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LIFETIME BRANDS, INC

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671
SEC CIK
0000874396
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273

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0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202605
Sep 202602
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 14, 2018 Filed Feb 13, 2019 22:46 UTC
SIEGEL JEFFREYDirector · Executive Chairman
GiftCommon stock 7,164 $0.00 $0.00
Disclosure

SEC source: 0001733101-19-000002 · primary_doc.xml · nonDerivative · entry 1

SIEGEL JEFFREY · CIK 0000923401 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,013,673

Read SEC document
December 10, 2018 Filed Feb 13, 2019 22:39 UTC
Kay Robert BruceDirector · Chief Executive Officer
GiftOptions to purchase shares of common stock · Derivative 128,184 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001733101-19-000001 · primary_doc.xml · derivative · entry 2

Kay Robert Bruce · CIK 0001733101 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 128,184

Underlying: Common Stock, par value $0.01 per share · 128,184 shares

Expires 2028-03-01

F1 · kind: The options to purchase shares of common stock were transferred to an irrevocable family trust for which the reporting person's spouse is a trustee.

F2 · derivative.exercise_date: The options to purchase shares of common stock vest annually in equal installments on each of the first, second and third anniversaries of the date of grant, assuming continued employment of the reporting person by the Company.

F3 · ownership.direct: The reporting person disclaims beneficial ownership of all securities held by the trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 10, 2018 Filed Feb 13, 2019 22:39 UTC
Kay Robert BruceDirector · Chief Executive Officer
GiftOptions to purchase shares of common stock · Derivative 128,184 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001733101-19-000001 · primary_doc.xml · derivative · entry 1

Kay Robert Bruce · CIK 0001733101 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,816

Underlying: Common Stock, par value $0.01 per share · 128,184 shares

Expires 2028-03-01

F1 · kind: The options to purchase shares of common stock were transferred to an irrevocable family trust for which the reporting person's spouse is a trustee.

F2 · derivative.exercise_date: The options to purchase shares of common stock vest annually in equal installments on each of the first, second and third anniversaries of the date of grant, assuming continued employment of the reporting person by the Company.

Read SEC document
December 07, 2018 Filed Dec 10, 2018 21:24 UTC
JRJ V LP10% owner
JRJ Inc.10% owner
JAFFE DAVID10% owner
PurchaseCommon Stock, par value $0.01, per share 9,058 $12.02 $108,878.07
Disclosure

SEC source: 0000950142-18-002377 · ownership.xml · nonDerivative · entry 1

Centre Partners V, L.P. · CIK 0001732873 · 10% owner

Centre Capital Investors V LP · CIK 0001404565 · 10% owner

Centre Partners V LLC · CIK 0001732877 · 10% owner

JRJ V LP · CIK 0001732885 · 10% owner

Harwich Road V LP · CIK 0001732888 · 10% owner

JRJ Inc. · CIK 0001733495 · 10% owner

Harwich Road Inc. · CIK 0001733473 · 10% owner

POLLACK BRUCE G · CIK 0001263876 · 10% owner

JAFFE DAVID · CIK 0001244082 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,660,537

F1 · shares: Represents shares of common stock purchased in open market transactions by Centre Capital Investors V, L.P. ("Centre Investors"). Centre Partners V, L.P. ("Centre Partners LP") is the sole general partner of Centre Investors.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.89 to $12.15, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · balance_after: Includes 5,593,116 shares of common stock directly held by Taylor Parent, LLC ("Taylor Parent").

F4 · ownership.nature: CP Taylor GP, LLC ("CP Taylor") has the authority to appoint the board of directors of Taylor Parent. Centre Partners, L.P. is the sole member of CP Taylor and the general partner of Centre Investors. Centre Partners V LLC ("Centre Partners") is the general partner of Centre Partners LP. JRJ V LP ("JRJ LP") and Harwich Road V LP ("Harwich Road LP") are co-managers of Centre Partners. JRJ Inc. ("JRJ") is the general partner of JRJ LP. Harwich Road Inc. ("Harwich Road") is the general partner of Harwich Road LP. Bruce Pollack is the president of JRJ. David Jaffe is the president of Harwich Road. (Cont'd in FN 5)

F5 · ownership.nature: (Cont'd from FN 4) As such, Centre Partners LP, Centre Partners, JRJ LP, Harwich Road LP, JRJ, Harwich Road, Bruce Pollack and David Jaffe may be deemed to beneficially own the shares of the Issuer owned directly by Centre Investors and CP Taylor, Centre Partners LP, Centre Partners, JRJ LP, Harwich Road LP, JRJ, Harwich Road, Bruce Pollack and David Jaffe may be deemed to beneficially own the shares of the Issuer owned directly by Taylor Parent.

F6 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares of the Issuer except to the extent of their respective pecuniary interest therein.

Read SEC document
December 06, 2018 Filed Dec 6, 2018 22:25 UTC
JRJ V LP10% owner
JRJ Inc.10% owner
JAFFE DAVID10% owner
PurchaseCommon Stock, par value $0.01, per share 666 $12.00 $7,991.00
Disclosure

SEC source: 0000950142-18-002362 · ownership.xml · nonDerivative · entry 3

Centre Partners V, L.P. · CIK 0001732873 · 10% owner

Centre Capital Investors V LP · CIK 0001404565 · 10% owner

Centre Partners V LLC · CIK 0001732877 · 10% owner

JRJ V LP · CIK 0001732885 · 10% owner

Harwich Road V LP · CIK 0001732888 · 10% owner

JRJ Inc. · CIK 0001733495 · 10% owner

Harwich Road Inc. · CIK 0001733473 · 10% owner

POLLACK BRUCE G · CIK 0001263876 · 10% owner

JAFFE DAVID · CIK 0001244082 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,651,479

F1 · shares: Represents shares of common stock purchased in open market transactions by Centre Capital Investors V, L.P. ("Centre Investors"). Centre Partners V, L.P. ("Centre Partners LP") is the sole general partner of Centre Investors.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.995 to $12.00, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · balance_after: Includes 5,593,116 shares of common stock directly held by Taylor Parent, LLC ("Taylor Parent").

F4 · ownership.nature: CP Taylor GP, LLC ("CP Taylor") has the authority to appoint the board of directors of Taylor Parent. Centre Partners, L.P. is the sole member of CP Taylor and the general partner of Centre Investors. Centre Partners V LLC ("Centre Partners") is the general partner of Centre Partners LP. JRJ V LP ("JRJ LP") and Harwich Road V LP ("Harwich Road LP") are co-managers of Centre Partners. JRJ Inc. ("JRJ") is the general partner of JRJ LP. Harwich Road Inc. ("Harwich Road") is the general partner of Harwich Road LP. Bruce Pollack is the president of JRJ. David Jaffe is the president of Harwich Road. (Cont'd in FN 5)

F5 · ownership.nature: (Cont'd from FN 4) As such, Centre Partners LP, Centre Partners, JRJ LP, Harwich Road LP, JRJ, Harwich Road, Bruce Pollack and David Jaffe may be deemed to beneficially own the shares of the Issuer owned directly by Centre Investors and CP Taylor, Centre Partners LP, Centre Partners, JRJ LP, Harwich Road LP, JRJ, Harwich Road, Bruce Pollack and David Jaffe may be deemed to beneficially own the shares of the Issuer owned directly by Taylor Parent.

F6 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares of the Issuer except to the extent of their respective pecuniary interest therein.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 22:25 UTC
JRJ V LP10% owner
JRJ Inc.10% owner
JAFFE DAVID10% owner
PurchaseCommon Stock, par value $0.01, per share 7,096 $12.20 $86,556.30
Disclosure

SEC source: 0000950142-18-002362 · ownership.xml · nonDerivative · entry 2

Centre Partners V, L.P. · CIK 0001732873 · 10% owner

Centre Capital Investors V LP · CIK 0001404565 · 10% owner

Centre Partners V LLC · CIK 0001732877 · 10% owner

JRJ V LP · CIK 0001732885 · 10% owner

Harwich Road V LP · CIK 0001732888 · 10% owner

JRJ Inc. · CIK 0001733495 · 10% owner

Harwich Road Inc. · CIK 0001733473 · 10% owner

POLLACK BRUCE G · CIK 0001263876 · 10% owner

JAFFE DAVID · CIK 0001244082 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,650,813

F1 · shares: Represents shares of common stock purchased in open market transactions by Centre Capital Investors V, L.P. ("Centre Investors"). Centre Partners V, L.P. ("Centre Partners LP") is the sole general partner of Centre Investors.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.1375 to $12.25, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · balance_after: Includes 5,593,116 shares of common stock directly held by Taylor Parent, LLC ("Taylor Parent").

F4 · ownership.nature: CP Taylor GP, LLC ("CP Taylor") has the authority to appoint the board of directors of Taylor Parent. Centre Partners, L.P. is the sole member of CP Taylor and the general partner of Centre Investors. Centre Partners V LLC ("Centre Partners") is the general partner of Centre Partners LP. JRJ V LP ("JRJ LP") and Harwich Road V LP ("Harwich Road LP") are co-managers of Centre Partners. JRJ Inc. ("JRJ") is the general partner of JRJ LP. Harwich Road Inc. ("Harwich Road") is the general partner of Harwich Road LP. Bruce Pollack is the president of JRJ. David Jaffe is the president of Harwich Road. (Cont'd in FN 5)

F5 · ownership.nature: (Cont'd from FN 4) As such, Centre Partners LP, Centre Partners, JRJ LP, Harwich Road LP, JRJ, Harwich Road, Bruce Pollack and David Jaffe may be deemed to beneficially own the shares of the Issuer owned directly by Centre Investors and CP Taylor, Centre Partners LP, Centre Partners, JRJ LP, Harwich Road LP, JRJ, Harwich Road, Bruce Pollack and David Jaffe may be deemed to beneficially own the shares of the Issuer owned directly by Taylor Parent.

F6 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares of the Issuer except to the extent of their respective pecuniary interest therein.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 22:25 UTC
JRJ V LP10% owner
JRJ Inc.10% owner
JAFFE DAVID10% owner
PurchaseCommon Stock, par value $0.01, per share 10,625 $12.12 $128,821.75
Disclosure

SEC source: 0000950142-18-002362 · ownership.xml · nonDerivative · entry 1

Centre Partners V, L.P. · CIK 0001732873 · 10% owner

Centre Capital Investors V LP · CIK 0001404565 · 10% owner

Centre Partners V LLC · CIK 0001732877 · 10% owner

JRJ V LP · CIK 0001732885 · 10% owner

Harwich Road V LP · CIK 0001732888 · 10% owner

JRJ Inc. · CIK 0001733495 · 10% owner

Harwich Road Inc. · CIK 0001733473 · 10% owner

POLLACK BRUCE G · CIK 0001263876 · 10% owner

JAFFE DAVID · CIK 0001244082 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,643,717

F1 · shares: Represents shares of common stock purchased in open market transactions by Centre Capital Investors V, L.P. ("Centre Investors"). Centre Partners V, L.P. ("Centre Partners LP") is the sole general partner of Centre Investors.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.00 to $12.25, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · balance_after: Includes 5,593,116 shares of common stock directly held by Taylor Parent, LLC ("Taylor Parent").

F4 · ownership.nature: CP Taylor GP, LLC ("CP Taylor") has the authority to appoint the board of directors of Taylor Parent. Centre Partners, L.P. is the sole member of CP Taylor and the general partner of Centre Investors. Centre Partners V LLC ("Centre Partners") is the general partner of Centre Partners LP. JRJ V LP ("JRJ LP") and Harwich Road V LP ("Harwich Road LP") are co-managers of Centre Partners. JRJ Inc. ("JRJ") is the general partner of JRJ LP. Harwich Road Inc. ("Harwich Road") is the general partner of Harwich Road LP. Bruce Pollack is the president of JRJ. David Jaffe is the president of Harwich Road. (Cont'd in FN 5)

F5 · ownership.nature: (Cont'd from FN 4) As such, Centre Partners LP, Centre Partners, JRJ LP, Harwich Road LP, JRJ, Harwich Road, Bruce Pollack and David Jaffe may be deemed to beneficially own the shares of the Issuer owned directly by Centre Investors and CP Taylor, Centre Partners LP, Centre Partners, JRJ LP, Harwich Road LP, JRJ, Harwich Road, Bruce Pollack and David Jaffe may be deemed to beneficially own the shares of the Issuer owned directly by Taylor Parent.

F6 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares of the Issuer except to the extent of their respective pecuniary interest therein.

Read SEC document
November 28, 2018 Filed Nov 30, 2018 22:02 UTC
JRJ V LP10% owner
JRJ Inc.10% owner
JAFFE DAVID10% owner
PurchaseCommon Stock, par value $0.01, per share 848 $11.33 $9,605.89
Disclosure

SEC source: 0000950142-18-002331 · ownership.xml · nonDerivative · entry 1

Centre Partners V, L.P. · CIK 0001732873 · 10% owner

Centre Capital Investors V LP · CIK 0001404565 · 10% owner

Centre Partners V LLC · CIK 0001732877 · 10% owner

JRJ V LP · CIK 0001732885 · 10% owner

Harwich Road V LP · CIK 0001732888 · 10% owner

JRJ Inc. · CIK 0001733495 · 10% owner

Harwich Road Inc. · CIK 0001733473 · 10% owner

POLLACK BRUCE G · CIK 0001263876 · 10% owner

JAFFE DAVID · CIK 0001244082 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,633,092

F1 · shares: Represents shares of common stock purchased in open market transactions by Centre Capital Investors V, L.P. ("Centre Investors"). Centre Partners V, L.P. ("Centre Partners LP") is the sole general partner of Centre Investors.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.10 to $11.40, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · balance_after: Includes 5,593,116 shares of common stock directly held by Taylor Parent, LLC ("Taylor Parent").

F4 · ownership.nature: CP Taylor GP, LLC ("CP Taylor") has the authority to appoint the board of directors of Taylor Parent. Centre Partners, L.P. is the sole member of CP Taylor and the general partner of Centre Investors. Centre Partners V LLC ("Centre Partners") is the general partner of Centre Partners LP. JRJ V LP ("JRJ LP") and Harwich Road V LP ("Harwich Road LP") are co-managers of Centre Partners. JRJ Inc. ("JRJ") is the general partner of JRJ LP. Harwich Road Inc. ("Harwich Road") is the general partner of Harwich Road LP. Bruce Pollack is the president of JRJ. David Jaffe is the president of Harwich Road. (Cont'd in FN 5)

F5 · ownership.nature: (Cont'd from FN 4) As such, Centre Partners LP, Centre Partners, JRJ LP, Harwich Road LP, JRJ, Harwich Road, Bruce Pollack and David Jaffe may be deemed to beneficially own the shares of the Issuer owned directly by Centre Investors and CP Taylor, Centre Partners LP, Centre Partners, JRJ LP, Harwich Road LP, JRJ, Harwich Road, Bruce Pollack and David Jaffe may be deemed to beneficially own the shares of the Issuer owned directly by Taylor Parent.

F6 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares of the Issuer except to the extent of their respective pecuniary interest therein.

Read SEC document
November 20, 2018 Filed Nov 22, 2018 00:20 UTC
JRJ V LP10% owner
JRJ Inc.10% owner
JAFFE DAVID10% owner
PurchaseCommon Stock, par value $0.01, per share 462 $10.80 $4,989.60
Disclosure

SEC source: 0000950142-18-002296 · es1801263_4-taylor.xml · nonDerivative · entry 1

Centre Partners V, L.P. · CIK 0001732873 · 10% owner

Centre Capital Investors V LP · CIK 0001404565 · 10% owner

Centre Partners V LLC · CIK 0001732877 · 10% owner

JRJ V LP · CIK 0001732885 · 10% owner

Harwich Road V LP · CIK 0001732888 · 10% owner

JRJ Inc. · CIK 0001733495 · 10% owner

Harwich Road Inc. · CIK 0001733473 · 10% owner

POLLACK BRUCE G · CIK 0001263876 · 10% owner

JAFFE DAVID · CIK 0001244082 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,632,244

F1 · shares: Represents shares of common stock purchased in open market transactions by Centre Capital Investors V, L.P. ("Centre Investors"). Centre Partners V, L.P. ("Centre Partners LP") is the sole general partner of Centre Investors.

F2 · balance_after: Includes 5,593,116 shares of common stock directly held by Taylor Parent, LLC ("Taylor Parent").

F3 · ownership.nature: CP Taylor GP, LLC ("CP Taylor") has the authority to appoint the board of directors of Taylor Parent. Centre Partners, L.P. is the sole member of CP Taylor and the general partner of Centre Investors. Centre Partners V LLC ("Centre Partners") is the general partner of Centre Partners LP. JRJ V LP ("JRJ LP") and Harwich Road V LP ("Harwich Road LP") are co-managers of Centre Partners. JRJ Inc. ("JRJ") is the general partner of JRJ LP. Harwich Road Inc. ("Harwich Road") is the general partner of Harwich Road LP. Bruce Pollack is the president of JRJ. David Jaffe is the president of Harwich Road. (Cont'd in FN 5)

F4 · ownership.nature: (Cont'd from FN 4) As such, Centre Partners LP, Centre Partners, JRJ LP, Harwich Road LP, JRJ, Harwich Road, Bruce Pollack and David Jaffe may be deemed to beneficially own the shares of the Issuer owned directly by Centre Investors and CP Taylor, Centre Partners LP, Centre Partners, JRJ LP, Harwich Road LP, JRJ, Harwich Road, Bruce Pollack and David Jaffe may be deemed to beneficially own the shares of the Issuer owned directly by Taylor Parent.

F5 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares of the Issuer except to the extent of their respective pecuniary interest therein.

Read SEC document
November 19, 2018 Filed Nov 19, 2018 23:14 UTC
JRJ V LP10% owner
JRJ Inc.10% owner
JAFFE DAVID10% owner
PurchaseCommon Stock, par value $0.01, per share 9,337 $10.78 $100,649.13
Disclosure

SEC source: 0000950142-18-002286 · es1801257_4-taylor.xml · nonDerivative · entry 2

Centre Partners V, L.P. · CIK 0001732873 · 10% owner

Centre Capital Investors V LP · CIK 0001404565 · 10% owner

Centre Partners V LLC · CIK 0001732877 · 10% owner

JRJ V LP · CIK 0001732885 · 10% owner

Harwich Road V LP · CIK 0001732888 · 10% owner

JRJ Inc. · CIK 0001733495 · 10% owner

Harwich Road Inc. · CIK 0001733473 · 10% owner

POLLACK BRUCE G · CIK 0001263876 · 10% owner

JAFFE DAVID · CIK 0001244082 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,631,782

F1 · shares: Represents shares of common stock purchased in open market transactions by Centre Capital Investors V, L.P. ("Centre Investors"). Centre Partners V, L.P. ("Centre Partners LP") is the sole general partner of Centre Investors.

F7 · price: The price reported in Column 4 is a weighted average price. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · balance_after: Includes 5,593,116 shares of common stock directly held by Taylor Parent, LLC ("Taylor Parent").

F4 · ownership.nature: CP Taylor GP, LLC ("CP Taylor") has the authority to appoint the board of directors of Taylor Parent. Centre Partners, L.P. is the sole member of CP Taylor and the general partner of Centre Investors. Centre Partners V LLC ("Centre Partners") is the general partner of Centre Partners LP. JRJ V LP ("JRJ LP") and Harwich Road V LP ("Harwich Road LP") are co-managers of Centre Partners. JRJ Inc. ("JRJ") is the general partner of JRJ LP. Harwich Road Inc. ("Harwich Road") is the general partner of Harwich Road LP. Bruce Pollack is the president of JRJ. David Jaffe is the president of Harwich Road. (Cont'd in FN 5)

F5 · ownership.nature: (Cont'd from FN 4) As such, Centre Partners LP, Centre Partners, JRJ LP, Harwich Road LP, JRJ, Harwich Road, Bruce Pollack and David Jaffe may be deemed to beneficially own the shares of the Issuer owned directly by Centre Investors and CP Taylor, Centre Partners LP, Centre Partners, JRJ LP, Harwich Road LP, JRJ, Harwich Road, Bruce Pollack and David Jaffe may be deemed to beneficially own the shares of the Issuer owned directly by Taylor Parent.

F6 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares of the Issuer except to the extent of their respective pecuniary interest therein.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 23:14 UTC
JRJ V LP10% owner
JRJ Inc.10% owner
JAFFE DAVID10% owner
PurchaseCommon Stock, par value $0.01, per share 1,116 $10.48 $11,701.04
Disclosure

SEC source: 0000950142-18-002286 · es1801257_4-taylor.xml · nonDerivative · entry 1

Centre Partners V, L.P. · CIK 0001732873 · 10% owner

Centre Capital Investors V LP · CIK 0001404565 · 10% owner

Centre Partners V LLC · CIK 0001732877 · 10% owner

JRJ V LP · CIK 0001732885 · 10% owner

Harwich Road V LP · CIK 0001732888 · 10% owner

JRJ Inc. · CIK 0001733495 · 10% owner

Harwich Road Inc. · CIK 0001733473 · 10% owner

POLLACK BRUCE G · CIK 0001263876 · 10% owner

JAFFE DAVID · CIK 0001244082 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,622,445

F1 · shares: Represents shares of common stock purchased in open market transactions by Centre Capital Investors V, L.P. ("Centre Investors"). Centre Partners V, L.P. ("Centre Partners LP") is the sole general partner of Centre Investors.

F2 · price: The price reported in Column 4 is a weighted average price. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · balance_after: Includes 5,593,116 shares of common stock directly held by Taylor Parent, LLC ("Taylor Parent").

F4 · ownership.nature: CP Taylor GP, LLC ("CP Taylor") has the authority to appoint the board of directors of Taylor Parent. Centre Partners, L.P. is the sole member of CP Taylor and the general partner of Centre Investors. Centre Partners V LLC ("Centre Partners") is the general partner of Centre Partners LP. JRJ V LP ("JRJ LP") and Harwich Road V LP ("Harwich Road LP") are co-managers of Centre Partners. JRJ Inc. ("JRJ") is the general partner of JRJ LP. Harwich Road Inc. ("Harwich Road") is the general partner of Harwich Road LP. Bruce Pollack is the president of JRJ. David Jaffe is the president of Harwich Road. (Cont'd in FN 5)

F5 · ownership.nature: (Cont'd from FN 4) As such, Centre Partners LP, Centre Partners, JRJ LP, Harwich Road LP, JRJ, Harwich Road, Bruce Pollack and David Jaffe may be deemed to beneficially own the shares of the Issuer owned directly by Centre Investors and CP Taylor, Centre Partners LP, Centre Partners, JRJ LP, Harwich Road LP, JRJ, Harwich Road, Bruce Pollack and David Jaffe may be deemed to beneficially own the shares of the Issuer owned directly by Taylor Parent.

F6 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares of the Issuer except to the extent of their respective pecuniary interest therein.

Read SEC document
November 14, 2018 Filed Nov 14, 2018 23:44 UTC
JRJ V LP10% owner
JRJ Inc.10% owner
JAFFE DAVID10% owner
PurchaseCommon Stock, par value $0.01, per share 7,960 $10.37 $82,564.30
Disclosure

SEC source: 0000950142-18-002232 · ownership.xml · nonDerivative · entry 3

Centre Partners V, L.P. · CIK 0001732873 · 10% owner

Centre Capital Investors V LP · CIK 0001404565 · 10% owner

Centre Partners V LLC · CIK 0001732877 · 10% owner

JRJ V LP · CIK 0001732885 · 10% owner

Harwich Road V LP · CIK 0001732888 · 10% owner

JRJ Inc. · CIK 0001733495 · 10% owner

Harwich Road Inc. · CIK 0001733473 · 10% owner

POLLACK BRUCE G · CIK 0001263876 · 10% owner

JAFFE DAVID · CIK 0001244082 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,621,329

F1 · shares: Represents shares of common stock purchased in open market transactions by Centre Capital Investors V, L.P. ("Centre Investors"). Centre Partners V, L.P. ("Centre Partners LP") is the sole general partner of Centre Investors.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.295 to $10.40, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · balance_after: Includes 5,593,116 shares of common stock directly held by Taylor Parent, LLC ("Taylor Parent").

F4 · ownership.nature: CP Taylor GP, LLC ("CP Taylor") has the authority to appoint the board of directors of Taylor Parent. Centre Partners, L.P. is the sole member of CP Taylor and the general partner of Centre Investors. Centre Partners V LLC ("Centre Partners") is the general partner of Centre Partners LP. JRJ V LP ("JRJ LP") and Harwich Road V LP ("Harwich Road LP") are co-managers of Centre Partners. JRJ Inc. ("JRJ") is the general partner of JRJ LP. Harwich Road Inc. ("Harwich Road") is the general partner of Harwich Road LP. Bruce Pollack is the president of JRJ. David Jaffe is the president of Harwich Road. (Cont'd in FN 5)

F5 · ownership.nature: (Cont'd from FN 4) As such, Centre Partners LP, Centre Partners, JRJ LP, Harwich Road LP, JRJ, Harwich Road, Bruce Pollack and David Jaffe may be deemed to beneficially own the shares of the Issuer owned directly by Centre Investors and CP Taylor, Centre Partners LP, Centre Partners, JRJ LP, Harwich Road LP, JRJ, Harwich Road, Bruce Pollack and David Jaffe may be deemed to beneficially own the shares of the Issuer owned directly by Taylor Parent.

F6 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares of the Issuer except to the extent of their respective pecuniary interest therein.

Read SEC document
November 13, 2018 Filed Nov 14, 2018 23:44 UTC
JRJ V LP10% owner
JRJ Inc.10% owner
JAFFE DAVID10% owner
PurchaseCommon Stock, par value $0.01, per share 15,041 $10.23 $153,905.53
Disclosure

SEC source: 0000950142-18-002232 · ownership.xml · nonDerivative · entry 2

Centre Partners V, L.P. · CIK 0001732873 · 10% owner

Centre Capital Investors V LP · CIK 0001404565 · 10% owner

Centre Partners V LLC · CIK 0001732877 · 10% owner

JRJ V LP · CIK 0001732885 · 10% owner

Harwich Road V LP · CIK 0001732888 · 10% owner

JRJ Inc. · CIK 0001733495 · 10% owner

Harwich Road Inc. · CIK 0001733473 · 10% owner

POLLACK BRUCE G · CIK 0001263876 · 10% owner

JAFFE DAVID · CIK 0001244082 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,613,369

F1 · shares: Represents shares of common stock purchased in open market transactions by Centre Capital Investors V, L.P. ("Centre Investors"). Centre Partners V, L.P. ("Centre Partners LP") is the sole general partner of Centre Investors.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.12 to $10.25, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · balance_after: Includes 5,593,116 shares of common stock directly held by Taylor Parent, LLC ("Taylor Parent").

F4 · ownership.nature: CP Taylor GP, LLC ("CP Taylor") has the authority to appoint the board of directors of Taylor Parent. Centre Partners, L.P. is the sole member of CP Taylor and the general partner of Centre Investors. Centre Partners V LLC ("Centre Partners") is the general partner of Centre Partners LP. JRJ V LP ("JRJ LP") and Harwich Road V LP ("Harwich Road LP") are co-managers of Centre Partners. JRJ Inc. ("JRJ") is the general partner of JRJ LP. Harwich Road Inc. ("Harwich Road") is the general partner of Harwich Road LP. Bruce Pollack is the president of JRJ. David Jaffe is the president of Harwich Road. (Cont'd in FN 5)

F5 · ownership.nature: (Cont'd from FN 4) As such, Centre Partners LP, Centre Partners, JRJ LP, Harwich Road LP, JRJ, Harwich Road, Bruce Pollack and David Jaffe may be deemed to beneficially own the shares of the Issuer owned directly by Centre Investors and CP Taylor, Centre Partners LP, Centre Partners, JRJ LP, Harwich Road LP, JRJ, Harwich Road, Bruce Pollack and David Jaffe may be deemed to beneficially own the shares of the Issuer owned directly by Taylor Parent.

F6 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares of the Issuer except to the extent of their respective pecuniary interest therein.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 23:44 UTC
JRJ V LP10% owner
JRJ Inc.10% owner
JAFFE DAVID10% owner
PurchaseCommon Stock, par value $0.01, per share 5,212 $10.23 $53,292.70
Disclosure

SEC source: 0000950142-18-002232 · ownership.xml · nonDerivative · entry 1

Centre Partners V, L.P. · CIK 0001732873 · 10% owner

Centre Capital Investors V LP · CIK 0001404565 · 10% owner

Centre Partners V LLC · CIK 0001732877 · 10% owner

JRJ V LP · CIK 0001732885 · 10% owner

Harwich Road V LP · CIK 0001732888 · 10% owner

JRJ Inc. · CIK 0001733495 · 10% owner

Harwich Road Inc. · CIK 0001733473 · 10% owner

POLLACK BRUCE G · CIK 0001263876 · 10% owner

JAFFE DAVID · CIK 0001244082 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,598,328

F1 · shares: Represents shares of common stock purchased in open market transactions by Centre Capital Investors V, L.P. ("Centre Investors"). Centre Partners V, L.P. ("Centre Partners LP") is the sole general partner of Centre Investors.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.975 to $10.25, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · balance_after: Includes 5,593,116 shares of common stock directly held by Taylor Parent, LLC ("Taylor Parent").

F4 · ownership.nature: CP Taylor GP, LLC ("CP Taylor") has the authority to appoint the board of directors of Taylor Parent. Centre Partners, L.P. is the sole member of CP Taylor and the general partner of Centre Investors. Centre Partners V LLC ("Centre Partners") is the general partner of Centre Partners LP. JRJ V LP ("JRJ LP") and Harwich Road V LP ("Harwich Road LP") are co-managers of Centre Partners. JRJ Inc. ("JRJ") is the general partner of JRJ LP. Harwich Road Inc. ("Harwich Road") is the general partner of Harwich Road LP. Bruce Pollack is the president of JRJ. David Jaffe is the president of Harwich Road. (Cont'd in FN 5)

F5 · ownership.nature: (Cont'd from FN 4) As such, Centre Partners LP, Centre Partners, JRJ LP, Harwich Road LP, JRJ, Harwich Road, Bruce Pollack and David Jaffe may be deemed to beneficially own the shares of the Issuer owned directly by Centre Investors and CP Taylor, Centre Partners LP, Centre Partners, JRJ LP, Harwich Road LP, JRJ, Harwich Road, Bruce Pollack and David Jaffe may be deemed to beneficially own the shares of the Issuer owned directly by Taylor Parent.

F6 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares of the Issuer except to the extent of their respective pecuniary interest therein.

Read SEC document
November 09, 2018 Filed Nov 13, 2018 21:10 UTC
SHIFTAN RONALDDirector · Vice Chairman of Board & COO
Exercise / conversionEmployee Stock Option · Derivative 15,000 $0.00 Strike: $4.60 $0.00
Disclosure

SEC source: 0001227431-18-000006 · primary_doc.xml · derivative · entry 3

SHIFTAN RONALD · CIK 0001227431 · Director · Vice Chairman of Board & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2018-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option was granted on November 10, 2008 and vested quarterly through June 30, 2010.

Read SEC document
November 09, 2018 Filed Nov 13, 2018 21:10 UTC
SHIFTAN RONALDDirector · Vice Chairman of Board & COO
Tax withholdingCommon Stock 9,933 $10.15 $100,819.95
Disclosure

SEC source: 0001227431-18-000006 · primary_doc.xml · nonDerivative · entry 2

SHIFTAN RONALD · CIK 0001227431 · Director · Vice Chairman of Board & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,575

Read SEC document
November 09, 2018 Filed Nov 13, 2018 21:10 UTC
SHIFTAN RONALDDirector · Vice Chairman of Board & COO
Exercise / conversionCommon Stock 15,000 $4.60 $69,000.00
Disclosure

SEC source: 0001227431-18-000006 · primary_doc.xml · nonDerivative · entry 1

SHIFTAN RONALD · CIK 0001227431 · Director · Vice Chairman of Board & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 05, 2018 Filed Sep 6, 2018 20:37 UTC
WINOKER LAURENCESVP-Finance,CFO and Treasurer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 5,000 $0.00 Strike: $4.60 $0.00
Disclosure

SEC source: 0001191306-18-000001 · primary_doc.xml · derivative · entry 2

WINOKER LAURENCE · CIK 0001191306 · SVP-Finance,CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2018-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vested 25 percent per year over four years, beginning on November 10, 2009.

Read SEC document
September 05, 2018 Filed Sep 6, 2018 20:37 UTC
WINOKER LAURENCESVP-Finance,CFO and Treasurer
Exercise / conversionCommon Stock 5,000 $4.60 $23,000.00
Disclosure

SEC source: 0001191306-18-000001 · primary_doc.xml · nonDerivative · entry 1

WINOKER LAURENCE · CIK 0001191306 · SVP-Finance,CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2018 Filed Aug 30, 2018 15:33 UTC
SIEGEL JEFFREYDirector · Executive Chairman
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 15,000 $0.00 Strike: $4.60 $0.00
Disclosure

SEC source: 0000923401-18-000002 · primary_doc.xml · derivative · entry 4

SIEGEL JEFFREY · CIK 0000923401 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2018-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vested quarterly through December 31, 2010.

Read SEC document
August 28, 2018 Filed Aug 30, 2018 15:33 UTC
SIEGEL JEFFREYDirector · Executive Chairman
Tax withholdingCommon Stock 3,101 $11.75 $36,436.75
Disclosure

SEC source: 0000923401-18-000002 · primary_doc.xml · nonDerivative · entry 2

SIEGEL JEFFREY · CIK 0000923401 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,021,970

Read SEC document
August 28, 2018 Filed Aug 30, 2018 15:33 UTC
SIEGEL JEFFREYDirector · Executive Chairman
Exercise / conversionCommon Stock 15,000 $4.60 $69,000.00
Disclosure

SEC source: 0000923401-18-000002 · primary_doc.xml · nonDerivative · entry 1

SIEGEL JEFFREY · CIK 0000923401 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,025,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2018 Filed Aug 28, 2018 20:23 UTC
SHIFTAN RONALDDirector · Vice Chairman of Board & COO
SaleCommon Stock 1,000 $12.15 $12,150.00
Disclosure

SEC source: 0001227431-18-000005 · primary_doc.xml · nonDerivative · entry 1

SHIFTAN RONALD · CIK 0001227431 · Director · Vice Chairman of Board & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,508

Read SEC document
August 16, 2018 Filed Aug 17, 2018 20:08 UTC SaleCommon Stock 1,918 $12.00 $23,016.00
Disclosure

SEC source: 0001092378-18-000015 · primary_doc.xml · nonDerivative · entry 1

WESTERFIELD WILLIAM U · CIK 0001092378 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 40,000

F1 · ownership.nature: Trust for benefit of spouse.

Read SEC document
August 03, 2018 Filed Feb 13, 2019 22:55 UTC GiftCommon stock 23,827 $0.00 $0.00
Disclosure

SEC source: 0001733101-19-000003 · primary_doc.xml · nonDerivative · entry 2

PHILLIPS CRAIG · CIK 0000936783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637,589

F1 · balance_after: Reflects a change in the number of securities beneficially owned to correct holdings previously reported by the reporting person and to report such holdings as of the date of this filing.

Read SEC document
August 03, 2018 Filed Feb 13, 2019 22:55 UTC GiftCommon stock 23,827 $0.00 $0.00
Disclosure

SEC source: 0001733101-19-000003 · primary_doc.xml · nonDerivative · entry 1

PHILLIPS CRAIG · CIK 0000936783 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 4,450

F1 · balance_after: Reflects a change in the number of securities beneficially owned to correct holdings previously reported by the reporting person and to report such holdings as of the date of this filing.

F2 · ownership.nature: Shares are held in an irrevocable trust of which Craig Phillips is a beneficiary. Mr. Phillips disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
June 29, 2018 Filed Jul 2, 2018 20:04 UTC GiftCommon Stock 3,794 $0.00 $0.00
Disclosure

SEC source: 0001092378-18-000001 · primary_doc.xml · nonDerivative · entry 3

WESTERFIELD WILLIAM U · CIK 0001092378 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 41,918

F2 · ownership.nature: Trust for benefit of spouse.

Read SEC document
June 29, 2018 Filed Jul 2, 2018 20:04 UTC GiftCommon Stock 3,794 $0.00 $0.00
Disclosure

SEC source: 0001092378-18-000001 · primary_doc.xml · nonDerivative · entry 2

WESTERFIELD WILLIAM U · CIK 0001092378 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,364

Read SEC document
June 28, 2018 Filed Jul 2, 2018 21:34 UTC
WINOKER LAURENCESVP-Finance, CFO, & Treasurer
GrantCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001092378-18-000014 · primary_doc.xml · nonDerivative · entry 1

WINOKER LAURENCE · CIK 0001191306 · SVP-Finance, CFO, & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,205

F1 · shares: The restricted stock was granted pursuant to the Company's Amended and Restated 2000 Long-Term Incentive Plan

Read SEC document
June 28, 2018 Filed Jul 2, 2018 21:29 UTC
Kay Robert BruceDirector · Chief Executive Officer
GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001092378-18-000013 · primary_doc.xml · nonDerivative · entry 1

Kay Robert Bruce · CIK 0001733101 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,500

F1 · shares: The restricted stock was granted pursuant to the Company's Amended and Restated 2000 Long-Term Incentive Plan.

Read SEC document
June 28, 2018 Filed Jul 2, 2018 21:22 UTC
SIEGEL JEFFREYDirector · Executive Chairman
GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001092378-18-000012 · primary_doc.xml · nonDerivative · entry 1

SIEGEL JEFFREY · CIK 0000923401 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,010,071

F1 · shares: The restricted stock was granted pursuant to the Company's Amended and Restated 2000 Long-Term Incentive Plan.

Read SEC document
June 28, 2018 Filed Jul 2, 2018 21:16 UTC
SIEGEL DANIELPresident
GrantCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001092378-18-000011 · primary_doc.xml · nonDerivative · entry 1

SIEGEL DANIEL · CIK 0001469326 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,845

F1 · shares: The restricted stock was granted pursuant to the Company's Amended and Restated 2000 Long-Term Incentive Plan.

Read SEC document
June 28, 2018 Filed Jul 2, 2018 21:08 UTC GrantCommon Stock 5,364 $0.00 $0.00
Disclosure

SEC source: 0001092378-18-000010 · primary_doc.xml · nonDerivative · entry 1

POLLACK BRUCE G · CIK 0001263876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,086

F1 · price: The common stock was issued for no consideration as part of director compensation.

Read SEC document
June 28, 2018 Filed Jul 2, 2018 20:57 UTC GrantCommon Stock 5,364 $0.00 $0.00
Disclosure

SEC source: 0001092378-18-000009 · primary_doc.xml · nonDerivative · entry 1

Schnabel Michael · CIK 0001733192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,086

F1 · price: The common stock was issued for no consideration as part of director compensation.

Read SEC document
June 28, 2018 Filed Jul 2, 2018 20:51 UTC GrantCommon Stock 5,364 $0.00 $0.00
Disclosure

SEC source: 0001092378-18-000008 · primary_doc.xml · nonDerivative · entry 1

Robling Sara Genster · CIK 0001570947 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,019

F1 · price: The common stock was issued for no consideration as part of director compensation.

Read SEC document
June 28, 2018 Filed Jul 2, 2018 20:45 UTC GrantCommon Stock 5,364 $0.00 $0.00
Disclosure

SEC source: 0001092378-18-000007 · primary_doc.xml · nonDerivative · entry 1

Regan Michael J · CIK 0001294847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,134

F1 · price: The common stock was issued for no consideration as part of director compensation.

Read SEC document
June 28, 2018 Filed Jul 2, 2018 20:37 UTC GrantCommon Stock 5,364 $0.00 $0.00
Disclosure

SEC source: 0001092378-18-000006 · primary_doc.xml · nonDerivative · entry 1

Reaves Dennis E · CIK 0001591448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,558

F1 · price: The common stock was issued for no consideration as part of director compensation.

Read SEC document
June 28, 2018 Filed Jul 2, 2018 20:32 UTC GrantCommon Stock 5,364 $0.00 $0.00
Disclosure

SEC source: 0001092378-18-000005 · primary_doc.xml · nonDerivative · entry 1

PHILLIPS CRAIG · CIK 0000936783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 642,040

F1 · price: The common stock was issued for no consideration as part of director compensation.

Read SEC document
June 28, 2018 Filed Jul 2, 2018 20:24 UTC GrantCommon Stock 5,364 $0.00 $0.00
Disclosure

SEC source: 0001092378-18-000004 · primary_doc.xml · nonDerivative · entry 1

NANNINGA CHERRIE · CIK 0001260598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,100

F1 · price: The common stock was issued for no consideration as part of director compensation.

Read SEC document
June 28, 2018 Filed Jul 2, 2018 20:11 UTC GrantCommon Stock 5,364 $0.00 $0.00
Disclosure

SEC source: 0001092378-18-000002 · primary_doc.xml · nonDerivative · entry 1

Jeary Michael J · CIK 0001329927 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,600

F1 · price: The common stock was issued for no consideration as part of director compensation.

Read SEC document
June 28, 2018 Filed Jul 2, 2018 20:17 UTC
KOEGEL JOHNDirector
GrantCommon Stock 5,364 $0.00 $0.00
Disclosure

SEC source: 0001092378-18-000003 · primary_doc.xml · nonDerivative · entry 1

KOEGEL JOHN · CIK 0001449990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,085

F1 · price: The common stock was issued for no consideration as part of director compensation.

Read SEC document
June 28, 2018 Filed Jul 2, 2018 20:04 UTC GrantCommon Stock 5,364 $0.00 $0.00
Disclosure

SEC source: 0001092378-18-000001 · primary_doc.xml · nonDerivative · entry 1

WESTERFIELD WILLIAM U · CIK 0001092378 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,158

F1 · price: The common stock was issued for no consideration as part of director compensation.

Read SEC document
June 22, 2018 Filed Jun 25, 2018 21:44 UTC
SIEGEL JEFFREYDirector · Executive Chairman
Tax withholdingCommon Stock 510 $12.75 $6,502.50
Disclosure

SEC source: 0001227431-18-000004 · primary_doc.xml · nonDerivative · entry 1

SIEGEL JEFFREY · CIK 0000923401 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,004,071

F1 · kind: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock.

Read SEC document
June 22, 2018 Filed Jun 25, 2018 21:37 UTC
SHIFTAN RONALDDirector · Vice Chairman of Board & COO
Tax withholdingCommon Stock 574 $12.75 $7,318.50
Disclosure

SEC source: 0001227431-18-000003 · primary_doc.xml · nonDerivative · entry 1

SHIFTAN RONALD · CIK 0001227431 · Director · Vice Chairman of Board & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,508

F1 · kind: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock.

Read SEC document
June 10, 2018 Filed Jun 11, 2018 15:11 UTC
SHIFTAN RONALDDirector · Vice Chairman of Board & COO
Tax withholdingCommon Stock 478 $11.30 $5,401.40
Disclosure

SEC source: 0001227431-18-000002 · primary_doc.xml · nonDerivative · entry 2

SHIFTAN RONALD · CIK 0001227431 · Director · Vice Chairman of Board & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,082

F1 · kind: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock.

Read SEC document
June 10, 2018 Filed Jun 11, 2018 14:53 UTC
SIEGEL JEFFREYDirector · Executive Chairman
Tax withholdingCommon Stock 425 $11.30 $4,802.50
Disclosure

SEC source: 0000923401-18-000001 · primary_doc.xml · nonDerivative · entry 2

SIEGEL JEFFREY · CIK 0000923401 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,004,581

F1 · kind: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock.

Read SEC document
June 09, 2018 Filed Jun 11, 2018 15:11 UTC
SHIFTAN RONALDDirector · Vice Chairman of Board & COO
Tax withholdingCommon Stock 574 $11.30 $6,486.20
Disclosure

SEC source: 0001227431-18-000002 · primary_doc.xml · nonDerivative · entry 1

SHIFTAN RONALD · CIK 0001227431 · Director · Vice Chairman of Board & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,560

F1 · kind: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock.

Read SEC document
June 09, 2018 Filed Jun 11, 2018 14:53 UTC
SIEGEL JEFFREYDirector · Executive Chairman
Tax withholdingCommon Stock 510 $11.30 $5,763.00
Disclosure

SEC source: 0000923401-18-000001 · primary_doc.xml · nonDerivative · entry 1

SIEGEL JEFFREY · CIK 0000923401 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,005,006

F1 · kind: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock.

Read SEC document
May 15, 2018 Filed May 16, 2018 20:15 UTC
Kay Robert BruceDirector · Chief Executive Officer
PurchaseCommon stock 2,500 $10.50 $26,250.00
Disclosure

SEC source: 0001733101-18-000004 · primary_doc.xml · nonDerivative · entry 1

Kay Robert Bruce · CIK 0001733101 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,500

Read SEC document
March 22, 2018 Filed Mar 26, 2018 20:05 UTC PurchaseCommon Stock 3,000 $12.88 $38,642.70
Disclosure

SEC source: 0001449990-18-000001 · primary_doc.xml · nonDerivative · entry 1

Jeary Michael J · CIK 0001329927 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,236

F1 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $12.85 to $12.90 per share. Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.