Last 12 months
Inside the activity.
0 purchase rows · 13 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 6 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 4 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2016 Filed Nov 8, 2016 22:50 UTC |
MALONE JOHN CDirector · 10% owner
|
GrantLiLAC Share Option A (right to buy) · Derivative | 794 | $0.00 Strike: $35.44 | $0.00 |
DisclosureSEC source: 0001570585-16-000934 · wf-form4_147864542739398.xml · derivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 794 Underlying: LiLAC Class A · 794 shares Expires 2023-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| June 17, 2016 Filed Oct 4, 2016 21:46 UTC |
FRIES MICHAEL TDirector · President & CEO
|
GiftLiberty Global Class C | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-16-000832 · wf-form4_147561754881395.xml · nonDerivative · entry 5 FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 999,011 Read SEC document |
| June 01, 2016 Filed Jun 23, 2017 17:39 UTC |
DICK JOHN WDirector
|
SaleLiLAC Class C | 367 | $42.85 | $15,725.95 |
DisclosureSEC source: 0001570585-17-000212 · wf-form4_149825396089389.xml · nonDerivative · entry 7 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,269 F1 · kind: The reporting person inadvertently failed to report these sale transactions in shares of the Issuer at the time of the respective transactions. F3 · balance_after: On July 1, 2016, the Issuer distributed by means of a bonus issue to each holder of Liberty Global Group ordinary shares one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result of the LiLAC Distribution, the Reporting Person received additional LiLAC Class A ordinary shares and LiLAC Class C ordinary shares based on the number of corresponding Class of Liberty Global Group ordinary shares held by the Reporting Person on the LiLAC Distribution record date. Read SEC document |
| June 01, 2016 Filed Jun 23, 2017 17:39 UTC |
DICK JOHN WDirector
|
SaleLiberty Global Class C | 700 | $36.05 | $25,235.00 |
DisclosureSEC source: 0001570585-17-000212 · wf-form4_149825396089389.xml · nonDerivative · entry 6 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,695 F1 · kind: The reporting person inadvertently failed to report these sale transactions in shares of the Issuer at the time of the respective transactions. Read SEC document |
| May 20, 2016 Filed May 24, 2016 21:40 UTC |
MALONE JOHN CDirector · 10% owner
|
SaleLiberty Global Class C | 850,000 | $35.82 | $30,450,060.00 |
DisclosureSEC source: 0001570585-16-000661 · wf-form4_146412602591090.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Columbus Holding LLC Disclosed balance after: 8,003,787 F1 · price: The price reflects a weighted average of sales made at prices ranging from $35.40 to $36.23. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price. F2 · balance_after: Such securities were acquired by CHLLC, in which the Reporting Person has a controlling interest. Accordingly, the Reporting Person may be deemed to be the indirect beneficial owner of the Issuer's securities owned by CHLLC. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Read SEC document |
| May 16, 2016 Filed May 18, 2016 21:35 UTC |
MALONE JOHN CDirector · 10% owner
|
GrantLiLAC Class C | 2,453,402 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-16-000653 · wf-form4_146360729520448.xml · nonDerivative · entry 4 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Columbus Holding LLC Disclosed balance after: 2,453,402 F1 · price: Received by Columbus Holding LLC ("CHLLC") in exchange for 575,096,759 shares of Cable and Wireless Communications Plc ordinary shares in connection with the acquisition of Cable and Wireless Communications Plc by the Issuer on May 16, 2016. The Issuer's securities received by CHLLC are exempt under Rule 16b-3 of the Securities Act of 1934, as amended. On the acquisition date, the closing price for each class of the Issuer's securities was: $38.16 per Liberty Global Class A share, $37.59 per Liberty Global Class C share, $40.06 per LiLAC Class A share and $42.02 per LiLAC Class C share. F2 · balance_after: Such securities were acquired by CHLLC, in which the Reporting Person has a controlling interest. Accordingly, the Reporting Person may be deemed to be the indirect beneficial owner of the Issuer's securities owned by CHLLC. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Read SEC document |
| May 16, 2016 Filed May 18, 2016 21:35 UTC |
MALONE JOHN CDirector · 10% owner
|
GrantLiLAC Class A | 1,001,337 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-16-000653 · wf-form4_146360729520448.xml · nonDerivative · entry 3 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Columbus Holding LLC Disclosed balance after: 1,001,337 F1 · price: Received by Columbus Holding LLC ("CHLLC") in exchange for 575,096,759 shares of Cable and Wireless Communications Plc ordinary shares in connection with the acquisition of Cable and Wireless Communications Plc by the Issuer on May 16, 2016. The Issuer's securities received by CHLLC are exempt under Rule 16b-3 of the Securities Act of 1934, as amended. On the acquisition date, the closing price for each class of the Issuer's securities was: $38.16 per Liberty Global Class A share, $37.59 per Liberty Global Class C share, $40.06 per LiLAC Class A share and $42.02 per LiLAC Class C share. F2 · balance_after: Such securities were acquired by CHLLC, in which the Reporting Person has a controlling interest. Accordingly, the Reporting Person may be deemed to be the indirect beneficial owner of the Issuer's securities owned by CHLLC. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Read SEC document |
| May 16, 2016 Filed May 18, 2016 21:35 UTC |
MALONE JOHN CDirector · 10% owner
|
GrantLiberty Global Class C | 8,853,787 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-16-000653 · wf-form4_146360729520448.xml · nonDerivative · entry 2 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Columbus Holding LLC Disclosed balance after: 8,853,787 F1 · price: Received by Columbus Holding LLC ("CHLLC") in exchange for 575,096,759 shares of Cable and Wireless Communications Plc ordinary shares in connection with the acquisition of Cable and Wireless Communications Plc by the Issuer on May 16, 2016. The Issuer's securities received by CHLLC are exempt under Rule 16b-3 of the Securities Act of 1934, as amended. On the acquisition date, the closing price for each class of the Issuer's securities was: $38.16 per Liberty Global Class A share, $37.59 per Liberty Global Class C share, $40.06 per LiLAC Class A share and $42.02 per LiLAC Class C share. F2 · balance_after: Such securities were acquired by CHLLC, in which the Reporting Person has a controlling interest. Accordingly, the Reporting Person may be deemed to be the indirect beneficial owner of the Issuer's securities owned by CHLLC. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Read SEC document |
| May 16, 2016 Filed May 18, 2016 21:35 UTC |
MALONE JOHN CDirector · 10% owner
|
GrantLiberty Global Class A | 3,616,468 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-16-000653 · wf-form4_146360729520448.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Columbus Holding LLC Disclosed balance after: 3,616,468 F1 · price: Received by Columbus Holding LLC ("CHLLC") in exchange for 575,096,759 shares of Cable and Wireless Communications Plc ordinary shares in connection with the acquisition of Cable and Wireless Communications Plc by the Issuer on May 16, 2016. The Issuer's securities received by CHLLC are exempt under Rule 16b-3 of the Securities Act of 1934, as amended. On the acquisition date, the closing price for each class of the Issuer's securities was: $38.16 per Liberty Global Class A share, $37.59 per Liberty Global Class C share, $40.06 per LiLAC Class A share and $42.02 per LiLAC Class C share. F2 · balance_after: Such securities were acquired by CHLLC, in which the Reporting Person has a controlling interest. Accordingly, the Reporting Person may be deemed to be the indirect beneficial owner of the Issuer's securities owned by CHLLC. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Read SEC document |
| May 01, 2016 Filed May 3, 2016 21:46 UTC |
MALONE JOHN CDirector · 10% owner
|
GrantLiLAC Share Option C (right to buy) · Derivative | 3,026 | $0.00 Strike: $40.61 | $0.00 |
DisclosureSEC source: 0001570585-16-000618 · wf-form4_146231197645798.xml · derivative · entry 4 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,026 Underlying: LiLAC Class C · 3,026 shares Expires 2023-05-01 F1 · derivative.exercise_date: The option vests in three equal annual installments commencing on May 1, 2017. Read SEC document |
| May 01, 2016 Filed May 3, 2016 21:46 UTC |
MALONE JOHN CDirector · 10% owner
|
GrantLiLAC Share Option A (right to buy) · Derivative | 1,513 | $0.00 Strike: $37.53 | $0.00 |
DisclosureSEC source: 0001570585-16-000618 · wf-form4_146231197645798.xml · derivative · entry 3 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,513 Underlying: LiLAC Class A · 1,513 shares Expires 2023-05-01 F1 · derivative.exercise_date: The option vests in three equal annual installments commencing on May 1, 2017. Read SEC document |
| May 01, 2016 Filed May 3, 2016 21:46 UTC |
MALONE JOHN CDirector · 10% owner
|
GrantLiberty Global Share Option C (right to buy) · Derivative | 60,518 | $0.00 Strike: $36.60 | $0.00 |
DisclosureSEC source: 0001570585-16-000618 · wf-form4_146231197645798.xml · derivative · entry 2 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,518 Underlying: Liberty Global Class C · 60,518 shares Expires 2023-05-01 F1 · derivative.exercise_date: The option vests in three equal annual installments commencing on May 1, 2017. Read SEC document |
| May 01, 2016 Filed May 3, 2016 21:46 UTC |
MALONE JOHN CDirector · 10% owner
|
GrantLiberty Global Share Option A (right to buy) · Derivative | 30,259 | $0.00 Strike: $37.73 | $0.00 |
DisclosureSEC source: 0001570585-16-000618 · wf-form4_146231197645798.xml · derivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,259 Underlying: Liberty Global Class A · 30,259 shares Expires 2023-05-01 F1 · derivative.exercise_date: The option vests in three equal annual installments commencing on May 1, 2017. Read SEC document |
| April 18, 2016 Filed Jun 23, 2017 17:39 UTC |
DICK JOHN WDirector
|
SaleLiberty Global Class C | 2,700 | $37.91 | $102,357.00 |
DisclosureSEC source: 0001570585-17-000212 · wf-form4_149825396089389.xml · nonDerivative · entry 5 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,395 F1 · kind: The reporting person inadvertently failed to report these sale transactions in shares of the Issuer at the time of the respective transactions. Read SEC document |
| April 01, 2016 Filed Oct 4, 2016 17:32 UTC Amendment |
DVORAK BERNARD GEVP & Co-CFO
|
Tax withholdingLiLAC Class C | 152 | $37.64 | $5,721.28 |
DisclosureSEC source: 0001570585-16-000824 · wf-form4a_147561674774301.xml · nonDerivative · entry 4 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 5,392 F1 · shares: The Reporting Person is amending the Form 4 originally filed to report an adjustment made in the number of shares withheld due to an error in the tax withholding calculation. F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 01, 2016 Filed Oct 4, 2016 17:32 UTC Amendment |
DVORAK BERNARD GEVP & Co-CFO
|
Tax withholdingLiLAC Class A | 76 | $34.94 | $2,655.44 |
DisclosureSEC source: 0001570585-16-000824 · wf-form4a_147561674774301.xml · nonDerivative · entry 3 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 488 F1 · shares: The Reporting Person is amending the Form 4 originally filed to report an adjustment made in the number of shares withheld due to an error in the tax withholding calculation. F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 01, 2016 Filed Oct 4, 2016 17:32 UTC Amendment |
DVORAK BERNARD GEVP & Co-CFO
|
Tax withholdingLiLAC Class C | 423 | $37.64 | $15,921.72 |
DisclosureSEC source: 0001570585-16-000824 · wf-form4a_147561674774301.xml · nonDerivative · entry 2 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,774 F1 · shares: The Reporting Person is amending the Form 4 originally filed to report an adjustment made in the number of shares withheld due to an error in the tax withholding calculation. Read SEC document |
| April 01, 2016 Filed Oct 4, 2016 17:32 UTC Amendment |
DVORAK BERNARD GEVP & Co-CFO
|
Tax withholdingLiLAC Class A | 208 | $34.94 | $7,267.52 |
DisclosureSEC source: 0001570585-16-000824 · wf-form4a_147561674774301.xml · nonDerivative · entry 1 DVORAK BERNARD G · CIK 0001137300 · EVP & Co-CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,248 F1 · shares: The Reporting Person is amending the Form 4 originally filed to report an adjustment made in the number of shares withheld due to an error in the tax withholding calculation. Read SEC document |
| April 01, 2016 Filed Oct 4, 2016 21:33 UTC Amendment |
HALL BRYAN HEVP, Gen Counsel & Secretary
|
Tax withholdingLiLAC Class C | 337 | $37.64 | $12,684.68 |
DisclosureSEC source: 0001570585-16-000826 · wf-form4a_147561677880652.xml · nonDerivative · entry 2 HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,554 F1 · shares: The Reporting Person is amending the Form 4 originally filed to report an adjustment made in the number of shares withheld due to an error in the tax withholding calculation. Read SEC document |
| April 01, 2016 Filed Oct 4, 2016 21:33 UTC Amendment |
HALL BRYAN HEVP, Gen Counsel & Secretary
|
Tax withholdingLiLAC Class A | 168 | $34.94 | $5,869.92 |
DisclosureSEC source: 0001570585-16-000826 · wf-form4a_147561677880652.xml · nonDerivative · entry 1 HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,391 F1 · shares: The Reporting Person is amending the Form 4 originally filed to report an adjustment made in the number of shares withheld due to an error in the tax withholding calculation. Read SEC document |
| April 01, 2016 Filed Oct 4, 2016 21:33 UTC Amendment |
Nair BalanEVP & CTO
|
Tax withholdingLiLAC Class C | 515 | $37.64 | $19,384.60 |
DisclosureSEC source: 0001570585-16-000827 · wf-form4a_147561679830965.xml · nonDerivative · entry 2 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,062 F1 · shares: The Reporting Person is amending the Form 4 originally filed to report an adjustment made in the number of shares withheld due to an error in the tax withholding calculation. Read SEC document |
| April 01, 2016 Filed Oct 4, 2016 21:33 UTC Amendment |
Nair BalanEVP & CTO
|
Tax withholdingLiLAC Class A | 119 | $34.94 | $4,157.86 |
DisclosureSEC source: 0001570585-16-000827 · wf-form4a_147561679830965.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,118 F1 · shares: The Reporting Person is amending the Form 4 originally filed to report an adjustment made in the number of shares withheld due to an error in the tax withholding calculation. Read SEC document |
| April 01, 2016 Filed Apr 4, 2016 21:55 UTC |
MALONE JOHN CDirector · 10% owner
|
SaleLiberty Global Class C | 198,000 | $38.09 | $7,541,028.00 |
DisclosureSEC source: 0001570585-16-000533 · wf-form4_145980691795605.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,938,195 F1 · kind: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2014. F2 · price: The price reflects a weighted average of sales made at prices ranging from $38.08 to $38.105. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price. Read SEC document |
| March 08, 2016 Filed Jun 23, 2017 17:39 UTC |
DICK JOHN WDirector
|
SaleLiberty Global Class C | 1,400 | $36.06 | $50,484.00 |
DisclosureSEC source: 0001570585-17-000212 · wf-form4_149825396089389.xml · nonDerivative · entry 4 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,672 F1 · kind: The reporting person inadvertently failed to report these sale transactions in shares of the Issuer at the time of the respective transactions. Read SEC document |
| February 22, 2016 Filed Jun 23, 2017 17:39 UTC |
DICK JOHN WDirector
|
SaleLiberty Global Class C | 2,800 | $36.95 | $103,460.00 |
DisclosureSEC source: 0001570585-17-000212 · wf-form4_149825396089389.xml · nonDerivative · entry 3 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,472 F1 · kind: The reporting person inadvertently failed to report these sale transactions in shares of the Issuer at the time of the respective transactions. Read SEC document |
| January 05, 2016 Filed Jun 23, 2017 17:39 UTC |
DICK JOHN WDirector
|
SaleLiberty Global Class C | 1,850 | $40.25 | $74,462.50 |
DisclosureSEC source: 0001570585-17-000212 · wf-form4_149825396089389.xml · nonDerivative · entry 2 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,272 F1 · kind: The reporting person inadvertently failed to report these sale transactions in shares of the Issuer at the time of the respective transactions. Read SEC document |
| January 04, 2016 Filed Jan 5, 2016 23:28 UTC |
MALONE JOHN CDirector · 10% owner
|
SaleLiberty Global Class C | 66,000 | $39.95 | $2,636,607.60 |
DisclosureSEC source: 0001127602-16-036089 · form4.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,136,195 F1 · kind: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2014. F2 · price: The price reflects a weighted average of sales made at prices ranging from $39.62 to $40.14. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price. Read SEC document |
| January 01, 2016 Filed Nov 8, 2016 22:35 UTC Amendment |
Green Richard RDirector
|
Exercise / conversionLiLAC Class C | 22 | $43.00 | $946.00 |
DisclosureSEC source: 0001570585-16-000911 · wf-form4a_147864451541507.xml · nonDerivative · entry 2 Green Richard R · CIK 0001452212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 535 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The Reporting Person is amending the Form 4 originally filed for the purpose of reflecting the correct number of shares held. Read SEC document |
| January 01, 2016 Filed Nov 8, 2016 22:35 UTC Amendment |
Green Richard RDirector
|
Exercise / conversionLiLAC Class A | 7 | $41.37 | $289.59 |
DisclosureSEC source: 0001570585-16-000911 · wf-form4a_147864451541507.xml · nonDerivative · entry 1 Green Richard R · CIK 0001452212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The Reporting Person is amending the Form 4 originally filed for the purpose of reflecting the correct number of shares held. Read SEC document |
| December 01, 2015 Filed Dec 2, 2015 22:42 UTC |
MALONE JOHN CDirector · 10% owner
|
SaleLiberty Global Class C | 66,000 | $41.40 | $2,732,617.80 |
DisclosureSEC source: 0001127602-15-033044 · form4.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,202,195 F1 · kind: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2014. F2 · price: The price reflects a weighted average of sales made at prices ranging from $40.96 to $41.54. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price. Read SEC document |
| November 16, 2015 Filed Nov 18, 2015 22:53 UTC |
MALONE JOHN CDirector · 10% owner
|
SaleLiberty Global Class C | 80,000 | $43.50 | $3,479,680.00 |
DisclosureSEC source: 0001127602-15-031893 · form4.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By A Trust Disclosed balance after: 7,117,225 F1 · kind: The trust's sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person as co-trustee of the trust on May 11, 2015. F2 · price: The price reflects a weighted average of sales made at prices ranging from $43.34 to $43.82. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price. F3 · balance_after: Held by a charitable remainder unitrust of which the Reporting Person is co-trustee and, with his spouse, retains a unitrust interest in the trust. Read SEC document |
| November 02, 2015 Filed Nov 4, 2015 22:46 UTC |
MALONE JOHN CDirector · 10% owner
|
SaleLiberty Global Class C | 66,000 | $43.00 | $2,838,125.40 |
DisclosureSEC source: 0001127602-15-030348 · form4.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,268,195 F1 · kind: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2014. F2 · price: The price reflects a weighted average of sales made at prices ranging from $42.715 to $43.10. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price. Read SEC document |
| October 15, 2015 Filed Oct 19, 2015 22:48 UTC |
MALONE JOHN CDirector · 10% owner
|
SaleLiberty Global Class C | 80,000 | $43.00 | $3,439,656.00 |
DisclosureSEC source: 0001127602-15-029321 · form4.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By A Trust Disclosed balance after: 7,197,225 F1 · kind: The trust's sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person as co-trustee of the trust on May 11, 2015. F2 · price: The price reflects a weighted average of sales made at prices ranging from $42.565 to $43.13. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price. F3 · balance_after: Held by a charitable remainder unitrust of which the Reporting Person is co-trustee and, with his spouse, retains a unitrust interest in the trust. Read SEC document |
| October 01, 2015 Filed Oct 2, 2015 21:13 UTC |
MALONE JOHN CDirector · 10% owner
|
SaleLiberty Global Class C | 66,000 | $41.38 | $2,730,882.00 |
DisclosureSEC source: 0001127602-15-028430 · form4.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,334,195 F1 · kind: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2014. F2 · price: The price reflects a weighted average of sales made at prices ranging from $41.39 to $41.6875. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price. Read SEC document |
| September 15, 2015 Filed Sep 17, 2015 21:52 UTC |
MALONE JOHN CDirector · 10% owner
|
SaleLiberty Global Class C | 80,000 | $43.58 | $3,486,696.00 |
DisclosureSEC source: 0001127602-15-027336 · form4.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By A Trust Disclosed balance after: 7,277,225 F1 · kind: The trust's sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person as co-trustee of the trust on May 11, 2015. F2 · price: The price reflects a weighted average of sales made at prices ranging from $43.19 to $44.05. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price. F3 · balance_after: Held by a charitable remainder unitrust of which the Reporting Person is co-trustee and, with his spouse, retains a unitrust interest in the trust. Read SEC document |
| September 01, 2015 Filed Sep 3, 2015 22:00 UTC |
MALONE JOHN CDirector · 10% owner
|
SaleLiberty Global Class C | 4,000 | $44.33 | $177,338.00 |
DisclosureSEC source: 0001127602-15-026587 · form4.xml · nonDerivative · entry 2 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,400,195 F1 · kind: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2014. F3 · price: The price reflects a weighted average of sales made at prices ranging from $44.27 to $44.45. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price. Read SEC document |
| September 01, 2015 Filed Sep 3, 2015 22:00 UTC |
MALONE JOHN CDirector · 10% owner
|
SaleLiberty Global Class C | 62,000 | $43.77 | $2,713,535.40 |
DisclosureSEC source: 0001127602-15-026587 · form4.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,404,195 F1 · kind: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2014. F2 · price: The price reflects a weighted average of sales made at prices ranging from $43.27 to $44.26. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price. Read SEC document |
| August 17, 2015 Filed Aug 19, 2015 22:02 UTC |
MALONE JOHN CDirector · 10% owner
|
SaleLiberty Global Class C | 80,000 | $48.51 | $3,881,096.00 |
DisclosureSEC source: 0001127602-15-025431 · form4.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By A Trust Disclosed balance after: 7,357,225 F1 · kind: The trust's sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person as co-trustee of the trust on May 11, 2015. F2 · price: The price reflects a weighted average of sales made at prices ranging from $48.125 to $48.76. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price. F3 · balance_after: Held by a charitable remainder unitrust of which the Reporting Person is co-trustee and, with his spouse, retains a unitrust interest in the trust. Read SEC document |
| August 03, 2015 Filed Aug 5, 2015 21:56 UTC |
MALONE JOHN CDirector · 10% owner
|
SaleLiberty Global Class C | 66,000 | $49.46 | $3,264,445.80 |
DisclosureSEC source: 0001127602-15-024277 · form4.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,466,195 F1 · kind: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2014. F2 · price: The price reflects a weighted average of sales made at prices ranging from $49.16 to $49.97. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price. Read SEC document |
| July 15, 2015 Filed Jul 16, 2015 21:59 UTC |
MALONE JOHN CDirector · 10% owner
|
SaleClass C Ordinary Shares | 80,000 | $47.96 | $3,837,104.00 |
DisclosureSEC source: 0001127602-15-022986 · form4.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By A Trust Disclosed balance after: 7,437,225 F1 · kind: The trust's sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person as co-trustee of the trust on May 11, 2015. F2 · price: The price reflects a weighted average of sales made at prices ranging from $47.67 to $48.41. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price. Read SEC document |
| July 09, 2015 Filed Jul 29, 2015 21:45 UTC |
MALONE JOHN CDirector · 10% owner
|
OtherShare Option C (right to buy) · Derivative | 52,560 | $0.00 Strike: $46.86 | $0.00 |
DisclosureSEC source: 0001127602-15-023685 · form4.xml · derivative · entry 14 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,560 Underlying: Liberty Global Class C · 52,560 shares Expires 2022-05-01 F1 · derivative.exercise_price: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of ordinary shares one share of the corresponding Class of Issuer Latin America and Caribbean ordinary share ("LiLAC shares") for every twenty shares of that Class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, all equity awards previously reported were adjusted by an adjustment to the exercise price or base price, as applicable, and number of shares relating to the original award and the Reporting Person received an equity award relating to shares of the corresponding class of LiLAC shares (a "LiLAC Award"). All other terms of the awards and the terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original award. F1 · kind: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of ordinary shares one share of the corresponding Class of Issuer Latin America and Caribbean ordinary share ("LiLAC shares") for every twenty shares of that Class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, all equity awards previously reported were adjusted by an adjustment to the exercise price or base price, as applicable, and number of shares relating to the original award and the Reporting Person received an equity award relating to shares of the corresponding class of LiLAC shares (a "LiLAC Award"). All other terms of the awards and the terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original award. F1 · shares: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of ordinary shares one share of the corresponding Class of Issuer Latin America and Caribbean ordinary share ("LiLAC shares") for every twenty shares of that Class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, all equity awards previously reported were adjusted by an adjustment to the exercise price or base price, as applicable, and number of shares relating to the original award and the Reporting Person received an equity award relating to shares of the corresponding class of LiLAC shares (a "LiLAC Award"). All other terms of the awards and the terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original award. F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on May 1, 2016. Read SEC document |
| July 09, 2015 Filed Jul 29, 2015 21:45 UTC |
MALONE JOHN CDirector · 10% owner
|
OtherShare Option C (right to buy) · Derivative | 41,393 | $0.00 Strike: $35.63 | $0.00 |
DisclosureSEC source: 0001127602-15-023685 · form4.xml · derivative · entry 13 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,393 Underlying: Liberty Global Class C · 41,393 shares Expires 2021-05-01 F1 · derivative.exercise_price: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of ordinary shares one share of the corresponding Class of Issuer Latin America and Caribbean ordinary share ("LiLAC shares") for every twenty shares of that Class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, all equity awards previously reported were adjusted by an adjustment to the exercise price or base price, as applicable, and number of shares relating to the original award and the Reporting Person received an equity award relating to shares of the corresponding class of LiLAC shares (a "LiLAC Award"). All other terms of the awards and the terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original award. F1 · kind: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of ordinary shares one share of the corresponding Class of Issuer Latin America and Caribbean ordinary share ("LiLAC shares") for every twenty shares of that Class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, all equity awards previously reported were adjusted by an adjustment to the exercise price or base price, as applicable, and number of shares relating to the original award and the Reporting Person received an equity award relating to shares of the corresponding class of LiLAC shares (a "LiLAC Award"). All other terms of the awards and the terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original award. F1 · shares: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of ordinary shares one share of the corresponding Class of Issuer Latin America and Caribbean ordinary share ("LiLAC shares") for every twenty shares of that Class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, all equity awards previously reported were adjusted by an adjustment to the exercise price or base price, as applicable, and number of shares relating to the original award and the Reporting Person received an equity award relating to shares of the corresponding class of LiLAC shares (a "LiLAC Award"). All other terms of the awards and the terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original award. F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on May 1, 2015. Read SEC document |
| July 09, 2015 Filed Jul 29, 2015 21:45 UTC |
MALONE JOHN CDirector · 10% owner
|
OtherShare Option C (right to buy) · Derivative | 13,652 | $0.00 Strike: $31.37 | $0.00 |
DisclosureSEC source: 0001127602-15-023685 · form4.xml · derivative · entry 12 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,652 Underlying: Liberty Global Class C · 13,652 shares Expires 2023-05-01 F1 · derivative.exercise_price: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of ordinary shares one share of the corresponding Class of Issuer Latin America and Caribbean ordinary share ("LiLAC shares") for every twenty shares of that Class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, all equity awards previously reported were adjusted by an adjustment to the exercise price or base price, as applicable, and number of shares relating to the original award and the Reporting Person received an equity award relating to shares of the corresponding class of LiLAC shares (a "LiLAC Award"). All other terms of the awards and the terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original award. F1 · kind: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of ordinary shares one share of the corresponding Class of Issuer Latin America and Caribbean ordinary share ("LiLAC shares") for every twenty shares of that Class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, all equity awards previously reported were adjusted by an adjustment to the exercise price or base price, as applicable, and number of shares relating to the original award and the Reporting Person received an equity award relating to shares of the corresponding class of LiLAC shares (a "LiLAC Award"). All other terms of the awards and the terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original award. F1 · shares: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of ordinary shares one share of the corresponding Class of Issuer Latin America and Caribbean ordinary share ("LiLAC shares") for every twenty shares of that Class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, all equity awards previously reported were adjusted by an adjustment to the exercise price or base price, as applicable, and number of shares relating to the original award and the Reporting Person received an equity award relating to shares of the corresponding class of LiLAC shares (a "LiLAC Award"). All other terms of the awards and the terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original award. F2 · derivative.exercise_date: The option vests in three equal annual installments commencing on May 1, 2014. Read SEC document |
| July 09, 2015 Filed Jul 29, 2015 21:45 UTC |
MALONE JOHN CDirector · 10% owner
|
OtherShare Option C (right to buy) · Derivative | 6,340 | $0.00 Strike: $33.59 | $0.00 |
DisclosureSEC source: 0001127602-15-023685 · form4.xml · derivative · entry 11 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,340 Underlying: Liberty Global Class C · 6,340 shares Expires 2023-05-01 F1 · derivative.exercise_price: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of ordinary shares one share of the corresponding Class of Issuer Latin America and Caribbean ordinary share ("LiLAC shares") for every twenty shares of that Class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, all equity awards previously reported were adjusted by an adjustment to the exercise price or base price, as applicable, and number of shares relating to the original award and the Reporting Person received an equity award relating to shares of the corresponding class of LiLAC shares (a "LiLAC Award"). All other terms of the awards and the terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original award. F1 · kind: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of ordinary shares one share of the corresponding Class of Issuer Latin America and Caribbean ordinary share ("LiLAC shares") for every twenty shares of that Class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, all equity awards previously reported were adjusted by an adjustment to the exercise price or base price, as applicable, and number of shares relating to the original award and the Reporting Person received an equity award relating to shares of the corresponding class of LiLAC shares (a "LiLAC Award"). All other terms of the awards and the terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original award. F1 · shares: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of ordinary shares one share of the corresponding Class of Issuer Latin America and Caribbean ordinary share ("LiLAC shares") for every twenty shares of that Class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, all equity awards previously reported were adjusted by an adjustment to the exercise price or base price, as applicable, and number of shares relating to the original award and the Reporting Person received an equity award relating to shares of the corresponding class of LiLAC shares (a "LiLAC Award"). All other terms of the awards and the terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original award. F2 · derivative.exercise_date: The option vests in three equal annual installments commencing on May 1, 2014. Read SEC document |
| July 09, 2015 Filed Jul 29, 2015 21:45 UTC |
MALONE JOHN CDirector · 10% owner
|
OtherShare Option A (right to buy) · Derivative | 26,067 | $0.00 Strike: $48.31 | $0.00 |
DisclosureSEC source: 0001127602-15-023685 · form4.xml · derivative · entry 10 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,067 Underlying: Liberty Global Class A · 26,067 shares Expires 2022-05-01 F1 · derivative.exercise_price: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of ordinary shares one share of the corresponding Class of Issuer Latin America and Caribbean ordinary share ("LiLAC shares") for every twenty shares of that Class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, all equity awards previously reported were adjusted by an adjustment to the exercise price or base price, as applicable, and number of shares relating to the original award and the Reporting Person received an equity award relating to shares of the corresponding class of LiLAC shares (a "LiLAC Award"). All other terms of the awards and the terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original award. F1 · kind: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of ordinary shares one share of the corresponding Class of Issuer Latin America and Caribbean ordinary share ("LiLAC shares") for every twenty shares of that Class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, all equity awards previously reported were adjusted by an adjustment to the exercise price or base price, as applicable, and number of shares relating to the original award and the Reporting Person received an equity award relating to shares of the corresponding class of LiLAC shares (a "LiLAC Award"). All other terms of the awards and the terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original award. F1 · shares: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of ordinary shares one share of the corresponding Class of Issuer Latin America and Caribbean ordinary share ("LiLAC shares") for every twenty shares of that Class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, all equity awards previously reported were adjusted by an adjustment to the exercise price or base price, as applicable, and number of shares relating to the original award and the Reporting Person received an equity award relating to shares of the corresponding class of LiLAC shares (a "LiLAC Award"). All other terms of the awards and the terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original award. F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on May 1, 2016. Read SEC document |
| July 09, 2015 Filed Jul 29, 2015 21:45 UTC |
MALONE JOHN CDirector · 10% owner
|
OtherShare Option A (right to buy) · Derivative | 20,802 | $0.00 Strike: $37.22 | $0.00 |
DisclosureSEC source: 0001127602-15-023685 · form4.xml · derivative · entry 9 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,802 Underlying: Liberty Global Class A · 20,802 shares Expires 2021-05-01 F1 · derivative.exercise_price: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of ordinary shares one share of the corresponding Class of Issuer Latin America and Caribbean ordinary share ("LiLAC shares") for every twenty shares of that Class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, all equity awards previously reported were adjusted by an adjustment to the exercise price or base price, as applicable, and number of shares relating to the original award and the Reporting Person received an equity award relating to shares of the corresponding class of LiLAC shares (a "LiLAC Award"). All other terms of the awards and the terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original award. F1 · kind: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of ordinary shares one share of the corresponding Class of Issuer Latin America and Caribbean ordinary share ("LiLAC shares") for every twenty shares of that Class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, all equity awards previously reported were adjusted by an adjustment to the exercise price or base price, as applicable, and number of shares relating to the original award and the Reporting Person received an equity award relating to shares of the corresponding class of LiLAC shares (a "LiLAC Award"). All other terms of the awards and the terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original award. F1 · shares: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of ordinary shares one share of the corresponding Class of Issuer Latin America and Caribbean ordinary share ("LiLAC shares") for every twenty shares of that Class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, all equity awards previously reported were adjusted by an adjustment to the exercise price or base price, as applicable, and number of shares relating to the original award and the Reporting Person received an equity award relating to shares of the corresponding class of LiLAC shares (a "LiLAC Award"). All other terms of the awards and the terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original award. F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on May 1, 2015. Read SEC document |
| July 09, 2015 Filed Jul 29, 2015 21:45 UTC |
MALONE JOHN CDirector · 10% owner
|
OtherShare Option A (right to buy) · Derivative | 6,370 | $0.00 Strike: $33.87 | $0.00 |
DisclosureSEC source: 0001127602-15-023685 · form4.xml · derivative · entry 8 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,370 Underlying: Liberty Global Class A · 6,370 shares Expires 2023-05-01 F1 · derivative.exercise_price: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of ordinary shares one share of the corresponding Class of Issuer Latin America and Caribbean ordinary share ("LiLAC shares") for every twenty shares of that Class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, all equity awards previously reported were adjusted by an adjustment to the exercise price or base price, as applicable, and number of shares relating to the original award and the Reporting Person received an equity award relating to shares of the corresponding class of LiLAC shares (a "LiLAC Award"). All other terms of the awards and the terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original award. F1 · kind: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of ordinary shares one share of the corresponding Class of Issuer Latin America and Caribbean ordinary share ("LiLAC shares") for every twenty shares of that Class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, all equity awards previously reported were adjusted by an adjustment to the exercise price or base price, as applicable, and number of shares relating to the original award and the Reporting Person received an equity award relating to shares of the corresponding class of LiLAC shares (a "LiLAC Award"). All other terms of the awards and the terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original award. F1 · shares: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of ordinary shares one share of the corresponding Class of Issuer Latin America and Caribbean ordinary share ("LiLAC shares") for every twenty shares of that Class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, all equity awards previously reported were adjusted by an adjustment to the exercise price or base price, as applicable, and number of shares relating to the original award and the Reporting Person received an equity award relating to shares of the corresponding class of LiLAC shares (a "LiLAC Award"). All other terms of the awards and the terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original award. F2 · derivative.exercise_date: The option vests in three equal annual installments commencing on May 1, 2014. Read SEC document |
| July 09, 2015 Filed Jul 29, 2015 21:45 UTC |
MALONE JOHN CDirector · 10% owner
|
GrantLiLAC Share Option C (right to buy) · Derivative | 2,667 | $0.00 Strike: $46.52 | $0.00 |
DisclosureSEC source: 0001127602-15-023685 · form4.xml · derivative · entry 7 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,667 Underlying: LiLAC Class C · 2,667 shares Expires 2022-05-21 F1 · kind: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of ordinary shares one share of the corresponding Class of Issuer Latin America and Caribbean ordinary share ("LiLAC shares") for every twenty shares of that Class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, all equity awards previously reported were adjusted by an adjustment to the exercise price or base price, as applicable, and number of shares relating to the original award and the Reporting Person received an equity award relating to shares of the corresponding class of LiLAC shares (a "LiLAC Award"). All other terms of the awards and the terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original award. F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on May 1, 2016. Read SEC document |
| July 09, 2015 Filed Jul 29, 2015 21:45 UTC |
MALONE JOHN CDirector · 10% owner
|
GrantLiLAC Share Option C (right to buy) · Derivative | 2,069 | $0.00 Strike: $35.37 | $0.00 |
DisclosureSEC source: 0001127602-15-023685 · form4.xml · derivative · entry 6 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,069 Underlying: LiLAC Class C · 2,069 shares Expires 2021-05-01 F1 · kind: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of ordinary shares one share of the corresponding Class of Issuer Latin America and Caribbean ordinary share ("LiLAC shares") for every twenty shares of that Class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, all equity awards previously reported were adjusted by an adjustment to the exercise price or base price, as applicable, and number of shares relating to the original award and the Reporting Person received an equity award relating to shares of the corresponding class of LiLAC shares (a "LiLAC Award"). All other terms of the awards and the terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original award. F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on May 1, 2015. Read SEC document |
| July 09, 2015 Filed Jul 29, 2015 21:45 UTC |
MALONE JOHN CDirector · 10% owner
|
GrantLiLAC Share Option C (right to buy) · Derivative | 682 | $0.00 Strike: $31.14 | $0.00 |
DisclosureSEC source: 0001127602-15-023685 · form4.xml · derivative · entry 5 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 682 Underlying: LiLAC Class C · 682 shares Expires 2023-05-01 F1 · kind: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of ordinary shares one share of the corresponding Class of Issuer Latin America and Caribbean ordinary share ("LiLAC shares") for every twenty shares of that Class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, all equity awards previously reported were adjusted by an adjustment to the exercise price or base price, as applicable, and number of shares relating to the original award and the Reporting Person received an equity award relating to shares of the corresponding class of LiLAC shares (a "LiLAC Award"). All other terms of the awards and the terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original award. F2 · derivative.exercise_date: The option vests in three equal annual installments commencing on May 1, 2014. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.