Last 12 months
Inside the activity.
0 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 15 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 25, 2021 Filed Mar 29, 2021 20:18 UTC |
Griffith JeromeDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 8,628 | $25.47 | $219,755.16 |
DisclosureSEC source: 0001209191-21-023433 · doc4.xml · nonDerivative · entry 2 Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,254 F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs. Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 20:18 UTC |
Griffith JeromeDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 18,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023433 · doc4.xml · nonDerivative · entry 1 Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 20:16 UTC |
GOOCH JAMES FPresident and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 5,363 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023430 · doc4.xml · derivative · entry 7 GOOCH JAMES F · CIK 0001250207 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,844 Underlying: Common Stock · 5,363 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F4 · derivative.exercise_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%). F4 · derivative.expiration_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%). Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 20:16 UTC |
GOOCH JAMES FPresident and CFO
|
Tax withholdingCommon Stock | 4,294 | $25.47 | $109,368.18 |
DisclosureSEC source: 0001209191-21-023430 · doc4.xml · nonDerivative · entry 4 GOOCH JAMES F · CIK 0001250207 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,793 F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs. Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 20:16 UTC |
GOOCH JAMES FPresident and CFO
|
GrantCommon Stock | 16,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023430 · doc4.xml · nonDerivative · entry 3 GOOCH JAMES F · CIK 0001250207 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,087 F3 · shares: Shares issued upon determination that performance criteria, related to performance-based RSUs awarded on March 26, 2018, had been met. Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 20:16 UTC |
GOOCH JAMES FPresident and CFO
|
Tax withholdingCommon Stock | 1,420 | $25.47 | $36,167.40 |
DisclosureSEC source: 0001209191-21-023430 · doc4.xml · nonDerivative · entry 2 GOOCH JAMES F · CIK 0001250207 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,869 F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs. Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 20:16 UTC |
GOOCH JAMES FPresident and CFO
|
Exercise / conversionCommon Stock | 5,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023430 · doc4.xml · nonDerivative · entry 1 GOOCH JAMES F · CIK 0001250207 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 20:17 UTC |
GRAY PETER LEVP, CAO and General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 4,394 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023431 · doc4.xml · derivative · entry 7 GRAY PETER L · CIK 0001229628 · EVP, CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,732 Underlying: Common Stock · 4,394 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F4 · derivative.exercise_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%). F4 · derivative.expiration_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%). Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 20:17 UTC |
GRAY PETER LEVP, CAO and General Counsel
|
Tax withholdingCommon Stock | 3,719 | $25.47 | $94,722.93 |
DisclosureSEC source: 0001209191-21-023431 · doc4.xml · nonDerivative · entry 4 GRAY PETER L · CIK 0001229628 · EVP, CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,816 F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs. Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 20:17 UTC |
GRAY PETER LEVP, CAO and General Counsel
|
GrantCommon Stock | 12,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023431 · doc4.xml · nonDerivative · entry 3 GRAY PETER L · CIK 0001229628 · EVP, CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,535 F3 · shares: Shares issued upon determination that performance criteria, related to performance-based RSUs awarded on March 26, 2018, had been met. Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 20:17 UTC |
GRAY PETER LEVP, CAO and General Counsel
|
Tax withholdingCommon Stock | 1,290 | $25.47 | $32,856.30 |
DisclosureSEC source: 0001209191-21-023431 · doc4.xml · nonDerivative · entry 2 GRAY PETER L · CIK 0001229628 · EVP, CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,865 F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs. Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 20:17 UTC |
GRAY PETER LEVP, CAO and General Counsel
|
Exercise / conversionCommon Stock | 4,394 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023431 · doc4.xml · nonDerivative · entry 1 GRAY PETER L · CIK 0001229628 · EVP, CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,155 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 20:19 UTC |
TSAI CHIEHEVP, Chief Product Officer
|
GrantRestricted Stock Units · Derivative | 9,181 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022556 · doc4.xml · derivative · entry 4 TSAI CHIEH · CIK 0001764126 · EVP, Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,518 Underlying: Common Stock · 9,181 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions F4 · derivative.exercise_date: These are time-based RSUs that will vest, subject to satisfaction of vesting conditions including a continuous business relationship, in three annual installments on March 19, 2022 (25%), March 19, 2023 (25%) and March 19, 2024 (50%). F4 · derivative.expiration_date: These are time-based RSUs that will vest, subject to satisfaction of vesting conditions including a continuous business relationship, in three annual installments on March 19, 2022 (25%), March 19, 2023 (25%) and March 19, 2024 (50%). F5 · balance_after: Of the total number of RSUs, 3,169 RSUs will vest on March 26, 2021; 3,973 RSUs will vest on March 25, 2021 and 7,947 RSUs will vest on March 25, 2022; 6,749 RSUs will vest on March 19, 2022, and 13,499 RSUs will vest on March 19, 2023; 2,295 RSUs will vest on March 19, 2022, 2,295 RSUs will vest on March 19, 2023, and 4,591 RSUs will vest on March 19, 2024; subject in each case to the satisfaction of vesting conditions, including as applicable, continued employment or a continuous business relationship. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 20:19 UTC |
TSAI CHIEHEVP, Chief Product Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 6,749 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022556 · doc4.xml · derivative · entry 3 TSAI CHIEH · CIK 0001764126 · EVP, Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,337 Underlying: Common Stock · 6,749 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions F3 · derivative.exercise_date: This RSU award was granted on March 19, 2020, with vesting in three installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%). F3 · derivative.expiration_date: This RSU award was granted on March 19, 2020, with vesting in three installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%). Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 20:19 UTC |
TSAI CHIEHEVP, Chief Product Officer
|
Tax withholdingCommon Stock | 1,703 | $29.95 | $51,004.85 |
DisclosureSEC source: 0001209191-21-022556 · doc4.xml · nonDerivative · entry 2 TSAI CHIEH · CIK 0001764126 · EVP, Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,889 F2 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on March 19, 2021. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 20:19 UTC |
TSAI CHIEHEVP, Chief Product Officer
|
Exercise / conversionCommon Stock | 6,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022556 · doc4.xml · nonDerivative · entry 1 TSAI CHIEH · CIK 0001764126 · EVP, Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 20:18 UTC |
Rasmusen Sarah W.EVP, CHIEF CUSTOMER OFFICER
|
GrantRestricted Stock Units · Derivative | 7,804 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022555 · doc4.xml · derivative · entry 4 Rasmusen Sarah W. · CIK 0001850789 · EVP, CHIEF CUSTOMER OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,927 Underlying: Common Stock · 7,804 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F4 · derivative.exercise_date: These are time-based RSUs that will vest, subject to satisfaction of vesting conditions including a continuous business relationship, in three annual installments on March 19, 2022 (25%), March 19, 2023 (25%) and March 19, 2024 (50%). F4 · derivative.expiration_date: These are time-based RSUs that will vest, subject to satisfaction of vesting conditions including a continuous business relationship, in three annual installments on March 19, 2022 (25%), March 19, 2023 (25%) and March 19, 2024 (50%). F5 · balance_after: Of the total number of RSUs, 2,654 RSUs will vest on March 26, 2021; 2,085 RSUs will vest on March 25, 2021 and 4,173 RSUs will vest on March 25, 2022; 5,737 RSUs will vest on March 19, 2022, and 11,474 RSUs will vest on March 19, 2023; 1,951 RSUs will vest on March 19, 2022, 1,951 RSUs will vest on March 19, 2023, and 3,902 RSUs will vest on March 19, 2024; subject in each case to the satisfaction of vesting conditions, including as applicable, continued employment or a continuous business relationship. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 20:18 UTC |
Rasmusen Sarah W.EVP, CHIEF CUSTOMER OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 5,737 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022555 · doc4.xml · derivative · entry 3 Rasmusen Sarah W. · CIK 0001850789 · EVP, CHIEF CUSTOMER OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,123 Underlying: Common Stock · 5,737 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F3 · derivative.exercise_date: This RSU award was granted on March 19, 2020, with vesting in three installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%). F3 · derivative.expiration_date: This RSU award was granted on March 19, 2020, with vesting in three installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%). Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 20:18 UTC |
Rasmusen Sarah W.EVP, CHIEF CUSTOMER OFFICER
|
Tax withholdingCommon Stock | 1,902 | $29.95 | $56,964.90 |
DisclosureSEC source: 0001209191-21-022555 · doc4.xml · nonDerivative · entry 2 Rasmusen Sarah W. · CIK 0001850789 · EVP, CHIEF CUSTOMER OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,220 F2 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on March 19, 2021. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 20:18 UTC |
Rasmusen Sarah W.EVP, CHIEF CUSTOMER OFFICER
|
Exercise / conversionCommon Stock | 5,737 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022555 · doc4.xml · nonDerivative · entry 1 Rasmusen Sarah W. · CIK 0001850789 · EVP, CHIEF CUSTOMER OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,122 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 20:18 UTC |
McCRACKEN BERNARD LOUIS IIIVP, Controller & CAO
|
GrantRestricted Stock Units · Derivative | 2,504 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022554 · doc4.xml · derivative · entry 4 McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,693 Underlying: Common Stock · 2,504 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F4 · derivative.exercise_date: These are time-based RSUs that will vest, subject to satisfaction of vesting conditions including a continuous business relationship, in three annual installments on March 19, 2022 (25%), March 19, 2023 (25%) and March 19, 2024 (50%). F4 · derivative.expiration_date: These are time-based RSUs that will vest, subject to satisfaction of vesting conditions including a continuous business relationship, in three annual installments on March 19, 2022 (25%), March 19, 2023 (25%) and March 19, 2024 (50%). F5 · balance_after: Of the total number of RSUs, 1,622 RSUs will vest on March 26, 2021; 1,164 RSUs will vest on March 25, 2021 and 2,328 RSUs will vest on March 25, 2022; 2,024 RSUs will vest on March 19, 2022, and 4,051 RSUs will vest on March 19, 2023; 626 RSUs will vest on March 19, 2022, 626 RSUs will vest on March 19, 2023, and 1,252 RSUs will vest on March 19, 2024; subject in each case to the satisfaction of vesting conditions, including as applicable, continued employment or a continuous business relationship. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 20:18 UTC |
McCRACKEN BERNARD LOUIS IIIVP, Controller & CAO
|
Exercise / conversionRestricted Stock Units · Derivative | 2,024 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022554 · doc4.xml · derivative · entry 3 McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,189 Underlying: Common Stock · 2,024 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F3 · derivative.exercise_date: This RSU award was granted on March 19, 2020, with vesting in three installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%). F3 · derivative.expiration_date: This RSU award was granted on March 19, 2020, with vesting in three installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%). Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 20:18 UTC |
McCRACKEN BERNARD LOUIS IIIVP, Controller & CAO
|
Tax withholdingCommon Stock | 755 | $29.95 | $22,612.25 |
DisclosureSEC source: 0001209191-21-022554 · doc4.xml · nonDerivative · entry 2 McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,125 F2 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on March 19, 2021. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 20:18 UTC |
McCRACKEN BERNARD LOUIS IIIVP, Controller & CAO
|
Exercise / conversionCommon Stock | 2,024 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022554 · doc4.xml · nonDerivative · entry 1 McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,880 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 20:17 UTC |
Griffith JeromeDirector · Chief Executive Officer
|
GrantRestricted Stock Units · Derivative | 42,070 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022553 · doc4.xml · derivative · entry 5 Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,546 Underlying: Common Stock · 42,070 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F4 · derivative.exercise_date: These are time-based RSUs that will vest, subject to satisfaction of vesting conditions including a continuous business relationship, in three annual installments on March 19, 2022 (25%), March 19, 2023 (25%) and March 19, 2024 (50%). F4 · derivative.expiration_date: These are time-based RSUs that will vest, subject to satisfaction of vesting conditions including a continuous business relationship, in three annual installments on March 19, 2022 (25%), March 19, 2023 (25%) and March 19, 2024 (50%). F5 · balance_after: Of the total number of RSUs, 23,858 RSUs will vest on March 26, 2021; 18,356 RSUs will vest on March 25, 2021, and 36,714 RSUs vest will on March 25, 2022; 31,182 RSUs will vest on March 19, 2022, and 62,366 RSUs will vest on March 19, 2023; 10,517 RSUs will vest on March 19, 2022, 10,518 RSUs will vest on March 19, 2023, and 21,035 RSUs will vest on March 19, 2024; subject in each case to the satisfaction of vesting conditions, including as applicable, continued employment or a continuous business relationship. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 20:17 UTC |
Griffith JeromeDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 31,182 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022553 · doc4.xml · derivative · entry 4 Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,476 Underlying: Common Stock · 31,182 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F3 · derivative.exercise_date: This RSU award was granted on March 19, 2020, with vesting in three installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%). F3 · derivative.expiration_date: This RSU award was granted on March 19, 2020, with vesting in three installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%). Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 20:17 UTC |
Griffith JeromeDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 14,067 | $29.95 | $421,306.65 |
DisclosureSEC source: 0001209191-21-022553 · doc4.xml · nonDerivative · entry 2 Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,526 F2 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on March 19, 2021. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 20:17 UTC |
Griffith JeromeDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 31,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022553 · doc4.xml · nonDerivative · entry 1 Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 20:17 UTC |
GRAY PETER LEVP, CAO & General Counsel
|
GrantRestricted Stock Units · Derivative | 10,467 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022552 · doc4.xml · derivative · entry 4 GRAY PETER L · CIK 0001229628 · EVP, CAO & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,126 Underlying: Common Stock · 10,467 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F4 · derivative.exercise_date: These are time-based RSUs that will vest, subject to satisfaction of vesting conditions including a continuous business relationship, in three annual installments on March 19, 2022 (25%), March 19, 2023 (25%) and March 19, 2024 (50%). F4 · derivative.expiration_date: These are time-based RSUs that will vest, subject to satisfaction of vesting conditions including a continuous business relationship, in three annual installments on March 19, 2022 (25%), March 19, 2023 (25%) and March 19, 2024 (50%). F5 · balance_after: Of the total number of RSUs, 5,709 RSUs will vest on March 26, 2021; 5,684 RSUs will vest on May 8, 2021; 4,394 RSUs will vest on March 25, 2021, and 8,789 RSUs will vest on March 25, 2022; 7,694 RSUs will vest on March 19, 2022, and 15,389 RSUs will vest on March 19, 2023; 2,616 RSUs will vest on March 19, 2022, 2,617 RSUs will vest on March 19, 2023, and 5,234 RSUs will vest on March 19, 2024; subject in each case to the satisfaction of vesting conditions, including as applicable, continued employment or a continuous business relationship. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 20:17 UTC |
GRAY PETER LEVP, CAO & General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 7,694 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022552 · doc4.xml · derivative · entry 3 GRAY PETER L · CIK 0001229628 · EVP, CAO & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,659 Underlying: Common Stock · 7,694 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F3 · derivative.exercise_date: This RSU award was granted on March 19, 2020, with vesting in three installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%). F3 · derivative.expiration_date: This RSU award was granted on March 19, 2020, with vesting in three installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%). Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 20:17 UTC |
GRAY PETER LEVP, CAO & General Counsel
|
Tax withholdingCommon Stock | 2,266 | $29.95 | $67,866.70 |
DisclosureSEC source: 0001209191-21-022552 · doc4.xml · nonDerivative · entry 2 GRAY PETER L · CIK 0001229628 · EVP, CAO & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,761 F2 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on March 19, 2021. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 20:17 UTC |
GRAY PETER LEVP, CAO & General Counsel
|
Exercise / conversionCommon Stock | 7,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022552 · doc4.xml · nonDerivative · entry 1 GRAY PETER L · CIK 0001229628 · EVP, CAO & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,027 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 20:16 UTC |
GOOCH JAMES FPresident and CFO
|
GrantRestricted Stock Units · Derivative | 15,663 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022551 · doc4.xml · derivative · entry 4 GOOCH JAMES F · CIK 0001250207 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,207 Underlying: Common Stock · 15,663 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F4 · derivative.exercise_date: These are time-based RSUs that will vest, subject to satisfaction of vesting conditions including a continuous business relationship, in three annual installments on March 19, 2022 (25%), March 19, 2023 (25%) and March 19, 2024 (50%). F4 · derivative.expiration_date: These are time-based RSUs that will vest, subject to satisfaction of vesting conditions including a continuous business relationship, in three annual installments on March 19, 2022 (25%), March 19, 2023 (25%) and March 19, 2024 (50%). F5 · balance_after: Of the total number of RSUs, 7,307 will vest on March 26, 2021; 5,363 RSUs will vest on March 25, 2021 and 10,729 RSUs will vest on March 25, 2022; 9,381 RSUs will vest on March 19, 2022, and 18,764 RSUs will vest on March 19, 2023; 3,915 RSUs will vest on March 19, 2022, 3,916 RSUs will vest on March 19, 2023, and 7,832 RSUs will vest on March 19, 2024; subject in each case to the satisfaction of vesting conditions, including as applicable, continued employment or a continuous business relationship. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 20:16 UTC |
GOOCH JAMES FPresident and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 9,381 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022551 · doc4.xml · derivative · entry 3 GOOCH JAMES F · CIK 0001250207 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,544 Underlying: Common Stock · 9,381 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F3 · derivative.exercise_date: This RSU award was granted on March 19, 2020, with vesting in three installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%). F3 · derivative.expiration_date: This RSU award was granted on March 19, 2020, with vesting in three installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%). Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 20:16 UTC |
GOOCH JAMES FPresident and CFO
|
Tax withholdingCommon Stock | 2,472 | $29.95 | $74,036.40 |
DisclosureSEC source: 0001209191-21-022551 · doc4.xml · nonDerivative · entry 2 GOOCH JAMES F · CIK 0001250207 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,926 F2 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on March 19, 2021. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 20:16 UTC |
GOOCH JAMES FPresident and CFO
|
Exercise / conversionCommon Stock | 9,381 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022551 · doc4.xml · nonDerivative · entry 1 GOOCH JAMES F · CIK 0001250207 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,398 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| March 18, 2021 Filed Mar 20, 2021 01:29 UTC |
LAMPERT EDWARD S10% owner
ESL PARTNERS, L.P.10% owner
RBS Partners, L.P.10% owner
ESL Investments, Inc.10% owner
|
SaleCommon Stock, par value $0.01 per share | 4,461 | $39.38 | $175,674.18 |
DisclosureSEC source: 0000899243-21-012800 · doc4.xml · nonDerivative · entry 2 LAMPERT EDWARD S · CIK 0001183200 · 10% owner ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,016,167 F7 · price: This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $39.16 to $39.57 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS"), and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents Shares directly beneficially owned by Partners. Read SEC document |
| March 17, 2021 Filed Mar 20, 2021 01:29 UTC |
LAMPERT EDWARD S10% owner
ESL PARTNERS, L.P.10% owner
RBS Partners, L.P.10% owner
ESL Investments, Inc.10% owner
|
SaleCommon Stock, par value $0.01 per share | 103,695 | $38.54 | $3,996,405.30 |
DisclosureSEC source: 0000899243-21-012800 · doc4.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,020,628 F1 · price: This price represents the approximate weighted average price per share of common stock of Lands' End, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $38.30 to $38.865 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS"), and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents Shares directly beneficially owned by Partners. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 21:54 UTC |
LAMPERT EDWARD S10% owner
ESL PARTNERS, L.P.10% owner
RBS Partners, L.P.10% owner
ESL Investments, Inc.10% owner
|
SaleCommon Stock, par value $0.01 per share | 3,853 | $36.15 | $139,285.95 |
DisclosureSEC source: 0000899243-21-011993 · doc4.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,124,323 F1 · price: This price represents the approximate weighted average price per share of common stock of Lands' End, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $36.03 to $36.31 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS"), and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents Shares directly beneficially owned by Partners. Read SEC document |
| March 06, 2021 Filed Mar 9, 2021 22:12 UTC |
Griffith JeromeDirector · CEO & President
|
Exercise / conversionRestricted Stock Units · Derivative | 29,411 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-019112 · doc4.xml · derivative · entry 3 Griffith Jerome · CIK 0001547440 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,658 Underlying: Common Stock · 29,411 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F3 · derivative.exercise_date: This RSU award was granted on March 6, 2017, with vesting in four installments on March 6, 2018 (25%), March 6, 2019 (25%), March 6, 2020 (25%), and March 6, 2021 (25%). F3 · derivative.expiration_date: This RSU award was granted on March 6, 2017, with vesting in four installments on March 6, 2018 (25%), March 6, 2019 (25%), March 6, 2020 (25%), and March 6, 2021 (25%). F4 · balance_after: Of the total number of RSUs, 23,858 RSUs will vest on March 26, 2021; 18,356 RSUs will vest on March 25, 2021; 36,714 RSUs vest will on March 25, 2022; 31,182 RSUs will vest on March 19, 2021; 31,182 RSUs will vest on March 19, 2022; and 62,366 RSUs will vest on March 19, 2023; subject in each case to the satisfaction of vesting conditions, including continued employment. Read SEC document |
| March 06, 2021 Filed Mar 9, 2021 22:12 UTC |
Griffith JeromeDirector · CEO & President
|
Exercise / conversionCommon Stock | 29,411 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-019112 · doc4.xml · nonDerivative · entry 1 Griffith Jerome · CIK 0001547440 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,411 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 23:00 UTC |
LAMPERT EDWARD S10% owner
ESL PARTNERS, L.P.10% owner
RBS Partners, L.P.10% owner
ESL Investments, Inc.10% owner
|
SaleCommon Stock, par value $0.01 per share | 2,457 | $33.57 | $82,481.49 |
DisclosureSEC source: 0000899243-21-009477 · doc4.xml · nonDerivative · entry 3 LAMPERT EDWARD S · CIK 0001183200 · 10% owner ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,128,176 F8 · price: This price represents the approximate weighted average price per Share, of sales that were executed at prices ranging from $33.505 to $33.725 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, Partners, RBS Partners, L.P. ("RBS"), and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents Shares directly beneficially owned by Partners. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:00 UTC |
LAMPERT EDWARD S10% owner
ESL PARTNERS, L.P.10% owner
RBS Partners, L.P.10% owner
ESL Investments, Inc.10% owner
|
SaleCommon Stock, par value $0.01 per share | 10,181 | $33.64 | $342,488.84 |
DisclosureSEC source: 0000899243-21-009477 · doc4.xml · nonDerivative · entry 2 LAMPERT EDWARD S · CIK 0001183200 · 10% owner ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,130,633 F7 · price: This price represents the approximate weighted average price per Share, of sales that were executed at prices ranging from $33.50 to $39.925 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, Partners, RBS Partners, L.P. ("RBS"), and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents Shares directly beneficially owned by Partners. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:00 UTC |
LAMPERT EDWARD S10% owner
ESL PARTNERS, L.P.10% owner
RBS Partners, L.P.10% owner
ESL Investments, Inc.10% owner
|
OtherCommon Stock, par value $0.01 per share | 1,909,802 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-009477 · doc4.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,140,814 F1 · shares: Represents shares of common stock of Lands' End, Inc. (the "Issuer"), par value $0.01 per share ("Shares"), that were distributed by ESL Partners, L.P. ("Partners") on a pro rata basis to certain limited partners that elected in 2021 to redeem all of their direct or indirect interest in Partners. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, Partners, RBS Partners, L.P. ("RBS"), and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents Shares directly beneficially owned by Partners. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 23:26 UTC |
LAMPERT EDWARD S10% owner
ESL PARTNERS, L.P.10% owner
RBS Partners, L.P.10% owner
ESL Investments, Inc.10% owner
|
SaleCommon Stock, par value $0.01 per share | 8,353 | $31.59 | $263,871.27 |
DisclosureSEC source: 0000899243-21-008073 · doc4.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,050,616 F1 · price: This price represents the approximate weighted average price per share of common stock of Lands' End, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $31.47 to $32.085 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS"), and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents Shares directly beneficially owned by Partners. Read SEC document |
| February 19, 2021 Filed Feb 20, 2021 01:37 UTC |
LAMPERT EDWARD S10% owner
|
SaleCommon Stock, par value $0.01 per share | 17,851 | $31.78 | $567,304.78 |
DisclosureSEC source: 0000899243-21-007470 · doc4.xml · nonDerivative · entry 2 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,058,969 F7 · price: This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $31.41 to $32.36 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS"), and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents Shares directly beneficially owned by Partners. Read SEC document |
| February 17, 2021 Filed Feb 20, 2021 01:37 UTC |
LAMPERT EDWARD S10% owner
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SaleCommon Stock, par value $0.01 per share | 25,519 | $31.13 | $794,406.47 |
DisclosureSEC source: 0000899243-21-007470 · doc4.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,076,820 F1 · price: This price represents the approximate weighted average price per share of common stock of Lands' End, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $31.06 to $31.275 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS"), and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents Shares directly beneficially owned by Partners. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 01:08 UTC |
LAMPERT EDWARD S10% owner
ESL PARTNERS, L.P.10% owner
RBS Partners, L.P.10% owner
ESL Investments, Inc.10% owner
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SaleCommon Stock, par value $0.01 per share | 17,503 | $31.33 | $548,368.99 |
DisclosureSEC source: 0000899243-21-006770 · doc4.xml · nonDerivative · entry 3 LAMPERT EDWARD S · CIK 0001183200 · 10% owner ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,102,339 F8 · price: This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $31.10 to $31.835 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS"), and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents Shares directly beneficially owned by Partners. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 01:08 UTC |
LAMPERT EDWARD S10% owner
ESL PARTNERS, L.P.10% owner
RBS Partners, L.P.10% owner
ESL Investments, Inc.10% owner
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SaleCommon Stock, par value $0.01 per share | 27,610 | $31.07 | $857,842.70 |
DisclosureSEC source: 0000899243-21-006770 · doc4.xml · nonDerivative · entry 2 LAMPERT EDWARD S · CIK 0001183200 · 10% owner ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,119,842 F7 · price: This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $31.00 to $31.24 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS"), and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents Shares directly beneficially owned by Partners. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 01:08 UTC |
LAMPERT EDWARD S10% owner
ESL PARTNERS, L.P.10% owner
RBS Partners, L.P.10% owner
ESL Investments, Inc.10% owner
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SaleCommon Stock, par value $0.01 per share | 23,476 | $30.97 | $727,051.72 |
DisclosureSEC source: 0000899243-21-006770 · doc4.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,147,452 F1 · price: This price represents the approximate weighted average price per share of common stock of Lands' End, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $30.68 to $31.30 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS"), and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents Shares directly beneficially owned by Partners. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.