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Nasdaq · USD

LCUT

LIFETIME BRANDS, INC

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Tapewire entity
671
SEC CIK
0000874396
Parsed reports
273

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202605
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2020 Filed Jul 1, 2020 21:01 UTC GrantCommon Stock 10,417 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-010124 · wf-form4_159363720412091.xml · nonDerivative · entry 1

Schnabel Michael · CIK 0001733192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,103

F1 · price: The common stock was issued for no consideration as part of director compensation.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 20:59 UTC GrantCommon Stock 10,417 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-010123 · wf-form4_159363703023756.xml · nonDerivative · entry 1

Jarosh Rachael · CIK 0001800841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,614

F1 · price: The common stock was issued for no consideration as part of director compensation.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 20:55 UTC GrantCommon Stock 10,417 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-010121 · wf-form4_159363685341566.xml · nonDerivative · entry 1

Gabai-Pinsky Veronique · CIK 0001714373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,417

F1 · price: The common stock was issued for no consideration as part of director compensation.

Read SEC document
June 28, 2020 Filed Jun 29, 2020 22:26 UTC
SIEGEL DANIELPresident
Tax withholdingCommon Stock 383 $7.32 $2,803.56
Disclosure

SEC source: 0001628280-20-010038 · wf-form4_159346955765163.xml · nonDerivative · entry 3

SIEGEL DANIEL · CIK 0001469326 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,250

F2 · kind: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock.

Read SEC document
June 28, 2020 Filed Jun 29, 2020 22:24 UTC
Kay Robert BruceDirector · Chief Executive Officer
Tax withholdingCommon Stock 510 $7.32 $3,733.20
Disclosure

SEC source: 0001628280-20-010035 · wf-form4_159346944875477.xml · nonDerivative · entry 3

Kay Robert Bruce · CIK 0001733101 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,571

F2 · kind: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock.

Read SEC document
June 28, 2020 Filed Jun 29, 2020 20:33 UTC
WINOKER LAURENCESVP- Finance, CFO, & Treasurer
Tax withholdingCommon Stock 383 $7.32 $2,803.56
Disclosure

SEC source: 0001628280-20-010026 · wf-form4_159346277306526.xml · nonDerivative · entry 3

WINOKER LAURENCE · CIK 0001191306 · SVP- Finance, CFO, & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,261

F2 · kind: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock.

Read SEC document
June 28, 2020 Filed Jun 29, 2020 20:32 UTC
SIEGEL JEFFREYDirector · Executive Chairman
Tax withholdingCommon Stock 510 $7.32 $3,733.20
Disclosure

SEC source: 0001628280-20-010025 · wf-form4_159346269557691.xml · nonDerivative · entry 1

SIEGEL JEFFREY · CIK 0000923401 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,203,351

F1 · shares: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock.

Read SEC document
June 27, 2020 Filed Jun 29, 2020 22:26 UTC
SIEGEL DANIELPresident
Tax withholdingCommon Stock 531 $7.32 $3,886.92
Disclosure

SEC source: 0001628280-20-010038 · wf-form4_159346955765163.xml · nonDerivative · entry 2

SIEGEL DANIEL · CIK 0001469326 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,633

F2 · kind: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock.

Read SEC document
June 27, 2020 Filed Jun 29, 2020 22:24 UTC
Kay Robert BruceDirector · Chief Executive Officer
Tax withholdingCommon Stock 5,308 $7.32 $38,854.56
Disclosure

SEC source: 0001628280-20-010035 · wf-form4_159346944875477.xml · nonDerivative · entry 2

Kay Robert Bruce · CIK 0001733101 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,081

F2 · kind: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock.

Read SEC document
June 27, 2020 Filed Jun 29, 2020 20:33 UTC
WINOKER LAURENCESVP- Finance, CFO, & Treasurer
Tax withholdingCommon Stock 340 $7.32 $2,488.80
Disclosure

SEC source: 0001628280-20-010026 · wf-form4_159346277306526.xml · nonDerivative · entry 2

WINOKER LAURENCE · CIK 0001191306 · SVP- Finance, CFO, & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,644

F2 · kind: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:26 UTC
SIEGEL DANIELPresident
GrantCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-010038 · wf-form4_159346955765163.xml · nonDerivative · entry 1

SIEGEL DANIEL · CIK 0001469326 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,164

F1 · shares: The restricted stock was granted pursuant to the Company's Amended and Restated 2000 Long-Term Incentive Plan.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:24 UTC
Kay Robert BruceDirector · Chief Executive Officer
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-010035 · wf-form4_159346944875477.xml · nonDerivative · entry 1

Kay Robert Bruce · CIK 0001733101 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,389

F1 · shares: The restricted stock was granted pursuant to the Company's Amended and Restated 2000 Long-Term Incentive Plan.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 20:33 UTC
WINOKER LAURENCESVP- Finance, CFO, & Treasurer
GrantCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-010026 · wf-form4_159346277306526.xml · nonDerivative · entry 1

WINOKER LAURENCE · CIK 0001191306 · SVP- Finance, CFO, & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,984

F1 · shares: The restricted stock was granted pursuant to the Company's Amended and Restated 2000 Long-Term Incentive Plan.

Read SEC document
June 22, 2020 Filed Jun 23, 2020 21:23 UTC
SIEGEL DANIELPresident
Tax withholdingCommon Stock 510 $6.30 $3,213.00
Disclosure

SEC source: 0001628280-20-009850 · wf-form4_159294737064844.xml · nonDerivative · entry 1

SIEGEL DANIEL · CIK 0001469326 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,914

F1 · shares: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock.

Read SEC document
June 22, 2020 Filed Jun 23, 2020 21:22 UTC
SIEGEL JEFFREYDirector · Executive Chairman
Tax withholdingCommon Stock 510 $6.30 $3,213.00
Disclosure

SEC source: 0001628280-20-009849 · wf-form4_159294734572624.xml · nonDerivative · entry 1

SIEGEL JEFFREY · CIK 0000923401 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,203,861

F1 · shares: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock.

Read SEC document
June 22, 2020 Filed Jun 23, 2020 21:22 UTC
WINOKER LAURENCESVP- Finance, CFO, & Treasurer
Tax withholdingCommon Stock 340 $6.30 $2,142.00
Disclosure

SEC source: 0001628280-20-009848 · wf-form4_159294732221067.xml · nonDerivative · entry 1

WINOKER LAURENCE · CIK 0001191306 · SVP- Finance, CFO, & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,484

F1 · shares: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 20:41 UTC
SIEGEL DANIELPresident
Tax withholdingCommon Stock 510 $6.97 $3,554.70
Disclosure

SEC source: 0001628280-20-009213 · wf-form4_159182166141155.xml · nonDerivative · entry 1

SIEGEL DANIEL · CIK 0001469326 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,424

F1 · shares: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 20:40 UTC
SIEGEL JEFFREYDirector · Executive Chairman
Tax withholdingCommon Stock 510 $6.97 $3,554.70
Disclosure

SEC source: 0001628280-20-009212 · wf-form4_159182158991657.xml · nonDerivative · entry 1

SIEGEL JEFFREY · CIK 0000923401 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,204,371

F1 · shares: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 20:36 UTC
WINOKER LAURENCESVP- Finance, CFO, & Treasurer
Tax withholdingCommon Stock 340 $6.97 $2,369.80
Disclosure

SEC source: 0001628280-20-009208 · wf-form4_159182138793165.xml · nonDerivative · entry 1

WINOKER LAURENCE · CIK 0001191306 · SVP- Finance, CFO, & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,824

F1 · shares: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock.

Read SEC document
March 15, 2020 Filed Mar 16, 2020 21:17 UTC
Kay Robert BruceDirector · Chief Executive Officer
Tax withholdingCommon Stock 6,794 $5.33 $36,212.02
Disclosure

SEC source: 0001628280-20-003667 · wf-form4_158439341093467.xml · nonDerivative · entry 2

Kay Robert Bruce · CIK 0001733101 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,389

F1 · shares: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock.

Read SEC document
March 15, 2020 Filed Mar 16, 2020 21:15 UTC
SIEGEL DANIELPresident
Tax withholdingCommon Stock 4,756 $5.33 $25,349.48
Disclosure

SEC source: 0001628280-20-003665 · wf-form4_158439334117866.xml · nonDerivative · entry 1

SIEGEL DANIEL · CIK 0001469326 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,934

F1 · shares: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock.

Read SEC document
March 15, 2020 Filed Mar 16, 2020 21:12 UTC
SIEGEL JEFFREYDirector · Executive Chairman
Tax withholdingCommon Stock 6,794 $5.33 $36,212.02
Disclosure

SEC source: 0001628280-20-003663 · wf-form4_158439315502631.xml · nonDerivative · entry 1

SIEGEL JEFFREY · CIK 0000923401 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,204,881

F1 · shares: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock.

Read SEC document
March 15, 2020 Filed Mar 16, 2020 21:14 UTC
WINOKER LAURENCESVP- Finance, CFO, & Treasurer
Tax withholdingCommon Stock 2,646 $5.33 $14,103.18
Disclosure

SEC source: 0001628280-20-003664 · wf-form4_158439325130907.xml · nonDerivative · entry 1

WINOKER LAURENCE · CIK 0001191306 · SVP- Finance, CFO, & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,164

F1 · shares: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 21:17 UTC
Kay Robert BruceDirector · Chief Executive Officer
GrantCommon Stock 500 $5.22 $2,610.00
Disclosure

SEC source: 0001628280-20-003667 · wf-form4_158439341093467.xml · nonDerivative · entry 1

Kay Robert Bruce · CIK 0001733101 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,183

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:05 UTC
SIEGEL DANIELPresident
GrantCommon Stock 40,218 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-003503 · wf-form4_158405071058600.xml · nonDerivative · entry 3

SIEGEL DANIEL · CIK 0001469326 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,690

F3 · kind: The restricted stock was granted pursuant to the Company's Amended and Restated 2000 Long-Term Incentive Plan.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:05 UTC
SIEGEL DANIELPresident
Tax withholdingCommon Stock 2,000 $6.38 $12,760.00
Disclosure

SEC source: 0001628280-20-003503 · wf-form4_158405071058600.xml · nonDerivative · entry 2

SIEGEL DANIEL · CIK 0001469326 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,472

F2 · kind: Payment of tax liability by withholding Common Stock incident to the vesting of PSUs.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:05 UTC
SIEGEL DANIELPresident
GrantCommon Stock 4,978 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-003503 · wf-form4_158405071058600.xml · nonDerivative · entry 1

SIEGEL DANIEL · CIK 0001469326 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,472

F1 · kind: On June 22, 2017 the reporting person received Deferred Stock (Performance vesting) grant (PSUs) that vest upon the satisfaction of certain performance conditions. On March 10, 2020, the Compensation Committee determined that certain of the performance conditions were met and a portion of the shares subject to the PSUs vested.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 21:56 UTC
Kay Robert BruceDirector · Chief Executive Officer
GrantCommon Stock 61,195 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-003499 · wf-form4_158405014597866.xml · nonDerivative · entry 1

Kay Robert Bruce · CIK 0001733101 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,683

F1 · shares: The restricted stock was granted pursuant to the Company's Amended and Restated 2000 Long-Term Incentive Plan.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 21:52 UTC
WINOKER LAURENCESVP- Finance, CFO, & Treasurer
GrantCommon Stock 17,763 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-003497 · wf-form4_158404993373827.xml · nonDerivative · entry 3

WINOKER LAURENCE · CIK 0001191306 · SVP- Finance, CFO, & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,810

F3 · shares: The restricted stock was granted pursuant to the Company's Amended and Restated 2000 Long-Term Incentive Plan.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 21:52 UTC
WINOKER LAURENCESVP- Finance, CFO, & Treasurer
Tax withholdingCommon Stock 1,304 $6.38 $8,319.52
Disclosure

SEC source: 0001628280-20-003497 · wf-form4_158404993373827.xml · nonDerivative · entry 2

WINOKER LAURENCE · CIK 0001191306 · SVP- Finance, CFO, & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,047

F2 · shares: Payment of tax liability by withholding Common Stock incident to the vesting of PSUs.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 21:52 UTC
WINOKER LAURENCESVP- Finance, CFO, & Treasurer
GrantCommon Stock 3,319 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-003497 · wf-form4_158404993373827.xml · nonDerivative · entry 1

WINOKER LAURENCE · CIK 0001191306 · SVP- Finance, CFO, & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,351

F1 · shares: On June 22, 2017 the reporting person received Deferred Stock (Performance vesting) grant (PSUs) that vest upon the satisfaction of certain performance conditions. On March 10, 2020, the Compensation Committee determined that certain of the performance conditions were met and a portion of the shares subject to the PSUs vested.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 21:50 UTC
SIEGEL JEFFREYDirector · Executive Chairman
GrantCommon Stock 84,317 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-003495 · wf-form4_158404979216159.xml · nonDerivative · entry 3

SIEGEL JEFFREY · CIK 0000923401 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,211,675

F3 · shares: The restricted stock was granted pursuant to the Company's Amended and Restated 2000 Long-Term Incentive Plan.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 21:50 UTC
SIEGEL JEFFREYDirector · Executive Chairman
Tax withholdingCommon Stock 1,692 $6.38 $10,794.96
Disclosure

SEC source: 0001628280-20-003495 · wf-form4_158404979216159.xml · nonDerivative · entry 2

SIEGEL JEFFREY · CIK 0000923401 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,127,358

F2 · shares: Payment of tax liability by withholding Common Stock incident to the vesting of PSUs.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 21:50 UTC
SIEGEL JEFFREYDirector · Executive Chairman
GrantCommon Stock 4,978 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-003495 · wf-form4_158404979216159.xml · nonDerivative · entry 1

SIEGEL JEFFREY · CIK 0000923401 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,129,050

F1 · shares: On June 22, 2017 the reporting person received Deferred Stock (Performance vesting) grant (PSUs) that vest upon the satisfaction of certain performance conditions. On March 10, 2020, the Compensation Committee determined that certain of the performance conditions were met and a portion of the shares subject to the PSUs vested.

Read SEC document
March 02, 2020 Filed Mar 10, 2020 21:39 UTC
Kay Robert BruceDirector · Chief Executive Officer
Tax withholdingCommon Stock 5,512 $6.15 $33,898.80
Disclosure

SEC source: 0001628280-20-003335 · wf-form4_158387633483529.xml · nonDerivative · entry 1

Kay Robert Bruce · CIK 0001733101 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,488

F1 · kind: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 21:26 UTC GrantCommon Stock 4,197 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-20-000686 · wf-form4_158033317718921.xml · nonDerivative · entry 1

Jarosh Rachael · CIK 0001800841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,197

F1 · price: The common stock was issued for no consideration as part of director compensation.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 21:42 UTC
SIEGEL JEFFREYDirector · Executive Chairman
Tax withholdingCommon Stock 1,133 $6.95 $7,874.35
Disclosure

SEC source: 0001628280-20-000018 · wf-form4_157800130757390.xml · nonDerivative · entry 1

SIEGEL JEFFREY · CIK 0000923401 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,134,072

F1 · kind: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock.

Read SEC document
December 05, 2019 Filed Dec 5, 2019 23:01 UTC SaleCommon Stock 4,835 $6.20 $29,977.00
Disclosure

SEC source: 0001628280-19-014789 · wf-form4_157558688104006.xml · nonDerivative · entry 3

Jeary Michael J · CIK 0001329927 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,278

Read SEC document
December 04, 2019 Filed Dec 5, 2019 23:01 UTC SaleCommon Stock 1,407 $6.10 $8,582.70
Disclosure

SEC source: 0001628280-19-014789 · wf-form4_157558688104006.xml · nonDerivative · entry 2

Jeary Michael J · CIK 0001329927 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,113

Read SEC document
December 03, 2019 Filed Dec 5, 2019 23:01 UTC SaleCommon Stock 8,593 $6.10 $52,417.30
Disclosure

SEC source: 0001628280-19-014789 · wf-form4_157558688104006.xml · nonDerivative · entry 1

Jeary Michael J · CIK 0001329927 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,520

Read SEC document
November 26, 2019 Filed Nov 29, 2019 19:13 UTC SaleCommon Stock 5,087 $6.45 $32,811.15
Disclosure

SEC source: 0000899243-19-028292 · doc4.xml · nonDerivative · entry 1

Jeary Michael J · CIK 0001329927 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,113

Read SEC document
August 30, 2019 Filed Jan 29, 2020 21:30 UTC
Kay Robert BruceDirector · Chief Executive Officer
GiftOptions to purchase shares of common stock · Derivative 250,000 $0.00 Strike: $9.21 $0.00
Disclosure

SEC source: 0001628280-20-000689 · wf-form5_158033339962007.xml · derivative · entry 2

Kay Robert Bruce · CIK 0001733101 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 250,000

Underlying: Common Stock, par value $0.01 per share · 250,000 shares

Expires 2029-06-26

F1 · kind: The options to purchase shares of common stock were transferred to an irrevocable family trust for which the reporting person's spouse is a trustee.

F2 · derivative.exercise_date: The options to purchase shares of common stock vest annually in equal installments on each of the first, second and third anniversaries of the date of grant, assuming continued employment of the reporting person by the Company.

F3 · ownership.direct: The reporting person disclaims beneficial ownership of all securities held by the trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 30, 2019 Filed Jan 29, 2020 21:30 UTC
Kay Robert BruceDirector · Chief Executive Officer
GiftOptions to purchase shares of common stock · Derivative 250,000 $0.00 Strike: $9.21 $0.00
Disclosure

SEC source: 0001628280-20-000689 · wf-form5_158033339962007.xml · derivative · entry 1

Kay Robert Bruce · CIK 0001733101 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 250,000 shares

Expires 2029-06-26

F1 · kind: The options to purchase shares of common stock were transferred to an irrevocable family trust for which the reporting person's spouse is a trustee.

F2 · derivative.exercise_date: The options to purchase shares of common stock vest annually in equal installments on each of the first, second and third anniversaries of the date of grant, assuming continued employment of the reporting person by the Company.

Read SEC document
July 29, 2019 Filed Jan 29, 2020 21:29 UTC
SIEGEL JEFFREYDirector · Executive Chairman
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-000688 · wf-form5_158033336231479.xml · nonDerivative · entry 1

SIEGEL JEFFREY · CIK 0000923401 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,134,072

Read SEC document
June 28, 2019 Filed Jul 1, 2019 21:54 UTC
WINOKER LAURENCESVP - Finance, CFO & Treasurer
Tax withholdingCommon Stock 383 $9.46 $3,623.18
Disclosure

SEC source: 0000899243-19-018665 · doc4.xml · nonDerivative · entry 5

WINOKER LAURENCE · CIK 0001191306 · SVP - Finance, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,032

F1 · kind: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 21:56 UTC
SIEGEL JEFFREYDirector · Executive Chairman
Tax withholdingCommon Stock 510 $9.46 $4,824.60
Disclosure

SEC source: 0000899243-19-018671 · doc4.xml · nonDerivative · entry 5

SIEGEL JEFFREY · CIK 0000923401 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,135,205

F1 · kind: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 21:47 UTC
SIEGEL DANIELPresident
Tax withholdingCommon Stock 383 $9.46 $3,623.18
Disclosure

SEC source: 0000899243-19-018655 · doc4.xml · nonDerivative · entry 3

SIEGEL DANIEL · CIK 0001469326 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,494

F1 · kind: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 21:54 UTC
WINOKER LAURENCESVP - Finance, CFO & Treasurer
GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-018665 · doc4.xml · nonDerivative · entry 4

WINOKER LAURENCE · CIK 0001191306 · SVP - Finance, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,415

F2 · shares: The restricted stock was granted pursuant to the Company's Amended and Restated 2000 Long-Term Incentive Plan.

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June 27, 2019 Filed Jul 1, 2019 21:58 UTC
Kay Robert BruceDirector · Chief Executive Officer
GrantOptions to purchase shares of common stock · Derivative 250,000 $0.00 Strike: $9.21 $0.00
Disclosure

SEC source: 0000899243-19-018674 · doc4.xml · derivative · entry 2

Kay Robert Bruce · CIK 0001733101 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock, par value $0.01 · 250,000 shares

Expires 2029-06-26

F2 · derivative.exercise_date: The options to purchase shares of common stock vest annually in equal installments on each of the first, second and third anniversaries of the date of grant, assuming continued employment of the reporting person by the Company.

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June 27, 2019 Filed Jul 1, 2019 21:58 UTC
Kay Robert BruceDirector · Chief Executive Officer
GrantCommon Stock 62,500 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-018674 · doc4.xml · nonDerivative · entry 1

Kay Robert Bruce · CIK 0001733101 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,000

F1 · shares: The restricted stock was granted pursuant to the Company's Amended and Restated 2000 Long-Term Incentive Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.