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Nasdaq · USD

LBTYA

Liberty Global Ltd.

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4116
SEC CIK
0001570585
Parsed reports
814

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202606
Apr 202600
May 202602
Jun 202604
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2017 Filed May 3, 2017 21:31 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
GrantLiberty Global Share Appreciation Rights C · Derivative 91,132 $0.00 Strike: $34.80 $0.00
Disclosure

SEC source: 0001570585-17-000140 · wf-form4_149384709038838.xml · derivative · entry 2

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,132

Underlying: Liberty Global Class C · 91,132 shares

Expires 2024-05-01

F1 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:31 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
GrantLiberty Global Share Appreciation Rights A · Derivative 45,566 $0.00 Strike: $35.69 $0.00
Disclosure

SEC source: 0001570585-17-000140 · wf-form4_149384709038838.xml · derivative · entry 1

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,566

Underlying: Liberty Global Class A · 45,566 shares

Expires 2024-05-01

F1 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC
Nair BalanEVP & CTO
Exercise / conversionLiLAC Share Appreciation Rights C · Derivative 3,323 $0.00 Strike: $13.52 $0.00
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · derivative · entry 28

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 3,323 shares

Expires 2017-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC
Nair BalanEVP & CTO
Exercise / conversionLiLAC Share Appreciation Rights C · Derivative 6,649 $0.00 Strike: $13.40 $0.00
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · derivative · entry 27

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 6,649 shares

Expires 2017-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC
Nair BalanEVP & CTO
Exercise / conversionLiLAC Share Appreciation Rights C · Derivative 1,332 $0.00 Strike: $12.37 $0.00
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · derivative · entry 26

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 1,332 shares

Expires 2017-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC
Nair BalanEVP & CTO
Exercise / conversionLiLAC Share Appreciation Rights C · Derivative 2,664 $0.00 Strike: $12.26 $0.00
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · derivative · entry 25

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 2,664 shares

Expires 2017-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC
Nair BalanEVP & CTO
Exercise / conversionLiLAC Share Appreciation Rights A · Derivative 3,339 $0.00 Strike: $13.16 $0.00
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · derivative · entry 24

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 3,339 shares

Expires 2017-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC
Nair BalanEVP & CTO
Exercise / conversionLiLAC Share Appreciation Rights A · Derivative 1,338 $0.00 Strike: $11.84 $0.00
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · derivative · entry 23

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 1,338 shares

Expires 2017-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC
Nair BalanEVP & CTO
Exercise / conversionLiberty Global Share Appreciation Rights C · Derivative 26,641 $0.00 Strike: $10.78 $0.00
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · derivative · entry 22

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Liberty Global Class C · 26,641 shares

Expires 2017-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC
Nair BalanEVP & CTO
Exercise / conversionLiberty Global Share Appreciation Rights C · Derivative 53,296 $0.00 Strike: $10.68 $0.00
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · derivative · entry 21

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Liberty Global Class C · 53,296 shares

Expires 2017-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC
Nair BalanEVP & CTO
Exercise / conversionLiberty Global Share Appreciation Rights A · Derivative 26,767 $0.00 Strike: $10.93 $0.00
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · derivative · entry 20

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Liberty Global Class A · 26,767 shares

Expires 2017-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC
Nair BalanEVP & CTO
GrantLiLAC Share Appreciation Rights C · Derivative 14,240 $0.00 Strike: $21.84 $0.00
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · derivative · entry 19

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,240

Underlying: LiLAC Class C · 14,240 shares

Expires 2024-05-01

F1 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC
Nair BalanEVP & CTO
GrantLiLAC Share Appreciation Rights A · Derivative 7,120 $0.00 Strike: $21.43 $0.00
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · derivative · entry 18

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,120

Underlying: LiLAC Class A · 7,120 shares

Expires 2024-05-01

F1 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC
Nair BalanEVP & CTO
GrantLiberty Global Share Appreciation Rights C · Derivative 113,916 $0.00 Strike: $34.80 $0.00
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · derivative · entry 17

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,916

Underlying: Liberty Global Class C · 113,916 shares

Expires 2024-05-01

F1 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC
Nair BalanEVP & CTO
GrantLiberty Global Share Appreciation Rights A · Derivative 56,958 $0.00 Strike: $35.69 $0.00
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · derivative · entry 16

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,958

Underlying: Liberty Global Class A · 56,958 shares

Expires 2024-05-01

F1 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC
Nair BalanEVP & CTO
Tax withholdingLiLAC Class C 10,988 $21.84 $239,977.92
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · nonDerivative · entry 13

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,888

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC
Nair BalanEVP & CTO
Exercise / conversionLiLAC Class C 3,323 $13.52 $44,926.96
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · nonDerivative · entry 12

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC
Nair BalanEVP & CTO
Exercise / conversionLiLAC Class C 6,649 $13.40 $89,096.60
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · nonDerivative · entry 11

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC
Nair BalanEVP & CTO
Exercise / conversionLiLAC Class C 1,332 $12.37 $16,476.84
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · nonDerivative · entry 10

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC
Nair BalanEVP & CTO
Exercise / conversionLiLAC Class C 2,664 $12.26 $32,660.64
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · nonDerivative · entry 9

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC
Nair BalanEVP & CTO
Tax withholdingLiLAC Class A 3,670 $21.43 $78,648.10
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · nonDerivative · entry 8

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,187

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC
Nair BalanEVP & CTO
Exercise / conversionLiLAC Class A 3,339 $13.16 $43,941.24
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · nonDerivative · entry 7

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC
Nair BalanEVP & CTO
Exercise / conversionLiLAC Class A 1,338 $11.84 $15,841.92
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · nonDerivative · entry 6

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC
Nair BalanEVP & CTO
Tax withholdingLiberty Global Class C 50,381 $34.80 $1,753,258.80
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · nonDerivative · entry 5

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,566

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC
Nair BalanEVP & CTO
Exercise / conversionLiberty Global Class C 26,641 $10.78 $287,189.98
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · nonDerivative · entry 4

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC
Nair BalanEVP & CTO
Exercise / conversionLiberty Global Class C 53,296 $10.68 $569,201.28
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · nonDerivative · entry 3

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC
Nair BalanEVP & CTO
Tax withholdingLiberty Global Class A 16,848 $35.69 $601,305.12
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,421

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC
Nair BalanEVP & CTO
Exercise / conversionLiberty Global Class A 26,767 $10.93 $292,563.31
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2017 Filed May 3, 2017 17:32 UTC
Karsten DiederikEVP, Chief Commerical Officer
GrantLiLAC Share Appreciation Rights C · Derivative 14,240 $0.00 Strike: $21.84 $0.00
Disclosure

SEC source: 0001570585-17-000141 · wf-form4_149384711504538.xml · derivative · entry 4

Karsten Diederik · CIK 0001504380 · EVP, Chief Commerical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,240

Underlying: LiLAC Class C · 14,240 shares

Expires 2024-05-01

F1 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.

Read SEC document
May 01, 2017 Filed May 3, 2017 17:32 UTC
Karsten DiederikEVP, Chief Commerical Officer
GrantLiLAC Share Appreciation Rights A · Derivative 7,120 $0.00 Strike: $21.43 $0.00
Disclosure

SEC source: 0001570585-17-000141 · wf-form4_149384711504538.xml · derivative · entry 3

Karsten Diederik · CIK 0001504380 · EVP, Chief Commerical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,120

Underlying: LiLAC Class A · 7,120 shares

Expires 2024-05-01

F1 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.

Read SEC document
May 01, 2017 Filed May 3, 2017 17:32 UTC
Karsten DiederikEVP, Chief Commerical Officer
GrantLiberty Global Share Appreciation Rights C · Derivative 113,916 $0.00 Strike: $34.80 $0.00
Disclosure

SEC source: 0001570585-17-000141 · wf-form4_149384711504538.xml · derivative · entry 2

Karsten Diederik · CIK 0001504380 · EVP, Chief Commerical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,916

Underlying: Liberty Global Class C · 113,916 shares

Expires 2024-05-01

F1 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.

Read SEC document
May 01, 2017 Filed May 3, 2017 17:32 UTC
Karsten DiederikEVP, Chief Commerical Officer
GrantLiberty Global Share Appreciation Rights A · Derivative 56,958 $0.00 Strike: $35.69 $0.00
Disclosure

SEC source: 0001570585-17-000141 · wf-form4_149384711504538.xml · derivative · entry 1

Karsten Diederik · CIK 0001504380 · EVP, Chief Commerical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,958

Underlying: Liberty Global Class A · 56,958 shares

Expires 2024-05-01

F1 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC
MALONE JOHN CDirector · 10% owner
GrantLiLAC Share Option C (right to buy) · Derivative 8,119 $0.00 Strike: $21.84 $0.00
Disclosure

SEC source: 0001570585-17-000142 · wf-form4_149384713639934.xml · derivative · entry 4

MALONE JOHN C · CIK 0000937797 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,119

Underlying: LiLAC Class C · 8,119 shares

Expires 2024-05-01

F1 · derivative.exercise_date: The option vests in three equal annual installments commencing on May 1, 2018.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC
MALONE JOHN CDirector · 10% owner
GrantLiLAC Share Option A (right to buy) · Derivative 4,060 $0.00 Strike: $21.43 $0.00
Disclosure

SEC source: 0001570585-17-000142 · wf-form4_149384713639934.xml · derivative · entry 3

MALONE JOHN C · CIK 0000937797 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,060

Underlying: LiLAC Class A · 4,060 shares

Expires 2024-05-01

F1 · derivative.exercise_date: The option vests in three equal annual installments commencing on May 1, 2018.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC
MALONE JOHN CDirector · 10% owner
GrantLiberty Global Share Option C (right to buy) · Derivative 64,946 $0.00 Strike: $34.80 $0.00
Disclosure

SEC source: 0001570585-17-000142 · wf-form4_149384713639934.xml · derivative · entry 2

MALONE JOHN C · CIK 0000937797 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,946

Underlying: Liberty Global Class C · 64,946 shares

Expires 2024-05-01

F1 · derivative.exercise_date: The option vests in three equal annual installments commencing on May 1, 2018.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC
MALONE JOHN CDirector · 10% owner
GrantLiberty Global Share Option A (right to buy) · Derivative 32,473 $0.00 Strike: $35.69 $0.00
Disclosure

SEC source: 0001570585-17-000142 · wf-form4_149384713639934.xml · derivative · entry 1

MALONE JOHN C · CIK 0000937797 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,473

Underlying: Liberty Global Class A · 32,473 shares

Expires 2024-05-01

F1 · derivative.exercise_date: The option vests in three equal annual installments commencing on May 1, 2018.

Read SEC document
April 01, 2017 Filed Apr 4, 2017 21:41 UTC Exercise / conversionLiLAC Restricted Share Units C · Derivative 3,774 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-17-000106 · wf-form4_149134204619892.xml · derivative · entry 12

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,775

Underlying: LiLAC Class C · 3,774 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

F2 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2017 and October 1, 2017.

F2 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2017 and October 1, 2017.

Read SEC document
April 01, 2017 Filed Apr 4, 2017 21:41 UTC Exercise / conversionLiLAC Restricted Share Units A · Derivative 1,886 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-17-000106 · wf-form4_149134204619892.xml · derivative · entry 11

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,888

Underlying: LiLAC Class A · 1,886 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

F2 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2017 and October 1, 2017.

F2 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2017 and October 1, 2017.

Read SEC document
April 01, 2017 Filed Apr 4, 2017 21:41 UTC Exercise / conversionLiberty Global Restricted Share Units C · Derivative 21,601 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-17-000106 · wf-form4_149134204619892.xml · derivative · entry 10

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,602

Underlying: Liberty Global Class C · 21,601 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

F2 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2017 and October 1, 2017.

F2 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2017 and October 1, 2017.

Read SEC document
April 01, 2017 Filed Apr 4, 2017 21:41 UTC Exercise / conversionLiberty Global Restricted Share Units A · Derivative 10,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-17-000106 · wf-form4_149134204619892.xml · derivative · entry 9

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,801

Underlying: Liberty Global Class A · 10,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

F2 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2017 and October 1, 2017.

F2 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2017 and October 1, 2017.

Read SEC document
April 01, 2017 Filed Apr 4, 2017 21:41 UTC Tax withholdingLiLAC Class C 1,775 $23.04 $40,896.00
Disclosure

SEC source: 0001570585-17-000106 · wf-form4_149134204619892.xml · nonDerivative · entry 8

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,771

Read SEC document
April 01, 2017 Filed Apr 4, 2017 21:41 UTC Exercise / conversionLiLAC Class C 3,774 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-17-000106 · wf-form4_149134204619892.xml · nonDerivative · entry 7

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

Read SEC document
April 01, 2017 Filed Apr 4, 2017 21:41 UTC Tax withholdingLiLAC Class A 888 $22.24 $19,749.12
Disclosure

SEC source: 0001570585-17-000106 · wf-form4_149134204619892.xml · nonDerivative · entry 6

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,754

Read SEC document
April 01, 2017 Filed Apr 4, 2017 21:41 UTC Exercise / conversionLiLAC Class A 1,886 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-17-000106 · wf-form4_149134204619892.xml · nonDerivative · entry 5

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

Read SEC document
April 01, 2017 Filed Apr 4, 2017 21:41 UTC Tax withholdingLiberty Global Class C 10,153 $35.04 $355,761.12
Disclosure

SEC source: 0001570585-17-000106 · wf-form4_149134204619892.xml · nonDerivative · entry 4

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,448

Read SEC document
April 01, 2017 Filed Apr 4, 2017 21:41 UTC Exercise / conversionLiberty Global Class C 21,601 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-17-000106 · wf-form4_149134204619892.xml · nonDerivative · entry 3

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

Read SEC document
April 01, 2017 Filed Apr 4, 2017 21:41 UTC Tax withholdingLiberty Global Class A 5,076 $35.87 $182,076.12
Disclosure

SEC source: 0001570585-17-000106 · wf-form4_149134204619892.xml · nonDerivative · entry 2

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,724

Read SEC document
April 01, 2017 Filed Apr 4, 2017 21:41 UTC Exercise / conversionLiberty Global Class A 10,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-17-000106 · wf-form4_149134204619892.xml · nonDerivative · entry 1

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

Read SEC document
April 01, 2017 Filed Apr 4, 2017 21:41 UTC
FRIES MICHAEL TDirector · President & CEO
Exercise / conversionLiLAC Restricted Share Units C · Derivative 11,325 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-17-000107 · wf-form4_149134206332786.xml · derivative · entry 16

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,325

Underlying: LiLAC Class C · 11,325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

F2 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2017 and October 1, 2017.

F2 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2017 and October 1, 2017.

Read SEC document
April 01, 2017 Filed Apr 4, 2017 21:41 UTC
FRIES MICHAEL TDirector · President & CEO
Exercise / conversionLiLAC Restricted Share Units A · Derivative 5,662 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-17-000107 · wf-form4_149134206332786.xml · derivative · entry 15

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,662

Underlying: LiLAC Class A · 5,662 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

F2 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2017 and October 1, 2017.

F2 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2017 and October 1, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.