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Nasdaq · USD

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LANDS' END, INC.

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5747
SEC CIK
0000799288
Parsed reports
306

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 2026015
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 11, 2018 Filed Dec 13, 2018 21:31 UTC
MCCLAIN JOHNDirector
PurchaseCommon Stock 1,000 $14.08 $14,083.40
Disclosure

SEC source: 0000799288-18-000070 · wf-form4_154473668880895.xml · nonDerivative · entry 1

MCCLAIN JOHN · CIK 0001128479 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Defined Benefit Plan

Disclosed balance after: 5,954

Read SEC document
December 10, 2018 Filed Dec 12, 2018 21:44 UTC PurchaseCommon Stock 2,000 $14.00 $28,000.00
Disclosure

SEC source: 0000799288-18-000068 · wf-form4_154465103049355.xml · nonDerivative · entry 1

PATEL JIGNESH · CIK 0001602758 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Read SEC document
December 07, 2018 Filed Dec 10, 2018 21:38 UTC
Hong Gill BrownEVP, CMO & Head of Intl.
Exercise / conversionRestricted Stock Units · Derivative 1,644 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000799288-18-000066 · wf-form4_154447788965661.xml · derivative · entry 3

Hong Gill Brown · CIK 0001723979 · EVP, CMO & Head of Intl.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,207

Underlying: Common Stock · 1,644 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This RSU award was granted on December 7, 2017, with vesting in three annual installments on December 7, 2018 (25%), December 7, 2019 (25%) and December 7, 2020 (50%).

F3 · derivative.expiration_date: This RSU award was granted on December 7, 2017, with vesting in three annual installments on December 7, 2018 (25%), December 7, 2019 (25%) and December 7, 2020 (50%).

F4 · balance_after: Of the total number of RSUs, 10,273 RSUs will vest in three annual installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%); 1,644 RSUs will vest on December 7, 2019; and 3,290 RSUs will vest on December 7, 2020; subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
December 07, 2018 Filed Dec 10, 2018 21:38 UTC
Hong Gill BrownEVP, CMO & Head of Intl.
Tax withholdingCommon Stock 527 $15.08 $7,947.16
Disclosure

SEC source: 0000799288-18-000066 · wf-form4_154447788965661.xml · nonDerivative · entry 2

Hong Gill Brown · CIK 0001723979 · EVP, CMO & Head of Intl.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,542

F2 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on December 7, 2018.

Read SEC document
December 07, 2018 Filed Dec 10, 2018 21:38 UTC
Hong Gill BrownEVP, CMO & Head of Intl.
Exercise / conversionCommon Stock 1,644 $0.00 $0.00
Disclosure

SEC source: 0000799288-18-000066 · wf-form4_154447788965661.xml · nonDerivative · entry 1

Hong Gill Brown · CIK 0001723979 · EVP, CMO & Head of Intl.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 21:02 UTC
McCRACKEN BERNARD LOUIS IIIVP, Controller and CAO
SaleCommon Stock 4,000 $17.80 $71,210.80
Disclosure

SEC source: 0000799288-18-000057 · wf-form4_153730453049262.xml · nonDerivative · entry 1

McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 604

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.6000 to $18.0250, inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per share and the number of shares sold at each price.

Read SEC document
May 08, 2018 Filed May 9, 2018 21:03 UTC
GRAY PETER LEVP, CAO & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 5,681 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000799288-18-000036 · wf-form4_152589981566061.xml · derivative · entry 3

GRAY PETER L · CIK 0001229628 · EVP, CAO & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,984

Underlying: Common Stock · 5,681 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F3 · derivative.exercise_date: This RSU award was granted on May 8, 2017, with vesting in four annual installments on May 8, 2018 (25%), May 8, 2019 (25%), May 8, 2020 (25%), and May 8, 2021 (25%).

F3 · derivative.expiration_date: This RSU award was granted on May 8, 2017, with vesting in four annual installments on May 8, 2018 (25%), May 8, 2019 (25%), May 8, 2020 (25%), and May 8, 2021 (25%).

F4 · balance_after: Of the total number of RSUs, 11,415 RSUs will vest in three annual installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%); 2,841 RSUs will vest on May 1, 2019; 5,682 RSUs will vest on May 1, 2020; 5,681 RSUs will vest on May 8, 2019; 5,681 RSUs will vest on May 8, 2020; and 5,684 RSUs will vest on May 8, 2021; subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
May 08, 2018 Filed May 9, 2018 21:03 UTC
GRAY PETER LEVP, CAO & General Counsel
Tax withholdingCommon Stock 1,818 $19.35 $35,178.30
Disclosure

SEC source: 0000799288-18-000036 · wf-form4_152589981566061.xml · nonDerivative · entry 2

GRAY PETER L · CIK 0001229628 · EVP, CAO & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,913

F2 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on May 8, 2018.

Read SEC document
May 08, 2018 Filed May 9, 2018 21:03 UTC
GRAY PETER LEVP, CAO & General Counsel
Exercise / conversionCommon Stock 5,681 $0.00 $0.00
Disclosure

SEC source: 0000799288-18-000036 · wf-form4_152589981566061.xml · nonDerivative · entry 1

GRAY PETER L · CIK 0001229628 · EVP, CAO & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
May 07, 2018 Filed May 9, 2018 23:30 UTC OtherCommon Stock, par value $0.01 per share 92,631 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-012176 · doc4.xml · nonDerivative · entry 1

LAMPERT EDWARD S · CIK 0001183200 · 10% owner

ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner

RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner

ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 5,644,363

F1 · shares: Represents shares of common stock of Lands' End, Inc. (the "Issuer"), par value $0.01 per share ("Shares"), that were distributed by ESL Partners, L.P. ("Partners") on a pro rata basis to certain limited partners that elected in 2017 to redeem all or a portion of their interest in Partners.

F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, Partners, RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement.

F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL.

F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F6 · ownership.nature: Represents Shares directly beneficially owned by Partners.

Read SEC document
May 02, 2018 Filed May 3, 2018 21:04 UTC
GOOCH JAMES FEVP, COO, CFO and Treasurer
Exercise / conversionRestricted Stock Units · Derivative 3,186 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000799288-18-000034 · wf-form4_152538148482740.xml · derivative · entry 9

GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,879

Underlying: Common Stock · 3,186 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F6 · derivative.exercise_date: This RSU award was granted on May 2, 2016, with vesting in three annual installments on May 2, 2017 (25%), May 2, 2018 (25%) and May 2, 2019 (50%).

F6 · derivative.expiration_date: This RSU award was granted on May 2, 2016, with vesting in three annual installments on May 2, 2017 (25%), May 2, 2018 (25%) and May 2, 2019 (50%).

F7 · balance_after: Of the total number of RSUs, 14,611 RSUs will vest in three annual installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%); 3,235 RSUs will vest on May 1, 2019; 6,470 RSUs will vest on May 1, 2020; 4,225 RSUs will vest on December 19, 2018; 3,988 RSUs will vest on January 27, 2019; 7,977 RSUs will vest on January 27, 2020; and 6,373 RSUs will vest on May 2, 2019; subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
May 02, 2018 Filed May 3, 2018 21:04 UTC
GOOCH JAMES FEVP, COO, CFO and Treasurer
Tax withholdingCommon Stock 912 $19.75 $18,012.00
Disclosure

SEC source: 0000799288-18-000034 · wf-form4_152538148482740.xml · nonDerivative · entry 6

GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,769

F3 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on May 2, 2018.

Read SEC document
May 02, 2018 Filed May 3, 2018 21:04 UTC
GOOCH JAMES FEVP, COO, CFO and Treasurer
Exercise / conversionCommon Stock 3,186 $0.00 $0.00
Disclosure

SEC source: 0000799288-18-000034 · wf-form4_152538148482740.xml · nonDerivative · entry 5

GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
May 02, 2018 Filed May 3, 2018 21:04 UTC
McCRACKEN BERNARD LOUIS IIIVP, Controller and CAO
Exercise / conversionRestricted Stock Units · Derivative 701 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000799288-18-000033 · wf-form4_152538146873192.xml · derivative · entry 9

McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,779

Underlying: Common Stock · 701 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F6 · derivative.exercise_date: This RSU award was granted on May 2, 2016, with vesting in three annual installments on May 2, 2017 (25%), May 2, 2018 (25%) and May 2, 2019 (50%).

F6 · derivative.expiration_date: This RSU award was granted on May 2, 2016, with vesting in three annual installments on May 2, 2017 (25%), May 2, 2018 (25%) and May 2, 2019 (50%).

F7 · balance_after: Of the total number of RSUs, 3,242 RSUs will vest in three annual installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%); 712 RSUs will vest on May 1, 2019; 1,423 RSUs will vest on May 1, 2020; 1,402 RSUs will vest on May 2, 2019; subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
May 02, 2018 Filed May 3, 2018 21:04 UTC
McCRACKEN BERNARD LOUIS IIIVP, Controller and CAO
Tax withholdingCommon Stock 225 $19.75 $4,443.75
Disclosure

SEC source: 0000799288-18-000033 · wf-form4_152538146873192.xml · nonDerivative · entry 6

McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,604

F3 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on May 2, 2018.

Read SEC document
May 02, 2018 Filed May 3, 2018 21:04 UTC
McCRACKEN BERNARD LOUIS IIIVP, Controller and CAO
Exercise / conversionCommon Stock 701 $0.00 $0.00
Disclosure

SEC source: 0000799288-18-000033 · wf-form4_152538146873192.xml · nonDerivative · entry 5

McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
May 02, 2018 Filed May 3, 2018 21:04 UTC
RITCHIE KELLYSVP, Employee & Cust Services
Exercise / conversionRestricted Stock Units · Derivative 1,958 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000799288-18-000032 · wf-form4_152538145289044.xml · derivative · entry 6

RITCHIE KELLY · CIK 0001602765 · SVP, Employee & Cust Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,871

Underlying: Common Stock · 1,958 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F4 · derivative.exercise_date: This RSU award was granted on May 2, 2016, with vesting in three annual installments on May 2, 2017 (25%), May 2, 2018 (25%) and May 2, 2019 (50%).

F4 · derivative.expiration_date: This RSU award was granted on May 2, 2016, with vesting in three annual installments on May 2, 2017 (25%), May 2, 2018 (25%) and May 2, 2019 (50%).

F5 · balance_after: Of the total number of RSUs, 8,995 RSUs will vest in three annual installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%); 1,988 RSUs will vest May 1, 2019; 3,974 RSUs will vest on May 1, 2020; and 3,914 RSUs will vest on May 2, 2019; subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
May 02, 2018 Filed May 3, 2018 21:04 UTC
RITCHIE KELLYSVP, Employee & Cust Services
Exercise / conversionCommon Stock 1,958 $0.00 $0.00
Disclosure

SEC source: 0000799288-18-000032 · wf-form4_152538145289044.xml · nonDerivative · entry 3

RITCHIE KELLY · CIK 0001602765 · SVP, Employee & Cust Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
May 01, 2018 Filed May 3, 2018 21:04 UTC
GOOCH JAMES FEVP, COO, CFO and Treasurer
Exercise / conversionRestricted Stock Units · Derivative 3,235 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000799288-18-000034 · wf-form4_152538148482740.xml · derivative · entry 8

GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,065

Underlying: Common Stock · 3,235 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F5 · derivative.exercise_date: This RSU award was granted on May 1, 2017, with vesting in three annual installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%).

F5 · derivative.expiration_date: This RSU award was granted on May 1, 2017, with vesting in three annual installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%).

Read SEC document
May 01, 2018 Filed May 3, 2018 21:04 UTC
GOOCH JAMES FEVP, COO, CFO and Treasurer
Exercise / conversionRestricted Stock Units · Derivative 6,579 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000799288-18-000034 · wf-form4_152538148482740.xml · derivative · entry 7

GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,300

Underlying: Common Stock · 6,579 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F4 · derivative.exercise_date: This RSU award was granted on February 1, 2017, with vesting in one installment on May 1, 2018 (100%).

F4 · derivative.expiration_date: This RSU award was granted on February 1, 2017, with vesting in one installment on May 1, 2018 (100%).

Read SEC document
May 01, 2018 Filed May 3, 2018 21:04 UTC
GOOCH JAMES FEVP, COO, CFO and Treasurer
Tax withholdingCommon Stock 926 $19.40 $17,964.40
Disclosure

SEC source: 0000799288-18-000034 · wf-form4_152538148482740.xml · nonDerivative · entry 4

GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,495

F2 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on May 1, 2018.

Read SEC document
May 01, 2018 Filed May 3, 2018 21:04 UTC
GOOCH JAMES FEVP, COO, CFO and Treasurer
Exercise / conversionCommon Stock 3,235 $0.00 $0.00
Disclosure

SEC source: 0000799288-18-000034 · wf-form4_152538148482740.xml · nonDerivative · entry 3

GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
May 01, 2018 Filed May 3, 2018 21:04 UTC
GOOCH JAMES FEVP, COO, CFO and Treasurer
Tax withholdingCommon Stock 1,882 $19.40 $36,510.80
Disclosure

SEC source: 0000799288-18-000034 · wf-form4_152538148482740.xml · nonDerivative · entry 2

GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,186

F2 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on May 1, 2018.

Read SEC document
May 01, 2018 Filed May 3, 2018 21:04 UTC
GOOCH JAMES FEVP, COO, CFO and Treasurer
Exercise / conversionCommon Stock 6,579 $0.00 $0.00
Disclosure

SEC source: 0000799288-18-000034 · wf-form4_152538148482740.xml · nonDerivative · entry 1

GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
May 01, 2018 Filed May 3, 2018 21:04 UTC
McCRACKEN BERNARD LOUIS IIIVP, Controller and CAO
Exercise / conversionRestricted Stock Units · Derivative 712 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000799288-18-000033 · wf-form4_152538146873192.xml · derivative · entry 8

McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,480

Underlying: Common Stock · 712 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F5 · derivative.exercise_date: This RSU award was granted on May 1, 2017, with vesting in three annual installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%).

F5 · derivative.expiration_date: This RSU award was granted on May 1, 2017, with vesting in three annual installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%).

Read SEC document
May 01, 2018 Filed May 3, 2018 21:04 UTC
McCRACKEN BERNARD LOUIS IIIVP, Controller and CAO
Exercise / conversionRestricted Stock Units · Derivative 1,090 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000799288-18-000033 · wf-form4_152538146873192.xml · derivative · entry 7

McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,192

Underlying: Common Stock · 1,090 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F4 · derivative.exercise_date: This RSU award was granted on May 1, 2015, with vesting in one installment on May 1, 2018 (100%).

F4 · derivative.expiration_date: This RSU award was granted on May 1, 2015, with vesting in one installment on May 1, 2018 (100%).

Read SEC document
May 01, 2018 Filed May 3, 2018 21:04 UTC
McCRACKEN BERNARD LOUIS IIIVP, Controller and CAO
Tax withholdingCommon Stock 228 $19.40 $4,423.20
Disclosure

SEC source: 0000799288-18-000033 · wf-form4_152538146873192.xml · nonDerivative · entry 4

McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,128

F2 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on May 1, 2018.

Read SEC document
May 01, 2018 Filed May 3, 2018 21:04 UTC
McCRACKEN BERNARD LOUIS IIIVP, Controller and CAO
Exercise / conversionCommon Stock 712 $0.00 $0.00
Disclosure

SEC source: 0000799288-18-000033 · wf-form4_152538146873192.xml · nonDerivative · entry 3

McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,356

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
May 01, 2018 Filed May 3, 2018 21:04 UTC
McCRACKEN BERNARD LOUIS IIIVP, Controller and CAO
Tax withholdingCommon Stock 341 $19.40 $6,615.40
Disclosure

SEC source: 0000799288-18-000033 · wf-form4_152538146873192.xml · nonDerivative · entry 2

McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,644

F2 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on May 1, 2018.

Read SEC document
May 01, 2018 Filed May 3, 2018 21:04 UTC
McCRACKEN BERNARD LOUIS IIIVP, Controller and CAO
Exercise / conversionCommon Stock 1,090 $0.00 $0.00
Disclosure

SEC source: 0000799288-18-000033 · wf-form4_152538146873192.xml · nonDerivative · entry 1

McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
May 01, 2018 Filed May 3, 2018 21:04 UTC
RITCHIE KELLYSVP, Employee & Cust Services
Exercise / conversionRestricted Stock Units · Derivative 1,988 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000799288-18-000032 · wf-form4_152538145289044.xml · derivative · entry 5

RITCHIE KELLY · CIK 0001602765 · SVP, Employee & Cust Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,829

Underlying: Common Stock · 1,988 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F3 · derivative.exercise_date: This RSU award was granted on May 1, 2017, with vesting in three annual installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%).

F3 · derivative.expiration_date: This RSU award was granted on May 1, 2017, with vesting in three annual installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%).

Read SEC document
May 01, 2018 Filed May 3, 2018 21:04 UTC
RITCHIE KELLYSVP, Employee & Cust Services
Exercise / conversionRestricted Stock Units · Derivative 3,067 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000799288-18-000032 · wf-form4_152538145289044.xml · derivative · entry 4

RITCHIE KELLY · CIK 0001602765 · SVP, Employee & Cust Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,817

Underlying: Common Stock · 3,067 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F2 · derivative.exercise_date: This RSU award was granted on May 1, 2015, with vesting in one installment on May 1, 2018 (100%).

F2 · derivative.expiration_date: This RSU award was granted on May 1, 2015, with vesting in one installment on May 1, 2018 (100%).

Read SEC document
May 01, 2018 Filed May 3, 2018 21:04 UTC
RITCHIE KELLYSVP, Employee & Cust Services
Exercise / conversionCommon Stock 1,988 $0.00 $0.00
Disclosure

SEC source: 0000799288-18-000032 · wf-form4_152538145289044.xml · nonDerivative · entry 2

RITCHIE KELLY · CIK 0001602765 · SVP, Employee & Cust Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
May 01, 2018 Filed May 3, 2018 21:04 UTC
RITCHIE KELLYSVP, Employee & Cust Services
Exercise / conversionCommon Stock 3,067 $0.00 $0.00
Disclosure

SEC source: 0000799288-18-000032 · wf-form4_152538145289044.xml · nonDerivative · entry 1

RITCHIE KELLY · CIK 0001602765 · SVP, Employee & Cust Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
May 01, 2018 Filed May 3, 2018 21:04 UTC
GRAY PETER LEVP, CAO & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 2,841 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000799288-18-000031 · wf-form4_152538143580437.xml · derivative · entry 2

GRAY PETER L · CIK 0001229628 · EVP, CAO & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,665

Underlying: Common Stock · 2,841 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F2 · derivative.exercise_date: This RSU award was granted on May 8, 2017, with vesting in three annual installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%).

F2 · derivative.expiration_date: This RSU award was granted on May 8, 2017, with vesting in three annual installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%).

F3 · balance_after: Of the total number of RSUs, 11,415 RSUs will vest in three annual installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%); 2,841 RSUs will vest on May 1, 2019; 5,682 RSUs will vest on May 1, 2020; and 22,727 RSUs will vest in four annual installments on May 8, 2018 (25%), May 8, 2019 (25%), May 8, 2020 (25%) and May 8, 2021 (25%); subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
May 01, 2018 Filed May 3, 2018 21:04 UTC
GRAY PETER LEVP, CAO & General Counsel
Exercise / conversionCommon Stock 2,841 $0.00 $0.00
Disclosure

SEC source: 0000799288-18-000031 · wf-form4_152538143580437.xml · nonDerivative · entry 1

GRAY PETER L · CIK 0001229628 · EVP, CAO & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
May 01, 2018 Filed May 3, 2018 21:03 UTC
Griffith JeromeDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 9,834 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000799288-18-000030 · wf-form4_152538138294172.xml · derivative · entry 2

Griffith Jerome · CIK 0001547440 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,454

Underlying: Common Stock · 9,834 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F2 · derivative.exercise_date: This RSU award was granted on May 1, 2017, with vesting in three annual installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%).

F2 · derivative.expiration_date: This RSU award was granted on May 1, 2017, with vesting in three annual installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%).

F3 · balance_after: Of the total number of RSUs, 47,716 RSUs will vest in three annual installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%); 9,834 RSUs will vest on May 1, 2019; 19,669 RSUs will vest on May 1, 2020; 29,412 RSUs will vest on March 6, 2019; 29,412 RSUs will vest on March 6, 2020; and 29,411 RSUs will vest on March 6, 2021; subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
May 01, 2018 Filed May 3, 2018 21:03 UTC
Griffith JeromeDirector · CEO and President
Exercise / conversionCommon Stock 9,834 $0.00 $0.00
Disclosure

SEC source: 0000799288-18-000030 · wf-form4_152538138294172.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
April 13, 2018 Filed Apr 17, 2018 20:18 UTC
Hong Gill BrownEVP, CMO & Head of Intl.
PurchaseCommon Stock 1,525 $22.20 $33,855.00
Disclosure

SEC source: 0000799288-18-000024 · wf-form4_152399627228267.xml · nonDerivative · entry 1

Hong Gill Brown · CIK 0001723979 · EVP, CMO & Head of Intl.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,425

Read SEC document
March 26, 2018 Filed Mar 28, 2018 20:38 UTC
McCRACKEN BERNARD LOUIS IIIVP, Controller and CAO
GrantRestricted Stock Units · Derivative 3,242 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000799288-18-000020 · wf-form4_152226948969103.xml · derivative · entry 1

McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,282

Underlying: Common Stock · 3,242 shares

Expires not disclosed

F1 · derivative.exercise_date: These are time-based restricted stock units ("RSUs") that will vest, assuming continued employment, in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%). Each RSU represents a contingent right to receive one share of common stock upon satisfaction of the vesting considerations.

F1 · derivative.expiration_date: These are time-based restricted stock units ("RSUs") that will vest, assuming continued employment, in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%). Each RSU represents a contingent right to receive one share of common stock upon satisfaction of the vesting considerations.

F2 · balance_after: Of the total number of RSUs, 3,242 RSUs are as described in footnote 1; 2,847 RSUs will vest in three annual installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%); 701 RSUs will vest on May 2, 2018, and 1,402 RSUs will vest on May 2, 2019; and 1,090 RSUs will vest on May 1, 2018; subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
March 26, 2018 Filed Mar 28, 2018 20:38 UTC
Griffith JeromeDirector · CEO and President
GrantRestricted Stock Units · Derivative 47,716 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000799288-18-000019 · wf-form4_152226947383717.xml · derivative · entry 1

Griffith Jerome · CIK 0001547440 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,288

Underlying: Common Stock · 47,716 shares

Expires not disclosed

F1 · derivative.exercise_date: These are time-based restricted stock units ("RSUs") that will vest, assuming continued employment, in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%). Each RSU represents a contingent right to receive one share of common stock upon satisfaction of the vesting considerations.

F1 · derivative.expiration_date: These are time-based restricted stock units ("RSUs") that will vest, assuming continued employment, in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%). Each RSU represents a contingent right to receive one share of common stock upon satisfaction of the vesting considerations.

F2 · balance_after: Of the total number of RSUs, 47,716 RSUs are as described in footnote 1; 39,337 RSUs will vest in three annual installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%); 29,412 RSUs will vest on March 6, 2019, 29,412 RSUs will vest on March 6, 2020 and 29,411 RSUs will vest on March 6, 2021; subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
March 26, 2018 Filed Mar 28, 2018 20:37 UTC
GOOCH JAMES FEVP, COO, CFO and Treasurer
GrantRestricted Stock Units · Derivative 14,611 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000799288-18-000018 · wf-form4_152226945745679.xml · derivative · entry 1

GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,879

Underlying: Common Stock · 14,611 shares

Expires not disclosed

F1 · derivative.exercise_date: These are time-based restricted stock units ("RSUs") that will vest, assuming continued employment, in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%). Each RSU represents a contingent right to receive one share of common stock upon satisfaction of the vesting considerations.

F1 · derivative.expiration_date: These are time-based restricted stock units ("RSUs") that will vest, assuming continued employment, in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%). Each RSU represents a contingent right to receive one share of common stock upon satisfaction of the vesting considerations.

F2 · balance_after: Of the total number of RSUs, 14,611 RSUs are as described in footnote 1; 12,940 RSUs will vest in three annual installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%); 6,579 RSUs will vest on May 1, 2018; 4,225 RSUs will vest on December 19, 2018; 3,988 RSUs will vest on January 27, 2019, and 7,977 RSUs will vest on January 27, 2020; and 3,186 RSUs will vest on May 2, 2018, and 6,373 RSUs will vest on May 2, 2019; subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
March 26, 2018 Filed Mar 28, 2018 20:37 UTC
GRAY PETER LEVP, CAO & General Counsel
GrantRestricted Stock Units · Derivative 11,415 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000799288-18-000017 · wf-form4_152226944094470.xml · derivative · entry 1

GRAY PETER L · CIK 0001229628 · EVP, CAO & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,506

Underlying: Common Stock · 11,415 shares

Expires not disclosed

F1 · derivative.exercise_date: These are time-based restricted stock units ("RSUs") that will vest, assuming continued employment, in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%). Each RSU represents a contingent right to receive one share of common stock upon satisfaction of the vesting considerations.

F1 · derivative.expiration_date: These are time-based restricted stock units ("RSUs") that will vest, assuming continued employment, in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%). Each RSU represents a contingent right to receive one share of common stock upon satisfaction of the vesting considerations.

F2 · balance_after: Of the total number of RSUs, 11,415 RSUs are as described in footnote 1; 11,364 RSUs will vest in three annual installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%); and 22,727 RSUs will vest in four annual installments on May 8, 2018 (25%), May 8, 2019 (25%), May 8, 2020 (25%) and May 8, 2021 (25%); subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
March 26, 2018 Filed Mar 28, 2018 20:37 UTC
Hong Gill BrownEVP, CMO & Head of Intl.
GrantRestricted Stock Units · Derivative 10,273 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000799288-18-000016 · wf-form4_152226942402621.xml · derivative · entry 1

Hong Gill Brown · CIK 0001723979 · EVP, CMO & Head of Intl.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,851

Underlying: Common Stock · 10,273 shares

Expires not disclosed

F1 · derivative.exercise_date: These are time-based restricted stock units ("RSUs") that will vest, assuming continued employment, in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%). Each RSU represents a contingent right to receive one share of common stock upon satisfaction of the vesting considerations.

F1 · derivative.expiration_date: These are time-based restricted stock units ("RSUs") that will vest, assuming continued employment, in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%). Each RSU represents a contingent right to receive one share of common stock upon satisfaction of the vesting considerations.

F2 · balance_after: Of the total number of RSUs, 10,273 RSUs are as described in footnote 1; 6,578 RSUs will vest in three annual installments on December 7, 2018 (25%), December 7, 2019 (25%) and December 7, 2020 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
March 26, 2018 Filed Mar 28, 2018 20:37 UTC
RITCHIE KELLYSVP, Employee & Cust Services
GrantRestricted Stock Units · Derivative 8,995 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000799288-18-000015 · wf-form4_152226940732228.xml · derivative · entry 1

RITCHIE KELLY · CIK 0001602765 · SVP, Employee & Cust Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,884

Underlying: Common Stock · 8,995 shares

Expires not disclosed

F1 · derivative.exercise_date: These are time-based restricted stock units ("RSUs") that will vest, assuming continued employment, in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%). Each RSU represents a contingent right to receive one share of common stock upon satisfaction of the vesting considerations.

F1 · derivative.expiration_date: These are time-based restricted stock units ("RSUs") that will vest, assuming continued employment, in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%). Each RSU represents a contingent right to receive one share of common stock upon satisfaction of the vesting considerations.

F2 · balance_after: Of the total number of RSUs, 8,995 RSUs are as described in footnote 1; 7,950 RSUs will vest in three annual installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%); 1,958 RSUs will vest on May 2, 2018, and 3,914 RSUs will vest on May 2, 2019; and 3,067 RSUs will vest on May 1, 2018; subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
March 06, 2018 Filed Mar 7, 2018 22:09 UTC
Griffith JeromeDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 29,412 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000799288-18-000006 · wf-form4_152046053711010.xml · derivative · entry 2

Griffith Jerome · CIK 0001547440 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,572

Underlying: Common Stock · 29,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F2 · derivative.exercise_date: This RSU award was granted on March 6, 2017, with vesting in four installments on March 6, 2018 (25%), March 6, 2019, (25%) March 6, 2020 (25%) and March 6, 2021 (25%)

F2 · derivative.expiration_date: This RSU award was granted on March 6, 2017, with vesting in four installments on March 6, 2018 (25%), March 6, 2019, (25%) March 6, 2020 (25%) and March 6, 2021 (25%)

F3 · balance_after: Of the total number of RSUs, 29,412 vest on each of March 6, 2019 and March 6, 2020, and 29, 411 will vest on March 6, 2021; 39,337 vest in three installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
March 06, 2018 Filed Mar 7, 2018 22:09 UTC
Griffith JeromeDirector · CEO and President
Exercise / conversionCommon Stock 29,412 $0.00 $0.00
Disclosure

SEC source: 0000799288-18-000006 · wf-form4_152046053711010.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
January 27, 2018 Filed Jan 30, 2018 22:23 UTC
GOOCH JAMES FEVP, COO & CFO
Exercise / conversionRestricted Stock Units · Derivative 3,988 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000799288-18-000002 · wf-form4_151735100102351.xml · derivative · entry 3

GOOCH JAMES F · CIK 0001250207 · EVP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,268

Underlying: Common Stock · 3,988 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F3 · derivative.exercise_date: This RSU award was granted on January 27, 2016, with vesting in three installments on January 27, 2018 (25%), January 27, 2019 (25%) and January 27, 2020 (50%)

F3 · derivative.expiration_date: This RSU award was granted on January 27, 2016, with vesting in three installments on January 27, 2018 (25%), January 27, 2019 (25%) and January 27, 2020 (50%)

F4 · balance_after: Of the total number of RSUs, 12,940 vest in three annual installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%); 6,579 vest on May 1, 2018; 4,225 vest on December 19. 2018; 3,186 vest on May 2, 2018; 6,373 vest on May 2, 2019; 3,988 vest on January 27, 2019; and 7,977 vest on January 27, 2020 , subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
January 27, 2018 Filed Jan 30, 2018 22:23 UTC
GOOCH JAMES FEVP, COO & CFO
Tax withholdingCommon Stock 1,951 $18.30 $35,703.30
Disclosure

SEC source: 0000799288-18-000002 · wf-form4_151735100102351.xml · nonDerivative · entry 2

GOOCH JAMES F · CIK 0001250207 · EVP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,489

F2 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on January 27, 2018.

Read SEC document
January 27, 2018 Filed Jan 30, 2018 22:23 UTC
GOOCH JAMES FEVP, COO & CFO
Exercise / conversionCommon Stock 3,988 $0.00 $0.00
Disclosure

SEC source: 0000799288-18-000002 · wf-form4_151735100102351.xml · nonDerivative · entry 1

GOOCH JAMES F · CIK 0001250207 · EVP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,440

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.