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Nasdaq · USD

LCUT

LIFETIME BRANDS, INC

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671
SEC CIK
0000874396
Parsed reports
273

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202605
Sep 202602
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 23, 2022 Filed Mar 25, 2022 20:04 UTC
SIEGEL DANIELPresident
SaleCommon Stock 9,900 $12.83 $127,017.00
Disclosure

SEC source: 0001628280-22-007335 · wf-form4_164823865000272.xml · nonDerivative · entry 2

SIEGEL DANIEL · CIK 0001469326 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,339

F1 · price: The reported price in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $12.55 to $13.10 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

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March 23, 2022 Filed Mar 25, 2022 20:04 UTC
SIEGEL DANIELPresident
Exercise / conversionCommon Stock 9,900 $11.64 $115,236.00
Disclosure

SEC source: 0001628280-22-007335 · wf-form4_164823865000272.xml · nonDerivative · entry 1

SIEGEL DANIEL · CIK 0001469326 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 17, 2022 Filed Mar 21, 2022 21:39 UTC
SIEGEL DANIELPresident
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 100 $0.00 Strike: $11.64 $0.00
Disclosure

SEC source: 0001628280-22-006815 · wf-form4_164789873577853.xml · derivative · entry 6

SIEGEL DANIEL · CIK 0001469326 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,900

Underlying: Common Stock · 100 shares

Expires 2022-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options were granted on May 1, 2012. The options vested and became exercisable 25% a year in four equal annual installments on each of May 1, 2013, 2014, 2015 and 2016.

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March 17, 2022 Filed Mar 21, 2022 21:39 UTC
SIEGEL DANIELPresident
SaleCommon Stock 100 $13.87 $1,387.00
Disclosure

SEC source: 0001628280-22-006815 · wf-form4_164789873577853.xml · nonDerivative · entry 2

SIEGEL DANIEL · CIK 0001469326 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,339

Read SEC document
March 17, 2022 Filed Mar 21, 2022 21:39 UTC
SIEGEL DANIELPresident
Exercise / conversionCommon Stock 100 $11.64 $1,164.00
Disclosure

SEC source: 0001628280-22-006815 · wf-form4_164789873577853.xml · nonDerivative · entry 1

SIEGEL DANIEL · CIK 0001469326 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2022 Filed Mar 10, 2022 21:08 UTC
WINOKER LAURENCESVP- Finance, CFO, & Treasurer
Tax withholdingCommon Stock 606 $13.90 $8,423.40
Disclosure

SEC source: 0001628280-22-005711 · wf-form4_164694649844548.xml · nonDerivative · entry 4

WINOKER LAURENCE · CIK 0001191306 · SVP- Finance, CFO, & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,717

F4 · shares: Payment of tax liability by withholding Common Stock incident to the vesting of 1,562 restricted stock. The restricted shares were granted on March 9, 2021 and vest in four equal installments on each of March 9, 2022, March 9, 2023, March 9, 2024, March 9, 2025.

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March 09, 2022 Filed Mar 10, 2022 21:06 UTC
Kay Robert BruceDirector · Chief Executive Officer
Tax withholdingCommon Stock 7,509 $13.90 $104,375.10
Disclosure

SEC source: 0001628280-22-005706 · wf-form4_164694637068750.xml · nonDerivative · entry 4

Kay Robert Bruce · CIK 0001733101 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,836

F4 · shares: Payment of tax liability by withholding Common Stock incident to the vesting of 18,491 restricted stock. The restricted shares were granted on March 9, 2021 and vest in four equal installments on each of March 9, 2022, March 9, 2023, March 9, 2024, March 9, 2025.

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March 09, 2022 Filed Mar 10, 2022 21:05 UTC
SIEGEL DANIELPresident
Tax withholdingCommon Stock 1,352 $13.90 $18,792.80
Disclosure

SEC source: 0001628280-22-005703 · wf-form4_164694621845271.xml · nonDerivative · entry 4

SIEGEL DANIEL · CIK 0001469326 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,339

F4 · shares: Payment of tax liability by withholding Common Stock incident to the vesting of 3,750 restricted stock. The restricted shares were granted on March 9, 2021 and vest in four equal installments on each of March 9, 2022, March 9, 2023, March 9, 2024, March 9, 2025.

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March 08, 2022 Filed Mar 10, 2022 21:08 UTC
WINOKER LAURENCESVP- Finance, CFO, & Treasurer
GrantCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-005711 · wf-form4_164694649844548.xml · nonDerivative · entry 3

WINOKER LAURENCE · CIK 0001191306 · SVP- Finance, CFO, & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,323

F3 · shares: The restricted stock was granted pursuant to the Company's Amended and Restated 2000 Long-Term Incentive Plan and vest 25% per year in four equal annual installments commencing on the first anniversary of the date of grant.

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March 08, 2022 Filed Mar 10, 2022 21:08 UTC
WINOKER LAURENCESVP- Finance, CFO, & Treasurer
Tax withholdingCommon Stock 552 $12.19 $6,728.88
Disclosure

SEC source: 0001628280-22-005711 · wf-form4_164694649844548.xml · nonDerivative · entry 2

WINOKER LAURENCE · CIK 0001191306 · SVP- Finance, CFO, & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,323

F2 · shares: Portion of tax liability payment by withholding Common Stock incident to the vesting of PSUs.

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March 08, 2022 Filed Mar 10, 2022 21:08 UTC
WINOKER LAURENCESVP- Finance, CFO, & Treasurer
GrantCommon Stock 4,311 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-005711 · wf-form4_164694649844548.xml · nonDerivative · entry 1

WINOKER LAURENCE · CIK 0001191306 · SVP- Finance, CFO, & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,875

F1 · shares: On June 27, 2019, the reporting person received a grant of performance shares (PSUs) that vest upon the satisfaction of certain performance conditions, with a performance period that ended December 31, 2021. On March 8, 2022, the Compensation Committee determined that certain of the performance conditions were met and shares subject to the PSUs vested.

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March 08, 2022 Filed Mar 10, 2022 21:06 UTC
Kay Robert BruceDirector · Chief Executive Officer
GrantCommon Stock 98,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-005706 · wf-form4_164694637068750.xml · nonDerivative · entry 3

Kay Robert Bruce · CIK 0001733101 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,345

F3 · shares: The restricted stock was granted on March 8, 2022, pursuant to the Company's Amended and Restated 2000 Long-Term Incentive Plan and vest 25% per year in four equal annual installments commencing on the first anniversary of the date of grant.

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March 08, 2022 Filed Mar 10, 2022 21:06 UTC
Kay Robert BruceDirector · Chief Executive Officer
Tax withholdingCommon Stock 6,234 $12.19 $75,992.46
Disclosure

SEC source: 0001628280-22-005706 · wf-form4_164694637068750.xml · nonDerivative · entry 2

Kay Robert Bruce · CIK 0001733101 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,845

F2 · shares: Portion of tax liability payment by withholding Common Stock incident to the vesting of PSUs.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 21:06 UTC
Kay Robert BruceDirector · Chief Executive Officer
GrantCommon Stock 67,356 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-005706 · wf-form4_164694637068750.xml · nonDerivative · entry 1

Kay Robert Bruce · CIK 0001733101 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,079

F1 · shares: On June 27, 2019, the reporting person received a grant of performance shares (PSUs) that vest upon the satisfaction of certain performance conditions, with a performance period that ended December 31, 2021. On March 8, 2022, the Compensation Committee determined that certain of the performance conditions were met and shares subject to the PSUs vested.

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March 08, 2022 Filed Mar 10, 2022 21:05 UTC
SIEGEL DANIELPresident
GrantCommon Stock 16,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-005703 · wf-form4_164694621845271.xml · nonDerivative · entry 3

SIEGEL DANIEL · CIK 0001469326 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,691

F3 · shares: The restricted stock was granted pursuant to the Company's Amended and Restated 2000 Long-Term Incentive Plan and vest 25% per year in four equal annual installments commencing on the first anniversary of the date of grant.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 21:05 UTC
SIEGEL DANIELPresident
Tax withholdingCommon Stock 475 $12.19 $5,790.25
Disclosure

SEC source: 0001628280-22-005703 · wf-form4_164694621845271.xml · nonDerivative · entry 2

SIEGEL DANIEL · CIK 0001469326 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,191

F2 · shares: Portion of tax liability payment by withholding Common Stock incident to the vesting of PSUs.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 21:05 UTC
SIEGEL DANIELPresident
GrantCommon Stock 6,736 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-005703 · wf-form4_164694621845271.xml · nonDerivative · entry 1

SIEGEL DANIEL · CIK 0001469326 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,666

F1 · shares: On June 27, 2019, the reporting person received a grant of performance shares (PSUs) that vest upon the satisfaction of certain performance conditions, with a performance period that ended December 31, 2021. On March 8, 2022, the Compensation Committee determined that certain of the performance conditions were met and shares subject to the PSUs vested.

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December 31, 2021 Filed Jan 4, 2022 21:29 UTC
SIEGEL JEFFREYDirector · Executive Chairman
Tax withholdingCommon Stock 177 $15.97 $2,826.69
Disclosure

SEC source: 0001628280-22-000195 · wf-form4_164133175528059.xml · nonDerivative · entry 1

SIEGEL JEFFREY · CIK 0000923401 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,143,766

F1 · shares: Payment of tax liability by withholding Common Stock incident to the vesting of 33,333 restricted shares. The restricted shares were granted on June 27, 2019 and vest in three equal installments on each of December 31, 2020, December 31, 2021 and December 31, 2022.

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November 29, 2021 Filed Nov 30, 2021 21:58 UTC SaleCommon Stock 6,839 $16.66 $113,937.74
Disclosure

SEC source: 0001628280-21-024245 · wf-form4_163830948753868.xml · nonDerivative · entry 3

PHILLIPS CRAIG · CIK 0000936783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,524

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2021.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.12 to $16.90 per share. Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 26, 2021 Filed Nov 30, 2021 21:58 UTC SaleCommon Stock 3,321 $16.67 $55,361.07
Disclosure

SEC source: 0001628280-21-024245 · wf-form4_163830948753868.xml · nonDerivative · entry 2

PHILLIPS CRAIG · CIK 0000936783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588,363

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2021.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.32 to $17.13 per share. Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 24, 2021 Filed Nov 30, 2021 21:58 UTC SaleCommon Stock 1,840 $17.50 $32,200.00
Disclosure

SEC source: 0001628280-21-024245 · wf-form4_163830948753868.xml · nonDerivative · entry 1

PHILLIPS CRAIG · CIK 0000936783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 591,684

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2021.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.45 to $17.65 per share. Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 03, 2021 Filed Feb 7, 2022 21:19 UTC
Kay Robert BruceDirector · Chief Executive Officer
GiftCommon Stock 63,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-001909 · wf-form5_164426876431070.xml · nonDerivative · entry 2

Kay Robert Bruce · CIK 0001733101 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 63,000

F1 · kind: The shares of common stock were transferred to an irrevocable family trust for which the reporting person's spouse is a trustee.

F2 · ownership.direct: The reporting person disclaims beneficial ownership of all securities held by the trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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November 03, 2021 Filed Feb 7, 2022 21:19 UTC
Kay Robert BruceDirector · Chief Executive Officer
GiftCommon Stock 63,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-001909 · wf-form5_164426876431070.xml · nonDerivative · entry 1

Kay Robert Bruce · CIK 0001733101 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,723

F1 · kind: The shares of common stock were transferred to an irrevocable family trust for which the reporting person's spouse is a trustee.

Read SEC document
October 27, 2021 Filed Oct 27, 2021 23:51 UTC SaleCommon Stock 3,512 $16.77 $58,896.24
Disclosure

SEC source: 0001628280-21-020664 · wf-form4_163537867085626.xml · nonDerivative · entry 3

PHILLIPS CRAIG · CIK 0000936783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 593,524

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2021.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.59 to $17.02 per share. Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 26, 2021 Filed Oct 27, 2021 23:51 UTC SaleCommon Stock 4,800 $17.07 $81,936.00
Disclosure

SEC source: 0001628280-21-020664 · wf-form4_163537867085626.xml · nonDerivative · entry 2

PHILLIPS CRAIG · CIK 0000936783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 597,036

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2021.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.88 to $17.49 per share. Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 25, 2021 Filed Oct 27, 2021 23:51 UTC SaleCommon Stock 3,688 $17.29 $63,765.52
Disclosure

SEC source: 0001628280-21-020664 · wf-form4_163537867085626.xml · nonDerivative · entry 1

PHILLIPS CRAIG · CIK 0000936783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 601,836

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2021.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.12 to $17.45 per share. Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 28, 2021 Filed Sep 29, 2021 22:40 UTC SaleCommon Stock 3,159 $18.14 $57,304.26
Disclosure

SEC source: 0001628280-21-019272 · wf-form4_163295522856040.xml · nonDerivative · entry 2

PHILLIPS CRAIG · CIK 0000936783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605,524

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2021.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.72 to $18.89 per share. Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 27, 2021 Filed Sep 29, 2021 22:40 UTC SaleCommon Stock 8,841 $19.03 $168,244.23
Disclosure

SEC source: 0001628280-21-019272 · wf-form4_163295522856040.xml · nonDerivative · entry 1

PHILLIPS CRAIG · CIK 0000936783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608,683

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2021.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.48 to $19.30 per share. Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 20:57 UTC SaleCommon Stock 6,410 $17.65 $113,136.50
Disclosure

SEC source: 0001628280-21-017733 · wf-form4_163009781706303.xml · nonDerivative · entry 2

PHILLIPS CRAIG · CIK 0000936783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617,524

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2021.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.37 to $18.09 per share. Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 20:57 UTC SaleCommon Stock 5,590 $17.88 $99,949.20
Disclosure

SEC source: 0001628280-21-017733 · wf-form4_163009781706303.xml · nonDerivative · entry 1

PHILLIPS CRAIG · CIK 0000936783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,934

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2021.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.59 to $18.17 per share. Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 29, 2021 Filed Jul 30, 2021 20:38 UTC SaleCommon Stock 11,692 $15.06 $176,081.52
Disclosure

SEC source: 0001628280-21-015071 · wf-form4_162767748081886.xml · nonDerivative · entry 2

PHILLIPS CRAIG · CIK 0000936783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629,524

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2021.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $15.01 to $15.14 per share. Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 20:38 UTC SaleCommon Stock 2,520 $15.01 $37,825.20
Disclosure

SEC source: 0001628280-21-015071 · wf-form4_162767748081886.xml · nonDerivative · entry 1

PHILLIPS CRAIG · CIK 0000936783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 641,216

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2021.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.07 per share. Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 27, 2021 Filed Jul 28, 2021 20:49 UTC SaleCommon Stock 5,020 $15.01 $75,350.20
Disclosure

SEC source: 0001628280-21-014747 · wf-form4_162750534635120.xml · nonDerivative · entry 2

PHILLIPS CRAIG · CIK 0000936783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 643,736

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2021.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.06 per share. Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 20:49 UTC SaleCommon Stock 3,300 $15.03 $49,599.00
Disclosure

SEC source: 0001628280-21-014747 · wf-form4_162750534635120.xml · nonDerivative · entry 1

PHILLIPS CRAIG · CIK 0000936783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 648,756

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2021.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.09 per share. Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:23 UTC SaleCommon Stock 200 $15.03 $3,006.00
Disclosure

SEC source: 0001628280-21-013454 · wf-form4_162525736069815.xml · nonDerivative · entry 2

PHILLIPS CRAIG · CIK 0000936783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652,056

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2021.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $15.01 to $15.04 per share. Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:23 UTC SaleCommon Stock 1,268 $15.00 $19,020.00
Disclosure

SEC source: 0001628280-21-013454 · wf-form4_162525736069815.xml · nonDerivative · entry 1

PHILLIPS CRAIG · CIK 0000936783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652,256

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2021.

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June 28, 2021 Filed Jun 29, 2021 22:59 UTC
SIEGEL JEFFREYDirector · Executive Chairman
Tax withholdingCommon Stock 735 $14.40 $10,584.00
Disclosure

SEC source: 0001628280-21-013137 · wf-form4_162500756190480.xml · nonDerivative · entry 1

SIEGEL JEFFREY · CIK 0000923401 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,169,872

F1 · shares: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock granted on June 28, 2018.

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June 28, 2021 Filed Jun 29, 2021 22:57 UTC
SIEGEL DANIELPresident
Tax withholdingCommon Stock 551 $14.40 $7,934.40
Disclosure

SEC source: 0001628280-21-013135 · wf-form4_162500745860315.xml · nonDerivative · entry 3

SIEGEL DANIEL · CIK 0001469326 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,530

F3 · shares: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock granted on June 28, 2018.

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June 28, 2021 Filed Jun 29, 2021 22:55 UTC
WINOKER LAURENCESVP- Finance, CFO, & Treasurer
Tax withholdingCommon Stock 382 $14.40 $5,500.80
Disclosure

SEC source: 0001628280-21-013133 · wf-form4_162500730253997.xml · nonDerivative · entry 3

WINOKER LAURENCE · CIK 0001191306 · SVP- Finance, CFO, & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,564

F3 · shares: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock granted on June 28, 2018.

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June 28, 2021 Filed Jun 29, 2021 22:53 UTC
Kay Robert BruceDirector · Chief Executive Officer
Tax withholdingCommon Stock 735 $14.40 $10,584.00
Disclosure

SEC source: 0001628280-21-013131 · wf-form4_162500718651536.xml · nonDerivative · entry 3

Kay Robert Bruce · CIK 0001733101 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,723

F3 · shares: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock granted on June 28, 2018.

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June 27, 2021 Filed Jun 29, 2021 22:57 UTC
SIEGEL DANIELPresident
Tax withholdingCommon Stock 765 $14.01 $10,717.65
Disclosure

SEC source: 0001628280-21-013135 · wf-form4_162500745860315.xml · nonDerivative · entry 2

SIEGEL DANIEL · CIK 0001469326 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,081

F2 · shares: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock granted on June 27, 2019.

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June 27, 2021 Filed Jun 29, 2021 22:55 UTC
WINOKER LAURENCESVP- Finance, CFO, & Treasurer
Tax withholdingCommon Stock 340 $14.01 $4,763.40
Disclosure

SEC source: 0001628280-21-013133 · wf-form4_162500730253997.xml · nonDerivative · entry 2

WINOKER LAURENCE · CIK 0001191306 · SVP- Finance, CFO, & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,946

F2 · shares: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock granted on June 27, 2019.

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June 27, 2021 Filed Jun 29, 2021 22:53 UTC
Kay Robert BruceDirector · Chief Executive Officer
Tax withholdingCommon Stock 7,652 $14.01 $107,204.52
Disclosure

SEC source: 0001628280-21-013131 · wf-form4_162500718651536.xml · nonDerivative · entry 2

Kay Robert Bruce · CIK 0001733101 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,458

F2 · shares: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock granted on June 27, 2019.

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June 25, 2021 Filed Jun 29, 2021 22:57 UTC
SIEGEL DANIELPresident
Tax withholdingCommon Stock 765 $14.01 $10,717.65
Disclosure

SEC source: 0001628280-21-013135 · wf-form4_162500745860315.xml · nonDerivative · entry 1

SIEGEL DANIEL · CIK 0001469326 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,846

F1 · shares: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock granted on June 25, 2020.

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June 25, 2021 Filed Jun 29, 2021 22:55 UTC
WINOKER LAURENCESVP- Finance, CFO, & Treasurer
Tax withholdingCommon Stock 382 $14.01 $5,351.82
Disclosure

SEC source: 0001628280-21-013133 · wf-form4_162500730253997.xml · nonDerivative · entry 1

WINOKER LAURENCE · CIK 0001191306 · SVP- Finance, CFO, & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,286

F1 · shares: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock granted on June 25, 2020.

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June 25, 2021 Filed Jun 29, 2021 22:53 UTC
Kay Robert BruceDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,224 $14.01 $17,148.24
Disclosure

SEC source: 0001628280-21-013131 · wf-form4_162500718651536.xml · nonDerivative · entry 1

Kay Robert Bruce · CIK 0001733101 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,110

F1 · shares: Payment of tax liability by withholding Common Stock incident to the vesting of restricted stock granted on June 25, 2020.

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June 24, 2021 Filed Jun 25, 2021 21:26 UTC GrantCommon Stock 5,468 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-012989 · wf-form4_162465637512140.xml · nonDerivative · entry 1

Jarosh Rachael · CIK 0001800841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,082

F1 · price: The common stock was issued for no consideration as part of director compensation.

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June 24, 2021 Filed Jun 25, 2021 21:25 UTC GrantCommon Stock 5,468 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-012988 · wf-form4_162465631719337.xml · nonDerivative · entry 1

Regan Michael J · CIK 0001294847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,619

F1 · price: The common stock was issued for no consideration as part of director compensation.

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June 24, 2021 Filed Jun 25, 2021 21:24 UTC
KOEGEL JOHNDirector
GrantCommon Stock 5,468 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-012987 · wf-form4_162465624886078.xml · nonDerivative · entry 1

KOEGEL JOHN · CIK 0001449990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,570

F1 · price: The common stock was issued for no consideration as part of director compensation.

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June 24, 2021 Filed Jun 25, 2021 21:23 UTC GrantCommon Stock 5,468 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-012986 · wf-form4_162465618796943.xml · nonDerivative · entry 1

NANNINGA CHERRIE · CIK 0001260598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,845

F1 · price: The common stock was issued for no consideration as part of director compensation.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.