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LEVI

LEVI STRAUSS & CO

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Tapewire entity
3651
SEC CIK
0000094845
Parsed reports
1,100

Last 12 months

Inside the activity.

0 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202602
Mar 202600
Apr 202602
May 202608
Jun 202606
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 20, 2020 Filed Nov 21, 2020 00:53 UTC SaleClass A Common Stock 45,233 $18.76 $848,480.61
Disclosure

SEC source: 0001493152-20-022155 · ownership.xml · nonDerivative · entry 6

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts

Disclosed balance after: 0

F2 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F5 · price: Price represents the weighted average sale price of the shares sold on November 20, 2020. The sale price ranged from $18.605 to $18.87 per share. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 20, 2020 Filed Nov 21, 2020 00:53 UTC ConversionClass A Common Stock 45,233 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-022155 · ownership.xml · nonDerivative · entry 5

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts

Disclosed balance after: 45,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:54 UTC ConversionClass B Common Stock · Derivative 5,252 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020302 · doc1.xml · derivative · entry 5

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,859,503

Underlying: Class A Common Stock · 5,252 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:54 UTC SaleClass A Common Stock 5,252 $18.76 $98,517.02
Disclosure

SEC source: 0001567619-20-020302 · doc1.xml · nonDerivative · entry 2

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.605 to $18.87 per share. Ms. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:54 UTC ConversionClass A Common Stock 5,252 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020302 · doc1.xml · nonDerivative · entry 1

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:56 UTC ConversionClass B Common Stock · Derivative 4,614 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020303 · doc1.xml · derivative · entry 5

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,885,129

Underlying: Class A Common Stock · 4,614 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:56 UTC SaleClass A Common Stock 4,614 $18.76 $86,549.41
Disclosure

SEC source: 0001567619-20-020303 · doc1.xml · nonDerivative · entry 2

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.605 to $18.87 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:56 UTC ConversionClass A Common Stock 4,614 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020303 · doc1.xml · nonDerivative · entry 1

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 19, 2020 Filed Nov 21, 2020 00:53 UTC ConversionClass B Common Stock · Derivative 136,206 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-022155 · ownership.xml · derivative · entry 11

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts

Disclosed balance after: 4,338,648

Underlying: Class A Common stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 19, 2020 Filed Nov 21, 2020 00:53 UTC SaleClass A Common Stock 136,206 $18.72 $2,550,103.21
Disclosure

SEC source: 0001493152-20-022155 · ownership.xml · nonDerivative · entry 4

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts

Disclosed balance after: 0

F2 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · price: Price represents the weighted average sale price of the shares sold on November 19, 2020. The sale price ranged from $18.035 to $18.985 per share. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 19, 2020 Filed Nov 21, 2020 00:53 UTC ConversionClass A Common Stock 136,206 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-022155 · ownership.xml · nonDerivative · entry 3

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts

Disclosed balance after: 136,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 18:09 UTC ConversionClass B Common Stock · Derivative 15,815 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020144 · doc1.xml · derivative · entry 6

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,864,755

Underlying: Class A Common Stock · 15,815 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 18:09 UTC SaleClass A Common Stock 15,815 $18.72 $296,094.76
Disclosure

SEC source: 0001567619-20-020144 · doc1.xml · nonDerivative · entry 4

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.035 to $18.985 per share. Ms. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 18:09 UTC ConversionClass A Common Stock 15,815 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020144 · doc1.xml · nonDerivative · entry 3

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 18:05 UTC ConversionClass B Common Stock · Derivative 13,893 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020142 · doc1.xml · derivative · entry 6

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,889,743

Underlying: Class A Common Stock · 13,893 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 18:05 UTC SaleClass A Common Stock 13,893 $18.72 $260,110.30
Disclosure

SEC source: 0001567619-20-020142 · doc1.xml · nonDerivative · entry 4

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F5 · price: The reported price is a weighed average price. These shares were sold in multiple transaction at prices ranging from $18.035 to $18.985 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 18:05 UTC ConversionClass A Common Stock 13,893 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020142 · doc1.xml · nonDerivative · entry 3

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 18, 2020 Filed Nov 21, 2020 00:53 UTC ConversionClass B Common Stock · Derivative 137,719 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-022155 · ownership.xml · derivative · entry 7

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts

Disclosed balance after: 4,474,854

Underlying: Class A Common stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 18, 2020 Filed Nov 21, 2020 00:53 UTC SaleClass A Common Stock 137,719 $18.70 $2,574,835.74
Disclosure

SEC source: 0001493152-20-022155 · ownership.xml · nonDerivative · entry 2

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts

Disclosed balance after: 0

F2 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F3 · price: Price represents the weighted average sale price of the shares sold on November 18, 2020. The sale price ranged from $18.35 to $18.92 per share. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 18, 2020 Filed Nov 21, 2020 00:53 UTC ConversionClass A Common Stock 137,719 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-022155 · ownership.xml · nonDerivative · entry 1

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts

Disclosed balance after: 137,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 18:09 UTC ConversionClass B Common Stock · Derivative 15,991 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020144 · doc1.xml · derivative · entry 5

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,880,570

Underlying: Class A Common Stock · 15,991 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 18:09 UTC SaleClass A Common Stock 15,991 $18.70 $298,972.53
Disclosure

SEC source: 0001567619-20-020144 · doc1.xml · nonDerivative · entry 2

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.35 to $18.92 per share. Ms. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 18:09 UTC ConversionClass A Common Stock 15,991 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020144 · doc1.xml · nonDerivative · entry 1

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 18:05 UTC ConversionClass B Common Stock · Derivative 14,048 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020142 · doc1.xml · derivative · entry 5

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,903,636

Underlying: Class A Common Stock · 14,048 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 18:05 UTC SaleClass A Common Stock 14,048 $18.70 $262,645.62
Disclosure

SEC source: 0001567619-20-020142 · doc1.xml · nonDerivative · entry 2

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.35 to $18.92 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 18:05 UTC ConversionClass A Common Stock 14,048 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020142 · doc1.xml · nonDerivative · entry 1

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 02:12 UTC ConversionClass B Common Stock · Derivative 147,074 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-021889 · ownership.xml · derivative · entry 15

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts

Disclosed balance after: 4,612,573

Underlying: Class A Common stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 02:12 UTC SaleClass A Common Stock 147,074 $18.06 $2,655,524.02
Disclosure

SEC source: 0001493152-20-021889 · ownership.xml · nonDerivative · entry 6

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts

Disclosed balance after: 0

F2 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F5 · price: Price represents the weighted average sale price of the shares sold on November 17, 2020. The sale price ranged from $17.53 to $18.225 per share. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 02:12 UTC ConversionClass A Common Stock 147,074 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-021889 · ownership.xml · nonDerivative · entry 5

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts

Disclosed balance after: 147,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 15:43 UTC ConversionClass B Common Stock · Derivative 15,002 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-019999 · doc1.xml · derivative · entry 6

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,917,684

Underlying: Class A Common Stock · 15,002 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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November 17, 2020 Filed Nov 18, 2020 15:43 UTC SaleClass A Common Stock 15,002 $18.06 $270,871.61
Disclosure

SEC source: 0001567619-20-019999 · doc1.xml · nonDerivative · entry 4

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F5 · price: The reported price is a weighed average price. These shares were sold in multiple transaction at prices ranging from $17.53 to $18.225 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

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November 17, 2020 Filed Nov 18, 2020 15:43 UTC ConversionClass A Common Stock 15,002 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-019999 · doc1.xml · nonDerivative · entry 3

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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November 17, 2020 Filed Nov 18, 2020 15:44 UTC ConversionClass B Common Stock · Derivative 17,077 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020000 · doc1.xml · derivative · entry 4

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,896,561

Underlying: Class A Common Stock · 17,077 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 15:44 UTC SaleClass A Common Stock 17,077 $18.06 $308,337.19
Disclosure

SEC source: 0001567619-20-020000 · doc1.xml · nonDerivative · entry 2

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.53 to $18.225 per share. Ms. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 15:44 UTC ConversionClass A Common Stock 17,077 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020000 · doc1.xml · nonDerivative · entry 1

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 02:12 UTC ConversionClass B Common Stock · Derivative 150,150 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-021889 · ownership.xml · derivative · entry 11

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts

Disclosed balance after: 4,759,647

Underlying: Class A Common stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 02:12 UTC SaleClass A Common Stock 150,150 $17.65 $2,650,808.16
Disclosure

SEC source: 0001493152-20-021889 · ownership.xml · nonDerivative · entry 4

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts

Disclosed balance after: 0

F2 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · price: Price represents the weighted average sale price of the shares sold on November 16, 2020. The sale price ranged from $17.325 to $17.795 per share. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 02:12 UTC ConversionClass A Common Stock 150,150 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-021889 · ownership.xml · nonDerivative · entry 3

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts

Disclosed balance after: 150,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 15:43 UTC ConversionClass B Common Stock · Derivative 3,855 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-019999 · doc1.xml · derivative · entry 5

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,932,686

Underlying: Class A Common Stock · 3,855 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 15:43 UTC SaleClass A Common Stock 3,855 $17.65 $68,057.71
Disclosure

SEC source: 0001567619-20-019999 · doc1.xml · nonDerivative · entry 2

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.325 to $17.795 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 15:43 UTC ConversionClass A Common Stock 3,855 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-019999 · doc1.xml · nonDerivative · entry 1

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 19:25 UTC ConversionClass B Common Stock · Derivative 1,401 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-019805 · doc1.xml · derivative · entry 6

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,936,541

Underlying: Class A Common Stock · 1,401 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 19:25 UTC SaleClass A Common Stock 1,401 $17.11 $23,971.53
Disclosure

SEC source: 0001567619-20-019805 · doc1.xml · nonDerivative · entry 4

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F5 · price: The reported price is a weighed average price. These shares were sold in multiple transaction at prices ranging from $17.00 to $17.25 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 19:25 UTC ConversionClass A Common Stock 1,401 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-019805 · doc1.xml · nonDerivative · entry 3

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 13, 2020 Filed Nov 18, 2020 02:12 UTC ConversionClass B Common Stock · Derivative 54,582 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-021889 · ownership.xml · derivative · entry 7

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts

Disclosed balance after: 4,909,797

Underlying: Class A Common stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 13, 2020 Filed Nov 18, 2020 02:12 UTC SaleClass A Common Stock 54,582 $17.11 $933,914.39
Disclosure

SEC source: 0001493152-20-021889 · ownership.xml · nonDerivative · entry 2

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts

Disclosed balance after: 0

F2 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F3 · price: Price represents the weighted average sale price of the shares sold on November 13, 2020. The sale price ranged from $17.00 to $17.25 per share. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 13, 2020 Filed Nov 18, 2020 02:12 UTC ConversionClass A Common Stock 54,582 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-021889 · ownership.xml · nonDerivative · entry 1

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts

Disclosed balance after: 54,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 22:22 UTC
Singh Harmit JExecutive VP and CFO
ConversionClass B Common Stock · Derivative 85,946 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-058812 · doc4.xml · derivative · entry 3

Singh Harmit J · CIK 0001472176 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 85,946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 22:22 UTC
Singh Harmit JExecutive VP and CFO
SaleClass A Common Stock 85,946 $16.99 $1,460,222.54
Disclosure

SEC source: 0001209191-20-058812 · doc4.xml · nonDerivative · entry 2

Singh Harmit J · CIK 0001472176 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,859

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $16.97 to $17.02. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 22:22 UTC
Singh Harmit JExecutive VP and CFO
ConversionClass A Common Stock 85,946 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-058812 · doc4.xml · nonDerivative · entry 1

Singh Harmit J · CIK 0001472176 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.