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LEVI

LEVI STRAUSS & CO

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3651
SEC CIK
0000094845
Parsed reports
1,100

Last 12 months

Inside the activity.

0 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202602
Mar 202600
Apr 202602
May 202608
Jun 202606
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 27, 2021 Filed Apr 29, 2021 19:00 UTC ConversionClass B Common Stock · Derivative 802 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-008726 · doc1.xml · derivative · entry 3

Haas Peter E. Jr. · CIK 0001768791 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 25,116,898

Underlying: Class A Common Stock · 802 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: The shares are held by the Peter E. Haas, Jr. Family Fund, of which Mr. Haas is Vice-President, for the benefit of various charitable entities. Mr. Haas disclaims beneficial ownership of these shares.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 19:00 UTC SaleClass A Common Stock 802 $30.04 $24,088.39
Disclosure

SEC source: 0001567619-21-008726 · doc1.xml · nonDerivative · entry 2

Haas Peter E. Jr. · CIK 0001768791 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F4 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.03 to $30.04 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission on request, full information regarding the number of shares sold at each separate price within this range.

F3 · ownership.nature: The shares are held by the Peter E. Haas, Jr. Family Fund, of which Mr. Haas is Vice-President, for the benefit of various charitable entities. Mr. Haas disclaims beneficial ownership of these shares.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 19:00 UTC ConversionClass A Common Stock 802 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-008726 · doc1.xml · nonDerivative · entry 1

Haas Peter E. Jr. · CIK 0001768791 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: The shares are held by the Peter E. Haas, Jr. Family Fund, of which Mr. Haas is Vice-President, for the benefit of various charitable entities. Mr. Haas disclaims beneficial ownership of these shares.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 18:53 UTC ConversionClass B Common Stock · Derivative 257 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-008723 · doc1.xml · derivative · entry 3

Haas Daniel S. · CIK 0001791585 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,766,961

Underlying: Class A Common Stock · 257 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 18:53 UTC SaleClass A Common Stock 257 $30.04 $7,719.10
Disclosure

SEC source: 0001567619-21-008723 · doc1.xml · nonDerivative · entry 2

Haas Daniel S. · CIK 0001791585 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.03 to $30.04 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 18:53 UTC ConversionClass A Common Stock 257 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-008723 · doc1.xml · nonDerivative · entry 1

Haas Daniel S. · CIK 0001791585 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 18:44 UTC ConversionClass B Common Stock · Derivative 241 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-008722 · doc1.xml · derivative · entry 3

Haas Margaret E. · CIK 0001771089 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,485,979

Underlying: Class A Common Stock · 241 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: The shares are held by the Margaret E. Haas Fund, of which Ms. Haas is Board Chair, for the benefit of various charitable entities. Ms. Haas disclaims beneficial ownership of these shares.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 18:44 UTC SaleClass A Common Stock 241 $30.04 $7,238.53
Disclosure

SEC source: 0001567619-21-008722 · doc1.xml · nonDerivative · entry 2

Haas Margaret E. · CIK 0001771089 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F4 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.03 to $30.04 per share. Ms. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission on request, full information regarding the number of shares sold at each separate price within this range.

F3 · ownership.nature: The shares are held by the Margaret E. Haas Fund, of which Ms. Haas is Board Chair, for the benefit of various charitable entities. Ms. Haas disclaims beneficial ownership of these shares.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 18:44 UTC ConversionClass A Common Stock 241 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-008722 · doc1.xml · nonDerivative · entry 1

Haas Margaret E. · CIK 0001771089 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: The shares are held by the Margaret E. Haas Fund, of which Ms. Haas is Board Chair, for the benefit of various charitable entities. Ms. Haas disclaims beneficial ownership of these shares.

Read SEC document
April 26, 2021 Filed Apr 27, 2021 22:01 UTC GiftClass A Common Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028639 · doc4.xml · nonDerivative · entry 1

Eisenhardt Elizabeth H · CIK 0001792748 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
April 23, 2021 Filed Apr 23, 2021 22:25 UTC
Haas Miriam L10% owner
ConversionClass B Common Stock · Derivative 5,431 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-016918 · doc4.xml · derivative · entry 9

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,674,087

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
April 23, 2021 Filed Apr 23, 2021 22:25 UTC
Haas Miriam L10% owner
SaleClass A Common Stock 5,431 $29.08 $157,933.48
Disclosure

SEC source: 0000899243-21-016918 · doc4.xml · nonDerivative · entry 6

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $29.05 to $29.14 per share. Upon request by the commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
April 23, 2021 Filed Apr 23, 2021 22:25 UTC
Haas Miriam L10% owner
ConversionClass A Common Stock 5,431 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-016918 · doc4.xml · nonDerivative · entry 5

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

Read SEC document
April 23, 2021 Filed Apr 28, 2021 00:26 UTC
Bergh Charles VDirector · President and CEO
ConversionClass B Common Stock · Derivative 733,065 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028740 · doc4.xml · derivative · entry 7

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 733,065 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The shares are held in a family trust formed in 2019 of which Mr. Bergh is trustee.

Read SEC document
April 23, 2021 Filed Apr 28, 2021 00:26 UTC
Bergh Charles VDirector · President and CEO
GiftClass A Common Stock 185,525 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028740 · doc4.xml · nonDerivative · entry 6

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 934,738

F4 · kind: Shares transferred to satisfy annuity payments.

Read SEC document
April 23, 2021 Filed Apr 28, 2021 00:26 UTC
Bergh Charles VDirector · President and CEO
GiftClass A Common Stock 185,525 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028740 · doc4.xml · nonDerivative · entry 5

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 720,000

F4 · kind: Shares transferred to satisfy annuity payments.

F7 · ownership.nature: The shares are held in a family trust formed in 2020 of which Mr. Bergh is trustee.

Read SEC document
April 23, 2021 Filed Apr 28, 2021 00:26 UTC
Bergh Charles VDirector · President and CEO
GiftClass A Common Stock 269,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028740 · doc4.xml · nonDerivative · entry 4

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 269,000

F5 · kind: Shares transferred as payment to the beneficiary pursuant to the trust terms.

F6 · ownership.nature: The shares are held in another family trust formed in 2019 of which Mr. Bergh is trustee.

Read SEC document
April 23, 2021 Filed Apr 28, 2021 00:26 UTC
Bergh Charles VDirector · President and CEO
GiftClass A Common Stock 470,572 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028740 · doc4.xml · nonDerivative · entry 3

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 749,213

F4 · kind: Shares transferred to satisfy annuity payments.

Read SEC document
April 23, 2021 Filed Apr 28, 2021 00:26 UTC
Bergh Charles VDirector · President and CEO
GiftClass A Common Stock 739,572 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028740 · doc4.xml · nonDerivative · entry 2

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: Shares transferred to satisfy annuity payment and as payment to the beneficiary pursuant to the trust terms.

F2 · ownership.nature: The shares are held in a family trust formed in 2019 of which Mr. Bergh is trustee.

Read SEC document
April 23, 2021 Filed Apr 28, 2021 00:26 UTC
Bergh Charles VDirector · President and CEO
ConversionClass A Common Stock 733,065 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028740 · doc4.xml · nonDerivative · entry 1

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 739,572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · ownership.nature: The shares are held in a family trust formed in 2019 of which Mr. Bergh is trustee.

Read SEC document
April 23, 2021 Filed Apr 27, 2021 19:09 UTC ConversionClass B Common Stock · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-008626 · doc1.xml · derivative · entry 3

Haas Peter E. Jr. · CIK 0001768791 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,086,245

Underlying: Class A Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
April 23, 2021 Filed Apr 27, 2021 19:09 UTC SaleClass A Common Stock 100,000 $29.59 $2,959,020.00
Disclosure

SEC source: 0001567619-21-008626 · doc1.xml · nonDerivative · entry 2

Haas Peter E. Jr. · CIK 0001768791 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.50 to $29.745 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
April 23, 2021 Filed Apr 27, 2021 19:09 UTC ConversionClass A Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-008626 · doc1.xml · nonDerivative · entry 1

Haas Peter E. Jr. · CIK 0001768791 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
April 22, 2021 Filed Apr 23, 2021 22:25 UTC
Haas Miriam L10% owner
ConversionClass B Common Stock · Derivative 31,002 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-016918 · doc4.xml · derivative · entry 8

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,679,518

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
April 22, 2021 Filed Apr 23, 2021 22:25 UTC
Haas Miriam L10% owner
SaleClass A Common Stock 31,002 $29.12 $902,778.24
Disclosure

SEC source: 0000899243-21-016918 · doc4.xml · nonDerivative · entry 4

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $29.05 to $29.47 per share. Upon request by the commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
April 22, 2021 Filed Apr 23, 2021 22:25 UTC
Haas Miriam L10% owner
ConversionClass A Common Stock 31,002 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-016918 · doc4.xml · nonDerivative · entry 3

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

Read SEC document
April 22, 2021 Filed Apr 27, 2021 22:01 UTC ConversionClass B Common Stock · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028639 · doc4.xml · derivative · entry 3

Eisenhardt Elizabeth H · CIK 0001792748 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 727,268

Underlying: Class A Common Stock · 8,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
April 22, 2021 Filed Apr 27, 2021 22:01 UTC ConversionClass A Common Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028639 · doc4.xml · nonDerivative · entry 2

Eisenhardt Elizabeth H · CIK 0001792748 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
April 22, 2021 Filed May 20, 2021 00:51 UTC ConversionClass B Common Stock · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034240 · doc4.xml · derivative · entry 5

Friedman David A · CIK 0001768697 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,657,540

Underlying: Class A Common Stock · 200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee.

Read SEC document
April 22, 2021 Filed May 20, 2021 00:51 UTC ConversionClass A Common Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034240 · doc4.xml · nonDerivative · entry 1

Friedman David A · CIK 0001768697 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 212,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · ownership.nature: The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee.

Read SEC document
April 21, 2021 Filed Apr 23, 2021 22:25 UTC
Haas Miriam L10% owner
ConversionClass B Common Stock · Derivative 63,567 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-016918 · doc4.xml · derivative · entry 7

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,710,520

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · balance_after: Shares reflect 914,825 shares of Class B Common Stock that were transferred on April 8, 2021 from a grantor retained annuity trust for the benefit of the reporting person and the remainder beneficiaries in an exempt transaction and continue to be reported on this Form 4 as being directly owned.

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April 21, 2021 Filed Apr 23, 2021 22:25 UTC
Haas Miriam L10% owner
SaleClass A Common Stock 63,567 $29.13 $1,851,706.71
Disclosure

SEC source: 0000899243-21-016918 · doc4.xml · nonDerivative · entry 2

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $29.05 to $29.27 per share. Upon request by the commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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April 21, 2021 Filed Apr 23, 2021 22:25 UTC
Haas Miriam L10% owner
ConversionClass A Common Stock 63,567 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-016918 · doc4.xml · nonDerivative · entry 1

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

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April 20, 2021 Filed Apr 20, 2021 20:52 UTC GiftClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-008369 · doc1.xml · nonDerivative · entry 2

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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April 20, 2021 Filed Apr 20, 2021 20:44 UTC GiftClass A Common Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-008367 · doc1.xml · nonDerivative · entry 3

Haas Daniel S. · CIK 0001791585 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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April 20, 2021 Filed Apr 20, 2021 20:33 UTC GiftClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-008363 · doc1.xml · nonDerivative · entry 2

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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April 19, 2021 Filed Apr 20, 2021 20:52 UTC ConversionClass B Common Stock · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-008369 · doc1.xml · derivative · entry 3

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,163,638

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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April 19, 2021 Filed Apr 20, 2021 20:52 UTC ConversionClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-008369 · doc1.xml · nonDerivative · entry 1

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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April 19, 2021 Filed Apr 20, 2021 20:33 UTC ConversionClass B Common Stock · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-008363 · doc1.xml · derivative · entry 3

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,604,838

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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April 19, 2021 Filed Apr 20, 2021 20:33 UTC ConversionClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-008363 · doc1.xml · nonDerivative · entry 1

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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April 19, 2021 Filed Apr 21, 2021 23:06 UTC
Bergh Charles VDirector · President and CEO
Disposition to issuerClass B Common Stock · Derivative 2,061,325 $28.27 $58,273,657.75
Disclosure

SEC source: 0001209191-21-027870 · doc4.xml · derivative · entry 3

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,221,685

Underlying: Class A Common Stock · 2,061,325 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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April 19, 2021 Filed Apr 21, 2021 23:06 UTC
Bergh Charles VDirector · President and CEO
Exercise / conversionClass B Common Stock · Derivative 3,283,010 $7.43 $24,376,349.25
Disclosure

SEC source: 0001209191-21-027870 · doc4.xml · derivative · entry 2

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,283,010

Underlying: Class A Common Stock · 3,283,010 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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April 19, 2021 Filed Apr 21, 2021 23:06 UTC
Bergh Charles VDirector · President and CEO
Exercise / conversionStock Appreciation Rights · Derivative 3,283,010 $0.00 Strike: $7.43 $0.00
Disclosure

SEC source: 0001209191-21-027870 · doc4.xml · derivative · entry 1

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 3,283,010 shares

Expires 2022-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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April 16, 2021 Filed Apr 16, 2021 22:58 UTC ConversionClass B Common Stock · Derivative 10,305 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027038 · doc4.xml · derivative · entry 14

Eisenhardt Elizabeth H · CIK 0001792748 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee

Disclosed balance after: 3,904,942

Underlying: Class A Common Stock · 10,305 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · ownership.nature: These shares are held by the Elizabeth H. Eisenhardt 2012 Trust B for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

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April 16, 2021 Filed Apr 16, 2021 22:58 UTC ConversionClass B Common Stock · Derivative 10,305 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027038 · doc4.xml · derivative · entry 13

Eisenhardt Elizabeth H · CIK 0001792748 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee

Disclosed balance after: 4,009,426

Underlying: Class A Common Stock · 10,305 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: These shares are held by the Elizabeth H. Eisenhardt 2012 Trust A for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

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April 16, 2021 Filed Apr 16, 2021 22:58 UTC ConversionClass A Common Stock 10,305 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027038 · doc4.xml · nonDerivative · entry 4

Eisenhardt Elizabeth H · CIK 0001792748 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee

Disclosed balance after: 10,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · ownership.nature: These shares are held by the Elizabeth H. Eisenhardt 2012 Trust B for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

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April 16, 2021 Filed Apr 16, 2021 22:58 UTC SaleClass A Common Stock 10,305 $28.45 $293,128.82
Disclosure

SEC source: 0001209191-21-027038 · doc4.xml · nonDerivative · entry 3

Eisenhardt Elizabeth H · CIK 0001792748 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee

Disclosed balance after: 0

F1 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $27.700 to $28.970 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · ownership.nature: These shares are held by the Elizabeth H. Eisenhardt 2012 Trust B for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

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April 16, 2021 Filed Apr 16, 2021 22:58 UTC ConversionClass A Common Stock 10,305 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027038 · doc4.xml · nonDerivative · entry 2

Eisenhardt Elizabeth H · CIK 0001792748 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee

Disclosed balance after: 10,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: These shares are held by the Elizabeth H. Eisenhardt 2012 Trust A for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

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April 16, 2021 Filed Apr 16, 2021 22:58 UTC SaleClass A Common Stock 10,305 $28.45 $293,128.82
Disclosure

SEC source: 0001209191-21-027038 · doc4.xml · nonDerivative · entry 1

Eisenhardt Elizabeth H · CIK 0001792748 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee

Disclosed balance after: 0

F1 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $27.700 to $28.970 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: These shares are held by the Elizabeth H. Eisenhardt 2012 Trust A for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

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April 16, 2021 Filed Apr 19, 2021 23:39 UTC ConversionClass B Common Stock · Derivative 101,164 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-008325 · doc1.xml · derivative · entry 6

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,213,638

Underlying: Class A Common Stock · 101,164 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.