Last 12 months
Inside the activity.
0 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 15 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 11, 2018 Filed Dec 13, 2018 21:31 UTC |
MCCLAIN JOHNDirector
|
PurchaseCommon Stock | 1,000 | $14.08 | $14,083.40 |
DisclosureSEC source: 0000799288-18-000070 · wf-form4_154473668880895.xml · nonDerivative · entry 1 MCCLAIN JOHN · CIK 0001128479 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Defined Benefit Plan Disclosed balance after: 5,954 Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 21:44 UTC |
PATEL JIGNESHDirector
|
PurchaseCommon Stock | 2,000 | $14.00 | $28,000.00 |
DisclosureSEC source: 0000799288-18-000068 · wf-form4_154465103049355.xml · nonDerivative · entry 1 PATEL JIGNESH · CIK 0001602758 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 21:38 UTC |
Hong Gill BrownEVP, CMO & Head of Intl.
|
Exercise / conversionRestricted Stock Units · Derivative | 1,644 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000799288-18-000066 · wf-form4_154447788965661.xml · derivative · entry 3 Hong Gill Brown · CIK 0001723979 · EVP, CMO & Head of Intl. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,207 Underlying: Common Stock · 1,644 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This RSU award was granted on December 7, 2017, with vesting in three annual installments on December 7, 2018 (25%), December 7, 2019 (25%) and December 7, 2020 (50%). F3 · derivative.expiration_date: This RSU award was granted on December 7, 2017, with vesting in three annual installments on December 7, 2018 (25%), December 7, 2019 (25%) and December 7, 2020 (50%). F4 · balance_after: Of the total number of RSUs, 10,273 RSUs will vest in three annual installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%); 1,644 RSUs will vest on December 7, 2019; and 3,290 RSUs will vest on December 7, 2020; subject in each case to the satisfaction of vesting conditions, including continued employment. Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 21:38 UTC |
Hong Gill BrownEVP, CMO & Head of Intl.
|
Tax withholdingCommon Stock | 527 | $15.08 | $7,947.16 |
DisclosureSEC source: 0000799288-18-000066 · wf-form4_154447788965661.xml · nonDerivative · entry 2 Hong Gill Brown · CIK 0001723979 · EVP, CMO & Head of Intl. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,542 F2 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on December 7, 2018. Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 21:38 UTC |
Hong Gill BrownEVP, CMO & Head of Intl.
|
Exercise / conversionCommon Stock | 1,644 | $0.00 | $0.00 |
DisclosureSEC source: 0000799288-18-000066 · wf-form4_154447788965661.xml · nonDerivative · entry 1 Hong Gill Brown · CIK 0001723979 · EVP, CMO & Head of Intl. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,069 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 21:02 UTC |
McCRACKEN BERNARD LOUIS IIIVP, Controller and CAO
|
SaleCommon Stock | 4,000 | $17.80 | $71,210.80 |
DisclosureSEC source: 0000799288-18-000057 · wf-form4_153730453049262.xml · nonDerivative · entry 1 McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 604 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.6000 to $18.0250, inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per share and the number of shares sold at each price. Read SEC document |
| May 08, 2018 Filed May 9, 2018 21:03 UTC |
GRAY PETER LEVP, CAO & General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 5,681 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000799288-18-000036 · wf-form4_152589981566061.xml · derivative · entry 3 GRAY PETER L · CIK 0001229628 · EVP, CAO & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,984 Underlying: Common Stock · 5,681 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F3 · derivative.exercise_date: This RSU award was granted on May 8, 2017, with vesting in four annual installments on May 8, 2018 (25%), May 8, 2019 (25%), May 8, 2020 (25%), and May 8, 2021 (25%). F3 · derivative.expiration_date: This RSU award was granted on May 8, 2017, with vesting in four annual installments on May 8, 2018 (25%), May 8, 2019 (25%), May 8, 2020 (25%), and May 8, 2021 (25%). F4 · balance_after: Of the total number of RSUs, 11,415 RSUs will vest in three annual installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%); 2,841 RSUs will vest on May 1, 2019; 5,682 RSUs will vest on May 1, 2020; 5,681 RSUs will vest on May 8, 2019; 5,681 RSUs will vest on May 8, 2020; and 5,684 RSUs will vest on May 8, 2021; subject in each case to the satisfaction of vesting conditions, including continued employment. Read SEC document |
| May 08, 2018 Filed May 9, 2018 21:03 UTC |
GRAY PETER LEVP, CAO & General Counsel
|
Tax withholdingCommon Stock | 1,818 | $19.35 | $35,178.30 |
DisclosureSEC source: 0000799288-18-000036 · wf-form4_152589981566061.xml · nonDerivative · entry 2 GRAY PETER L · CIK 0001229628 · EVP, CAO & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,913 F2 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on May 8, 2018. Read SEC document |
| May 08, 2018 Filed May 9, 2018 21:03 UTC |
GRAY PETER LEVP, CAO & General Counsel
|
Exercise / conversionCommon Stock | 5,681 | $0.00 | $0.00 |
DisclosureSEC source: 0000799288-18-000036 · wf-form4_152589981566061.xml · nonDerivative · entry 1 GRAY PETER L · CIK 0001229628 · EVP, CAO & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,731 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| May 07, 2018 Filed May 9, 2018 23:30 UTC |
LAMPERT EDWARD S10% owner
ESL PARTNERS, L.P.10% owner
RBS Partners, L.P.10% owner
ESL Investments, Inc.10% owner
|
OtherCommon Stock, par value $0.01 per share | 92,631 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-012176 · doc4.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,644,363 F1 · shares: Represents shares of common stock of Lands' End, Inc. (the "Issuer"), par value $0.01 per share ("Shares"), that were distributed by ESL Partners, L.P. ("Partners") on a pro rata basis to certain limited partners that elected in 2017 to redeem all or a portion of their interest in Partners. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, Partners, RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents Shares directly beneficially owned by Partners. Read SEC document |
| May 02, 2018 Filed May 3, 2018 21:04 UTC |
GOOCH JAMES FEVP, COO, CFO and Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,186 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000799288-18-000034 · wf-form4_152538148482740.xml · derivative · entry 9 GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,879 Underlying: Common Stock · 3,186 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F6 · derivative.exercise_date: This RSU award was granted on May 2, 2016, with vesting in three annual installments on May 2, 2017 (25%), May 2, 2018 (25%) and May 2, 2019 (50%). F6 · derivative.expiration_date: This RSU award was granted on May 2, 2016, with vesting in three annual installments on May 2, 2017 (25%), May 2, 2018 (25%) and May 2, 2019 (50%). F7 · balance_after: Of the total number of RSUs, 14,611 RSUs will vest in three annual installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%); 3,235 RSUs will vest on May 1, 2019; 6,470 RSUs will vest on May 1, 2020; 4,225 RSUs will vest on December 19, 2018; 3,988 RSUs will vest on January 27, 2019; 7,977 RSUs will vest on January 27, 2020; and 6,373 RSUs will vest on May 2, 2019; subject in each case to the satisfaction of vesting conditions, including continued employment. Read SEC document |
| May 02, 2018 Filed May 3, 2018 21:04 UTC |
GOOCH JAMES FEVP, COO, CFO and Treasurer
|
Tax withholdingCommon Stock | 912 | $19.75 | $18,012.00 |
DisclosureSEC source: 0000799288-18-000034 · wf-form4_152538148482740.xml · nonDerivative · entry 6 GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,769 F3 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on May 2, 2018. Read SEC document |
| May 02, 2018 Filed May 3, 2018 21:04 UTC |
GOOCH JAMES FEVP, COO, CFO and Treasurer
|
Exercise / conversionCommon Stock | 3,186 | $0.00 | $0.00 |
DisclosureSEC source: 0000799288-18-000034 · wf-form4_152538148482740.xml · nonDerivative · entry 5 GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,681 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| May 02, 2018 Filed May 3, 2018 21:04 UTC |
McCRACKEN BERNARD LOUIS IIIVP, Controller and CAO
|
Exercise / conversionRestricted Stock Units · Derivative | 701 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000799288-18-000033 · wf-form4_152538146873192.xml · derivative · entry 9 McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,779 Underlying: Common Stock · 701 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F6 · derivative.exercise_date: This RSU award was granted on May 2, 2016, with vesting in three annual installments on May 2, 2017 (25%), May 2, 2018 (25%) and May 2, 2019 (50%). F6 · derivative.expiration_date: This RSU award was granted on May 2, 2016, with vesting in three annual installments on May 2, 2017 (25%), May 2, 2018 (25%) and May 2, 2019 (50%). F7 · balance_after: Of the total number of RSUs, 3,242 RSUs will vest in three annual installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%); 712 RSUs will vest on May 1, 2019; 1,423 RSUs will vest on May 1, 2020; 1,402 RSUs will vest on May 2, 2019; subject in each case to the satisfaction of vesting conditions, including continued employment. Read SEC document |
| May 02, 2018 Filed May 3, 2018 21:04 UTC |
McCRACKEN BERNARD LOUIS IIIVP, Controller and CAO
|
Tax withholdingCommon Stock | 225 | $19.75 | $4,443.75 |
DisclosureSEC source: 0000799288-18-000033 · wf-form4_152538146873192.xml · nonDerivative · entry 6 McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,604 F3 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on May 2, 2018. Read SEC document |
| May 02, 2018 Filed May 3, 2018 21:04 UTC |
McCRACKEN BERNARD LOUIS IIIVP, Controller and CAO
|
Exercise / conversionCommon Stock | 701 | $0.00 | $0.00 |
DisclosureSEC source: 0000799288-18-000033 · wf-form4_152538146873192.xml · nonDerivative · entry 5 McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,829 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| May 02, 2018 Filed May 3, 2018 21:04 UTC |
RITCHIE KELLYSVP, Employee & Cust Services
|
Exercise / conversionRestricted Stock Units · Derivative | 1,958 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000799288-18-000032 · wf-form4_152538145289044.xml · derivative · entry 6 RITCHIE KELLY · CIK 0001602765 · SVP, Employee & Cust Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,871 Underlying: Common Stock · 1,958 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F4 · derivative.exercise_date: This RSU award was granted on May 2, 2016, with vesting in three annual installments on May 2, 2017 (25%), May 2, 2018 (25%) and May 2, 2019 (50%). F4 · derivative.expiration_date: This RSU award was granted on May 2, 2016, with vesting in three annual installments on May 2, 2017 (25%), May 2, 2018 (25%) and May 2, 2019 (50%). F5 · balance_after: Of the total number of RSUs, 8,995 RSUs will vest in three annual installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%); 1,988 RSUs will vest May 1, 2019; 3,974 RSUs will vest on May 1, 2020; and 3,914 RSUs will vest on May 2, 2019; subject in each case to the satisfaction of vesting conditions, including continued employment. Read SEC document |
| May 02, 2018 Filed May 3, 2018 21:04 UTC |
RITCHIE KELLYSVP, Employee & Cust Services
|
Exercise / conversionCommon Stock | 1,958 | $0.00 | $0.00 |
DisclosureSEC source: 0000799288-18-000032 · wf-form4_152538145289044.xml · nonDerivative · entry 3 RITCHIE KELLY · CIK 0001602765 · SVP, Employee & Cust Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,098 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| May 01, 2018 Filed May 3, 2018 21:04 UTC |
GOOCH JAMES FEVP, COO, CFO and Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,235 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000799288-18-000034 · wf-form4_152538148482740.xml · derivative · entry 8 GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,065 Underlying: Common Stock · 3,235 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F5 · derivative.exercise_date: This RSU award was granted on May 1, 2017, with vesting in three annual installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%). F5 · derivative.expiration_date: This RSU award was granted on May 1, 2017, with vesting in three annual installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%). Read SEC document |
| May 01, 2018 Filed May 3, 2018 21:04 UTC |
GOOCH JAMES FEVP, COO, CFO and Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 6,579 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000799288-18-000034 · wf-form4_152538148482740.xml · derivative · entry 7 GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,300 Underlying: Common Stock · 6,579 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F4 · derivative.exercise_date: This RSU award was granted on February 1, 2017, with vesting in one installment on May 1, 2018 (100%). F4 · derivative.expiration_date: This RSU award was granted on February 1, 2017, with vesting in one installment on May 1, 2018 (100%). Read SEC document |
| May 01, 2018 Filed May 3, 2018 21:04 UTC |
GOOCH JAMES FEVP, COO, CFO and Treasurer
|
Tax withholdingCommon Stock | 926 | $19.40 | $17,964.40 |
DisclosureSEC source: 0000799288-18-000034 · wf-form4_152538148482740.xml · nonDerivative · entry 4 GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,495 F2 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on May 1, 2018. Read SEC document |
| May 01, 2018 Filed May 3, 2018 21:04 UTC |
GOOCH JAMES FEVP, COO, CFO and Treasurer
|
Exercise / conversionCommon Stock | 3,235 | $0.00 | $0.00 |
DisclosureSEC source: 0000799288-18-000034 · wf-form4_152538148482740.xml · nonDerivative · entry 3 GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,421 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| May 01, 2018 Filed May 3, 2018 21:04 UTC |
GOOCH JAMES FEVP, COO, CFO and Treasurer
|
Tax withholdingCommon Stock | 1,882 | $19.40 | $36,510.80 |
DisclosureSEC source: 0000799288-18-000034 · wf-form4_152538148482740.xml · nonDerivative · entry 2 GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,186 F2 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on May 1, 2018. Read SEC document |
| May 01, 2018 Filed May 3, 2018 21:04 UTC |
GOOCH JAMES FEVP, COO, CFO and Treasurer
|
Exercise / conversionCommon Stock | 6,579 | $0.00 | $0.00 |
DisclosureSEC source: 0000799288-18-000034 · wf-form4_152538148482740.xml · nonDerivative · entry 1 GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,068 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| May 01, 2018 Filed May 3, 2018 21:04 UTC |
McCRACKEN BERNARD LOUIS IIIVP, Controller and CAO
|
Exercise / conversionRestricted Stock Units · Derivative | 712 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000799288-18-000033 · wf-form4_152538146873192.xml · derivative · entry 8 McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,480 Underlying: Common Stock · 712 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F5 · derivative.exercise_date: This RSU award was granted on May 1, 2017, with vesting in three annual installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%). F5 · derivative.expiration_date: This RSU award was granted on May 1, 2017, with vesting in three annual installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%). Read SEC document |
| May 01, 2018 Filed May 3, 2018 21:04 UTC |
McCRACKEN BERNARD LOUIS IIIVP, Controller and CAO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,090 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000799288-18-000033 · wf-form4_152538146873192.xml · derivative · entry 7 McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,192 Underlying: Common Stock · 1,090 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F4 · derivative.exercise_date: This RSU award was granted on May 1, 2015, with vesting in one installment on May 1, 2018 (100%). F4 · derivative.expiration_date: This RSU award was granted on May 1, 2015, with vesting in one installment on May 1, 2018 (100%). Read SEC document |
| May 01, 2018 Filed May 3, 2018 21:04 UTC |
McCRACKEN BERNARD LOUIS IIIVP, Controller and CAO
|
Tax withholdingCommon Stock | 228 | $19.40 | $4,423.20 |
DisclosureSEC source: 0000799288-18-000033 · wf-form4_152538146873192.xml · nonDerivative · entry 4 McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,128 F2 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on May 1, 2018. Read SEC document |
| May 01, 2018 Filed May 3, 2018 21:04 UTC |
McCRACKEN BERNARD LOUIS IIIVP, Controller and CAO
|
Exercise / conversionCommon Stock | 712 | $0.00 | $0.00 |
DisclosureSEC source: 0000799288-18-000033 · wf-form4_152538146873192.xml · nonDerivative · entry 3 McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,356 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| May 01, 2018 Filed May 3, 2018 21:04 UTC |
McCRACKEN BERNARD LOUIS IIIVP, Controller and CAO
|
Tax withholdingCommon Stock | 341 | $19.40 | $6,615.40 |
DisclosureSEC source: 0000799288-18-000033 · wf-form4_152538146873192.xml · nonDerivative · entry 2 McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,644 F2 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on May 1, 2018. Read SEC document |
| May 01, 2018 Filed May 3, 2018 21:04 UTC |
McCRACKEN BERNARD LOUIS IIIVP, Controller and CAO
|
Exercise / conversionCommon Stock | 1,090 | $0.00 | $0.00 |
DisclosureSEC source: 0000799288-18-000033 · wf-form4_152538146873192.xml · nonDerivative · entry 1 McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,985 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| May 01, 2018 Filed May 3, 2018 21:04 UTC |
RITCHIE KELLYSVP, Employee & Cust Services
|
Exercise / conversionRestricted Stock Units · Derivative | 1,988 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000799288-18-000032 · wf-form4_152538145289044.xml · derivative · entry 5 RITCHIE KELLY · CIK 0001602765 · SVP, Employee & Cust Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,829 Underlying: Common Stock · 1,988 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F3 · derivative.exercise_date: This RSU award was granted on May 1, 2017, with vesting in three annual installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%). F3 · derivative.expiration_date: This RSU award was granted on May 1, 2017, with vesting in three annual installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%). Read SEC document |
| May 01, 2018 Filed May 3, 2018 21:04 UTC |
RITCHIE KELLYSVP, Employee & Cust Services
|
Exercise / conversionRestricted Stock Units · Derivative | 3,067 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000799288-18-000032 · wf-form4_152538145289044.xml · derivative · entry 4 RITCHIE KELLY · CIK 0001602765 · SVP, Employee & Cust Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,817 Underlying: Common Stock · 3,067 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F2 · derivative.exercise_date: This RSU award was granted on May 1, 2015, with vesting in one installment on May 1, 2018 (100%). F2 · derivative.expiration_date: This RSU award was granted on May 1, 2015, with vesting in one installment on May 1, 2018 (100%). Read SEC document |
| May 01, 2018 Filed May 3, 2018 21:04 UTC |
RITCHIE KELLYSVP, Employee & Cust Services
|
Exercise / conversionCommon Stock | 1,988 | $0.00 | $0.00 |
DisclosureSEC source: 0000799288-18-000032 · wf-form4_152538145289044.xml · nonDerivative · entry 2 RITCHIE KELLY · CIK 0001602765 · SVP, Employee & Cust Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,140 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| May 01, 2018 Filed May 3, 2018 21:04 UTC |
RITCHIE KELLYSVP, Employee & Cust Services
|
Exercise / conversionCommon Stock | 3,067 | $0.00 | $0.00 |
DisclosureSEC source: 0000799288-18-000032 · wf-form4_152538145289044.xml · nonDerivative · entry 1 RITCHIE KELLY · CIK 0001602765 · SVP, Employee & Cust Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,152 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| May 01, 2018 Filed May 3, 2018 21:04 UTC |
GRAY PETER LEVP, CAO & General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 2,841 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000799288-18-000031 · wf-form4_152538143580437.xml · derivative · entry 2 GRAY PETER L · CIK 0001229628 · EVP, CAO & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,665 Underlying: Common Stock · 2,841 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F2 · derivative.exercise_date: This RSU award was granted on May 8, 2017, with vesting in three annual installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%). F2 · derivative.expiration_date: This RSU award was granted on May 8, 2017, with vesting in three annual installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%). F3 · balance_after: Of the total number of RSUs, 11,415 RSUs will vest in three annual installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%); 2,841 RSUs will vest on May 1, 2019; 5,682 RSUs will vest on May 1, 2020; and 22,727 RSUs will vest in four annual installments on May 8, 2018 (25%), May 8, 2019 (25%), May 8, 2020 (25%) and May 8, 2021 (25%); subject in each case to the satisfaction of vesting conditions, including continued employment. Read SEC document |
| May 01, 2018 Filed May 3, 2018 21:04 UTC |
GRAY PETER LEVP, CAO & General Counsel
|
Exercise / conversionCommon Stock | 2,841 | $0.00 | $0.00 |
DisclosureSEC source: 0000799288-18-000031 · wf-form4_152538143580437.xml · nonDerivative · entry 1 GRAY PETER L · CIK 0001229628 · EVP, CAO & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,050 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| May 01, 2018 Filed May 3, 2018 21:03 UTC |
Griffith JeromeDirector · CEO and President
|
Exercise / conversionRestricted Stock Units · Derivative | 9,834 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000799288-18-000030 · wf-form4_152538138294172.xml · derivative · entry 2 Griffith Jerome · CIK 0001547440 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,454 Underlying: Common Stock · 9,834 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F2 · derivative.exercise_date: This RSU award was granted on May 1, 2017, with vesting in three annual installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%). F2 · derivative.expiration_date: This RSU award was granted on May 1, 2017, with vesting in three annual installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%). F3 · balance_after: Of the total number of RSUs, 47,716 RSUs will vest in three annual installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%); 9,834 RSUs will vest on May 1, 2019; 19,669 RSUs will vest on May 1, 2020; 29,412 RSUs will vest on March 6, 2019; 29,412 RSUs will vest on March 6, 2020; and 29,411 RSUs will vest on March 6, 2021; subject in each case to the satisfaction of vesting conditions, including continued employment. Read SEC document |
| May 01, 2018 Filed May 3, 2018 21:03 UTC |
Griffith JeromeDirector · CEO and President
|
Exercise / conversionCommon Stock | 9,834 | $0.00 | $0.00 |
DisclosureSEC source: 0000799288-18-000030 · wf-form4_152538138294172.xml · nonDerivative · entry 1 Griffith Jerome · CIK 0001547440 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,963 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| April 13, 2018 Filed Apr 17, 2018 20:18 UTC |
Hong Gill BrownEVP, CMO & Head of Intl.
|
PurchaseCommon Stock | 1,525 | $22.20 | $33,855.00 |
DisclosureSEC source: 0000799288-18-000024 · wf-form4_152399627228267.xml · nonDerivative · entry 1 Hong Gill Brown · CIK 0001723979 · EVP, CMO & Head of Intl. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,425 Read SEC document |
| March 26, 2018 Filed Mar 28, 2018 20:38 UTC |
McCRACKEN BERNARD LOUIS IIIVP, Controller and CAO
|
GrantRestricted Stock Units · Derivative | 3,242 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000799288-18-000020 · wf-form4_152226948969103.xml · derivative · entry 1 McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,282 Underlying: Common Stock · 3,242 shares Expires not disclosed F1 · derivative.exercise_date: These are time-based restricted stock units ("RSUs") that will vest, assuming continued employment, in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%). Each RSU represents a contingent right to receive one share of common stock upon satisfaction of the vesting considerations. F1 · derivative.expiration_date: These are time-based restricted stock units ("RSUs") that will vest, assuming continued employment, in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%). Each RSU represents a contingent right to receive one share of common stock upon satisfaction of the vesting considerations. F2 · balance_after: Of the total number of RSUs, 3,242 RSUs are as described in footnote 1; 2,847 RSUs will vest in three annual installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%); 701 RSUs will vest on May 2, 2018, and 1,402 RSUs will vest on May 2, 2019; and 1,090 RSUs will vest on May 1, 2018; subject in each case to the satisfaction of vesting conditions, including continued employment. Read SEC document |
| March 26, 2018 Filed Mar 28, 2018 20:38 UTC |
Griffith JeromeDirector · CEO and President
|
GrantRestricted Stock Units · Derivative | 47,716 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000799288-18-000019 · wf-form4_152226947383717.xml · derivative · entry 1 Griffith Jerome · CIK 0001547440 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,288 Underlying: Common Stock · 47,716 shares Expires not disclosed F1 · derivative.exercise_date: These are time-based restricted stock units ("RSUs") that will vest, assuming continued employment, in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%). Each RSU represents a contingent right to receive one share of common stock upon satisfaction of the vesting considerations. F1 · derivative.expiration_date: These are time-based restricted stock units ("RSUs") that will vest, assuming continued employment, in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%). Each RSU represents a contingent right to receive one share of common stock upon satisfaction of the vesting considerations. F2 · balance_after: Of the total number of RSUs, 47,716 RSUs are as described in footnote 1; 39,337 RSUs will vest in three annual installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%); 29,412 RSUs will vest on March 6, 2019, 29,412 RSUs will vest on March 6, 2020 and 29,411 RSUs will vest on March 6, 2021; subject in each case to the satisfaction of vesting conditions, including continued employment. Read SEC document |
| March 26, 2018 Filed Mar 28, 2018 20:37 UTC |
GOOCH JAMES FEVP, COO, CFO and Treasurer
|
GrantRestricted Stock Units · Derivative | 14,611 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000799288-18-000018 · wf-form4_152226945745679.xml · derivative · entry 1 GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,879 Underlying: Common Stock · 14,611 shares Expires not disclosed F1 · derivative.exercise_date: These are time-based restricted stock units ("RSUs") that will vest, assuming continued employment, in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%). Each RSU represents a contingent right to receive one share of common stock upon satisfaction of the vesting considerations. F1 · derivative.expiration_date: These are time-based restricted stock units ("RSUs") that will vest, assuming continued employment, in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%). Each RSU represents a contingent right to receive one share of common stock upon satisfaction of the vesting considerations. F2 · balance_after: Of the total number of RSUs, 14,611 RSUs are as described in footnote 1; 12,940 RSUs will vest in three annual installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%); 6,579 RSUs will vest on May 1, 2018; 4,225 RSUs will vest on December 19, 2018; 3,988 RSUs will vest on January 27, 2019, and 7,977 RSUs will vest on January 27, 2020; and 3,186 RSUs will vest on May 2, 2018, and 6,373 RSUs will vest on May 2, 2019; subject in each case to the satisfaction of vesting conditions, including continued employment. Read SEC document |
| March 26, 2018 Filed Mar 28, 2018 20:37 UTC |
GRAY PETER LEVP, CAO & General Counsel
|
GrantRestricted Stock Units · Derivative | 11,415 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000799288-18-000017 · wf-form4_152226944094470.xml · derivative · entry 1 GRAY PETER L · CIK 0001229628 · EVP, CAO & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,506 Underlying: Common Stock · 11,415 shares Expires not disclosed F1 · derivative.exercise_date: These are time-based restricted stock units ("RSUs") that will vest, assuming continued employment, in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%). Each RSU represents a contingent right to receive one share of common stock upon satisfaction of the vesting considerations. F1 · derivative.expiration_date: These are time-based restricted stock units ("RSUs") that will vest, assuming continued employment, in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%). Each RSU represents a contingent right to receive one share of common stock upon satisfaction of the vesting considerations. F2 · balance_after: Of the total number of RSUs, 11,415 RSUs are as described in footnote 1; 11,364 RSUs will vest in three annual installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%); and 22,727 RSUs will vest in four annual installments on May 8, 2018 (25%), May 8, 2019 (25%), May 8, 2020 (25%) and May 8, 2021 (25%); subject in each case to the satisfaction of vesting conditions, including continued employment. Read SEC document |
| March 26, 2018 Filed Mar 28, 2018 20:37 UTC |
Hong Gill BrownEVP, CMO & Head of Intl.
|
GrantRestricted Stock Units · Derivative | 10,273 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000799288-18-000016 · wf-form4_152226942402621.xml · derivative · entry 1 Hong Gill Brown · CIK 0001723979 · EVP, CMO & Head of Intl. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,851 Underlying: Common Stock · 10,273 shares Expires not disclosed F1 · derivative.exercise_date: These are time-based restricted stock units ("RSUs") that will vest, assuming continued employment, in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%). Each RSU represents a contingent right to receive one share of common stock upon satisfaction of the vesting considerations. F1 · derivative.expiration_date: These are time-based restricted stock units ("RSUs") that will vest, assuming continued employment, in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%). Each RSU represents a contingent right to receive one share of common stock upon satisfaction of the vesting considerations. F2 · balance_after: Of the total number of RSUs, 10,273 RSUs are as described in footnote 1; 6,578 RSUs will vest in three annual installments on December 7, 2018 (25%), December 7, 2019 (25%) and December 7, 2020 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment. Read SEC document |
| March 26, 2018 Filed Mar 28, 2018 20:37 UTC |
RITCHIE KELLYSVP, Employee & Cust Services
|
GrantRestricted Stock Units · Derivative | 8,995 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000799288-18-000015 · wf-form4_152226940732228.xml · derivative · entry 1 RITCHIE KELLY · CIK 0001602765 · SVP, Employee & Cust Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,884 Underlying: Common Stock · 8,995 shares Expires not disclosed F1 · derivative.exercise_date: These are time-based restricted stock units ("RSUs") that will vest, assuming continued employment, in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%). Each RSU represents a contingent right to receive one share of common stock upon satisfaction of the vesting considerations. F1 · derivative.expiration_date: These are time-based restricted stock units ("RSUs") that will vest, assuming continued employment, in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%). Each RSU represents a contingent right to receive one share of common stock upon satisfaction of the vesting considerations. F2 · balance_after: Of the total number of RSUs, 8,995 RSUs are as described in footnote 1; 7,950 RSUs will vest in three annual installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%); 1,958 RSUs will vest on May 2, 2018, and 3,914 RSUs will vest on May 2, 2019; and 3,067 RSUs will vest on May 1, 2018; subject in each case to the satisfaction of vesting conditions, including continued employment. Read SEC document |
| March 06, 2018 Filed Mar 7, 2018 22:09 UTC |
Griffith JeromeDirector · CEO and President
|
Exercise / conversionRestricted Stock Units · Derivative | 29,412 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000799288-18-000006 · wf-form4_152046053711010.xml · derivative · entry 2 Griffith Jerome · CIK 0001547440 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,572 Underlying: Common Stock · 29,412 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F2 · derivative.exercise_date: This RSU award was granted on March 6, 2017, with vesting in four installments on March 6, 2018 (25%), March 6, 2019, (25%) March 6, 2020 (25%) and March 6, 2021 (25%) F2 · derivative.expiration_date: This RSU award was granted on March 6, 2017, with vesting in four installments on March 6, 2018 (25%), March 6, 2019, (25%) March 6, 2020 (25%) and March 6, 2021 (25%) F3 · balance_after: Of the total number of RSUs, 29,412 vest on each of March 6, 2019 and March 6, 2020, and 29, 411 will vest on March 6, 2021; 39,337 vest in three installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment. Read SEC document |
| March 06, 2018 Filed Mar 7, 2018 22:09 UTC |
Griffith JeromeDirector · CEO and President
|
Exercise / conversionCommon Stock | 29,412 | $0.00 | $0.00 |
DisclosureSEC source: 0000799288-18-000006 · wf-form4_152046053711010.xml · nonDerivative · entry 1 Griffith Jerome · CIK 0001547440 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,129 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| January 27, 2018 Filed Jan 30, 2018 22:23 UTC |
GOOCH JAMES FEVP, COO & CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 3,988 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000799288-18-000002 · wf-form4_151735100102351.xml · derivative · entry 3 GOOCH JAMES F · CIK 0001250207 · EVP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,268 Underlying: Common Stock · 3,988 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F3 · derivative.exercise_date: This RSU award was granted on January 27, 2016, with vesting in three installments on January 27, 2018 (25%), January 27, 2019 (25%) and January 27, 2020 (50%) F3 · derivative.expiration_date: This RSU award was granted on January 27, 2016, with vesting in three installments on January 27, 2018 (25%), January 27, 2019 (25%) and January 27, 2020 (50%) F4 · balance_after: Of the total number of RSUs, 12,940 vest in three annual installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%); 6,579 vest on May 1, 2018; 4,225 vest on December 19. 2018; 3,186 vest on May 2, 2018; 6,373 vest on May 2, 2019; 3,988 vest on January 27, 2019; and 7,977 vest on January 27, 2020 , subject in each case to the satisfaction of vesting conditions, including continued employment. Read SEC document |
| January 27, 2018 Filed Jan 30, 2018 22:23 UTC |
GOOCH JAMES FEVP, COO & CFO
|
Tax withholdingCommon Stock | 1,951 | $18.30 | $35,703.30 |
DisclosureSEC source: 0000799288-18-000002 · wf-form4_151735100102351.xml · nonDerivative · entry 2 GOOCH JAMES F · CIK 0001250207 · EVP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,489 F2 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on January 27, 2018. Read SEC document |
| January 27, 2018 Filed Jan 30, 2018 22:23 UTC |
GOOCH JAMES FEVP, COO & CFO
|
Exercise / conversionCommon Stock | 3,988 | $0.00 | $0.00 |
DisclosureSEC source: 0000799288-18-000002 · wf-form4_151735100102351.xml · nonDerivative · entry 1 GOOCH JAMES F · CIK 0001250207 · EVP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,440 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.