doc4a.xml · nonDerivative · entry 1

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,060

F1 · security: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 25, 2019 Filed Apr 21, 2023 22:26 UTC Amendment
MING JENNY JDirector
OtherClass B Common Stock · Derivative 82,570 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025247 · doc4a.xml · derivative · entry 2

MING JENNY J · CIK 0001188390 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,570

Underlying: Class A Common Stock · 82,570 shares

Expires not disclosed

F2 · security: This Form 4/A is being filed to correct the disclosure relating to such RSUs (the "Class B RSUs") set forth in the Form 4 filed on March 27, 2019 (the "Original Form 4"), which were inadvertently disclosed in Table I instead of Table II in the Original Form 4. DERs issued with regard to the Class B RSUs after the date of the Original Form 4 were also incorrectly reported on Table I instead of Table II, as a result of the initial misclassification.

F3 · security: Each share is represented by a restricted stock unit (RSU) that may be settled in shares of Class B Common Stock, including RSUs previously issued in the form of dividend equivalent rights (DERs). Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. The RSUs vest in a series of three equal installments on the dates that are 13, 24 and 36 months following the date of grant. Certain of such RSUs are subject to a deferral delivery feature.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 25, 2019 Filed Apr 21, 2023 22:26 UTC Amendment
MING JENNY JDirector
OtherCommon Stock 82,570 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025247 · doc4a.xml · nonDerivative · entry 1

MING JENNY J · CIK 0001188390 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · security: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · security: This Form 4/A is being filed to correct the disclosure relating to such RSUs (the "Class B RSUs") set forth in the Form 4 filed on March 27, 2019 (the "Original Form 4"), which were inadvertently disclosed in Table I instead of Table II in the Original Form 4. DERs issued with regard to the Class B RSUs after the date of the Original Form 4 were also incorrectly reported on Table I instead of Table II, as a result of the initial misclassification.

F3 · shares: Each share is represented by a restricted stock unit (RSU) that may be settled in shares of Class B Common Stock, including RSUs previously issued in the form of dividend equivalent rights (DERs). Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. The RSUs vest in a series of three equal installments on the dates that are 13, 24 and 36 months following the date of grant. Certain of such RSUs are subject to a deferral delivery feature.

Read SEC document
March 25, 2019 Filed Apr 21, 2023 22:25 UTC Amendment OtherClass B Common Stock · Derivative 36,190 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025246 · doc4a.xml · derivative · entry 4

McCormick Christopher J · CIK 0001745717 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,790

Underlying: Class A Common Stock · 36,190 shares

Expires not disclosed

F2 · security: This Form 4/A is being filed to correct the disclosure relating to such RSUs (the "Class B RSUs") set forth in the Form 4 filed on March 27, 2019 (the "Original Form 4"), which were inadvertently disclosed in Table I instead of Table II in the Original Form 4. DERs issued with regard to the Class B RSUs after the date of the Original Form 4 were also incorrectly reported on Table I instead of Table II, as a result of the initial misclassification.

F3 · security: Each share is represented by a restricted stock unit (RSU) that may be settled in shares of Class B Common Stock, including RSUs previously issued in the form of dividend equivalent rights (DERs). Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. The RSUs vest in a series of three equal installments on the dates that are 13, 24 and 36 months following the date of grant. Certain of such RSUs are subject to a deferral delivery feature.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 25, 2019 Filed Apr 21, 2023 22:25 UTC Amendment OtherClass B Common Stock · Derivative 19,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025246 · doc4a.xml · derivative · entry 3

McCormick Christopher J · CIK 0001745717 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,600

Underlying: Class A Common Stock · 19,600 shares

Expires not disclosed

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 25, 2019 Filed Apr 21, 2023 22:25 UTC Amendment OtherCommon Stock 36,190 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025246 · doc4a.xml · nonDerivative · entry 2

McCormick Christopher J · CIK 0001745717 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · security: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · security: This Form 4/A is being filed to correct the disclosure relating to such RSUs (the "Class B RSUs") set forth in the Form 4 filed on March 27, 2019 (the "Original Form 4"), which were inadvertently disclosed in Table I instead of Table II in the Original Form 4. DERs issued with regard to the Class B RSUs after the date of the Original Form 4 were also incorrectly reported on Table I instead of Table II, as a result of the initial misclassification.

F3 · shares: Each share is represented by a restricted stock unit (RSU) that may be settled in shares of Class B Common Stock, including RSUs previously issued in the form of dividend equivalent rights (DERs). Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. The RSUs vest in a series of three equal installments on the dates that are 13, 24 and 36 months following the date of grant. Certain of such RSUs are subject to a deferral delivery feature.

Read SEC document
March 25, 2019 Filed Apr 21, 2023 22:25 UTC Amendment OtherCommon Stock 19,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025246 · doc4a.xml · nonDerivative · entry 1

McCormick Christopher J · CIK 0001745717 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,190

F1 · security: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 25, 2019 Filed Apr 21, 2023 22:24 UTC Amendment ConversionClass B Common Stock · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025245 · doc4a.xml · derivative · entry 9

Friedman David A · CIK 0001768697 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,227,540

Underlying: Class A Common Stock · 150,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the David A. Friedman 1993 Revocable Trust.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · ownership.nature: The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee.

Read SEC document
March 25, 2019 Filed Apr 21, 2023 22:24 UTC Amendment OtherClass B Common Stock · Derivative 1,464,540 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025245 · doc4a.xml · derivative · entry 8

Friedman David A · CIK 0001768697 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,464,540

Underlying: Class A Common Stock · 1,464,540 shares

Expires not disclosed

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · ownership.nature: The shares are held by trusts, of which Mr. Friedman is co-trustee, for the benefit of others. Mr. Friedman disclaims beneficial ownership of these shares.

Read SEC document
March 25, 2019 Filed Apr 21, 2023 22:24 UTC Amendment OtherClass B Common Stock · Derivative 2,377,540 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025245 · doc4a.xml · derivative · entry 7

Friedman David A · CIK 0001768697 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,377,540

Underlying: Class A Common Stock · 2,377,540 shares

Expires not disclosed

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · ownership.nature: The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee.

Read SEC document
March 25, 2019 Filed Apr 21, 2023 22:24 UTC Amendment OtherClass B Common Stock · Derivative 8,580 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025245 · doc4a.xml · derivative · entry 6

Friedman David A · CIK 0001768697 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,580

Underlying: Class A Common Stock · 8,580 shares

Expires not disclosed

F2 · security: This Form 4/A is being filed to correct the disclosure relating to such RSUs (the "Class B RSUs") set forth in the Form 4 filed on March 27, 2019 (the "Original Form 4"), which were inadvertently disclosed in Table I instead of Table II in the Original Form 4. DERs issued with regard to the Class B RSUs after the date of the Original Form 4 were also incorrectly reported on Table I instead of Table II, as a result of the initial misclassification.

F3 · security: Each share is represented by a restricted stock unit (RSU) that may be settled in shares of Class B Common Stock, including RSUs previously issued in the form of dividend equivalent rights (DERs). Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. The RSUs vest in a series of three equal installments on the dates that are 13, 24 and 36 months following the date of grant. Certain of such RSUs are subject to a deferral delivery feature.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 25, 2019 Filed Apr 21, 2023 22:24 UTC Amendment SaleClass A Common Stock 150,000 $17.00 $2,550,000.00
Disclosure

SEC source: 0001209191-23-025245 · doc4a.xml · nonDerivative · entry 5

Friedman David A · CIK 0001768697 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

F4 · ownership.nature: The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee.

Read SEC document
March 25, 2019 Filed Apr 21, 2023 22:24 UTC Amendment ConversionClass A Common Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025245 · doc4a.xml · nonDerivative · entry 4

Friedman David A · CIK 0001768697 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 150,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the David A. Friedman 1993 Revocable Trust.

F4 · ownership.nature: The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee.

Read SEC document
March 25, 2019 Filed Apr 21, 2023 22:24 UTC Amendment OtherCommon Stock 1,464,540 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025245 · doc4a.xml · nonDerivative · entry 3

Friedman David A · CIK 0001768697 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · security: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · ownership.nature: The shares are held by trusts, of which Mr. Friedman is co-trustee, for the benefit of others. Mr. Friedman disclaims beneficial ownership of these shares.

Read SEC document
March 25, 2019 Filed Apr 21, 2023 22:24 UTC Amendment OtherCommon Stock 2,377,540 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025245 · doc4a.xml · nonDerivative · entry 2

Friedman David A · CIK 0001768697 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · security: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · ownership.nature: The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee.

Read SEC document
March 25, 2019 Filed Apr 21, 2023 22:24 UTC Amendment OtherCommon Stock 8,580 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025245 · doc4a.xml · nonDerivative · entry 1

Friedman David A · CIK 0001768697 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · security: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · security: This Form 4/A is being filed to correct the disclosure relating to such RSUs (the "Class B RSUs") set forth in the Form 4 filed on March 27, 2019 (the "Original Form 4"), which were inadvertently disclosed in Table I instead of Table II in the Original Form 4. DERs issued with regard to the Class B RSUs after the date of the Original Form 4 were also incorrectly reported on Table I instead of Table II, as a result of the initial misclassification.

F3 · shares: Each share is represented by a restricted stock unit (RSU) that may be settled in shares of Class B Common Stock, including RSUs previously issued in the form of dividend equivalent rights (DERs). Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. The RSUs vest in a series of three equal installments on the dates that are 13, 24 and 36 months following the date of grant. Certain of such RSUs are subject to a deferral delivery feature.

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March 25, 2019 Filed Apr 21, 2023 22:23 UTC Amendment OtherClass B Common Stock · Derivative 92,540 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025244 · doc4a.xml · derivative · entry 4

Fleischer Spencer C · CIK 0001235824 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,140

Underlying: Class A Common Stock · 92,540 shares

Expires not disclosed

F2 · security: This Form 4/A is being filed to correct the disclosure relating to such RSUs (the "Class B RSUs") set forth in the Form 4 filed on March 27, 2019 (the "Original Form 4"), which were inadvertently disclosed in Table I instead of Table II in the Original Form 4. DERs issued with regard to the Class B RSUs after the date of the Original Form 4 were also incorrectly reported on Table I instead of Table II, as a result of the initial misclassification.

F3 · security: Each share is represented by a restricted stock unit (RSU) that may be settled in shares of Class B Common Stock, including RSUs previously issued in the form of dividend equivalent rights (DERs). Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. The RSUs vest in a series of three equal installments on the dates that are 13, 24 and 36 months following the date of grant. Certain of such RSUs are subject to a deferral delivery feature.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 25, 2019 Filed Apr 21, 2023 22:23 UTC Amendment OtherClass B Common Stock · Derivative 19,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025244 · doc4a.xml · derivative · entry 3

Fleischer Spencer C · CIK 0001235824 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,600

Underlying: Class A Common Stock · 19,600 shares

Expires not disclosed

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 25, 2019 Filed Apr 21, 2023 22:23 UTC Amendment OtherCommon Stock 92,540 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025244 · doc4a.xml · nonDerivative · entry 2

Fleischer Spencer C · CIK 0001235824 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · security: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · security: This Form 4/A is being filed to correct the disclosure relating to such RSUs (the "Class B RSUs") set forth in the Form 4 filed on March 27, 2019 (the "Original Form 4"), which were inadvertently disclosed in Table I instead of Table II in the Original Form 4. DERs issued with regard to the Class B RSUs after the date of the Original Form 4 were also incorrectly reported on Table I instead of Table II, as a result of the initial misclassification.

F3 · shares: Each share is represented by a restricted stock unit (RSU) that may be settled in shares of Class B Common Stock, including RSUs previously issued in the form of dividend equivalent rights (DERs). Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. The RSUs vest in a series of three equal installments on the dates that are 13, 24 and 36 months following the date of grant. Certain of such RSUs are subject to a deferral delivery feature.

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March 25, 2019 Filed Apr 21, 2023 22:23 UTC Amendment OtherCommon Stock 19,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025244 · doc4a.xml · nonDerivative · entry 1

Fleischer Spencer C · CIK 0001235824 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,540

F1 · security: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 25, 2019 Filed Apr 21, 2023 22:22 UTC Amendment OtherClass B Common Stock · Derivative 122,110 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025243 · doc4a.xml · derivative · entry 4

ECKERT ROBERT · CIK 0001194256 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,330

Underlying: Class A Common Stock · 122,110 shares

Expires not disclosed

F2 · security: This Form 4/A is being filed to correct the disclosure relating to such RSUs (the "Class B RSUs") set forth in the Form 4 filed on March 27, 2019 (the "Original Form 4"), which were inadvertently disclosed in Table I instead of Table II in the Original Form 4. DERs issued with regard to the Class B RSUs after the date of the Original Form 4 were also incorrectly reported on Table I instead of Table II, as a result of the initial misclassification.

F3 · security: Each share is represented by a restricted stock unit (RSU) that may be settled in shares of Class B Common Stock, including RSUs previously issued in the form of dividend equivalent rights (DERs). Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. The RSUs vest in a series of three equal installments on the dates that are 13, 24 and 36 months following the date of grant. Certain of such RSUs are subject to a deferral delivery feature.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 25, 2019 Filed Apr 21, 2023 22:22 UTC Amendment OtherClass B Common Stock · Derivative 89,220 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025243 · doc4a.xml · derivative · entry 3

ECKERT ROBERT · CIK 0001194256 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,220

Underlying: Class A Common Stock · 89,220 shares

Expires not disclosed

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 25, 2019 Filed Apr 21, 2023 22:22 UTC Amendment OtherCommon Stock 122,110 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025243 · doc4a.xml · nonDerivative · entry 2

ECKERT ROBERT · CIK 0001194256 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · security: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · security: This Form 4/A is being filed to correct the disclosure relating to such RSUs (the "Class B RSUs") set forth in the Form 4 filed on March 27, 2019 (the "Original Form 4"), which were inadvertently disclosed in Table I instead of Table II in the Original Form 4. DERs issued with regard to the Class B RSUs after the date of the Original Form 4 were also incorrectly reported on Table I instead of Table II, as a result of the initial misclassification.

F3 · shares: Each share is represented by a restricted stock unit (RSU) that may be settled in shares of Class B Common Stock, including RSUs previously issued in the form of dividend equivalent rights (DERs). Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. The RSUs vest in a series of three equal installments on the dates that are 13, 24 and 36 months following the date of grant. Certain of such RSUs are subject to a deferral delivery feature.

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March 25, 2019 Filed Apr 21, 2023 22:22 UTC Amendment OtherCommon Stock 89,220 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025243 · doc4a.xml · nonDerivative · entry 1

ECKERT ROBERT · CIK 0001194256 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,110

F1 · security: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 25, 2019 Filed Apr 21, 2023 22:20 UTC Amendment
Beraud JillDirector
OtherClass B Common Stock · Derivative 43,330 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025241 · doc4a.xml · derivative · entry 4

Beraud Jill · CIK 0001520061 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,740

Underlying: Class A Common Stock · 43,330 shares

Expires not disclosed

F2 · security: This Form 4/A is being filed to correct the disclosure relating to such RSUs (the "Class B RSUs") set forth in the Form 4 filed on March 27, 2019 (the "Original Form 4"), which were inadvertently disclosed in Table I instead of Table II in the Original Form 4. DERs issued with regard to the Class B RSUs after the date of the Original Form 4 were also incorrectly reported on Table I instead of Table II, as a result of the initial misclassification.

F3 · security: Each share is represented by a restricted stock unit (RSU) that may be settled in shares of Class B Common Stock, including RSUs previously issued in the form of dividend equivalent rights (DERs). Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. The RSUs vest in a series of three equal installments on the dates that are 13, 24 and 36 months following the date of grant. Certain of such RSUs are subject to a deferral delivery feature.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 25, 2019 Filed Apr 21, 2023 22:20 UTC Amendment
Beraud JillDirector
OtherClass B Common Stock · Derivative 77,410 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025241 · doc4a.xml · derivative · entry 3

Beraud Jill · CIK 0001520061 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,410

Underlying: Class A Common Stock · 77,410 shares

Expires not disclosed

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 25, 2019 Filed Apr 21, 2023 22:20 UTC Amendment
Beraud JillDirector
OtherCommon Stock 43,330 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025241 · doc4a.xml · nonDerivative · entry 2

Beraud Jill · CIK 0001520061 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · security: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · security: This Form 4/A is being filed to correct the disclosure relating to such RSUs (the "Class B RSUs") set forth in the Form 4 filed on March 27, 2019 (the "Original Form 4"), which were inadvertently disclosed in Table I instead of Table II in the Original Form 4. DERs issued with regard to the Class B RSUs after the date of the Original Form 4 were also incorrectly reported on Table I instead of Table II, as a result of the initial misclassification.

F3 · shares: Each share is represented by a restricted stock unit (RSU) that may be settled in shares of Class B Common Stock, including RSUs previously issued in the form of dividend equivalent rights (DERs). Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. The RSUs vest in a series of three equal installments on the dates that are 13, 24 and 36 months following the date of grant. Certain of such RSUs are subject to a deferral delivery feature.

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March 25, 2019 Filed Apr 21, 2023 22:20 UTC Amendment
Beraud JillDirector
OtherCommon Stock 77,410 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025241 · doc4a.xml · nonDerivative · entry 1

Beraud Jill · CIK 0001520061 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,330

F1 · security: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 25, 2019 Filed Apr 21, 2023 22:19 UTC Amendment
Alstead TroyDirector
OtherClass B Common Stock · Derivative 71,380 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025240 · doc4a.xml · derivative · entry 4

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,790

Underlying: Class A Common Stock · 71,380 shares

Expires not disclosed

F2 · security: This Form 4/A is being filed to correct the disclosure relating to such RSUs (the "Class B RSUs") set forth in the Form 4 filed on March 27, 2019 (the "Original Form 4"), which were inadvertently disclosed in Table I instead of Table II in the Original Form 4. DERs issued with regard to the Class B RSUs after the date of the Original Form 4 were also incorrectly reported on Table I instead of Table II, as a result of the initial misclassification.

F3 · security: Each share is represented by a restricted stock unit (RSU) that may be settled in shares of Class B Common Stock, including RSUs previously issued in the form of dividend equivalent rights (DERs). Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. The RSUs vest in a series of three equal installments on the dates that are 13, 24 and 36 months following the date of grant. Certain of such RSUs are subject to a deferral delivery feature.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 25, 2019 Filed Apr 21, 2023 22:19 UTC Amendment
Alstead TroyDirector
OtherClass B Common Stock · Derivative 77,410 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025240 · doc4a.xml · derivative · entry 3

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,410

Underlying: Class A Common Stock · 77,410 shares

Expires not disclosed

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 25, 2019 Filed Apr 21, 2023 22:19 UTC Amendment
Alstead TroyDirector
OtherCommon Stock 71,380 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025240 · doc4a.xml · nonDerivative · entry 2

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · security: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · security: This Form 4/A is being filed to correct the disclosure relating to such RSUs (the "Class B RSUs") set forth in the Form 4 filed on March 27, 2019 (the "Original Form 4"), which were inadvertently disclosed in Table I instead of Table II in the Original Form 4. DERs issued with regard to the Class B RSUs after the date of the Original Form 4 were also incorrectly reported on Table I instead of Table II, as a result of the initial misclassification.

F3 · shares: Each share is represented by a restricted stock unit (RSU) that may be settled in shares of Class B Common Stock, including RSUs previously issued in the form of dividend equivalent rights (DERs). Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. The RSUs vest in a series of three equal installments on the dates that are 13, 24 and 36 months following the date of grant. Certain of such RSUs are subject to a deferral delivery feature.

Read SEC document
March 25, 2019 Filed Apr 21, 2023 22:19 UTC Amendment
Alstead TroyDirector
OtherCommon Stock 77,410 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025240 · doc4a.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,380

F1 · security: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 21, 2019 Filed Dec 13, 2019 19:17 UTC ConversionClass B Common Stock · Derivative 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-023058 · doc1.xml · derivative · entry 4

Haas Daniel S. · CIK 0001791585 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,165,780

Underlying: Class A Common Stock · 1,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 21, 2019 Filed Dec 13, 2019 19:17 UTC SaleClass A Common Stock 1,000,000 $17.00 $17,000,000.00
Disclosure

SEC source: 0001567619-19-023058 · doc1.xml · nonDerivative · entry 2

Haas Daniel S. · CIK 0001791585 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 21, 2019 Filed Dec 13, 2019 19:17 UTC ConversionClass A Common Stock 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-023058 · doc1.xml · nonDerivative · entry 1

Haas Daniel S. · CIK 0001791585 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 21, 2019 Filed Dec 13, 2019 19:11 UTC ConversionClass B Common Stock · Derivative 280,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-023056 · doc1.xml · derivative · entry 7

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through a trust of which Mr. Haas is the trustee

Disclosed balance after: 3,003,190

Underlying: Class A Common Stock · 280,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 21, 2019 Filed Dec 13, 2019 19:11 UTC ConversionClass B Common Stock · Derivative 604,960 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-023056 · doc1.xml · derivative · entry 6

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,463,400

Underlying: Class A Common Stock · 604,960 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 21, 2019 Filed Dec 13, 2019 19:11 UTC SaleClass A Common Stock 280,000 $17.00 $4,760,000.00
Disclosure

SEC source: 0001567619-19-023056 · doc1.xml · nonDerivative · entry 4

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through a trust of which Mr. Haas is the trustee

Disclosed balance after: 0

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March 21, 2019 Filed Dec 13, 2019 19:11 UTC SaleClass A Common Stock 604,960 $17.00 $10,284,320.00
Disclosure

SEC source: 0001567619-19-023056 · doc1.xml · nonDerivative · entry 3

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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March 21, 2019 Filed Dec 13, 2019 19:11 UTC ConversionClass A Common Stock 280,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-023056 · doc1.xml · nonDerivative · entry 2

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through a trust of which Mr. Haas is the trustee

Disclosed balance after: 280,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 21, 2019 Filed Dec 13, 2019 19:11 UTC ConversionClass A Common Stock 604,960 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-023056 · doc1.xml · nonDerivative · entry 1

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 604,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 21, 2019 Filed Dec 13, 2019 18:56 UTC ConversionClass B Common Stock · Derivative 850,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-023052 · doc1.xml · derivative · entry 7

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,427,200

Underlying: Class A Common Stock · 850,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 21, 2019 Filed Dec 13, 2019 18:56 UTC SaleClass A Common Stock 850,000 $17.00 $14,450,000.00
Disclosure

SEC source: 0001567619-19-023052 · doc1.xml · nonDerivative · entry 2

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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March 21, 2019 Filed Dec 13, 2019 18:56 UTC ConversionClass A Common Stock 850,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-023052 · doc1.xml · nonDerivative · entry 1

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 25, 2016 Filed Mar 28, 2019 00:20 UTC
Haas Peter E. Jr.Director · 10% owner
ConversionClass B Common Stock · Derivative 165,040 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021539 · doc4.xml · derivative · entry 18

Haas Peter E. Jr. · CIK 0001768791 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,636,810

Underlying: Class A Common Stock · 165,040 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F10 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by trusts, of which Mr. Haas is trustee, for the benefit of others.

F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F10 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · ownership.nature: The shares are held by trusts, of which Mr. Haas is trustee, for the benefit of others. Mr. Haas disclaims beneficial ownership of these shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.