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Nasdaq · USD

LCUT

LIFETIME BRANDS, INC

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Tapewire entity
671
SEC CIK
0000874396
Parsed reports
273

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202605
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 24, 2021 Filed Jun 25, 2021 21:22 UTC GrantCommon Stock 5,468 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-012985 · wf-form4_162465612652899.xml · nonDerivative · entry 1

Gabai-Pinsky Veronique · CIK 0001714373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,885

F1 · price: The common stock was issued for no consideration as part of director compensation.

Read SEC document
June 24, 2021 Filed Jun 25, 2021 21:21 UTC GrantCommon Stock 5,468 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-012984 · wf-form4_162465607201240.xml · nonDerivative · entry 1

POLLACK BRUCE G · CIK 0001263876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,571

F1 · price: The common stock was issued for no consideration as part of director compensation.

Read SEC document
June 24, 2021 Filed Jun 25, 2021 21:20 UTC GrantCommon Stock 5,468 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-012983 · wf-form4_162465600327261.xml · nonDerivative · entry 1

Schnabel Michael · CIK 0001733192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,571

F1 · price: The common stock was issued for no consideration as part of director compensation.

Read SEC document
June 24, 2021 Filed Jun 25, 2021 21:19 UTC GrantCommon Stock 5,468 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-012981 · wf-form4_162465592280519.xml · nonDerivative · entry 1

PHILLIPS CRAIG · CIK 0000936783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 653,524

F1 · price: The common stock was issued for no consideration as part of director compensation.

Read SEC document
June 22, 2021 Filed Jun 23, 2021 21:30 UTC
WINOKER LAURENCESVP- Finance, CFO, & Treasurer
Tax withholdingCommon Stock 340 $14.86 $5,052.40
Disclosure

SEC source: 0001628280-21-012747 · wf-form4_162448382138074.xml · nonDerivative · entry 1

WINOKER LAURENCE · CIK 0001191306 · SVP- Finance, CFO, & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,668

F1 · shares: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock granted on June 22, 2017.

Read SEC document
June 22, 2021 Filed Jun 23, 2021 21:27 UTC
SIEGEL DANIELPresident
Tax withholdingCommon Stock 735 $14.86 $10,922.10
Disclosure

SEC source: 0001628280-21-012745 · wf-form4_162448363746057.xml · nonDerivative · entry 1

SIEGEL DANIEL · CIK 0001469326 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,611

F1 · shares: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock granted on June 22, 2017.

Read SEC document
June 22, 2021 Filed Jun 23, 2021 21:24 UTC
SIEGEL JEFFREYDirector · Executive Chairman
Tax withholdingCommon Stock 735 $14.86 $10,922.10
Disclosure

SEC source: 0001628280-21-012743 · wf-form4_162448342964146.xml · nonDerivative · entry 1

SIEGEL JEFFREY · CIK 0000923401 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,170,607

F1 · shares: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock granted on June 22, 2017.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 23:25 UTC
WINOKER LAURENCESVP- Finance, CFO, & Treasurer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 3,902 $0.00 Strike: $10.79 $0.00
Disclosure

SEC source: 0001628280-21-012373 · wf-form4_162388590992253.xml · derivative · entry 9

WINOKER LAURENCE · CIK 0001191306 · SVP- Finance, CFO, & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,902 shares

Expires 2021-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested and became exercisable 25% a year in four equal annual installments on each of June 16, 2012, 2013, 2014 and 2015.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 23:25 UTC
WINOKER LAURENCESVP- Finance, CFO, & Treasurer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 1,098 $0.00 Strike: $10.79 $0.00
Disclosure

SEC source: 0001628280-21-012373 · wf-form4_162388590992253.xml · derivative · entry 8

WINOKER LAURENCE · CIK 0001191306 · SVP- Finance, CFO, & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,902

Underlying: Common Stock · 1,098 shares

Expires 2021-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested and became exercisable 25% a year in four equal annual installments on each of June 16, 2012, 2013, 2014 and 2015.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 23:25 UTC
WINOKER LAURENCESVP- Finance, CFO, & Treasurer
Tax withholdingCommon Stock 2,978 $16.83 $50,119.74
Disclosure

SEC source: 0001628280-21-012373 · wf-form4_162388590992253.xml · nonDerivative · entry 6

WINOKER LAURENCE · CIK 0001191306 · SVP- Finance, CFO, & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,008

F1 · shares: Payment of exercise price and tax liability by withholding Common Stock incident to the exercise of options.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 23:25 UTC
WINOKER LAURENCESVP- Finance, CFO, & Treasurer
Exercise / conversionCommon Stock 3,902 $10.79 $42,102.58
Disclosure

SEC source: 0001628280-21-012373 · wf-form4_162388590992253.xml · nonDerivative · entry 5

WINOKER LAURENCE · CIK 0001191306 · SVP- Finance, CFO, & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 23:25 UTC
WINOKER LAURENCESVP- Finance, CFO, & Treasurer
SaleCommon Stock 1,098 $16.85 $18,501.30
Disclosure

SEC source: 0001628280-21-012373 · wf-form4_162388590992253.xml · nonDerivative · entry 4

WINOKER LAURENCE · CIK 0001191306 · SVP- Finance, CFO, & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,084

Read SEC document
June 15, 2021 Filed Jun 16, 2021 23:25 UTC
WINOKER LAURENCESVP- Finance, CFO, & Treasurer
Exercise / conversionCommon Stock 1,098 $10.79 $11,847.42
Disclosure

SEC source: 0001628280-21-012373 · wf-form4_162388590992253.xml · nonDerivative · entry 3

WINOKER LAURENCE · CIK 0001191306 · SVP- Finance, CFO, & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 23:25 UTC
WINOKER LAURENCESVP- Finance, CFO, & Treasurer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 2,465 $0.00 Strike: $10.79 $0.00
Disclosure

SEC source: 0001628280-21-012373 · wf-form4_162388590992253.xml · derivative · entry 7

WINOKER LAURENCE · CIK 0001191306 · SVP- Finance, CFO, & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 2,465 shares

Expires 2021-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested and became exercisable 25% a year in four equal annual installments on each of June 16, 2012, 2013, 2014 and 2015.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 23:25 UTC
WINOKER LAURENCESVP- Finance, CFO, & Treasurer
SaleCommon Stock 2,465 $16.90 $41,658.50
Disclosure

SEC source: 0001628280-21-012373 · wf-form4_162388590992253.xml · nonDerivative · entry 2

WINOKER LAURENCE · CIK 0001191306 · SVP- Finance, CFO, & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,084

Read SEC document
June 14, 2021 Filed Jun 16, 2021 23:25 UTC
WINOKER LAURENCESVP- Finance, CFO, & Treasurer
Exercise / conversionCommon Stock 2,465 $10.79 $26,597.35
Disclosure

SEC source: 0001628280-21-012373 · wf-form4_162388590992253.xml · nonDerivative · entry 1

WINOKER LAURENCE · CIK 0001191306 · SVP- Finance, CFO, & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2021 Filed Jun 10, 2021 23:59 UTC
WINOKER LAURENCESVP- Finance, CFO, & Treasurer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 2,135 $0.00 Strike: $10.79 $0.00
Disclosure

SEC source: 0001628280-21-012052 · wf-form4_162336955816819.xml · derivative · entry 6

WINOKER LAURENCE · CIK 0001191306 · SVP- Finance, CFO, & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,465

Underlying: Common Stock · 2,135 shares

Expires 2021-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vested and became exercisable 25% a year in four equal annual installments on each of June 16, 2012, 2013, 2014 and 2015.

Read SEC document
June 10, 2021 Filed Jun 10, 2021 23:59 UTC
WINOKER LAURENCESVP- Finance, CFO, & Treasurer
SaleCommon Stock 2,135 $16.70 $35,654.50
Disclosure

SEC source: 0001628280-21-012052 · wf-form4_162336955816819.xml · nonDerivative · entry 4

WINOKER LAURENCE · CIK 0001191306 · SVP- Finance, CFO, & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,084

Read SEC document
June 10, 2021 Filed Jun 10, 2021 23:59 UTC
WINOKER LAURENCESVP- Finance, CFO, & Treasurer
Exercise / conversionCommon Stock 2,135 $10.79 $23,036.65
Disclosure

SEC source: 0001628280-21-012052 · wf-form4_162336955816819.xml · nonDerivative · entry 3

WINOKER LAURENCE · CIK 0001191306 · SVP- Finance, CFO, & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 23:59 UTC
WINOKER LAURENCESVP- Finance, CFO, & Treasurer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 400 $0.00 Strike: $10.79 $0.00
Disclosure

SEC source: 0001628280-21-012052 · wf-form4_162336955816819.xml · derivative · entry 5

WINOKER LAURENCE · CIK 0001191306 · SVP- Finance, CFO, & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,600

Underlying: Common Stock · 400 shares

Expires 2021-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vested and became exercisable 25% a year in four equal annual installments on each of June 16, 2012, 2013, 2014 and 2015.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 23:59 UTC
WINOKER LAURENCESVP- Finance, CFO, & Treasurer
SaleCommon Stock 400 $17.00 $6,800.00
Disclosure

SEC source: 0001628280-21-012052 · wf-form4_162336955816819.xml · nonDerivative · entry 2

WINOKER LAURENCE · CIK 0001191306 · SVP- Finance, CFO, & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,084

Read SEC document
June 08, 2021 Filed Jun 10, 2021 23:59 UTC
WINOKER LAURENCESVP- Finance, CFO, & Treasurer
Exercise / conversionCommon Stock 400 $10.79 $4,316.00
Disclosure

SEC source: 0001628280-21-012052 · wf-form4_162336955816819.xml · nonDerivative · entry 1

WINOKER LAURENCE · CIK 0001191306 · SVP- Finance, CFO, & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 27, 2021 Filed May 27, 2021 21:54 UTC SaleCommon Stock 614 $15.00 $9,210.00
Disclosure

SEC source: 0001628280-21-011237 · wf-form4_162215242400301.xml · nonDerivative · entry 3

PHILLIPS CRAIG · CIK 0000936783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 648,056

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2021.

Read SEC document
May 26, 2021 Filed May 27, 2021 21:54 UTC SaleCommon Stock 3,360 $15.04 $50,534.40
Disclosure

SEC source: 0001628280-21-011237 · wf-form4_162215242400301.xml · nonDerivative · entry 2

PHILLIPS CRAIG · CIK 0000936783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 648,670

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2021.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.16 per share. Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 25, 2021 Filed May 27, 2021 21:54 UTC SaleCommon Stock 8,026 $15.45 $124,001.70
Disclosure

SEC source: 0001628280-21-011237 · wf-form4_162215242400301.xml · nonDerivative · entry 1

PHILLIPS CRAIG · CIK 0000936783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652,030

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2021.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $15.11 to $15.96 per share. Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 02:23 UTC
SIEGEL DANIELPresident
Tax withholdingCommon Stock 18,511 $15.08 $279,145.88
Disclosure

SEC source: 0001628280-21-004585 · wf-form4_161551580543181.xml · nonDerivative · entry 4

SIEGEL DANIEL · CIK 0001469326 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,346

F4 · shares: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 00:48 UTC
Kay Robert BruceDirector · Chief Executive Officer
Tax withholdingCommon Stock 29,967 $15.08 $451,902.36
Disclosure

SEC source: 0001628280-21-004583 · wf-form4_161551010254343.xml · nonDerivative · entry 4

Kay Robert Bruce · CIK 0001733101 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,334

F4 · shares: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 00:47 UTC
SIEGEL JEFFREYDirector · Executive Chairman
Tax withholdingCommon Stock 41,290 $15.08 $622,653.20
Disclosure

SEC source: 0001628280-21-004582 · wf-form4_161551003811229.xml · nonDerivative · entry 3

SIEGEL JEFFREY · CIK 0000923401 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,171,342

F3 · shares: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock granted on March 10, 2020.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 00:46 UTC
WINOKER LAURENCESVP- Finance, CFO, & Treasurer
Tax withholdingCommon Stock 6,034 $15.08 $90,992.72
Disclosure

SEC source: 0001628280-21-004581 · wf-form4_161550995568923.xml · nonDerivative · entry 4

WINOKER LAURENCE · CIK 0001191306 · SVP- Finance, CFO, & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,084

F4 · shares: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock.

Read SEC document
March 09, 2021 Filed Mar 12, 2021 02:23 UTC
SIEGEL DANIELPresident
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-004585 · wf-form4_161551580543181.xml · nonDerivative · entry 3

SIEGEL DANIEL · CIK 0001469326 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,857

F3 · shares: The restricted stock was granted pursuant to the Company's Amended and Restated 2000 Long-Term Incentive Plan.

Read SEC document
March 09, 2021 Filed Mar 12, 2021 02:23 UTC
SIEGEL DANIELPresident
Tax withholdingCommon Stock 1,341 $14.18 $19,015.38
Disclosure

SEC source: 0001628280-21-004585 · wf-form4_161551580543181.xml · nonDerivative · entry 2

SIEGEL DANIEL · CIK 0001469326 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,857

F2 · shares: Payment of tax liability by withholding Common Stock incident to the vesting of PSUs.

Read SEC document
March 09, 2021 Filed Mar 12, 2021 02:23 UTC
SIEGEL DANIELPresident
GrantCommon Stock 3,948 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-004585 · wf-form4_161551580543181.xml · nonDerivative · entry 1

SIEGEL DANIEL · CIK 0001469326 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,198

F1 · shares: On June 28, 2018 the reporting person received Deferred Stock (Performance vesting) grant (PSUs) that vest upon the satisfaction of certain performance conditions. On March 09, 2021, the Compensation Committee determined that certain of the performance conditions were met and a portion of the shares subject to the PSUs vested.

Read SEC document
March 09, 2021 Filed Mar 12, 2021 00:48 UTC
Kay Robert BruceDirector · Chief Executive Officer
GrantCommon Stock 73,964 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-004583 · wf-form4_161551010254343.xml · nonDerivative · entry 3

Kay Robert Bruce · CIK 0001733101 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,301

F3 · shares: The restricted stock was granted pursuant to the Company's Amended and Restated 2000 Long-Term Incentive Plan.

Read SEC document
March 09, 2021 Filed Mar 12, 2021 00:48 UTC
Kay Robert BruceDirector · Chief Executive Officer
Tax withholdingCommon Stock 10,097 $14.18 $143,175.46
Disclosure

SEC source: 0001628280-21-004583 · wf-form4_161551010254343.xml · nonDerivative · entry 2

Kay Robert Bruce · CIK 0001733101 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,337

F2 · shares: Payment of tax liability by withholding Common Stock incident to the vesting of PSUs.

Read SEC document
March 09, 2021 Filed Mar 12, 2021 00:48 UTC
Kay Robert BruceDirector · Chief Executive Officer
GrantCommon Stock 82,471 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-004583 · wf-form4_161551010254343.xml · nonDerivative · entry 1

Kay Robert Bruce · CIK 0001733101 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,434

F1 · shares: On June 28, 2018 and August 8, 2018 the reporting person received Deferred Stock (Performance vesting) grant (PSUs) that vest upon the satisfaction of certain performance conditions. On March 09, 2021, the Compensation Committee determined that certain of the performance conditions were met and a portion of the shares subject to the PSUs vested.

Read SEC document
March 09, 2021 Filed Mar 12, 2021 00:47 UTC
SIEGEL JEFFREYDirector · Executive Chairman
Tax withholdingCommon Stock 2,578 $14.18 $36,556.04
Disclosure

SEC source: 0001628280-21-004582 · wf-form4_161551003811229.xml · nonDerivative · entry 2

SIEGEL JEFFREY · CIK 0000923401 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,212,632

F2 · shares: Payment of tax liability by withholding Common Stock incident to the vesting of PSUs.

Read SEC document
March 09, 2021 Filed Mar 12, 2021 00:47 UTC
SIEGEL JEFFREYDirector · Executive Chairman
GrantCommon Stock 5,264 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-004582 · wf-form4_161551003811229.xml · nonDerivative · entry 1

SIEGEL JEFFREY · CIK 0000923401 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,215,210

F1 · shares: On June 28, 2018 the reporting person received Deferred Stock (Performance vesting) grant (PSUs) that vest upon the satisfaction of certain performance conditions. On March 09, 2021, the Compensation Committee determined that certain of the performance conditions were met and a portion of the shares subject to the PSUs vested.

Read SEC document
March 09, 2021 Filed Mar 12, 2021 00:46 UTC
WINOKER LAURENCESVP- Finance, CFO, & Treasurer
GrantCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-004581 · wf-form4_161550995568923.xml · nonDerivative · entry 3

WINOKER LAURENCE · CIK 0001191306 · SVP- Finance, CFO, & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,118

F3 · shares: The restricted stock was granted pursuant to the Company's Amended and Restated 2000 Long-Term Incentive Plan.

Read SEC document
March 09, 2021 Filed Mar 12, 2021 00:46 UTC
WINOKER LAURENCESVP- Finance, CFO, & Treasurer
Tax withholdingCommon Stock 1,341 $14.18 $19,015.38
Disclosure

SEC source: 0001628280-21-004581 · wf-form4_161550995568923.xml · nonDerivative · entry 2

WINOKER LAURENCE · CIK 0001191306 · SVP- Finance, CFO, & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,868

F2 · shares: Payment of tax liability by withholding Common Stock incident to the vesting of PSUs.

Read SEC document
March 09, 2021 Filed Mar 12, 2021 00:46 UTC
WINOKER LAURENCESVP- Finance, CFO, & Treasurer
GrantCommon Stock 3,948 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-004581 · wf-form4_161550995568923.xml · nonDerivative · entry 1

WINOKER LAURENCE · CIK 0001191306 · SVP- Finance, CFO, & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,209

F1 · shares: On June 28, 2018 the reporting person received Deferred Stock (Performance vesting) grant (PSUs) that vest upon the satisfaction of certain performance conditions. On March 09, 2021, the Compensation Committee determined that certain of the performance conditions were met and a portion of the shares subject to the PSUs vested.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 21:38 UTC
Kay Robert BruceDirector · Chief Executive Officer
Tax withholdingCommon Stock 5,608 $13.15 $73,745.20
Disclosure

SEC source: 0001628280-21-003860 · wf-form4_161480748295279.xml · nonDerivative · entry 1

Kay Robert Bruce · CIK 0001733101 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,963

F1 · shares: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 21:46 UTC
SIEGEL JEFFREYDirector · Executive Chairman
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 150,000 $0.00 Strike: $11.73 $0.00
Disclosure

SEC source: 0001628280-21-001690 · wf-form4_161290717465057.xml · derivative · entry 4

SIEGEL JEFFREY · CIK 0000923401 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150,000 shares

Expires 2021-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested 33% a year in three equal annual installments on each of December 31, 2011, 2012 and 2013.

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February 05, 2021 Filed Feb 9, 2021 21:46 UTC
SIEGEL JEFFREYDirector · Executive Chairman
Tax withholdingCommon Stock 132,081 $14.37 $1,898,003.97
Disclosure

SEC source: 0001628280-21-001690 · wf-form4_161290717465057.xml · nonDerivative · entry 2

SIEGEL JEFFREY · CIK 0000923401 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,209,946

F1 · shares: Payment of exercise price and tax liability by withholding Common Stock incident to the exercise of options.

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February 05, 2021 Filed Feb 9, 2021 21:46 UTC
SIEGEL JEFFREYDirector · Executive Chairman
Exercise / conversionCommon Stock 150,000 $11.73 $1,759,500.00
Disclosure

SEC source: 0001628280-21-001690 · wf-form4_161290717465057.xml · nonDerivative · entry 1

SIEGEL JEFFREY · CIK 0000923401 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,342,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 31, 2020 Filed Jan 4, 2021 22:11 UTC
SIEGEL JEFFREYDirector · Executive Chairman
Tax withholdingCommon Stock 11,324 $15.20 $172,124.80
Disclosure

SEC source: 0001628280-21-000025 · wf-form4_160979825920812.xml · nonDerivative · entry 1

SIEGEL JEFFREY · CIK 0000923401 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,192,027

F1 · shares: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock.

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June 30, 2020 Filed Jul 1, 2020 21:35 UTC GrantCommon Stock 10,417 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-010130 · wf-form4_159363928733545.xml · nonDerivative · entry 1

POLLACK BRUCE G · CIK 0001263876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,103

F1 · price: The common stock was issued for no consideration as part of director compensation.

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June 30, 2020 Filed Jul 1, 2020 21:34 UTC GrantCommon Stock 10,417 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-010129 · wf-form4_159363917775986.xml · nonDerivative · entry 1

PHILLIPS CRAIG · CIK 0000936783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 660,056

F1 · price: The common stock was issued for no consideration as part of director compensation.

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June 30, 2020 Filed Jul 1, 2020 21:31 UTC
KOEGEL JOHNDirector
GrantCommon Stock 10,417 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-010128 · wf-form4_159363897163608.xml · nonDerivative · entry 1

KOEGEL JOHN · CIK 0001449990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,102

F1 · price: The common stock was issued for no consideration as part of director compensation.

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June 30, 2020 Filed Jul 1, 2020 21:28 UTC GrantCommon Stock 10,417 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-010126 · wf-form4_159363880360103.xml · nonDerivative · entry 1

Regan Michael J · CIK 0001294847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,151

F1 · price: The common stock was issued for no consideration as part of director compensation.

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June 30, 2020 Filed Jul 1, 2020 21:30 UTC GrantCommon Stock 10,417 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-010127 · wf-form4_159363891801049.xml · nonDerivative · entry 1

NANNINGA CHERRIE · CIK 0001260598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,377

F1 · price: The common stock was issued for no consideration as part of director compensation.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.