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Nasdaq · USD

LEGH

Legacy Housing Corp

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5278
SEC CIK
0001436208
Parsed reports
339

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 18, 2020 Filed Sep 14, 2020 11:12 UTC
Hodgson Curtis DrewDirector · 10% owner · Chairman of the Board
SaleCommon Stock 10,000 $15.69 $156,900.00
Disclosure

SEC source: 0001104659-20-104695 · a4.xml · nonDerivative · entry 6

Hodgson Curtis Drew · CIK 0001437795 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hodgson 2015 Grandchild's Trust

Disclosed balance after: 3,172,503

F1 · shares: Shares were sold pursuant to the 10b5-l plan dated January 31, 2020. The price reported represents the weighted average price of shares sold.

F3 · ownership.nature: Shares of Common Stock owned directly by the Hodgson 2015 Grandchild's Trust (the "Hodgson Trust"). Mr. Hodgson shares voting and investment power with respect to such shares and therefore may be deemed to beneficially own the shares of Common Stock owned directly by the Hodgson Trust.

Read SEC document
August 18, 2020 Filed Sep 14, 2020 11:11 UTC
Shipley Kenneth EDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 10,000 $15.70 $157,000.00
Disclosure

SEC source: 0001104659-20-104694 · a4.xml · nonDerivative · entry 4

Shipley Kenneth E · CIK 0001437790 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,188,412

F1 · shares: Shares were sold pursuant to the 10b5-1 plan dated January 31, 2020. The price reported represents the weighted average price of shares sold.

Read SEC document
August 17, 2020 Filed Sep 14, 2020 11:12 UTC
Hodgson Curtis DrewDirector · 10% owner · Chairman of the Board
SaleCommon Stock 5,877 $15.19 $89,271.63
Disclosure

SEC source: 0001104659-20-104695 · a4.xml · nonDerivative · entry 5

Hodgson Curtis Drew · CIK 0001437795 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hodgson 2015 Grandchild's Trust

Disclosed balance after: 3,182,503

F1 · shares: Shares were sold pursuant to the 10b5-l plan dated January 31, 2020. The price reported represents the weighted average price of shares sold.

F3 · ownership.nature: Shares of Common Stock owned directly by the Hodgson 2015 Grandchild's Trust (the "Hodgson Trust"). Mr. Hodgson shares voting and investment power with respect to such shares and therefore may be deemed to beneficially own the shares of Common Stock owned directly by the Hodgson Trust.

Read SEC document
August 17, 2020 Filed Sep 14, 2020 11:11 UTC
Shipley Kenneth EDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 6,350 $15.21 $96,583.50
Disclosure

SEC source: 0001104659-20-104694 · a4.xml · nonDerivative · entry 3

Shipley Kenneth E · CIK 0001437790 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,198,412

F1 · shares: Shares were sold pursuant to the 10b5-1 plan dated January 31, 2020. The price reported represents the weighted average price of shares sold.

Read SEC document
August 14, 2020 Filed Sep 14, 2020 11:12 UTC
Hodgson Curtis DrewDirector · 10% owner · Chairman of the Board
SaleCommon Stock 10,000 $15.16 $151,600.00
Disclosure

SEC source: 0001104659-20-104695 · a4.xml · nonDerivative · entry 4

Hodgson Curtis Drew · CIK 0001437795 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hodgson 2015 Grandchild's Trust

Disclosed balance after: 3,188,380

F1 · shares: Shares were sold pursuant to the 10b5-l plan dated January 31, 2020. The price reported represents the weighted average price of shares sold.

F3 · ownership.nature: Shares of Common Stock owned directly by the Hodgson 2015 Grandchild's Trust (the "Hodgson Trust"). Mr. Hodgson shares voting and investment power with respect to such shares and therefore may be deemed to beneficially own the shares of Common Stock owned directly by the Hodgson Trust.

Read SEC document
August 14, 2020 Filed Sep 14, 2020 11:11 UTC
Shipley Kenneth EDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 10,000 $15.17 $151,700.00
Disclosure

SEC source: 0001104659-20-104694 · a4.xml · nonDerivative · entry 2

Shipley Kenneth E · CIK 0001437790 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,204,762

F1 · shares: Shares were sold pursuant to the 10b5-1 plan dated January 31, 2020. The price reported represents the weighted average price of shares sold.

Read SEC document
August 13, 2020 Filed Sep 14, 2020 11:12 UTC
Hodgson Curtis DrewDirector · 10% owner · Chairman of the Board
SaleCommon Stock 100 $14.80 $1,480.00
Disclosure

SEC source: 0001104659-20-104695 · a4.xml · nonDerivative · entry 3

Hodgson Curtis Drew · CIK 0001437795 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hodgson 2015 Grandchild's Trust

Disclosed balance after: 3,198,380

F1 · shares: Shares were sold pursuant to the 10b5-l plan dated January 31, 2020. The price reported represents the weighted average price of shares sold.

F3 · ownership.nature: Shares of Common Stock owned directly by the Hodgson 2015 Grandchild's Trust (the "Hodgson Trust"). Mr. Hodgson shares voting and investment power with respect to such shares and therefore may be deemed to beneficially own the shares of Common Stock owned directly by the Hodgson Trust.

Read SEC document
August 13, 2020 Filed Sep 14, 2020 11:11 UTC
Shipley Kenneth EDirector · Chief Executive Officer · 10% owner
SaleCommon Stock, par value $0.001 per share(''Common Stock'') 100 $14.80 $1,480.00
Disclosure

SEC source: 0001104659-20-104694 · a4.xml · nonDerivative · entry 1

Shipley Kenneth E · CIK 0001437790 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,214,762

F1 · shares: Shares were sold pursuant to the 10b5-1 plan dated January 31, 2020. The price reported represents the weighted average price of shares sold.

Read SEC document
March 27, 2020 Filed Apr 24, 2020 13:21 UTC GrantCommon Stock, par value $0.001 per share 634 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-050844 · a4.xml · nonDerivative · entry 1

Isakson John A · CIK 0001746631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,368

F1 · shares: The acquired shares vest on December 13, 2020, subject to the Reporting Person's continuous service as a director through and on such date.

Read SEC document
March 27, 2020 Filed Aug 20, 2021 16:10 UTC GrantCommon Stock, par value $0.001 per share ("Common Stock") 634 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-108026 · tm2124902-6_4seq1.xml · nonDerivative · entry 1

Crawford Stephen Lynn · CIK 0001811710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 634

F1 · shares: The acquired shares vest on December 13, 2020, subject to the Reporting Person's continuous service as a director through and on such date.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 11:39 UTC
Hodgson Curtis DrewDirector · 10% owner · Chairman of the Board
SaleCommon Stock 100 $14.80 $1,480.00
Disclosure

SEC source: 0001104659-20-030041 · a4.xml · nonDerivative · entry 4

Hodgson Curtis Drew · CIK 0001437795 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hodgson 2015 Grandchild's Trust

Disclosed balance after: 3,198,480

F1 · shares: Shares were sold pursuant to the 10b5-1 plan dated January 31, 2020. The price reported represents the weighted average price of shares sold.

F3 · ownership.nature: Shares of Common Stock owned directly by the Hodgson 2015 Grandchild's Trust (the "Hodgson Trust"). Mr. Hodgson shares voting and investment power with respect to such shares and therefore may be deemed to beneficially own the shares of Common Stock owned directly by the Hodgson Trust.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 11:40 UTC
Shipley Kenneth EDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 96 $14.80 $1,420.80
Disclosure

SEC source: 0001104659-20-030042 · a4.xml · nonDerivative · entry 2

Shipley Kenneth E · CIK 0001437790 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,214,862

F1 · shares: Shares were sold pursuant to the 10b5-1 plan dated January 31, 2020. The price reported represents the weighted average price of shares sold.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 11:39 UTC
Hodgson Curtis DrewDirector · 10% owner · Chairman of the Board
SaleCommon Stock 20 $14.80 $296.00
Disclosure

SEC source: 0001104659-20-030041 · a4.xml · nonDerivative · entry 3

Hodgson Curtis Drew · CIK 0001437795 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hodgson 2015 Grandchild's Trust

Disclosed balance after: 3,198,580

F1 · shares: Shares were sold pursuant to the 10b5-1 plan dated January 31, 2020. The price reported represents the weighted average price of shares sold.

F3 · ownership.nature: Shares of Common Stock owned directly by the Hodgson 2015 Grandchild's Trust (the "Hodgson Trust"). Mr. Hodgson shares voting and investment power with respect to such shares and therefore may be deemed to beneficially own the shares of Common Stock owned directly by the Hodgson Trust.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 11:40 UTC
Shipley Kenneth EDirector · Chief Executive Officer · 10% owner
SaleCommon Stock, par value $0.001 per share(''Common Stock'') 209 $14.80 $3,093.20
Disclosure

SEC source: 0001104659-20-030042 · a4.xml · nonDerivative · entry 1

Shipley Kenneth E · CIK 0001437790 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,214,958

F1 · shares: Shares were sold pursuant to the 10b5-1 plan dated January 31, 2020. The price reported represents the weighted average price of shares sold.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 12:21 UTC
Hodgson Curtis DrewDirector · 10% owner · Chairman of the Board
SaleCommon Stock 5,178 $14.80 $76,634.40
Disclosure

SEC source: 0001104659-20-018955 · a4.xml · nonDerivative · entry 4

Hodgson Curtis Drew · CIK 0001437795 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hodgson 2015 Grandchild's Trust

Disclosed balance after: 3,198,600

F1 · shares: Shares were sold pursuant to the 10b5-1 plan dated January 31, 2020. The price reported represents the weighted average price of shares sold.

F3 · ownership.nature: Shares of Common Stock owned directly by the Hodgson 2015 Grandchild's Trust (the "Hodgson Trust"). Mr. Hodgson shares voting and investment power with respect to such shares and therefore may be deemed to beneficially own the shares of Common Stock owned directly by the Hodgson Trust.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 12:21 UTC
Shipley Kenneth EDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 4,962 $14.80 $73,437.60
Disclosure

SEC source: 0001104659-20-018956 · a4.xml · nonDerivative · entry 2

Shipley Kenneth E · CIK 0001437790 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,215,167

F1 · shares: Shares were sold pursuant to the 10b5-1 plan dated January 31, 2020. The price reported represents the weighted average price of shares sold.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 12:21 UTC
Hodgson Curtis DrewDirector · 10% owner · Chairman of the Board
SaleCommon Stock 200 $14.81 $2,962.00
Disclosure

SEC source: 0001104659-20-018955 · a4.xml · nonDerivative · entry 3

Hodgson Curtis Drew · CIK 0001437795 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hodgson 2015 Grandchild's Trust

Disclosed balance after: 3,203,778

F1 · shares: Shares were sold pursuant to the 10b5-1 plan dated January 31, 2020. The price reported represents the weighted average price of shares sold.

F3 · ownership.nature: Shares of Common Stock owned directly by the Hodgson 2015 Grandchild's Trust (the "Hodgson Trust"). Mr. Hodgson shares voting and investment power with respect to such shares and therefore may be deemed to beneficially own the shares of Common Stock owned directly by the Hodgson Trust.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 12:21 UTC
Shipley Kenneth EDirector · Chief Executive Officer · 10% owner
SaleCommon Stock, par value $0.001 per share(''Common Stock'') 109 $14.80 $1,613.20
Disclosure

SEC source: 0001104659-20-018956 · a4.xml · nonDerivative · entry 1

Shipley Kenneth E · CIK 0001437790 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,220,129

F1 · shares: Shares were sold pursuant to the 10b5-1 plan dated January 31, 2020. The price reported represents the weighted average price of shares sold.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 13:58 UTC
Hodgson Curtis DrewDirector · 10% owner · Chairman of the Board
SaleCommon Stock 5,299 $14.84 $78,637.16
Disclosure

SEC source: 0001104659-20-013298 · a4.xml · nonDerivative · entry 4

Hodgson Curtis Drew · CIK 0001437795 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hodgson 2015 Grandchild's Trust

Disclosed balance after: 3,203,978

F1 · shares: Shares were sold pursuant to the 10b5-1 plan dated January 31, 2020. The price reported represents the weighted average price of shares sold.

F3 · ownership.nature: Shares of Common Stock owned directly by the Hodgson 2015 Grandchild's Trust (the "Hodgson Trust"). Mr. Hodgson shares voting and investment power with respect to such shares and therefore may be deemed to beneficially own the shares of Common Stock owned directly by the Hodgson Trust.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 13:59 UTC
Shipley Kenneth EDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 5,567 $14.84 $82,614.28
Disclosure

SEC source: 0001104659-20-013301 · a4.xml · nonDerivative · entry 2

Shipley Kenneth E · CIK 0001437790 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,220,238

F1 · shares: Shares were sold pursuant to the 10b5-1 plan dated January 31, 2020. The price reported represents the weighted average price of shares sold.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 13:58 UTC
Hodgson Curtis DrewDirector · 10% owner · Chairman of the Board
SaleCommon Stock 723 $14.80 $10,700.40
Disclosure

SEC source: 0001104659-20-013298 · a4.xml · nonDerivative · entry 3

Hodgson Curtis Drew · CIK 0001437795 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hodgson 2015 Grandchild's Trust

Disclosed balance after: 3,209,277

F1 · shares: Shares were sold pursuant to the 10b5-1 plan dated January 31, 2020. The price reported represents the weighted average price of shares sold.

F3 · ownership.nature: Shares of Common Stock owned directly by the Hodgson 2015 Grandchild's Trust (the "Hodgson Trust"). Mr. Hodgson shares voting and investment power with respect to such shares and therefore may be deemed to beneficially own the shares of Common Stock owned directly by the Hodgson Trust.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 13:59 UTC
Shipley Kenneth EDirector · Chief Executive Officer · 10% owner
SaleCommon Stock, par value $0.001 per share ("Common Stock") 862 $14.80 $12,757.60
Disclosure

SEC source: 0001104659-20-013301 · a4.xml · nonDerivative · entry 1

Shipley Kenneth E · CIK 0001437790 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,225,805

F1 · shares: Shares were sold pursuant to the 10b5-1 plan dated January 31, 2020. The price reported represents the weighted average price of shares sold.

Read SEC document
January 27, 2020 Filed Jan 30, 2020 13:16 UTC SaleCommon Stock, par value $0.001 per share (''Common Stock'') 7,033 $15.32 $107,745.56
Disclosure

SEC source: 0001104659-20-008517 · a4.xml · nonDerivative · entry 1

Shipley William G · CIK 0001762379 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,230,131

F1 · shares: Shares were sold pursuant to the 10b5-1 plan dated January 3, 2020. The price reported represents the weighted average price of shares sold.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 13:03 UTC SaleCommon Stock 201 $15.30 $3,075.30
Disclosure

SEC source: 0001104659-20-002943 · a4.xml · nonDerivative · entry 3

Shipley William G · CIK 0001762379 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,237,164

F1 · shares: Shares were sold pursuant to the 10b5-1 plan dated January 3, 2020. The price reported represents the weighted average price of shares sold.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 13:03 UTC SaleCommon Stock 3,941 $15.32 $60,376.12
Disclosure

SEC source: 0001104659-20-002943 · a4.xml · nonDerivative · entry 2

Shipley William G · CIK 0001762379 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,237,365

F1 · shares: Shares were sold pursuant to the 10b5-1 plan dated January 3, 2020. The price reported represents the weighted average price of shares sold.

Read SEC document
January 07, 2020 Filed Jan 10, 2020 13:03 UTC SaleCommon Stock, par value $0.001 per share (''Common Stock'') 5,361 $15.31 $82,076.91
Disclosure

SEC source: 0001104659-20-002943 · a4.xml · nonDerivative · entry 1

Shipley William G · CIK 0001762379 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,241,306

F1 · shares: Shares were sold pursuant to the 10b5-1 plan dated January 3, 2020. The price reported represents the weighted average price of shares sold.

Read SEC document
January 06, 2020 Filed Jan 7, 2020 12:32 UTC SaleCommon Stock 10,000 $15.49 $154,900.00
Disclosure

SEC source: 0001104659-20-001875 · a4.xml · nonDerivative · entry 2

Shipley William G · CIK 0001762379 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,246,667

F1 · shares: Shares were sold pursuant to the 10b5-1 plan dated January 3, 2020. The price reported represents the weighted average price of shares sold.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 12:32 UTC SaleCommon Stock, par value $0.001 per share ("Common Stock") 10,000 $15.90 $159,000.00
Disclosure

SEC source: 0001104659-20-001875 · a4.xml · nonDerivative · entry 1

Shipley William G · CIK 0001762379 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,256,667

F1 · shares: Shares were sold pursuant to the 10b5-1 plan dated January 3, 2020. The price reported represents the weighted average price of shares sold.

Read SEC document
December 30, 2019 Filed Feb 7, 2020 15:33 UTC
Hodgson Curtis DrewDirector · 10% owner · Chairman of the Board
GiftCommon Stock, par value $0.001 per share ("Common Stock") 350,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-012490 · a5.xml · nonDerivative · entry 1

Hodgson Curtis Drew · CIK 0001437795 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,340,734

Read SEC document
December 19, 2019 Filed Dec 20, 2019 12:58 UTC
Hodgson Curtis DrewDirector · 10% owner · Chairman of the Board
SaleCommon Stock 3,954 $15.37 $60,772.98
Disclosure

SEC source: 0001104659-19-074838 · a4.xml · nonDerivative · entry 3

Hodgson Curtis Drew · CIK 0001437795 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hodgson 2015 Grandchild's Trust

Disclosed balance after: 3,210,000

F1 · shares: Shares were sold pursuant to the 10b5-1 plan dated December 4, 2019. The price reported represents the weighted average price of shares sold.

F3 · ownership.nature: Shares of Common Stock owned directly by the Hodgson 2015 Grandchild's Trust (the "Hodgson Trust"). Mr. Hodgson shares voting and investment power with respect to such shares and therefore may be deemed to beneficially own the shares of Common Stock owned directly by the Hodgson Trust.

Read SEC document
December 16, 2019 Filed Dec 17, 2019 10:40 UTC
Hodgson Curtis DrewDirector · 10% owner · Chairman of the Board
SaleCommon Stock 1,230 $15.30 $18,819.00
Disclosure

SEC source: 0001104659-19-073270 · a4.xml · nonDerivative · entry 4

Hodgson Curtis Drew · CIK 0001437795 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hodgson 2015 Grandchild's Trust

Disclosed balance after: 3,213,954

F1 · shares: Shares were sold pursuant to the 10b5-1 plan dated December 4, 2019. The price reported represents the weighted average price of shares sold.

F3 · ownership.nature: Shares of Common Stock owned directly by the Hodgson 2015 Grandchild's Trust (the "Hodgson Trust"). Mr. Hodgson shares voting and investment power with respect to such shares and therefore may be deemed to beneficially own the shares of Common Stock owned directly by the Hodgson Trust.

Read SEC document
December 12, 2019 Filed Dec 17, 2019 10:40 UTC
Hodgson Curtis DrewDirector · 10% owner · Chairman of the Board
SaleCommon Stock 1,953 $15.31 $29,900.43
Disclosure

SEC source: 0001104659-19-073270 · a4.xml · nonDerivative · entry 3

Hodgson Curtis Drew · CIK 0001437795 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hodgson 2015 Grandchild's Trust

Disclosed balance after: 3,215,184

F1 · shares: Shares were sold pursuant to the 10b5-1 plan dated December 4, 2019. The price reported represents the weighted average price of shares sold.

F3 · ownership.nature: Shares of Common Stock owned directly by the Hodgson 2015 Grandchild's Trust (the "Hodgson Trust"). Mr. Hodgson shares voting and investment power with respect to such shares and therefore may be deemed to beneficially own the shares of Common Stock owned directly by the Hodgson Trust.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 11:53 UTC
Hodgson Curtis DrewDirector · 10% owner · Chairman of the Board
SaleCommon Stock 1,833 $15.32 $28,081.56
Disclosure

SEC source: 0001104659-19-072081 · a4.xml · nonDerivative · entry 5

Hodgson Curtis Drew · CIK 0001437795 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hodgson 2015 Grandchild's Trust

Disclosed balance after: 3,217,137

F1 · shares: Shares were sold pursuant to the 10b5-1 plan dated December 4, 2019. The price reported represents the weighted average price of shares sold.

F3 · ownership.nature: Shares of Common Stock owned directly by the Hodgson 2015 Grandchild's Trust (the "Hodgson Trust"). Mr. Hodgson shares voting and investment power with respect to such shares and therefore may be deemed to beneficially own the shares of Common Stock owned directly by the Hodgson Trust.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 11:53 UTC
Hodgson Curtis DrewDirector · 10% owner · Chairman of the Board
SaleCommon Stock 1,030 $15.30 $15,759.00
Disclosure

SEC source: 0001104659-19-072081 · a4.xml · nonDerivative · entry 4

Hodgson Curtis Drew · CIK 0001437795 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hodgson 2015 Grandchild's Trust

Disclosed balance after: 3,218,970

F1 · shares: Shares were sold pursuant to the 10b5-1 plan dated December 4, 2019. The price reported represents the weighted average price of shares sold.

F3 · ownership.nature: Shares of Common Stock owned directly by the Hodgson 2015 Grandchild's Trust (the "Hodgson Trust"). Mr. Hodgson shares voting and investment power with respect to such shares and therefore may be deemed to beneficially own the shares of Common Stock owned directly by the Hodgson Trust.

Read SEC document
December 09, 2019 Filed Dec 12, 2019 11:53 UTC
Hodgson Curtis DrewDirector · 10% owner · Chairman of the Board
SaleCommon Stock 10,000 $15.69 $156,900.00
Disclosure

SEC source: 0001104659-19-072081 · a4.xml · nonDerivative · entry 3

Hodgson Curtis Drew · CIK 0001437795 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hodgson 2015 Grandchild's Trust

Disclosed balance after: 3,220,000

F1 · shares: Shares were sold pursuant to the 10b5-1 plan dated December 4, 2019. The price reported represents the weighted average price of shares sold.

F3 · ownership.nature: Shares of Common Stock owned directly by the Hodgson 2015 Grandchild's Trust (the "Hodgson Trust"). Mr. Hodgson shares voting and investment power with respect to such shares and therefore may be deemed to beneficially own the shares of Common Stock owned directly by the Hodgson Trust.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 13:32 UTC
Hodgson Curtis DrewDirector · 10% owner · Chairman of the Board
SaleCommon Stock 10,000 $15.75 $157,500.00
Disclosure

SEC source: 0001104659-19-070889 · a4.xml · nonDerivative · entry 4

Hodgson Curtis Drew · CIK 0001437795 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hodgson 2015 Grandchild's Trust

Disclosed balance after: 3,230,000

F1 · shares: Shares were sold pursuant to the 10b5-1 plan dated December 4, 2019. The price reported represents the weighted average price of shares sold.

F3 · ownership.nature: Shares of Common Stock owned directly by the Hodgson 2015 Grandchild's Trust (the "Hodgson Trust"). Mr. Hodgson shares voting and investment power with respect to such shares and therefore may be deemed to beneficially own the shares of Common Stock owned directly by the Hodgson Trust.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 13:32 UTC
Hodgson Curtis DrewDirector · 10% owner · Chairman of the Board
SaleCommon Stock 10,000 $15.70 $157,000.00
Disclosure

SEC source: 0001104659-19-070889 · a4.xml · nonDerivative · entry 3

Hodgson Curtis Drew · CIK 0001437795 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hodgson 2015 Grandchild's Trust

Disclosed balance after: 3,240,000

F1 · shares: Shares were sold pursuant to the 10b5-1 plan dated December 4, 2019. The price reported represents the weighted average price of shares sold.

F3 · ownership.nature: Shares of Common Stock owned directly by the Hodgson 2015 Grandchild's Trust (the "Hodgson Trust"). Mr. Hodgson shares voting and investment power with respect to such shares and therefore may be deemed to beneficially own the shares of Common Stock owned directly by the Hodgson Trust.

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December 03, 2019 Filed Dec 4, 2019 11:31 UTC
Shipley Kenneth EDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 10,000 $15.31 $153,100.00
Disclosure

SEC source: 0001104659-19-069779 · a4.xml · nonDerivative · entry 2

Shipley Kenneth E · CIK 0001437790 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,226,667

F1 · shares: Shares were sold pursuant to the 10b5-1 plan dated November 26, 2019. The price reported represents the weighted average price of shares sold.

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December 02, 2019 Filed Dec 4, 2019 11:31 UTC
Shipley Kenneth EDirector · Chief Executive Officer · 10% owner
SaleCommon Stock, par value $0.001 per share ("Common Stock") 10,000 $15.71 $157,100.00
Disclosure

SEC source: 0001104659-19-069779 · a4.xml · nonDerivative · entry 1

Shipley Kenneth E · CIK 0001437790 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,236,667

F1 · shares: Shares were sold pursuant to the 10b5-1 plan dated November 26, 2019. The price reported represents the weighted average price of shares sold.

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November 26, 2019 Filed Dec 3, 2019 13:03 UTC
Hodgson Curtis DrewDirector · 10% owner · Chairman of the Board
SaleCommon Stock 58 $15.30 $887.40
Disclosure

SEC source: 0001104659-19-069383 · a4.xml · nonDerivative · entry 4

Hodgson Curtis Drew · CIK 0001437795 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hodgson 2015 Grandchild's Trust

Disclosed balance after: 3,250,000

F1 · shares: Shares were sold pursuant to the 10b5-1 plan dated November 21, 2019. The price reported represents the weighted average price of shares sold.

F3 · ownership.nature: Shares of Common Stock owned directly by the Hodgson 2015 Grandchild's Trust (the "Hodgson Trust"). Mr. Hodgson shares voting and investment power with respect to such shares and therefore may be deemed to beneficially own the shares of Common Stock owned directly by the Hodgson Trust.

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November 25, 2019 Filed Dec 3, 2019 13:03 UTC
Hodgson Curtis DrewDirector · 10% owner · Chairman of the Board
SaleCommon Stock 9,942 $15.32 $152,311.44
Disclosure

SEC source: 0001104659-19-069383 · a4.xml · nonDerivative · entry 3

Hodgson Curtis Drew · CIK 0001437795 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hodgson 2015 Grandchild's Trust

Disclosed balance after: 3,250,058

F1 · shares: Shares were sold pursuant to the 10b5-1 plan dated November 21, 2019. The price reported represents the weighted average price of shares sold.

F3 · ownership.nature: Shares of Common Stock owned directly by the Hodgson 2015 Grandchild's Trust (the "Hodgson Trust"). Mr. Hodgson shares voting and investment power with respect to such shares and therefore may be deemed to beneficially own the shares of Common Stock owned directly by the Hodgson Trust.

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November 22, 2019 Filed Nov 25, 2019 12:37 UTC
Hodgson Curtis DrewDirector · 10% owner · Chairman of the Board
SaleCommon Stock 10,000 $15.47 $154,700.00
Disclosure

SEC source: 0001104659-19-066934 · a4.xml · nonDerivative · entry 3

Hodgson Curtis Drew · CIK 0001437795 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hodgson 2015 Grandchild's Trust

Disclosed balance after: 3,260,000

F1 · shares: Shares were sold pursuant to the 10b5-1 plan dated November 21, 2019. The price reported represents the weighted average price of shares sold.

F3 · ownership.nature: Shares of Common Stock owned directly by the Hodgson 2015 Grandchild's Trust (the "Hodgson Trust"). Mr. Hodgson shares voting and investment power with respect to such shares and therefore may be deemed to beneficially own the shares of Common Stock owned directly by the Hodgson Trust.

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November 21, 2019 Filed Nov 25, 2019 12:37 UTC SaleCommon Stock, par value $0.001 per share ("Common Stock") 10,000 $16.15 $161,500.00
Disclosure

SEC source: 0001104659-19-066933 · a4.xml · nonDerivative · entry 1

Shipley Douglas M · CIK 0001437794 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,256,667

F1 · shares: Shares were sold pursuant to the 10b5-1 plan dated November 20, 2019. The price reported represents the weighted average price of shares sold.

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November 19, 2019 Filed Nov 20, 2019 11:42 UTC
Hodgson Curtis DrewDirector · 10% owner · Chairman of the Board
SaleCommon Stock 10,000 $16.08 $160,800.00
Disclosure

SEC source: 0001104659-19-065717 · a4.xml · nonDerivative · entry 3

Hodgson Curtis Drew · CIK 0001437795 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hodgson 2015 Grandchild's Trust

Disclosed balance after: 3,270,000

F1 · shares: Shares were sold pursuant to the 10b5-1 plan dated November 19, 2019. The. price reported represents the weighted average price of shares sold.

F3 · ownership.nature: Shares of Common Stock owned directly by the Hodgson 2015 Grandchild's Trust (the "Hodgson Trust"). Mr. Hodgson shares voting and investment power with respect to such shares and therefore may be deemed to beneficially own the shares of Common Stock owned directly by the Hodgson Trust.

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October 25, 2019 Filed Oct 28, 2019 10:56 UTC
Shipley Kenneth EDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 6,665 $15.98 $106,506.70
Disclosure

SEC source: 0001104659-19-056752 · a4.xml · nonDerivative · entry 2

Shipley Kenneth E · CIK 0001437790 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,246,667

F1 · shares: Shares were sold pursuant to the 10b5-1 plan dated October 10, 2019. The price reported represents the weighted average price of shares sold.

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October 25, 2019 Filed Oct 28, 2019 10:53 UTC
Hodgson Curtis DrewDirector · 10% owner · Chairman of the Board
SaleCommon Stock 6,664 $15.98 $106,490.72
Disclosure

SEC source: 0001104659-19-056750 · a4.xml · nonDerivative · entry 4

Hodgson Curtis Drew · CIK 0001437795 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hodgson 2015 Grandchild's Trust

Disclosed balance after: 3,280,000

F1 · shares: Shares were sold pursuant to the 10b5-1 plan dated October 10, 2019. The price reported represents the weighted average price of shares sold.

F3 · ownership.nature: Shares of Common Stock owned directly by the Hodgson 2015 Grandchild's Trust (the "Hodgson Trust"). Mr. Hodgson shares voting and investment power with respect to such shares and therefore may be deemed to beneficially own the shares of Common Stock owned directly by the Hodgson Trust.

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October 22, 2019 Filed Oct 28, 2019 10:56 UTC
Shipley Kenneth EDirector · Chief Executive Officer · 10% owner
SaleCommon Stock, par value $0.001 per share ("Common Stock") 259 $15.98 $4,138.82
Disclosure

SEC source: 0001104659-19-056752 · a4.xml · nonDerivative · entry 1

Shipley Kenneth E · CIK 0001437790 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,253,332

F1 · shares: Shares were sold pursuant to the 10b5-1 plan dated October 10, 2019. The price reported represents the weighted average price of shares sold.

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October 22, 2019 Filed Oct 28, 2019 10:53 UTC
Hodgson Curtis DrewDirector · 10% owner · Chairman of the Board
SaleCommon Stock 260 $15.98 $4,154.80
Disclosure

SEC source: 0001104659-19-056750 · a4.xml · nonDerivative · entry 3

Hodgson Curtis Drew · CIK 0001437795 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hodgson 2015 Grandchild's Trust

Disclosed balance after: 3,286,664

F1 · shares: Shares were sold pursuant to the 10b5-1 plan dated October 10, 2019. The price reported represents the weighted average price of shares sold.

F3 · ownership.nature: Shares of Common Stock owned directly by the Hodgson 2015 Grandchild's Trust (the "Hodgson Trust"). Mr. Hodgson shares voting and investment power with respect to such shares and therefore may be deemed to beneficially own the shares of Common Stock owned directly by the Hodgson Trust.

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October 21, 2019 Filed Oct 23, 2019 13:22 UTC
Hodgson Curtis DrewDirector · 10% owner · Chairman of the Board
SaleCommon Stock 641 $15.98 $10,243.18
Disclosure

SEC source: 0001104659-19-055765 · a4.xml · nonDerivative · entry 4

Hodgson Curtis Drew · CIK 0001437795 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hodgson 2015 Grandchild's Trust

Disclosed balance after: 3,286,924

F1 · shares: Shares were sold pursuant to the 10b5-1 plan dated October 10, 2019. The price reported represents the weighted average price of shares sold.

F3 · ownership.nature: Shares of Common Stock owned directly by the Hodgson 2015 Grandchild's Trust (the "Hodgson Trust"). Mr. Hodgson shares voting and investment power with respect to such shares and therefore may be deemed to beneficially own the shares of Common Stock owned directly by the Hodgson Trust.

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October 21, 2019 Filed Oct 23, 2019 13:26 UTC
Shipley Kenneth EDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 642 $15.98 $10,259.16
Disclosure

SEC source: 0001104659-19-055767 · a4.xml · nonDerivative · entry 2

Shipley Kenneth E · CIK 0001437790 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,253,591

F1 · shares: Shares were sold pursuant to the 10b5-1 plan dated October 10, 2019. The price reported represents the weighted average price of shares sold.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.