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LANDS' END, INC.

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5747
SEC CIK
0000799288
Parsed reports
306

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 2026015
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 18, 2023 Filed Mar 21, 2023 20:13 UTC
Rasmusen Sarah W.CHIEF INNOVATION OFFICER
Exercise / conversionCommon Stock 2,996 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020231 · doc4.xml · nonDerivative · entry 1

Rasmusen Sarah W. · CIK 0001850789 · CHIEF INNOVATION OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 18, 2023 Filed Mar 21, 2023 20:12 UTC
McCRACKEN BERNARD LOUIS IIIInterim CFO, Controller & CAO
Exercise / conversionRestricted Stock Units · Derivative 932 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020230 · doc4.xml · derivative · entry 7

McCRACKEN BERNARD LOUIS III · CIK 0001514537 · Interim CFO, Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,725

Underlying: Common Stock · 932 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F3 · derivative.exercise_date: This RSU award was granted on March 18, 2022, with vesting in three installments on March 18, 2023 (25%), March 18, 2024 (25%) and March 18, 2025 (50%).

F3 · derivative.expiration_date: This RSU award was granted on March 18, 2022, with vesting in three installments on March 18, 2023 (25%), March 18, 2024 (25%) and March 18, 2025 (50%).

Read SEC document
March 18, 2023 Filed Mar 21, 2023 20:12 UTC
McCRACKEN BERNARD LOUIS IIIInterim CFO, Controller & CAO
Tax withholdingCommon Stock 348 $8.67 $3,017.16
Disclosure

SEC source: 0001209191-23-020230 · doc4.xml · nonDerivative · entry 2

McCRACKEN BERNARD LOUIS III · CIK 0001514537 · Interim CFO, Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,977

F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Read SEC document
March 18, 2023 Filed Mar 21, 2023 20:12 UTC
McCRACKEN BERNARD LOUIS IIIInterim CFO, Controller & CAO
Exercise / conversionCommon Stock 932 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020230 · doc4.xml · nonDerivative · entry 1

McCRACKEN BERNARD LOUIS III · CIK 0001514537 · Interim CFO, Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 18, 2023 Filed Mar 21, 2023 20:12 UTC Exercise / conversionRestricted Stock Units · Derivative 15,254 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020227 · doc4.xml · derivative · entry 8

Griffith Jerome · CIK 0001547440 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,681

Underlying: Common Stock · 15,254 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F4 · derivative.exercise_date: This RSU award was granted on March 18, 2022, with vesting in three installments on March 18, 2023 (25%), March 18, 2024 (25%) and March 18, 2025 (50%).

F4 · derivative.expiration_date: This RSU award was granted on March 18, 2022, with vesting in three installments on March 18, 2023 (25%), March 18, 2024 (25%) and March 18, 2025 (50%).

Read SEC document
March 18, 2023 Filed Mar 21, 2023 20:12 UTC Tax withholdingCommon Stock 5,500 $8.67 $47,685.00
Disclosure

SEC source: 0001209191-23-020227 · doc4.xml · nonDerivative · entry 2

Griffith Jerome · CIK 0001547440 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,754

F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Read SEC document
March 18, 2023 Filed Mar 21, 2023 20:12 UTC Exercise / conversionCommon Stock 15,254 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020227 · doc4.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 18, 2023 Filed Mar 21, 2023 20:11 UTC
GRAY PETER LCCO, CAO and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 3,928 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020223 · doc4.xml · derivative · entry 7

GRAY PETER L · CIK 0001229628 · CCO, CAO and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,026

Underlying: Common Stock · 3,928 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F3 · derivative.exercise_date: This RSU award was granted on March 18, 2022, with vesting in three installments on March 18, 2023 (25%), March 18, 2024 (25%) and March 18, 2025 (50%).

F3 · derivative.expiration_date: This RSU award was granted on March 18, 2022, with vesting in three installments on March 18, 2023 (25%), March 18, 2024 (25%) and March 18, 2025 (50%).

Read SEC document
March 18, 2023 Filed Mar 21, 2023 20:11 UTC
GRAY PETER LCCO, CAO and General Counsel
Tax withholdingCommon Stock 1,314 $8.67 $11,392.38
Disclosure

SEC source: 0001209191-23-020223 · doc4.xml · nonDerivative · entry 2

GRAY PETER L · CIK 0001229628 · CCO, CAO and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,126

F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Read SEC document
March 18, 2023 Filed Mar 21, 2023 20:11 UTC
GRAY PETER LCCO, CAO and General Counsel
Exercise / conversionCommon Stock 3,928 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020223 · doc4.xml · nonDerivative · entry 1

GRAY PETER L · CIK 0001229628 · CCO, CAO and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,440

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
January 27, 2023 Filed Feb 1, 2023 21:19 UTC GrantCommon Stock 1,768 $9.01 $15,929.68
Disclosure

SEC source: 0001209191-23-005911 · doc4.xml · nonDerivative · entry 1

Galvin Robert · CIK 0001553095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,014

F1 · shares: Represents shares of common stock granted to the reporting person pursuant to his election under the Lands' End, Inc. Director Compensation Policy to receive a portion of the fees that would otherwise be payable to him in cash, in the form of shares of the issuer's common stock. Such shares were issued under the Lands' End, Inc. Amended and Restated 2017 Stock Plan.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 20:17 UTC
McLean Andrew J.Director · CEO - Designate
GrantEmployee Stock Option (right to buy) · Derivative 168,081 $0.00 Strike: $10.81 $0.00
Disclosure

SEC source: 0001209191-22-055509 · doc4.xml · derivative · entry 2

McLean Andrew J. · CIK 0001743026 · Director · CEO - Designate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,081

Underlying: Common Stock · 168,081 shares

Expires 2032-11-01

F2 · derivative.exercise_date: The option will vest in three annual installments on November 1, 2023 (25%), November 1, 2024 (25%) and November 1, 2025 (50%), subject to certain vesting conditions and acceleration events.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 20:17 UTC
McLean Andrew J.Director · CEO - Designate
GrantRestricted Stock Units · Derivative 115,633 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-055509 · doc4.xml · derivative · entry 1

McLean Andrew J. · CIK 0001743026 · Director · CEO - Designate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,633

Underlying: Common Stock · 115,633 shares

Expires not disclosed

F1 · derivative.exercise_date: These are time-based restricted stock units (RSUs) that will vest in three annual installments on November 1, 2023 (25%), November 1, 2024 (25%) and November 1, 2025 (50%), subject to certain vesting conditions and acceleration events. Each RSU represents a contingent right to receive one share of common stock upon satisfaction of the applicable vesting conditions.

F1 · derivative.expiration_date: These are time-based restricted stock units (RSUs) that will vest in three annual installments on November 1, 2023 (25%), November 1, 2024 (25%) and November 1, 2025 (50%), subject to certain vesting conditions and acceleration events. Each RSU represents a contingent right to receive one share of common stock upon satisfaction of the applicable vesting conditions.

Read SEC document
October 28, 2022 Filed Nov 1, 2022 20:15 UTC GrantCommon Stock 1,514 $10.52 $15,927.28
Disclosure

SEC source: 0001209191-22-055023 · doc4.xml · nonDerivative · entry 1

Galvin Robert · CIK 0001553095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,246

F1 · shares: Represents shares of common stock granted to the reporting person pursuant to his election under the Lands' End, Inc. Director Compensation Policy to receive a portion of the fees that would otherwise be payable to him in cash, in the form of shares of the issuer's common stock. Such shares were issued under the Lands' End, Inc. Amended and Restated 2017 Stock Plan.

Read SEC document
July 29, 2022 Filed Aug 2, 2022 20:15 UTC GrantCommon Stock 1,250 $12.75 $15,937.50
Disclosure

SEC source: 0001209191-22-043854 · doc4.xml · nonDerivative · entry 1

Galvin Robert · CIK 0001553095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,732

F1 · shares: Represents shares of common stock granted to the reporting person pursuant to his election under the Lands' End, Inc. Director Compensation Policy to receive a portion of the fees that would otherwise be payable to him in cash, in the form of shares of the issuer's common stock. Such shares were issued under the Lands' End, Inc. Amended and Restated 2017 Stock Plan.

Read SEC document
April 29, 2022 Filed May 3, 2022 20:19 UTC GrantCommon Stock 1,136 $14.02 $15,926.72
Disclosure

SEC source: 0001209191-22-026696 · doc4.xml · nonDerivative · entry 1

Galvin Robert · CIK 0001553095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,482

F1 · shares: Represents shares of common stock granted to the reporting person pursuant to his election under the Lands' End, Inc. Director Compensation Policy to receive a portion of the fees that would otherwise be payable to him in cash, in the form of shares of the issuer's common stock. Such shares were issued under the Lands' End, Inc. Amended and Restated 2017 Stock Plan.

Read SEC document
April 06, 2022 Filed Apr 9, 2022 01:30 UTC SaleCommon Stock, par value $0.01 per share 2,913 $16.25 $47,340.33
Disclosure

SEC source: 0000899243-22-014394 · doc4.xml · nonDerivative · entry 1

LAMPERT EDWARD S · CIK 0001183200 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,114,430

F1 · ownership.direct: Includes 3,791 shares of common stock of Lands' End, Inc. (the "Issuer"), par value $0.01 per share ("Shares") held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust") and 3,791 Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust" and, together with The Nicholas Trust, the "Trusts"). Mr. Lampert may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owner of any securities covered by this statement.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 21:46 UTC
GRAY PETER LEVP, CAO and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 8,789 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021353 · doc4.xml · derivative · entry 5

GRAY PETER L · CIK 0001229628 · EVP, CAO and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,954

Underlying: Common Stock · 8,789 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F4 · derivative.exercise_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%).

F4 · derivative.expiration_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%).

F5 · balance_after: Of the total number of RSUs, 15,389 RSUs will vest on March 19, 2023; 2,617 RSUs will vest on March 19, 2023, and 5,234 RSUs will vest on March 19, 2024; 3,928 RSUs will vest on March 18, 2023, 3,929 RSUs will vest on March 18, 2024, and 7,857 RSUs will vest on March 18, 2025; subject in each case to the satisfaction of vesting conditions, including as applicable, continued employment or a continuous business relationship.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 21:46 UTC
GRAY PETER LEVP, CAO and General Counsel
Tax withholdingCommon Stock 2,748 $17.37 $47,732.76
Disclosure

SEC source: 0001209191-22-021353 · doc4.xml · nonDerivative · entry 4

GRAY PETER L · CIK 0001229628 · EVP, CAO and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,512

F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 21:46 UTC
GRAY PETER LEVP, CAO and General Counsel
Exercise / conversionCommon Stock 8,789 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021353 · doc4.xml · nonDerivative · entry 3

GRAY PETER L · CIK 0001229628 · EVP, CAO and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 21:49 UTC
TSAI CHIEHEVP, Chief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 7,947 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021357 · doc4.xml · derivative · entry 5

TSAI CHIEH · CIK 0001764126 · EVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,101

Underlying: Common Stock · 7,947 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F4 · derivative.exercise_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%).

F4 · derivative.expiration_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%).

F5 · balance_after: Of the total number of RSUs, 13,499 RSUs will vest on March 19, 2023; 2,295 RSUs will vest on March 19, 2023, and 4,591 RSUs will vest on March 19, 2024; 3,429 RSUs will vest on March 18, 2023, 3,429 RSUs will vest on March 18, 2024, and 6,858 RSUs will vest on March 18, 2025; subject in each case to the satisfaction of vesting conditions, including as applicable, continued employment or a continuous business relationship.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 21:49 UTC
TSAI CHIEHEVP, Chief Product Officer
Tax withholdingCommon Stock 1,996 $17.37 $34,670.52
Disclosure

SEC source: 0001209191-22-021357 · doc4.xml · nonDerivative · entry 4

TSAI CHIEH · CIK 0001764126 · EVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,268

F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 21:49 UTC
TSAI CHIEHEVP, Chief Product Officer
Exercise / conversionCommon Stock 7,947 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021357 · doc4.xml · nonDerivative · entry 3

TSAI CHIEH · CIK 0001764126 · EVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 21:48 UTC
Rasmusen Sarah W.EVP, CHIEF CUSTOMER OFFICER
Exercise / conversionRestricted Stock Units · Derivative 4,173 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021356 · doc4.xml · derivative · entry 5

Rasmusen Sarah W. · CIK 0001850789 · EVP, CHIEF CUSTOMER OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,312

Underlying: Common Stock · 4,173 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F4 · derivative.exercise_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%).

F4 · derivative.expiration_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%).

F5 · balance_after: Of the total number of RSUs, 11,474 RSUs will vest on March 19, 2023; 1,951 RSUs will vest on March 19, 2023, and 3,902 RSUs will vest on March 19, 2024; 2,996 RSUs will vest on March 18, 2023, 2,996 RSUs will vest on March 18, 2024, and 5,993 RSUs will vest on March 18, 2025; subject in each case to the satisfaction of vesting conditions, including as applicable, continued employment or a continuous business relationship.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 21:48 UTC
Rasmusen Sarah W.EVP, CHIEF CUSTOMER OFFICER
Tax withholdingCommon Stock 1,336 $17.37 $23,206.32
Disclosure

SEC source: 0001209191-22-021356 · doc4.xml · nonDerivative · entry 4

Rasmusen Sarah W. · CIK 0001850789 · EVP, CHIEF CUSTOMER OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,888

F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 21:48 UTC
Rasmusen Sarah W.EVP, CHIEF CUSTOMER OFFICER
Exercise / conversionCommon Stock 4,173 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021356 · doc4.xml · nonDerivative · entry 3

Rasmusen Sarah W. · CIK 0001850789 · EVP, CHIEF CUSTOMER OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 21:48 UTC
GOOCH JAMES FPresident and CFO
Exercise / conversionRestricted Stock Units · Derivative 10,729 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021352 · doc4.xml · derivative · entry 5

GOOCH JAMES F · CIK 0001250207 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,698

Underlying: Common Stock · 10,729 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F4 · derivative.exercise_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%).

F4 · derivative.expiration_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%).

F5 · balance_after: Of the total number of RSUs, 18,764 RSUs will vest on March 19, 2023; 3,916 RSUs will vest on March 19, 2023, and 7,832 RSUs will vest on March 19, 2024; 5,296 RSUs will vest on March 18, 2023, 5,297 RSUs will vest on March 18, 2024, and 10,593 RSUs will vest on March 18, 2025; subject in each case to the satisfaction of vesting conditions, including as applicable, continued employment or a continuous business relationship.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 21:48 UTC
GOOCH JAMES FPresident and CFO
Tax withholdingCommon Stock 2,841 $17.37 $49,348.17
Disclosure

SEC source: 0001209191-22-021352 · doc4.xml · nonDerivative · entry 4

GOOCH JAMES F · CIK 0001250207 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,368

F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 21:48 UTC
GOOCH JAMES FPresident and CFO
Exercise / conversionCommon Stock 10,729 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021352 · doc4.xml · nonDerivative · entry 3

GOOCH JAMES F · CIK 0001250207 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 21:47 UTC
Griffith JeromeDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 36,714 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021354 · doc4.xml · derivative · entry 6

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,935

Underlying: Common Stock · 36,714 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F4 · derivative.exercise_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%).

F4 · derivative.expiration_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%).

F5 · balance_after: Of the total number of RSUs, 62,366 RSUs will vest on March 19, 2023; 10,518 RSUs will vest on March 19, 2023, and 21,035 RSUs will vest on March 19, 2024; 15,254 RSUs will vest on March 18, 2023, 15,254 RSUs will vest on March 18, 2024, and 30,508 RSUs will vest on March 18, 2025; subject in each case to the satisfaction of vesting conditions, including as applicable, continued employment or a continuous business relationship.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 21:47 UTC
Griffith JeromeDirector · Chief Executive Officer
Tax withholdingCommon Stock 17,256 $17.37 $299,736.72
Disclosure

SEC source: 0001209191-22-021354 · doc4.xml · nonDerivative · entry 4

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,868

F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 21:47 UTC
Griffith JeromeDirector · Chief Executive Officer
Exercise / conversionCommon Stock 36,714 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021354 · doc4.xml · nonDerivative · entry 3

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 21:48 UTC
McCRACKEN BERNARD LOUIS IIIVP, Controller & Chf Acct Ofc
Exercise / conversionRestricted Stock Units · Derivative 2,328 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021355 · doc4.xml · derivative · entry 5

McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller & Chf Acct Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,657

Underlying: Common Stock · 2,328 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F4 · derivative.exercise_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%).

F4 · derivative.expiration_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%).

F5 · balance_after: Of the total number of RSUs, 4,051 RSUs will vest on March 19, 2023; 626 RSUs will vest on March 19, 2023, and 1,252 RSUs will vest on March 19, 2024; 932 RSUs will vest on March 18, 2023, 932 RSUs will vest on March 18, 2024, and 1,864 RSUs will vest on March 18, 2025; subject in each case to the satisfaction of vesting conditions, including as applicable, continued employment or a continuous business relationship.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 21:48 UTC
McCRACKEN BERNARD LOUIS IIIVP, Controller & Chf Acct Ofc
Tax withholdingCommon Stock 745 $17.37 $12,940.65
Disclosure

SEC source: 0001209191-22-021355 · doc4.xml · nonDerivative · entry 4

McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller & Chf Acct Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,393

F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 21:48 UTC
McCRACKEN BERNARD LOUIS IIIVP, Controller & Chf Acct Ofc
Exercise / conversionCommon Stock 2,328 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021355 · doc4.xml · nonDerivative · entry 3

McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller & Chf Acct Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 24, 2022 Filed Mar 28, 2022 21:46 UTC
GRAY PETER LEVP, CAO and General Counsel
Tax withholdingCommon Stock 6,484 $18.34 $118,916.56
Disclosure

SEC source: 0001209191-22-021353 · doc4.xml · nonDerivative · entry 2

GRAY PETER L · CIK 0001229628 · EVP, CAO and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,471

F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Read SEC document
March 24, 2022 Filed Mar 28, 2022 21:46 UTC
GRAY PETER LEVP, CAO and General Counsel
GrantCommon Stock 20,740 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021353 · doc4.xml · nonDerivative · entry 1

GRAY PETER L · CIK 0001229628 · EVP, CAO and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,955

F1 · shares: Shares issued upon determination that performance criteria, related to performance-based RSUs awarded on March 25, 2019, had been met.

Read SEC document
March 24, 2022 Filed Mar 28, 2022 21:49 UTC
TSAI CHIEHEVP, Chief Product Officer
Tax withholdingCommon Stock 4,710 $18.34 $86,381.40
Disclosure

SEC source: 0001209191-22-021357 · doc4.xml · nonDerivative · entry 2

TSAI CHIEH · CIK 0001764126 · EVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,317

F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Read SEC document
March 24, 2022 Filed Mar 28, 2022 21:49 UTC
TSAI CHIEHEVP, Chief Product Officer
GrantCommon Stock 18,753 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021357 · doc4.xml · nonDerivative · entry 1

TSAI CHIEH · CIK 0001764126 · EVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,027

F1 · shares: Shares issued upon determination that performance criteria, related to performance-based RSUs awarded on March 25, 2019, had been met.

Read SEC document
March 24, 2022 Filed Mar 28, 2022 21:48 UTC
Rasmusen Sarah W.EVP, CHIEF CUSTOMER OFFICER
Tax withholdingCommon Stock 3,151 $18.34 $57,789.34
Disclosure

SEC source: 0001209191-22-021356 · doc4.xml · nonDerivative · entry 2

Rasmusen Sarah W. · CIK 0001850789 · EVP, CHIEF CUSTOMER OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,051

F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Read SEC document
March 24, 2022 Filed Mar 28, 2022 21:48 UTC
Rasmusen Sarah W.EVP, CHIEF CUSTOMER OFFICER
GrantCommon Stock 9,844 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021356 · doc4.xml · nonDerivative · entry 1

Rasmusen Sarah W. · CIK 0001850789 · EVP, CHIEF CUSTOMER OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,202

F1 · shares: Shares issued upon determination that performance criteria, related to performance-based RSUs awarded on March 25, 2019, had been met.

Read SEC document
March 24, 2022 Filed Mar 28, 2022 21:48 UTC
GOOCH JAMES FPresident and CFO
Tax withholdingCommon Stock 6,703 $18.34 $122,933.02
Disclosure

SEC source: 0001209191-22-021352 · doc4.xml · nonDerivative · entry 2

GOOCH JAMES F · CIK 0001250207 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,480

F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Read SEC document
March 24, 2022 Filed Mar 28, 2022 21:48 UTC
GOOCH JAMES FPresident and CFO
GrantCommon Stock 25,316 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021352 · doc4.xml · nonDerivative · entry 1

GOOCH JAMES F · CIK 0001250207 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,183

F1 · shares: Shares issued upon determination that performance criteria, related to performance-based RSUs awarded on March 25, 2019, had been met.

Read SEC document
March 24, 2022 Filed Mar 28, 2022 21:47 UTC
Griffith JeromeDirector · Chief Executive Officer
Tax withholdingCommon Stock 39,586 $18.34 $726,007.24
Disclosure

SEC source: 0001209191-22-021354 · doc4.xml · nonDerivative · entry 2

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,410

F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Read SEC document
March 24, 2022 Filed Mar 28, 2022 21:47 UTC
Griffith JeromeDirector · Chief Executive Officer
GrantCommon Stock 86,642 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021354 · doc4.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,996

F1 · shares: Shares issued upon determination that performance criteria, related to performance-based RSUs awarded on March 25, 2019, had been met.

Read SEC document
March 24, 2022 Filed Mar 28, 2022 21:48 UTC
McCRACKEN BERNARD LOUIS IIIVP, Controller & Chf Acct Ofc
Tax withholdingCommon Stock 1,799 $18.34 $32,993.66
Disclosure

SEC source: 0001209191-22-021355 · doc4.xml · nonDerivative · entry 2

McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller & Chf Acct Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,810

F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Read SEC document
March 24, 2022 Filed Mar 28, 2022 21:48 UTC
McCRACKEN BERNARD LOUIS IIIVP, Controller & Chf Acct Ofc
GrantCommon Stock 5,494 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021355 · doc4.xml · nonDerivative · entry 1

McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller & Chf Acct Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,609

F1 · shares: Shares issued upon determination that performance criteria, related to performance-based RSUs awarded on March 25, 2019, had been met.

Read SEC document
March 19, 2022 Filed Mar 22, 2022 21:12 UTC
TSAI CHIEHEVP, Chief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 2,295 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020566 · doc4.xml · derivative · entry 7

TSAI CHIEH · CIK 0001764126 · EVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,048

Underlying: Common Stock · 2,295 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F5 · derivative.exercise_date: This RSU award was granted on March 19, 2021, with vesting in three installments on March 19, 2022 (25%), March 19, 2023 (25%) and March 19, 2024 (50%).

F5 · derivative.expiration_date: This RSU award was granted on March 19, 2021, with vesting in three installments on March 19, 2022 (25%), March 19, 2023 (25%) and March 19, 2024 (50%).

F6 · balance_after: Of the total number of RSUs, 7,947 RSUs will vest on March 25, 2022; 13,499 RSUs will vest on March 19, 2023; 2,295 RSUs will vest on March 19, 2023, and 4,591 RSUs will vest on March 19, 2024; 3,429 RSUs will vest on March 18, 2023, 3,429 RSUs will vest on March 18, 2024, and 6,858 RSUs will vest on March 18, 2025; subject in each case to the satisfaction of vesting conditions, including as applicable, continued employment or a continuous business relationship.

Read SEC document
March 19, 2022 Filed Mar 22, 2022 21:12 UTC
TSAI CHIEHEVP, Chief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 6,749 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020566 · doc4.xml · derivative · entry 6

TSAI CHIEH · CIK 0001764126 · EVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,343

Underlying: Common Stock · 6,749 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F4 · derivative.exercise_date: This RSU award was granted on March 19, 2020, with vesting in three installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%).

F4 · derivative.expiration_date: This RSU award was granted on March 19, 2020, with vesting in three installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%).

Read SEC document
March 19, 2022 Filed Mar 22, 2022 21:12 UTC
TSAI CHIEHEVP, Chief Product Officer
Tax withholdingCommon Stock 577 $20.65 $11,915.05
Disclosure

SEC source: 0001209191-22-020566 · doc4.xml · nonDerivative · entry 4

TSAI CHIEH · CIK 0001764126 · EVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,274

F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.