Last 12 months
Inside the activity.
0 purchase rows · 7 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 5 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2018 Filed Mar 12, 2018 20:55 UTC |
POLLACK BRUCE GDirector
|
GrantCommon Stock | 1,722 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001733192-18-000002 · primary_doc.xml · nonDerivative · entry 1 POLLACK BRUCE G · CIK 0001263876 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,722 F1 · price: The common stock was issued for no consideration as part of director compensation. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 20:14 UTC |
Schnabel MichaelDirector
|
GrantCommon Stock | 1,722 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001733192-18-000001 · primary_doc.xml · nonDerivative · entry 1 Schnabel Michael · CIK 0001733192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,722 F1 · price: The common stock was issued for no consideration as part of director compensation. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 22:36 UTC |
SIEGEL JEFFREYDirector · Executive Chairman
|
Tax withholdingCommon Stock | 1,537 | $13.45 | $20,672.65 |
DisclosureSEC source: 0001469326-18-000004 · primary_doc.xml · nonDerivative · entry 2 SIEGEL JEFFREY · CIK 0000923401 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,005,516 F2 · kind: Payment of tax liability by withholding Common Stock incident to the vesting of PSUs. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 22:36 UTC |
SIEGEL JEFFREYDirector · Executive Chairman
|
GrantCommon Stock | 4,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001469326-18-000004 · primary_doc.xml · nonDerivative · entry 1 SIEGEL JEFFREY · CIK 0000923401 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,007,053 F1 · kind: On June 10, 2015, the reporting person received Deferred Stock (Performance vesting) grant (PSUs) that vest upon the satisfaction of certain performance conditions. On March 7, 2018, the Compensation Committee determined that certain of the performance conditions were met and a portion of the shares subject to the PSUs vested. F1 · shares: On June 10, 2015, the reporting person received Deferred Stock (Performance vesting) grant (PSUs) that vest upon the satisfaction of certain performance conditions. On March 7, 2018, the Compensation Committee determined that certain of the performance conditions were met and a portion of the shares subject to the PSUs vested. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 22:29 UTC |
SHIFTAN RONALDDirector · Vice Chairman of Board & COO
|
Tax withholdingCommon Stock | 1,734 | $13.45 | $23,322.30 |
DisclosureSEC source: 0001469326-18-000003 · primary_doc.xml · nonDerivative · entry 2 SHIFTAN RONALD · CIK 0001227431 · Director · Vice Chairman of Board & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,134 F2 · kind: Payment of tax liability by withholding Common Stock incident to the vesting of PSUs. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 22:29 UTC |
SHIFTAN RONALDDirector · Vice Chairman of Board & COO
|
GrantCommon Stock | 4,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001469326-18-000003 · primary_doc.xml · nonDerivative · entry 1 SHIFTAN RONALD · CIK 0001227431 · Director · Vice Chairman of Board & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,868 F1 · kind: On June 10, 2015, the reporting person received Deferred Stock (Performance vesting) grant (PSUs) that vest upon the satisfaction of certain performance conditions. On March 7, 2018, the Compensation Committee determined that certain of the performance conditions were met and a portion of the shares subject to the PSUs vested. F1 · shares: On June 10, 2015, the reporting person received Deferred Stock (Performance vesting) grant (PSUs) that vest upon the satisfaction of certain performance conditions. On March 7, 2018, the Compensation Committee determined that certain of the performance conditions were met and a portion of the shares subject to the PSUs vested. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 22:19 UTC |
WINOKER LAURENCESVP- Finance, CFO, & Treasurer
|
Tax withholdingCommon Stock | 913 | $13.45 | $12,279.85 |
DisclosureSEC source: 0001469326-18-000002 · primary_doc.xml · nonDerivative · entry 2 WINOKER LAURENCE · CIK 0001191306 · SVP- Finance, CFO, & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,705 F2 · kind: Payment of tax liability by withholding Common Stock incident to the vesting of PSUs. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 22:19 UTC |
WINOKER LAURENCESVP- Finance, CFO, & Treasurer
|
GrantCommon Stock | 2,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001469326-18-000002 · primary_doc.xml · nonDerivative · entry 1 WINOKER LAURENCE · CIK 0001191306 · SVP- Finance, CFO, & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,618 F1 · kind: On June 10, 2015, the reporting person received Deferred Stock (Performance vesting) grant (PSUs) that vest upon the satisfaction of certain performance conditions. On March 7, 2018, the Compensation Committee determined that certain of the performance conditions were met and a portion of the shares subject to the PSUs vested. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 22:09 UTC |
SIEGEL DANIELPresident
|
Tax withholdingCommon Stock | 1,825 | $13.45 | $24,546.25 |
DisclosureSEC source: 0001469326-18-000001 · primary_doc.xml · nonDerivative · entry 2 SIEGEL DANIEL · CIK 0001469326 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,345 F2 · kind: Payment of tax liability by withholding Common Stock incident to the vesting of PSUs. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 22:09 UTC |
SIEGEL DANIELPresident
|
GrantCommon Stock | 4,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001469326-18-000001 · primary_doc.xml · nonDerivative · entry 1 SIEGEL DANIEL · CIK 0001469326 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,170 F1 · kind: On June 10, 2015, the reporting person received Deferred Stock (Performance vesting) grant (PSUs) that vest upon the satisfaction of certain performance conditions. On March 7, 2018, the Compensation Committee determined that certain of the performance conditions were met and a portion of the shares subject to the PSUs vested. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:10 UTC |
Kay Robert BruceDirector · Chief Executive Officer
|
GrantOptions to purchase shares of common stock · Derivative | 150,000 | $0.00 Strike: $13.75 | $0.00 |
DisclosureSEC source: 0001733101-18-000002 · primary_doc.xml · derivative · entry 2 Kay Robert Bruce · CIK 0001733101 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock, par value $0.01 · 150,000 shares Expires 2028-03-01 F2 · derivative.exercise_date: The options to purchase shares of common stock vest annually in equal installments on each of the first, second and third anniversaries of the date of grant, assuming continued employment of the reporting person by the Company. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:10 UTC |
Kay Robert BruceDirector · Chief Executive Officer
|
GrantRestricted shares of common stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001733101-18-000002 · primary_doc.xml · nonDerivative · entry 1 Kay Robert Bruce · CIK 0001733101 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · security: The restricted shares awarded by Lifetime Brands, Inc. (the "Company") to the reporting person vest annually in equal installments on each of the first, second and third anniversaries of the date of grant, assuming continued employment of the reporting person by the Company. Read SEC document |
| January 11, 2018 Filed Jan 12, 2018 21:09 UTC |
PHILLIPS CRAIGDirector
|
SaleCommon Stock | 3,338 | $18.06 | $60,295.30 |
DisclosureSEC source: 0000936783-18-000002 · primary_doc.xml · nonDerivative · entry 1 PHILLIPS CRAIG · CIK 0000936783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636,676 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 7, 2017. F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.95 to $18.15 per share. Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 10, 2018 Filed Jan 10, 2018 23:01 UTC |
PHILLIPS CRAIGDirector
|
SaleCommon Stock | 1,180 | $17.89 | $21,111.03 |
DisclosureSEC source: 0000936783-18-000001 · primary_doc.xml · nonDerivative · entry 2 PHILLIPS CRAIG · CIK 0000936783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 640,014 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 7, 2017. F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.70 to $17.95 per share. Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote Read SEC document |
| January 09, 2018 Filed Jan 10, 2018 23:01 UTC |
PHILLIPS CRAIGDirector
|
SaleCommon Stock | 2,982 | $17.84 | $53,196.49 |
DisclosureSEC source: 0000936783-18-000001 · primary_doc.xml · nonDerivative · entry 1 PHILLIPS CRAIG · CIK 0000936783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 641,194 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 7, 2017. F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.35 to $17.95 per share. Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote Read SEC document |
| December 28, 2017 Filed Jan 2, 2018 21:13 UTC |
SHIFTAN RONALDDirector · Vice Chairman of Board & COO
|
Exercise / conversionEmployee Stock Option · Derivative | 100,000 | $0.00 Strike: $10.72 | $0.00 |
DisclosureSEC source: 0001227431-18-000001 · primary_doc.xml · derivative · entry 3 SHIFTAN RONALD · CIK 0001227431 · Director · Vice Chairman of Board & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2018-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 20% of the options vested and became exercisable on December 31, 2013 and the balance of the options vested and became exercisable in four equal semi-annual installments thereafter commencing on June 30, 2014 and fully vested on December 31, 2015. Read SEC document |
| December 28, 2017 Filed Jan 2, 2018 21:13 UTC |
SHIFTAN RONALDDirector · Vice Chairman of Board & COO
|
Tax withholdingCommon Stock | 14,601 | $16.60 | $242,376.60 |
DisclosureSEC source: 0001227431-18-000001 · primary_doc.xml · nonDerivative · entry 2 SHIFTAN RONALD · CIK 0001227431 · Director · Vice Chairman of Board & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,222 Read SEC document |
| December 28, 2017 Filed Jan 2, 2018 21:13 UTC |
SHIFTAN RONALDDirector · Vice Chairman of Board & COO
|
Exercise / conversionCommon Stock | 100,000 | $10.72 | $1,072,000.00 |
DisclosureSEC source: 0001227431-18-000001 · primary_doc.xml · nonDerivative · entry 1 SHIFTAN RONALD · CIK 0001227431 · Director · Vice Chairman of Board & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2017 Filed Dec 15, 2017 22:30 UTC |
PHILLIPS CRAIGDirector
|
SaleCommon Stock | 3,385 | $17.05 | $57,709.85 |
DisclosureSEC source: 0000936783-17-000006 · primary_doc.xml · nonDerivative · entry 2 PHILLIPS CRAIG · CIK 0000936783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 644,176 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 7, 2017. F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.15 per share. Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 22:30 UTC |
PHILLIPS CRAIGDirector
|
SaleCommon Stock | 368 | $17.01 | $6,258.21 |
DisclosureSEC source: 0000936783-17-000006 · primary_doc.xml · nonDerivative · entry 1 PHILLIPS CRAIG · CIK 0000936783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 647,561 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 7, 2017. F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.20 per share. Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 20:21 UTC |
PHILLIPS CRAIGDirector
|
SaleCommon Stock | 2,164 | $17.02 | $36,829.77 |
DisclosureSEC source: 0000936783-17-000005 · primary_doc.xml · nonDerivative · entry 2 PHILLIPS CRAIG · CIK 0000936783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 647,929 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 7, 2017. F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.05 per share. Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:21 UTC |
PHILLIPS CRAIGDirector
|
SaleCommon Stock | 1,583 | $17.25 | $27,302.32 |
DisclosureSEC source: 0000936783-17-000005 · primary_doc.xml · nonDerivative · entry 1 PHILLIPS CRAIG · CIK 0000936783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650,093 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 7, 2017. F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.40 per share. Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote Read SEC document |
| November 27, 2017 Filed Nov 28, 2017 21:45 UTC |
PHILLIPS CRAIGDirector
|
SaleCommon Stock | 1,285 | $17.03 | $21,889.20 |
DisclosureSEC source: 0000936783-17-000004 · primary_doc.xml · nonDerivative · entry 1 PHILLIPS CRAIG · CIK 0000936783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 651,676 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 7, 2017. F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.10 per share. Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote Read SEC document |
| November 24, 2017 Filed Nov 27, 2017 15:02 UTC |
PHILLIPS CRAIGDirector
|
SaleCommon Stock | 66 | $17.00 | $1,122.00 |
DisclosureSEC source: 0000936783-17-000003 · primary_doc.xml · nonDerivative · entry 2 PHILLIPS CRAIG · CIK 0000936783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 652,961 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 7, 2017. Read SEC document |
| November 22, 2017 Filed Nov 27, 2017 15:02 UTC |
PHILLIPS CRAIGDirector
|
SaleCommon Stock | 4,249 | $17.07 | $72,541.48 |
DisclosureSEC source: 0000936783-17-000003 · primary_doc.xml · nonDerivative · entry 1 PHILLIPS CRAIG · CIK 0000936783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 653,027 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 7, 2017. F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.30 per share. Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 21:54 UTC |
PHILLIPS CRAIGDirector
|
SaleCommon Stock | 1,900 | $17.01 | $32,311.21 |
DisclosureSEC source: 0000936783-17-000002 · primary_doc.xml · nonDerivative · entry 1 PHILLIPS CRAIG · CIK 0000936783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 657,276 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 7, 2017. F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.10 per share. Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote Read SEC document |
| October 11, 2017 Filed Oct 12, 2017 20:53 UTC |
PHILLIPS CRAIGDirector
|
SaleCommon Stock | 4,061 | $19.13 | $77,695.05 |
DisclosureSEC source: 0000936783-17-000001 · primary_doc.xml · nonDerivative · entry 2 PHILLIPS CRAIG · CIK 0000936783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 659,176 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 7, 2017. F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.05 to $19.30 per share. Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 10, 2017 Filed Oct 12, 2017 20:53 UTC |
PHILLIPS CRAIGDirector
|
SaleCommon Stock | 3,439 | $19.08 | $65,629.88 |
DisclosureSEC source: 0000936783-17-000001 · primary_doc.xml · nonDerivative · entry 1 PHILLIPS CRAIG · CIK 0000936783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 663,237 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 7, 2017. F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.20 per share. Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 28, 2017 Filed Aug 28, 2017 21:26 UTC |
SHIFTAN RONALDDirector · Vice Chairman of Board & COO
|
SaleCommon Stock | 4,480 | $16.92 | $75,801.60 |
DisclosureSEC source: 0001227431-17-000002 · primary_doc.xml · nonDerivative · entry 1 SHIFTAN RONALD · CIK 0001227431 · Director · Vice Chairman of Board & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,823 F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.90 to $16.94 per share. Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 21:01 UTC |
SIEGEL DANIELPresident
|
Tax withholdingCommon Stock | 616 | $19.10 | $11,765.60 |
DisclosureSEC source: 0001469326-17-000001 · primary_doc.xml · nonDerivative · entry 1 SIEGEL DANIEL · CIK 0001469326 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,524 F1 · kind: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock. Read SEC document |
| June 22, 2017 Filed Jun 23, 2017 20:56 UTC |
SIEGEL JEFFREYDirector · Chairman of the Board & CEO
|
GrantCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001092378-17-000012 · primary_doc.xml · nonDerivative · entry 1 SIEGEL JEFFREY · CIK 0000923401 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,002,407 F1 · shares: The restricted stock was granted pursuant to the Company's Amended and Restated 2000 Long-Term Incentive Plan Read SEC document |
| June 22, 2017 Filed Jun 23, 2017 20:46 UTC |
SHIFTAN RONALDDirector · Vice Chairman of Board & COO
|
GrantCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001092378-17-000011 · primary_doc.xml · nonDerivative · entry 1 SHIFTAN RONALD · CIK 0001227431 · Director · Vice Chairman of Board & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,303 F1 · shares: The restricted stock was granted pursuant to the Company's Amended and Restated 2000 Long-Term Incentive Plan. Read SEC document |
| June 22, 2017 Filed Jun 23, 2017 20:21 UTC |
WINOKER LAURENCESVP -Finance, CFO & Treasurer
|
GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001092378-17-000009 · primary_doc.xml · nonDerivative · entry 1 WINOKER LAURENCE · CIK 0001191306 · SVP -Finance, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,295 F1 · shares: The restricted stock was granted pursuant to the Company's Amended and Restated 2000 Long-Term Incentive Plan. Read SEC document |
| June 22, 2017 Filed Jun 23, 2017 20:33 UTC |
SIEGEL DANIELPresident
|
GrantCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001092378-17-000010 · primary_doc.xml · nonDerivative · entry 1 SIEGEL DANIEL · CIK 0001469326 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,140 F1 · shares: The restricted stock was granted pursuant to the Company's Amended and Restated 2000 Long-Term Incentive Plan. Read SEC document |
| June 22, 2017 Filed Jun 23, 2017 20:07 UTC |
Jeary Michael JDirector
|
GrantCommon Stock | 3,794 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001092378-17-000008 · primary_doc.xml · nonDerivative · entry 1 Jeary Michael J · CIK 0001329927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,236 F1 · price: The common stock was issued for no consideration as part of director compensation. Read SEC document |
| June 22, 2017 Filed Jun 23, 2017 19:59 UTC |
NANNINGA CHERRIEDirector
|
GrantCommon Stock | 3,794 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001092378-17-000007 · primary_doc.xml · nonDerivative · entry 1 NANNINGA CHERRIE · CIK 0001260598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,736 F1 · price: The common stock was issued for no consideration as part of director compensation. Read SEC document |
| June 22, 2017 Filed Jun 23, 2017 19:53 UTC |
KOEGEL JOHNDirector
|
GrantCommon Stock | 3,794 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001092378-17-000006 · primary_doc.xml · nonDerivative · entry 1 KOEGEL JOHN · CIK 0001449990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,721 F1 · price: The common stock was issued for no consideration as part of director compensation. Read SEC document |
| June 22, 2017 Filed Jun 23, 2017 19:46 UTC |
Robling Sara GensterDirector
|
GrantCommon Stock | 3,794 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001092378-17-000005 · primary_doc.xml · nonDerivative · entry 1 Robling Sara Genster · CIK 0001570947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,655 F1 · price: The common stock was issued for no consideration as part of director compensation. Read SEC document |
| June 22, 2017 Filed Jun 23, 2017 19:40 UTC |
Regan Michael JDirector
|
GrantCommon Stock | 3,794 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001092378-17-000004 · primary_doc.xml · nonDerivative · entry 1 Regan Michael J · CIK 0001294847 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,770 F1 · price: The common stock was issued for no consideration as part of director compensation. Read SEC document |
| June 22, 2017 Filed Jun 23, 2017 19:34 UTC |
Reaves Dennis EDirector
|
GrantCommon Stock | 3,794 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001092378-17-000003 · primary_doc.xml · nonDerivative · entry 1 Reaves Dennis E · CIK 0001591448 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,194 F1 · price: The common stock was issued for no consideration as part of director compensation. Read SEC document |
| June 22, 2017 Filed Jun 23, 2017 19:27 UTC |
PHILLIPS CRAIGDirector
|
GrantCommon Stock | 3,794 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001092378-17-000002 · primary_doc.xml · nonDerivative · entry 1 PHILLIPS CRAIG · CIK 0000936783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 666,676 F1 · price: The common stock was issued for no consideration as part of director compensation. Read SEC document |
| June 22, 2017 Filed Jun 23, 2017 19:20 UTC |
WESTERFIELD WILLIAM UDirector
|
GrantCommon Stock | 3,794 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001092378-17-000001 · primary_doc.xml · nonDerivative · entry 3 WESTERFIELD WILLIAM U · CIK 0001092378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,794 F2 · price: The common stock was issued for no consideration as part of director compensation. Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 19:20 UTC |
WESTERFIELD WILLIAM UDirector
|
GiftCommon Stock | 3,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001092378-17-000001 · primary_doc.xml · nonDerivative · entry 2 WESTERFIELD WILLIAM U · CIK 0001092378 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 38,124 F1 · ownership.nature: Trust for benefit of spouse. Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 19:20 UTC |
WESTERFIELD WILLIAM UDirector
|
GiftCommon Stock | 3,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001092378-17-000001 · primary_doc.xml · nonDerivative · entry 1 WESTERFIELD WILLIAM U · CIK 0001092378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| June 10, 2017 Filed Jun 12, 2017 20:56 UTC |
WINOKER LAURENCESVP -Finance, CFO, & Treasurer
|
Tax withholdingCommon Stock | 232 | $19.15 | $4,442.80 |
DisclosureSEC source: 0000923401-17-000005 · primary_doc.xml · nonDerivative · entry 2 WINOKER LAURENCE · CIK 0001191306 · SVP -Finance, CFO, & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,295 F1 · kind: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock. Read SEC document |
| June 10, 2017 Filed Jun 12, 2017 20:28 UTC |
SIEGEL JEFFREYDirector · Chairman of the Board & CEO
|
Tax withholdingCommon Stock | 645 | $19.15 | $12,351.75 |
DisclosureSEC source: 0000923401-17-000003 · primary_doc.xml · nonDerivative · entry 2 SIEGEL JEFFREY · CIK 0000923401 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 996,407 F1 · kind: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock. Read SEC document |
| June 10, 2017 Filed Jun 12, 2017 20:44 UTC |
SIEGEL DANIELPresident
|
Tax withholdingCommon Stock | 463 | $19.15 | $8,866.45 |
DisclosureSEC source: 0000923401-17-000004 · primary_doc.xml · nonDerivative · entry 2 SIEGEL DANIEL · CIK 0001469326 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,140 F1 · kind: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock. Read SEC document |
| June 09, 2017 Filed Jun 12, 2017 20:56 UTC |
WINOKER LAURENCESVP -Finance, CFO, & Treasurer
|
Tax withholdingCommon Stock | 369 | $19.15 | $7,066.35 |
DisclosureSEC source: 0000923401-17-000005 · primary_doc.xml · nonDerivative · entry 1 WINOKER LAURENCE · CIK 0001191306 · SVP -Finance, CFO, & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,527 F1 · kind: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock. Read SEC document |
| June 09, 2017 Filed Jun 12, 2017 20:28 UTC |
SIEGEL JEFFREYDirector · Chairman of the Board & CEO
|
Tax withholdingCommon Stock | 774 | $19.15 | $14,822.10 |
DisclosureSEC source: 0000923401-17-000003 · primary_doc.xml · nonDerivative · entry 1 SIEGEL JEFFREY · CIK 0000923401 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 997,052 F1 · kind: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock. Read SEC document |
| June 09, 2017 Filed Jun 12, 2017 20:44 UTC |
SIEGEL DANIELPresident
|
Tax withholdingCommon Stock | 554 | $19.15 | $10,609.10 |
DisclosureSEC source: 0000923401-17-000004 · primary_doc.xml · nonDerivative · entry 1 SIEGEL DANIEL · CIK 0001469326 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,603 F1 · kind: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.