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LEG

LEGGETT & PLATT INC

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9532
SEC CIK
0000058492
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3,341

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 14, 2020 Filed Jan 15, 2020 20:26 UTC
MCCOY SUSAN RSVP - Investor Relations
GrantCommon Stock 367 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-001640 · form4.xml · nonDerivative · entry 1

MCCOY SUSAN R · CIK 0001743979 · SVP - Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,006.6943

F1 · shares: Shares acquired pursuant to the 2017-2019 Performance Stock Unit Award on January 14, 2020 when the level of achievement of the performance was determined.

Read SEC document
January 14, 2020 Filed Jan 15, 2020 20:30 UTC
TRENT TAMMY MSVP - Chief Accounting Officer
Tax withholdingCommon Stock 560 $50.67 $28,375.20
Disclosure

SEC source: 0001127602-20-001641 · form4.xml · nonDerivative · entry 2

TRENT TAMMY M · CIK 0001642221 · SVP - Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,829.6491

Read SEC document
January 14, 2020 Filed Jan 15, 2020 20:30 UTC
TRENT TAMMY MSVP - Chief Accounting Officer
GrantCommon Stock 1,600 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-001641 · form4.xml · nonDerivative · entry 1

TRENT TAMMY M · CIK 0001642221 · SVP - Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,389.6491

F1 · shares: Shares acquired pursuant to the 2017-2019 Performance Stock Unit Award on January 14, 2020 when the level of achievement of the performance was determined.

Read SEC document
January 14, 2020 Filed Jan 15, 2020 20:17 UTC
GLASSMAN KARL GDirector · Chairman and CEO
Tax withholdingCommon Stock 6,466 $50.67 $327,632.22
Disclosure

SEC source: 0001127602-20-001638 · form4.xml · nonDerivative · entry 2

GLASSMAN KARL G · CIK 0001166334 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,324.9122

Read SEC document
January 14, 2020 Filed Jan 15, 2020 20:17 UTC
GLASSMAN KARL GDirector · Chairman and CEO
GrantCommon Stock 21,005 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-001638 · form4.xml · nonDerivative · entry 1

GLASSMAN KARL G · CIK 0001166334 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511,790.9122

F1 · shares: Shares acquired pursuant to the 2017-2019 Performance Stock Unit Award on January 14, 2020 when the level of achievement of the performance was determined.

Read SEC document
January 14, 2020 Filed Jan 15, 2020 20:07 UTC
DOLLOFF J MITCHELLDirector · President and COO
Tax withholdingCommon Stock 1,217 $50.67 $61,665.39
Disclosure

SEC source: 0001127602-20-001636 · form4.xml · nonDerivative · entry 2

DOLLOFF J MITCHELL · CIK 0001041088 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,959.0039

Read SEC document
January 14, 2020 Filed Jan 15, 2020 20:07 UTC
DOLLOFF J MITCHELLDirector · President and COO
GrantCommon Stock 3,838 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-001636 · form4.xml · nonDerivative · entry 1

DOLLOFF J MITCHELL · CIK 0001041088 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,176.0039

F1 · shares: Shares acquired pursuant to the 2017-2019 Performance Stock Unit Award on January 14, 2020 when the level of achievement of the performance was determined.

Read SEC document
January 14, 2020 Filed Jan 15, 2020 20:12 UTC
Douglas Scott SSVP-Gen. Counsel and Secretary
Tax withholdingCommon Stock 725 $50.67 $36,735.75
Disclosure

SEC source: 0001127602-20-001637 · form4.xml · nonDerivative · entry 2

Douglas Scott S · CIK 0001491100 · SVP-Gen. Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,403.9835

Read SEC document
January 14, 2020 Filed Jan 15, 2020 20:12 UTC
Douglas Scott SSVP-Gen. Counsel and Secretary
GrantCommon Stock 2,086 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-001637 · form4.xml · nonDerivative · entry 1

Douglas Scott S · CIK 0001491100 · SVP-Gen. Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,128.9835

F1 · shares: Shares acquired pursuant to the 2017-2019 Performance Stock Unit Award on January 14, 2020 when the level of achievement of the performance was determined.

Read SEC document
January 10, 2020 Filed Jan 13, 2020 20:50 UTC
ODOM JUDY CDirector
GrantCommon Stock 385.4904 $39.56 $15,250.00
Disclosure

SEC source: 0001127602-20-001452 · form4.xml · nonDerivative · entry 1

ODOM JUDY C · CIK 0000900471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,502.3265

Read SEC document
January 10, 2020 Filed Jan 13, 2020 20:54 UTC
Shah JaiDirector
GrantCommon Stock 619.3124 $39.56 $24,500.00
Disclosure

SEC source: 0001127602-20-001453 · form4.xml · nonDerivative · entry 1

Shah Jai · CIK 0001554872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,439.3124

Read SEC document
January 10, 2020 Filed Jan 13, 2020 20:45 UTC GrantCommon Stock 726.7442 $39.56 $28,750.00
Disclosure

SEC source: 0001127602-20-001450 · form4.xml · nonDerivative · entry 1

MCCLANATHAN JOSEPH W · CIK 0001182964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,182.0865

Read SEC document
January 10, 2020 Filed Jan 13, 2020 20:42 UTC GrantCommon Stock 663.549 $39.56 $26,250.00
Disclosure

SEC source: 0001127602-20-001449 · form4.xml · nonDerivative · entry 1

FERNANDEZ MANUEL A · CIK 0001216312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,622.6158

Read SEC document
January 10, 2020 Filed Jan 13, 2020 20:39 UTC GrantCommon Stock 315.9757 $39.56 $12,500.00
Disclosure

SEC source: 0001127602-20-001448 · form4.xml · nonDerivative · entry 1

CAMPBELL MARYELIZABETH R · CIK 0001791961 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,704.9757

Read SEC document
January 10, 2020 Filed Jan 13, 2020 20:35 UTC GrantCommon Stock 739.3832 $39.56 $29,250.00
Disclosure

SEC source: 0001127602-20-001447 · form4.xml · nonDerivative · entry 1

Brunner Robert E · CIK 0001380372 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,872.8798

Read SEC document
January 03, 2020 Filed Jan 6, 2020 20:33 UTC
Douglas Scott SSVP-Gen. Counsel and Secretary
GrantCommon Stock 18.6003 $39.82 $740.74
Disclosure

SEC source: 0001127602-20-001096 · form4.xml · nonDerivative · entry 2

Douglas Scott S · CIK 0001491100 · SVP-Gen. Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,042.9835

Read SEC document
January 03, 2020 Filed Jan 6, 2020 20:33 UTC
Douglas Scott SSVP-Gen. Counsel and Secretary
GrantCommon Stock 17.764 $42.31 $751.65
Disclosure

SEC source: 0001127602-20-001096 · form4.xml · nonDerivative · entry 1

Douglas Scott S · CIK 0001491100 · SVP-Gen. Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,024.3832

Read SEC document
January 03, 2020 Filed Jan 6, 2020 20:52 UTC
TRENT TAMMY MSVP - Chief Accounting Officer
GrantCommon Stock 52.732 $39.82 $2,100.00
Disclosure

SEC source: 0001127602-20-001103 · form4.xml · nonDerivative · entry 2

TRENT TAMMY M · CIK 0001642221 · SVP - Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,789.6491

Read SEC document
January 03, 2020 Filed Jan 6, 2020 20:52 UTC
TRENT TAMMY MSVP - Chief Accounting Officer
GrantCommon Stock 11.0829 $42.31 $468.95
Disclosure

SEC source: 0001127602-20-001103 · form4.xml · nonDerivative · entry 1

TRENT TAMMY M · CIK 0001642221 · SVP - Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,736.9171

Read SEC document
January 03, 2020 Filed Jan 6, 2020 20:50 UTC
Tate Jeffrey L.Executive Vice President - CFO
GrantCommon Stock 53.1185 $39.82 $2,115.39
Disclosure

SEC source: 0001127602-20-001102 · form4.xml · nonDerivative · entry 2

Tate Jeffrey L. · CIK 0001699485 · Executive Vice President - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,104.4739

Read SEC document
January 03, 2020 Filed Jan 6, 2020 20:50 UTC
Tate Jeffrey L.Executive Vice President - CFO
GrantCommon Stock 23.6724 $42.31 $1,001.65
Disclosure

SEC source: 0001127602-20-001102 · form4.xml · nonDerivative · entry 1

Tate Jeffrey L. · CIK 0001699485 · Executive Vice President - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,051.3554

Read SEC document
January 03, 2020 Filed Jan 6, 2020 20:46 UTC
MCCOY SUSAN RSVP - Investor Relations
GrantCommon Stock 10.0376 $42.31 $424.72
Disclosure

SEC source: 0001127602-20-001101 · form4.xml · nonDerivative · entry 1

MCCOY SUSAN R · CIK 0001743979 · SVP - Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,639.6943

Read SEC document
January 03, 2020 Filed Jan 6, 2020 20:43 UTC
Iorio Russell JSVP - Corporate Development
GrantCommon Stock 223.6089 $39.82 $8,905.00
Disclosure

SEC source: 0001127602-20-001099 · form4.xml · nonDerivative · entry 2

Iorio Russell J · CIK 0001607835 · SVP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,160.4415

Read SEC document
January 03, 2020 Filed Jan 6, 2020 20:43 UTC
Iorio Russell JSVP - Corporate Development
GrantCommon Stock 13.0374 $42.31 $551.65
Disclosure

SEC source: 0001127602-20-001099 · form4.xml · nonDerivative · entry 1

Iorio Russell J · CIK 0001607835 · SVP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,936.8326

Read SEC document
January 03, 2020 Filed Jan 6, 2020 20:40 UTC
HENDERSON STEVEN KExecutive Vice President
GrantCommon Stock 55.8264 $39.82 $2,223.23
Disclosure

SEC source: 0001127602-20-001098 · form4.xml · nonDerivative · entry 2

HENDERSON STEVEN K · CIK 0001796815 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,297.1582

Read SEC document
January 03, 2020 Filed Jan 6, 2020 20:40 UTC
HENDERSON STEVEN KExecutive Vice President
GrantCommon Stock 20.5681 $42.31 $870.30
Disclosure

SEC source: 0001127602-20-001098 · form4.xml · nonDerivative · entry 1

HENDERSON STEVEN K · CIK 0001796815 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,241.3318

Read SEC document
January 03, 2020 Filed Jan 6, 2020 20:36 UTC
GLASSMAN KARL GDirector · Chairman and CEO
GrantCommon Stock 744.0144 $39.82 $29,629.63
Disclosure

SEC source: 0001127602-20-001097 · form4.xml · nonDerivative · entry 2

GLASSMAN KARL G · CIK 0001166334 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,785.9122

Read SEC document
January 03, 2020 Filed Jan 6, 2020 20:36 UTC
GLASSMAN KARL GDirector · Chairman and CEO
GrantCommon Stock 54.3502 $42.31 $2,299.72
Disclosure

SEC source: 0001127602-20-001097 · form4.xml · nonDerivative · entry 1

GLASSMAN KARL G · CIK 0001166334 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,041.8978

Read SEC document
January 03, 2020 Filed Jan 6, 2020 20:30 UTC
DOLLOFF J MITCHELLDirector · President and COO
GrantCommon Stock 93.0017 $39.82 $3,703.70
Disclosure

SEC source: 0001127602-20-001095 · form4.xml · nonDerivative · entry 2

DOLLOFF J MITCHELL · CIK 0001041088 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,338.0039

Read SEC document
January 03, 2020 Filed Jan 6, 2020 20:30 UTC
DOLLOFF J MITCHELLDirector · President and COO
GrantCommon Stock 25.9447 $42.31 $1,097.80
Disclosure

SEC source: 0001127602-20-001095 · form4.xml · nonDerivative · entry 1

DOLLOFF J MITCHELL · CIK 0001041088 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,245.0022

Read SEC document
December 20, 2019 Filed Dec 20, 2019 23:19 UTC
TRENT TAMMY MSVP - Chief Accounting Officer
GrantCommon Stock 10.6883 $43.76 $467.70
Disclosure

SEC source: 0001127602-19-035696 · form4.xml · nonDerivative · entry 1

TRENT TAMMY M · CIK 0001642221 · SVP - Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,725.8342

Read SEC document
December 20, 2019 Filed Dec 20, 2019 23:09 UTC
GLASSMAN KARL GDirector · President and CEO
GrantCommon Stock 747.1161 $41.18 $30,769.23
Disclosure

SEC source: 0001127602-19-035690 · form4.xml · nonDerivative · entry 2

GLASSMAN KARL G · CIK 0001166334 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,987.5476

Read SEC document
December 20, 2019 Filed Dec 20, 2019 23:09 UTC
GLASSMAN KARL GDirector · President and CEO
GrantCommon Stock 52.5269 $43.76 $2,298.47
Disclosure

SEC source: 0001127602-19-035690 · form4.xml · nonDerivative · entry 1

GLASSMAN KARL G · CIK 0001166334 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,240.4315

Read SEC document
December 20, 2019 Filed Dec 20, 2019 23:17 UTC
Tate Jeffrey L.Executive Vice President - CFO
GrantCommon Stock 22.8621 $43.76 $1,000.40
Disclosure

SEC source: 0001127602-19-035695 · form4.xml · nonDerivative · entry 1

Tate Jeffrey L. · CIK 0001699485 · Executive Vice President - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,027.683

Read SEC document
December 20, 2019 Filed Dec 20, 2019 23:15 UTC
MCCOY SUSAN RSVP - Investor Relations
GrantCommon Stock 9.6775 $43.76 $423.47
Disclosure

SEC source: 0001127602-19-035692 · form4.xml · nonDerivative · entry 1

MCCOY SUSAN R · CIK 0001743979 · SVP - Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,629.6567

Read SEC document
December 20, 2019 Filed Dec 20, 2019 23:12 UTC
Iorio Russell JSVP - Corporate Development
GrantCommon Stock 230.1867 $41.18 $9,480.01
Disclosure

SEC source: 0001127602-19-035691 · form4.xml · nonDerivative · entry 2

Iorio Russell J · CIK 0001607835 · SVP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,923.7952

Read SEC document
December 20, 2019 Filed Dec 20, 2019 23:12 UTC
Iorio Russell JSVP - Corporate Development
GrantCommon Stock 12.5783 $43.76 $550.40
Disclosure

SEC source: 0001127602-19-035691 · form4.xml · nonDerivative · entry 1

Iorio Russell J · CIK 0001607835 · SVP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,693.6085

Read SEC document
December 20, 2019 Filed Dec 20, 2019 23:06 UTC
Douglas Scott SSVP-Gen. Counsel and Secretary
GrantCommon Stock 17.1489 $43.76 $750.40
Disclosure

SEC source: 0001127602-19-035689 · form4.xml · nonDerivative · entry 1

Douglas Scott S · CIK 0001491100 · SVP-Gen. Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,006.6192

Read SEC document
December 20, 2019 Filed Dec 20, 2019 23:03 UTC
DOLLOFF J MITCHELLExecutive Vice President - COO
GrantCommon Stock 25.0594 $43.76 $1,096.55
Disclosure

SEC source: 0001127602-19-035688 · form4.xml · nonDerivative · entry 1

DOLLOFF J MITCHELL · CIK 0001041088 · Executive Vice President - COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,219.0575

Read SEC document
December 20, 2019 Filed Dec 20, 2019 23:00 UTC
DAVIS PERRY EExecutive Vice President
GrantCommon Stock 21.983 $43.76 $961.93
Disclosure

SEC source: 0001127602-19-035687 · form4.xml · nonDerivative · entry 1

DAVIS PERRY E · CIK 0001542767 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,929.1356

Read SEC document
December 16, 2019 Filed Dec 17, 2019 17:47 UTC GrantStock Options (Right to Buy) · Derivative 2,442 $10.24 Strike: $51.18 $25,006.08
Disclosure

SEC source: 0001127602-19-035142 · form4.xml · derivative · entry 1

CAMPBELL MARYELIZABETH R · CIK 0001791961 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,442

Underlying: Common Stock · 2,442 shares

Expires 2029-12-15

F1 · shares: Reflects an option under the Issuer's Deferred Compensation Program exempt under Rule 16b-3. The Reporting Person elected to receive option shares in lieu of a portion of 2020 director cash compensation (in the amount of $25,000) which is fixed and determinable on the grant date only conditioned upon the passage of time and continued directorship through her current term. If the Reporting Person is re-elected as a director at the annual shareholder meeting, she will amend this Form 4 reporting additional shares under the option within 2 business days of re-election.

Read SEC document
December 16, 2019 Filed Apr 16, 2020 16:57 UTC Amendment GrantStock Options (Right to Buy) · Derivative 1,832 $10.24 Strike: $51.18 $18,759.68
Disclosure

SEC source: 0001127602-20-013795 · form4a.xml · derivative · entry 1

CAMPBELL MARYELIZABETH R · CIK 0001791961 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,832

Underlying: Common Stock · 1,832 shares

Expires 2029-12-15

F1 · shares: Reflects an option under the Issuer's Deferred Compensation Program exempt under Rule 16b-3. The Reporting Person elected to receive option shares in lieu of a portion of her 2020 director cash compensation. The Form 4 filed on 12/17/2019 reported the grant of 2,442 option shares in lieu of $25,000 of her foregone director cash payments for the first two quarters of 2020. Such option shares were believed to be fixed and determinable on the 12/16/2019 grant date (based upon the director cash compensation rates at that time), only conditioned upon the passage of time and continued directorship through her current term which expires at the next annual shareholder meeting expected to be held in May 2020. This Amendment reports a decrease of 610 option shares resulting from the reduction of her foregone director cash payment (from $12,500 to $6,250) for the second quarter of 2020 that otherwise would have been payable on 4/14/2020. If the Reporting Person is re-elected as a director at the annual shareholder meeting, she will amend this Form 4 reporting additional shares granted under the option for the last two quarters in 2020.

Read SEC document
December 16, 2019 Filed May 15, 2020 20:07 UTC Amendment GrantStock Options (Right to Buy) · Derivative 3,053 $10.24 Strike: $51.18 $31,262.72
Disclosure

SEC source: 0001127602-20-016741 · form4a.xml · derivative · entry 1

CAMPBELL MARYELIZABETH R · CIK 0001791961 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,053

Underlying: Common Stock · 3,053 shares

Expires 2029-12-15

F1 · shares: Reflects an option under the Deferred Compensation Program exempt under Rule 16b-3. The Reporting Person elected to receive option shares in lieu of $25,000 of foregone director cash payments for the first two quarters of 2020, and a Form 4 was filed 12/17/2019 reporting the grant of 2,442 option shares. The Form 4 was amended on 4/16/2020 to report a decrease of 610 option shares (reflecting a new total of 1,832 option shares granted for the first two quarters of 2020) resulting from the reduction of her second quarter 2020 foregone cash payment (from $12,500 to $6,250). This amendment reports an additional 1,221 option shares granted in lieu of $12,500 of foregone director cash payments for the last two quarters in 2020. The additional option shares became fixed and determinable (only conditioned upon the passage of time, continued directorship and no further changes to her director cash payments in 2020) upon her election as a director at the 5/15/2020 annual shareholder meeting.

Read SEC document
December 16, 2019 Filed Jun 30, 2020 19:57 UTC Amendment GrantStock Options (Right to Buy) · Derivative 4,274 $10.24 Strike: $51.18 $43,765.76
Disclosure

SEC source: 0000899243-20-017938 · doc4a.xml · derivative · entry 1

CAMPBELL MARYELIZABETH R · CIK 0001791961 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,274

Underlying: Common Stock · 4,274 shares

Expires 2029-12-15

F1 · shares: Reflects an option under the Deferred Compensation Program exempt under Rule 16b-3. The Reporting Person elected to receive option shares in lieu of $25,000 of foregone director cash payments for the first two quarters of 2020, and a Form 4 was filed 12/17/19 reporting 2,442 option shares granted. The Form 4 was amended on 4/16/20 to report a decrease of 610 option shares resulting from the reduction of her 2nd quarter 2020 foregone cash payment (from $12,500 to $6,250). The Form 4 was amended on 5/15/20 (upon her election as director for the remainder of 2020) to report an additional 1,221 option shares granted in lieu of $12,500 of foregone director cash payments for the last two quarters in 2020. This amendment reports an additional 1,221 option shares resulting from the Board's reinstatement of her 3rd and 4th quarter 2020 foregone cash payments on 6/29/20 (from $6,250 to $12,500 per quarter).

Read SEC document
December 12, 2019 Filed Dec 13, 2019 16:39 UTC
DAVIS PERRY EExecutive Vice President
GiftCommon Stock 4,750 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-034921 · form4.xml · nonDerivative · entry 3

DAVIS PERRY E · CIK 0001542767 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,907.1526

Read SEC document
December 11, 2019 Filed Dec 13, 2019 16:39 UTC
DAVIS PERRY EExecutive Vice President
GiftCommon Stock 15,890 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-034921 · form4.xml · nonDerivative · entry 2

DAVIS PERRY E · CIK 0001542767 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Perry E. Davis Revocable Trust

Disclosed balance after: 23,541.994

F1 · kind: This transaction involved a gift of securities by the reporting person to his revocable trust.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 16:39 UTC
DAVIS PERRY EExecutive Vice President
GiftCommon Stock 15,890 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-034921 · form4.xml · nonDerivative · entry 1

DAVIS PERRY E · CIK 0001542767 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,657.1526

F1 · kind: This transaction involved a gift of securities by the reporting person to his revocable trust.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 18:00 UTC
DAVIS PERRY EExecutive Vice President
GiftCommon Stock 3,245 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-034743 · form4.xml · nonDerivative · entry 4

DAVIS PERRY E · CIK 0001542767 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,547.1526

F2 · kind: This transaction involved a gift of securities by the reporting person's wife's revocable trust to an account held directly by the reporting person.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 18:00 UTC
DAVIS PERRY EExecutive Vice President
GiftCommon Stock 3,245 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-034743 · form4.xml · nonDerivative · entry 3

DAVIS PERRY E · CIK 0001542767 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife's Revocable Trust

Disclosed balance after: 3,938

F2 · kind: This transaction involved a gift of securities by the reporting person's wife's revocable trust to an account held directly by the reporting person.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 18:00 UTC
DAVIS PERRY EExecutive Vice President
GiftCommon Stock 580 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-034743 · form4.xml · nonDerivative · entry 2

DAVIS PERRY E · CIK 0001542767 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,302.1526

F1 · kind: This transaction involved a gift of securities by the reporting person's revocable trust to an account held directly by the reporting person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.