Last 12 months
Inside the activity.
0 purchase rows · 13 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 6 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 4 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2017 Filed Oct 3, 2017 21:28 UTC |
GOULD PAUL ADirector
|
GrantLiberty Global Class A Share Fund Units · Derivative | 259 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-17-000337 · wf-form4_150706606865743.xml · derivative · entry 5 GOULD PAUL A · CIK 0001018211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,285 Underlying: Liberty Global Class A · 259 shares Expires not disclosed F2 · derivative.exercise_price: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F3 · shares: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired is based on the closing prices of the applicable class of Issuer's ordinary shares on September 29, 2017, with the value of any fractional shares deferred in cash. F3 · price: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired is based on the closing prices of the applicable class of Issuer's ordinary shares on September 29, 2017, with the value of any fractional shares deferred in cash. F2 · derivative.exercise_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F2 · derivative.expiration_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:28 UTC |
GOULD PAUL ADirector
|
GrantLiLAC Class C | 4 | $23.30 | $93.20 |
DisclosureSEC source: 0001570585-17-000337 · wf-form4_150706606865743.xml · nonDerivative · entry 4 GOULD PAUL A · CIK 0001018211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,316 F1 · shares: Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of ordinary shares on September 29, 2017. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:28 UTC |
GOULD PAUL ADirector
|
GrantLiLAC Class A | 2 | $23.76 | $47.52 |
DisclosureSEC source: 0001570585-17-000337 · wf-form4_150706606865743.xml · nonDerivative · entry 3 GOULD PAUL A · CIK 0001018211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,210 F1 · shares: Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of ordinary shares on September 29, 2017. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:28 UTC |
GOULD PAUL ADirector
|
GrantLiberty Global Class C | 92 | $32.70 | $3,008.40 |
DisclosureSEC source: 0001570585-17-000337 · wf-form4_150706606865743.xml · nonDerivative · entry 2 GOULD PAUL A · CIK 0001018211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 967,451 F1 · shares: Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of ordinary shares on September 29, 2017. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:28 UTC |
GOULD PAUL ADirector
|
GrantLiberty Global Class A | 45 | $33.91 | $1,525.95 |
DisclosureSEC source: 0001570585-17-000337 · wf-form4_150706606865743.xml · nonDerivative · entry 1 GOULD PAUL A · CIK 0001018211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,266 F1 · shares: Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of ordinary shares on September 29, 2017. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:29 UTC |
WARGO J DAVIDDirector
|
GrantLiLAC Class C Share Fund Units · Derivative | 20 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-17-000341 · wf-form4_150706613701910.xml · derivative · entry 10 WARGO J DAVID · CIK 0001082013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,808 Underlying: LiLAC Class C · 20 shares Expires not disclosed F3 · derivative.exercise_price: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F4 · shares: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired is based on the closing prices of the applicable class of Issuer's ordinary shares on September 29, 2017, with the value of any fractional shares deferred in cash. F4 · price: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired is based on the closing prices of the applicable class of Issuer's ordinary shares on September 29, 2017, with the value of any fractional shares deferred in cash. F3 · derivative.exercise_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F3 · derivative.expiration_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:29 UTC |
WARGO J DAVIDDirector
|
GrantLiLAC Class A Share Fund Units · Derivative | 10 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-17-000341 · wf-form4_150706613701910.xml · derivative · entry 9 WARGO J DAVID · CIK 0001082013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 751 Underlying: LiLAC Class A · 10 shares Expires not disclosed F3 · derivative.exercise_price: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F4 · shares: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired is based on the closing prices of the applicable class of Issuer's ordinary shares on September 29, 2017, with the value of any fractional shares deferred in cash. F4 · price: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired is based on the closing prices of the applicable class of Issuer's ordinary shares on September 29, 2017, with the value of any fractional shares deferred in cash. F3 · derivative.exercise_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F3 · derivative.expiration_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:29 UTC |
WARGO J DAVIDDirector
|
GrantLiberty Global Class C Share Fund Units · Derivative | 413 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-17-000341 · wf-form4_150706613701910.xml · derivative · entry 8 WARGO J DAVID · CIK 0001082013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,513 Underlying: Liberty Global Class C · 413 shares Expires not disclosed F3 · derivative.exercise_price: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F4 · shares: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired is based on the closing prices of the applicable class of Issuer's ordinary shares on September 29, 2017, with the value of any fractional shares deferred in cash. F4 · price: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired is based on the closing prices of the applicable class of Issuer's ordinary shares on September 29, 2017, with the value of any fractional shares deferred in cash. F3 · derivative.exercise_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F3 · derivative.expiration_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:29 UTC |
WARGO J DAVIDDirector
|
GrantLiberty Global Class A Share Fund Units · Derivative | 207 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-17-000341 · wf-form4_150706613701910.xml · derivative · entry 7 WARGO J DAVID · CIK 0001082013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,376 Underlying: Liberty Global Class A · 207 shares Expires not disclosed F3 · derivative.exercise_price: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F4 · shares: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired is based on the closing prices of the applicable class of Issuer's ordinary shares on September 29, 2017, with the value of any fractional shares deferred in cash. F4 · price: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired is based on the closing prices of the applicable class of Issuer's ordinary shares on September 29, 2017, with the value of any fractional shares deferred in cash. F3 · derivative.exercise_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F3 · derivative.expiration_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:29 UTC |
WARGO J DAVIDDirector
|
GrantLiLAC Class C | 2 | $23.30 | $46.60 |
DisclosureSEC source: 0001570585-17-000341 · wf-form4_150706613701910.xml · nonDerivative · entry 4 WARGO J DAVID · CIK 0001082013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,445 F1 · shares: Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of ordinary shares on September 29, 2017. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:29 UTC |
WARGO J DAVIDDirector
|
GrantLiLAC Class A | 1 | $23.76 | $23.76 |
DisclosureSEC source: 0001570585-17-000341 · wf-form4_150706613701910.xml · nonDerivative · entry 3 WARGO J DAVID · CIK 0001082013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,384 F1 · shares: Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of ordinary shares on September 29, 2017. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:29 UTC |
WARGO J DAVIDDirector
|
GrantLiberty Global Class C | 74 | $32.70 | $2,419.80 |
DisclosureSEC source: 0001570585-17-000341 · wf-form4_150706613701910.xml · nonDerivative · entry 2 WARGO J DAVID · CIK 0001082013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,013 F1 · shares: Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of ordinary shares on September 29, 2017. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:29 UTC |
WARGO J DAVIDDirector
|
GrantLiberty Global Class A | 37 | $33.91 | $1,254.67 |
DisclosureSEC source: 0001570585-17-000341 · wf-form4_150706613701910.xml · nonDerivative · entry 1 WARGO J DAVID · CIK 0001082013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,753 F1 · shares: Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of ordinary shares on September 29, 2017. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 17:27 UTC |
DICK JOHN WDirector
|
GrantLiLAC Class C | 24 | $23.30 | $559.20 |
DisclosureSEC source: 0001570585-17-000335 · wf-form4_150706603424657.xml · nonDerivative · entry 4 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,394 F1 · shares: Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of ordinary shares on September 29, 2017. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 17:27 UTC |
DICK JOHN WDirector
|
GrantLiLAC Class A | 12 | $23.76 | $285.12 |
DisclosureSEC source: 0001570585-17-000335 · wf-form4_150706603424657.xml · nonDerivative · entry 3 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,878 F1 · shares: Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of ordinary shares on September 29, 2017. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 17:27 UTC |
DICK JOHN WDirector
|
GrantLiberty Global Class C | 486 | $32.70 | $15,892.20 |
DisclosureSEC source: 0001570585-17-000335 · wf-form4_150706603424657.xml · nonDerivative · entry 2 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,463 F1 · shares: Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of ordinary shares on September 29, 2017. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 17:27 UTC |
DICK JOHN WDirector
|
GrantLiberty Global Class A | 243 | $33.91 | $8,240.13 |
DisclosureSEC source: 0001570585-17-000335 · wf-form4_150706603424657.xml · nonDerivative · entry 1 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,132 F1 · shares: Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of ordinary shares on September 29, 2017. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:27 UTC |
COLE ANDREWDirector
|
GrantLiLAC Class C Share Fund Units · Derivative | 20 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-17-000334 · wf-form4_150706601872732.xml · derivative · entry 10 COLE ANDREW · CIK 0001439731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187 Underlying: LiLAC Class C · 20 shares Expires not disclosed F2 · derivative.exercise_price: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F3 · shares: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired is based on the closing prices ofthe Issuer's applicable class of ordinary shares on September 29, 2017, with the value of any fractional shares deferred in cash. F3 · price: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired is based on the closing prices ofthe Issuer's applicable class of ordinary shares on September 29, 2017, with the value of any fractional shares deferred in cash. F2 · derivative.exercise_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F2 · derivative.expiration_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:27 UTC |
COLE ANDREWDirector
|
GrantLiLAC Class A Share Fund Units · Derivative | 10 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-17-000334 · wf-form4_150706601872732.xml · derivative · entry 9 COLE ANDREW · CIK 0001439731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93 Underlying: LiLAC Class A · 10 shares Expires not disclosed F2 · derivative.exercise_price: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F3 · shares: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired is based on the closing prices ofthe Issuer's applicable class of ordinary shares on September 29, 2017, with the value of any fractional shares deferred in cash. F3 · price: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired is based on the closing prices ofthe Issuer's applicable class of ordinary shares on September 29, 2017, with the value of any fractional shares deferred in cash. F2 · derivative.exercise_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F2 · derivative.expiration_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:27 UTC |
COLE ANDREWDirector
|
GrantLiberty Global Class C Share Fund Units · Derivative | 413 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-17-000334 · wf-form4_150706601872732.xml · derivative · entry 8 COLE ANDREW · CIK 0001439731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,931 Underlying: Liberty Global Class C · 413 shares Expires not disclosed F2 · derivative.exercise_price: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F3 · shares: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired is based on the closing prices ofthe Issuer's applicable class of ordinary shares on September 29, 2017, with the value of any fractional shares deferred in cash. F3 · price: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired is based on the closing prices ofthe Issuer's applicable class of ordinary shares on September 29, 2017, with the value of any fractional shares deferred in cash. F2 · derivative.exercise_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F2 · derivative.expiration_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:27 UTC |
COLE ANDREWDirector
|
GrantLiberty Global Class A Share Fund Units · Derivative | 207 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-17-000334 · wf-form4_150706601872732.xml · derivative · entry 7 COLE ANDREW · CIK 0001439731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,453 Underlying: Liberty Global Class A · 207 shares Expires not disclosed F2 · derivative.exercise_price: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F3 · shares: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired is based on the closing prices ofthe Issuer's applicable class of ordinary shares on September 29, 2017, with the value of any fractional shares deferred in cash. F3 · price: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired is based on the closing prices ofthe Issuer's applicable class of ordinary shares on September 29, 2017, with the value of any fractional shares deferred in cash. F2 · derivative.exercise_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F2 · derivative.expiration_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:27 UTC |
COLE ANDREWDirector
|
GrantLiLAC Class C | 2 | $23.30 | $46.60 |
DisclosureSEC source: 0001570585-17-000334 · wf-form4_150706601872732.xml · nonDerivative · entry 4 COLE ANDREW · CIK 0001439731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,321 F1 · shares: Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of ordinary shares on September 29, 2017. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:27 UTC |
COLE ANDREWDirector
|
GrantLiLAC Class A | 1 | $23.76 | $23.76 |
DisclosureSEC source: 0001570585-17-000334 · wf-form4_150706601872732.xml · nonDerivative · entry 3 COLE ANDREW · CIK 0001439731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,420 F1 · shares: Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of ordinary shares on September 29, 2017. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:27 UTC |
COLE ANDREWDirector
|
GrantLiberty Global Class C | 74 | $32.70 | $2,419.80 |
DisclosureSEC source: 0001570585-17-000334 · wf-form4_150706601872732.xml · nonDerivative · entry 2 COLE ANDREW · CIK 0001439731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,849 F1 · shares: Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of ordinary shares on September 29, 2017. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:27 UTC |
COLE ANDREWDirector
|
GrantLiberty Global Class A | 37 | $33.91 | $1,254.67 |
DisclosureSEC source: 0001570585-17-000334 · wf-form4_150706601872732.xml · nonDerivative · entry 1 COLE ANDREW · CIK 0001439731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,577 F1 · shares: Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of ordinary shares on September 29, 2017. Read SEC document |
| September 25, 2017 Filed Sep 27, 2017 22:37 UTC |
MALONE JOHN CDirector · 10% owner
|
SaleLiberty Global Class C | 90,000 | $33.01 | $2,970,765.00 |
DisclosureSEC source: 0001570585-17-000314 · wf-form4_150655183980586.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By A Trust Disclosed balance after: 6,847,225 F1 · kind: The trust's sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person as trustee of the trust on June 23, 2017. F2 · price: The price reflects a weighted average of purchases made at prices ranging from $32.51 to $33.16. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price. F3 · balance_after: Held by a charitable remainder unitrust of which the Reporting Person is co-trustee and, with his spouse, retains a unitrust interest in the trust. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 21:12 UTC |
MALONE JOHN CDirector · 10% owner
|
OtherForward sale contract (obligation to sell) · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-17-000310 · wf-form4_150550991152078.xml · derivative · entry 9 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 19,235 shares Expires not disclosed F9 · derivative.exercise_price: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of its ordinary shares one share of the corresponding class of the Issuer's Latin America and Caribbean ordinary shares ("LiLAC shares") for every twenty shares of that class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the terms of the LBTYK forward, the LBTYK forward was automatically adjusted (the "LILAK forward") to apply to 110,000 (the "2015 adjustment") of the Issuer's LiLAC Class C ordinary shares ("LILAK"). On July 1, 2016, the Issuer distributed, by means of a dividend, to each holder of its Liberty Global Group ordinary shares ("LBTY shares"), one share of the corresponding class of the Issuer's LiLAC shares for every 8.01482 shares of that class of the Issuer's LBTY shares held by such holder as of the distribution record date. (Continued in Footnote 10) F10 · derivative.exercise_price: As a result, the LILAK forward was automatically adjusted (the "2016 adjustment") and, following such adjustment, relates to an aggregate maximum of 384,491 LILAK shares, divided into 20 components. 19 components relate to 19,224 LILAK shares and the last component relates to 19,235 shares (each, the "LILAK Number of Shares"). The LILAK forward floor price and the LILAK forward cap price for each of the 2015 adjustment and the 2016 adjustment were determined based on a reference price for the LILAK shares as of each adjustment. The LILAK forward may be settled on a physical settlement or cash settlement basis. F9 · kind: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of its ordinary shares one share of the corresponding class of the Issuer's Latin America and Caribbean ordinary shares ("LiLAC shares") for every twenty shares of that class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the terms of the LBTYK forward, the LBTYK forward was automatically adjusted (the "LILAK forward") to apply to 110,000 (the "2015 adjustment") of the Issuer's LiLAC Class C ordinary shares ("LILAK"). On July 1, 2016, the Issuer distributed, by means of a dividend, to each holder of its Liberty Global Group ordinary shares ("LBTY shares"), one share of the corresponding class of the Issuer's LiLAC shares for every 8.01482 shares of that class of the Issuer's LBTY shares held by such holder as of the distribution record date. (Continued in Footnote 10) F10 · kind: As a result, the LILAK forward was automatically adjusted (the "2016 adjustment") and, following such adjustment, relates to an aggregate maximum of 384,491 LILAK shares, divided into 20 components. 19 components relate to 19,224 LILAK shares and the last component relates to 19,235 shares (each, the "LILAK Number of Shares"). The LILAK forward floor price and the LILAK forward cap price for each of the 2015 adjustment and the 2016 adjustment were determined based on a reference price for the LILAK shares as of each adjustment. The LILAK forward may be settled on a physical settlement or cash settlement basis. F13 · shares: On September 14, 2017, the twentieth component of the LILAK forward matured. The Reporting Person elected to cash settle the LILAK forward, as further described in the Remarks section. The settlement price for (i) the 2015 adjustment portion of the twentieth component was below the LILAK forward floor price and (ii) the 2016 adjustment portion of the twentieth component was between the LILAK forward cap price and the LILAK forward floor price; therefore, the Reporting Person received an amount in cash from the counterparty for the 2015 adjustment portion pursuant to the terms of the LILAK forward. F12 · derivative.exercise_date: The LILAK forward is divided into 20 components, of which the first 19 are with respect to 19,224 LILAK shares and the last is with respect to 19,235 LILAK shares. The components matured on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. F12 · derivative.expiration_date: The LILAK forward is divided into 20 components, of which the first 19 are with respect to 19,224 LILAK shares and the last is with respect to 19,235 LILAK shares. The components matured on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 21:12 UTC |
MALONE JOHN CDirector · 10% owner
|
OtherForward sale contract (obligation to sell) · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-17-000310 · wf-form4_150550991152078.xml · derivative · entry 8 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Liberty Global Class C · 110,000 shares Expires not disclosed F6 · derivative.exercise_price: On July 17, 2012, the Reporting Person entered into a long-dated post-paid variable forward sale contract (the "LBTYK forward") with an unaffiliated counterparty (the "counterparty") relating to a maximum of 1,100,000 shares of Liberty Global Inc.'s ("LGI") Series C common stock, divided into 20 components. On June 7, 2013, upon consummation of the combination of LGI and Virgin Media Inc. under Liberty Global plc pursuant to that certain agreement and plan of merger dated as of February 5, 2013, as amended, each share of LGI's Series C common stock was exchanged for one share of LBTYK. On March 3, 2014, the Issuer distributed LBTYK shares as a dividend at a rate of one LBTYK share for every share of the Issuer's ordinary shares outstanding as of February 14, 2014. (Continued in Footnote 7) F7 · derivative.exercise_price: As a result, the LBTYK forward was adjusted to relate to 2,200,000 LBTYK shares. Each component relates to 110,000 LBTYK shares (each, the "LBTYK Number of Shares"). The LBTYK forward floor price and the LBTYK forward cap price were determined based on the volume weighted average price at which the counterparty established its initial hedge, which was completed on July 17, 2012. The LBTYK forward may be settled on a physical settlement or cash settlement basis. F6 · kind: On July 17, 2012, the Reporting Person entered into a long-dated post-paid variable forward sale contract (the "LBTYK forward") with an unaffiliated counterparty (the "counterparty") relating to a maximum of 1,100,000 shares of Liberty Global Inc.'s ("LGI") Series C common stock, divided into 20 components. On June 7, 2013, upon consummation of the combination of LGI and Virgin Media Inc. under Liberty Global plc pursuant to that certain agreement and plan of merger dated as of February 5, 2013, as amended, each share of LGI's Series C common stock was exchanged for one share of LBTYK. On March 3, 2014, the Issuer distributed LBTYK shares as a dividend at a rate of one LBTYK share for every share of the Issuer's ordinary shares outstanding as of February 14, 2014. (Continued in Footnote 7) F7 · kind: As a result, the LBTYK forward was adjusted to relate to 2,200,000 LBTYK shares. Each component relates to 110,000 LBTYK shares (each, the "LBTYK Number of Shares"). The LBTYK forward floor price and the LBTYK forward cap price were determined based on the volume weighted average price at which the counterparty established its initial hedge, which was completed on July 17, 2012. The LBTYK forward may be settled on a physical settlement or cash settlement basis. F2 · shares: On September 14, 2017, the twentieth component of the LBTYK forward matured. The Reporting Person elected to physically settle the LBTYK forward, as further described in the Remarks section. The settlement price for the twentieth component was above the LBTYK forward cap price; therefore, the Reporting Person delivered 96,679 shares of LBTYK to the counterparty and retained 13,321 LBTYK shares. F8 · derivative.exercise_date: The forward sale contract is divided into 20 components, each with respect to 110,000 LBTYK shares. The components matured on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. F8 · derivative.expiration_date: The forward sale contract is divided into 20 components, each with respect to 110,000 LBTYK shares. The components matured on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 21:12 UTC |
MALONE JOHN CDirector · 10% owner
|
OtherLiberty Global Class C | 96,679 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-17-000310 · wf-form4_150550991152078.xml · nonDerivative · entry 2 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,975,876 F2 · kind: On September 14, 2017, the twentieth component of the LBTYK forward matured. The Reporting Person elected to physically settle the LBTYK forward, as further described in the Remarks section. The settlement price for the twentieth component was above the LBTYK forward cap price; therefore, the Reporting Person delivered 96,679 shares of LBTYK to the counterparty and retained 13,321 LBTYK shares. F2 · price: On September 14, 2017, the twentieth component of the LBTYK forward matured. The Reporting Person elected to physically settle the LBTYK forward, as further described in the Remarks section. The settlement price for the twentieth component was above the LBTYK forward cap price; therefore, the Reporting Person delivered 96,679 shares of LBTYK to the counterparty and retained 13,321 LBTYK shares. Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 21:12 UTC |
MALONE JOHN CDirector · 10% owner
|
OtherForward sale contract (obligation to sell) · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-17-000310 · wf-form4_150550991152078.xml · derivative · entry 7 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 Underlying: LiLAC Class C · 38,459 shares Expires not disclosed F9 · derivative.exercise_price: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of its ordinary shares one share of the corresponding class of the Issuer's Latin America and Caribbean ordinary shares ("LiLAC shares") for every twenty shares of that class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the terms of the LBTYK forward, the LBTYK forward was automatically adjusted (the "LILAK forward") to apply to 110,000 (the "2015 adjustment") of the Issuer's LiLAC Class C ordinary shares ("LILAK"). On July 1, 2016, the Issuer distributed, by means of a dividend, to each holder of its Liberty Global Group ordinary shares ("LBTY shares"), one share of the corresponding class of the Issuer's LiLAC shares for every 8.01482 shares of that class of the Issuer's LBTY shares held by such holder as of the distribution record date. (Continued in Footnote 10) F10 · derivative.exercise_price: As a result, the LILAK forward was automatically adjusted (the "2016 adjustment") and, following such adjustment, relates to an aggregate maximum of 384,491 LILAK shares, divided into 20 components. 19 components relate to 19,224 LILAK shares and the last component relates to 19,235 shares (each, the "LILAK Number of Shares"). The LILAK forward floor price and the LILAK forward cap price for each of the 2015 adjustment and the 2016 adjustment were determined based on a reference price for the LILAK shares as of each adjustment. The LILAK forward may be settled on a physical settlement or cash settlement basis. F9 · kind: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of its ordinary shares one share of the corresponding class of the Issuer's Latin America and Caribbean ordinary shares ("LiLAC shares") for every twenty shares of that class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the terms of the LBTYK forward, the LBTYK forward was automatically adjusted (the "LILAK forward") to apply to 110,000 (the "2015 adjustment") of the Issuer's LiLAC Class C ordinary shares ("LILAK"). On July 1, 2016, the Issuer distributed, by means of a dividend, to each holder of its Liberty Global Group ordinary shares ("LBTY shares"), one share of the corresponding class of the Issuer's LiLAC shares for every 8.01482 shares of that class of the Issuer's LBTY shares held by such holder as of the distribution record date. (Continued in Footnote 10) F10 · kind: As a result, the LILAK forward was automatically adjusted (the "2016 adjustment") and, following such adjustment, relates to an aggregate maximum of 384,491 LILAK shares, divided into 20 components. 19 components relate to 19,224 LILAK shares and the last component relates to 19,235 shares (each, the "LILAK Number of Shares"). The LILAK forward floor price and the LILAK forward cap price for each of the 2015 adjustment and the 2016 adjustment were determined based on a reference price for the LILAK shares as of each adjustment. The LILAK forward may be settled on a physical settlement or cash settlement basis. F11 · shares: On September 13, 2017, the nineteenth component of the LILAK forward matured. The Reporting Person elected to cash settle the LILAK forward, as further described in the Remarks section. The settlement price for (i) the 2015 adjustment portion of the nineteenth component was below the LILAK forward floor price and (ii) the 2016 adjustment portion of the nineteenth component was between the LILAK forward cap price and the LILAK forward floor price; therefore, the Reporting Person received an amount in cash from the counterparty for the 2015 adjustment portion pursuant to the terms of the LILAK forward. F12 · derivative.exercise_date: The LILAK forward is divided into 20 components, of which the first 19 are with respect to 19,224 LILAK shares and the last is with respect to 19,235 LILAK shares. The components matured on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. F12 · derivative.expiration_date: The LILAK forward is divided into 20 components, of which the first 19 are with respect to 19,224 LILAK shares and the last is with respect to 19,235 LILAK shares. The components matured on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 21:12 UTC |
MALONE JOHN CDirector · 10% owner
|
OtherForward sale contract (obligation to sell) · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-17-000310 · wf-form4_150550991152078.xml · derivative · entry 6 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 Underlying: Liberty Global Class C · 220,000 shares Expires not disclosed F6 · derivative.exercise_price: On July 17, 2012, the Reporting Person entered into a long-dated post-paid variable forward sale contract (the "LBTYK forward") with an unaffiliated counterparty (the "counterparty") relating to a maximum of 1,100,000 shares of Liberty Global Inc.'s ("LGI") Series C common stock, divided into 20 components. On June 7, 2013, upon consummation of the combination of LGI and Virgin Media Inc. under Liberty Global plc pursuant to that certain agreement and plan of merger dated as of February 5, 2013, as amended, each share of LGI's Series C common stock was exchanged for one share of LBTYK. On March 3, 2014, the Issuer distributed LBTYK shares as a dividend at a rate of one LBTYK share for every share of the Issuer's ordinary shares outstanding as of February 14, 2014. (Continued in Footnote 7) F7 · derivative.exercise_price: As a result, the LBTYK forward was adjusted to relate to 2,200,000 LBTYK shares. Each component relates to 110,000 LBTYK shares (each, the "LBTYK Number of Shares"). The LBTYK forward floor price and the LBTYK forward cap price were determined based on the volume weighted average price at which the counterparty established its initial hedge, which was completed on July 17, 2012. The LBTYK forward may be settled on a physical settlement or cash settlement basis. F6 · kind: On July 17, 2012, the Reporting Person entered into a long-dated post-paid variable forward sale contract (the "LBTYK forward") with an unaffiliated counterparty (the "counterparty") relating to a maximum of 1,100,000 shares of Liberty Global Inc.'s ("LGI") Series C common stock, divided into 20 components. On June 7, 2013, upon consummation of the combination of LGI and Virgin Media Inc. under Liberty Global plc pursuant to that certain agreement and plan of merger dated as of February 5, 2013, as amended, each share of LGI's Series C common stock was exchanged for one share of LBTYK. On March 3, 2014, the Issuer distributed LBTYK shares as a dividend at a rate of one LBTYK share for every share of the Issuer's ordinary shares outstanding as of February 14, 2014. (Continued in Footnote 7) F7 · kind: As a result, the LBTYK forward was adjusted to relate to 2,200,000 LBTYK shares. Each component relates to 110,000 LBTYK shares (each, the "LBTYK Number of Shares"). The LBTYK forward floor price and the LBTYK forward cap price were determined based on the volume weighted average price at which the counterparty established its initial hedge, which was completed on July 17, 2012. The LBTYK forward may be settled on a physical settlement or cash settlement basis. F1 · shares: On September 13, 2017, the nineteenth component of the LBTYK forward (as defined and described below) matured. The Reporting Person elected to physically settle the LBTYK forward, as further described in the Remarks section. The settlement price for the nineteenth component was above the LBTYK forward cap price; therefore, the Reporting Person delivered 96,701 shares of the Issuer's Liberty Global Class C ordinary shares ("LBTYK") to the counterparty (as defined below) and retained 13,299 LBTYK shares. F8 · derivative.exercise_date: The forward sale contract is divided into 20 components, each with respect to 110,000 LBTYK shares. The components matured on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. F8 · derivative.expiration_date: The forward sale contract is divided into 20 components, each with respect to 110,000 LBTYK shares. The components matured on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 21:12 UTC |
MALONE JOHN CDirector · 10% owner
|
OtherLiberty Global Class C | 96,701 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-17-000310 · wf-form4_150550991152078.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,072,555 F1 · kind: On September 13, 2017, the nineteenth component of the LBTYK forward (as defined and described below) matured. The Reporting Person elected to physically settle the LBTYK forward, as further described in the Remarks section. The settlement price for the nineteenth component was above the LBTYK forward cap price; therefore, the Reporting Person delivered 96,701 shares of the Issuer's Liberty Global Class C ordinary shares ("LBTYK") to the counterparty (as defined below) and retained 13,299 LBTYK shares. F1 · price: On September 13, 2017, the nineteenth component of the LBTYK forward (as defined and described below) matured. The Reporting Person elected to physically settle the LBTYK forward, as further described in the Remarks section. The settlement price for the nineteenth component was above the LBTYK forward cap price; therefore, the Reporting Person delivered 96,701 shares of the Issuer's Liberty Global Class C ordinary shares ("LBTYK") to the counterparty (as defined below) and retained 13,299 LBTYK shares. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 21:26 UTC |
MALONE JOHN CDirector · 10% owner
|
OtherForward sale contract (obligation to sell) · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-17-000307 · wf-form4_150533798243490.xml · derivative · entry 9 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 Underlying: LiLAC Class C · 57,683 shares Expires not disclosed F9 · derivative.exercise_price: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of its ordinary shares one share of the corresponding class of the Issuer's Latin America and Caribbean ordinary shares ("LiLAC shares") for every twenty shares of that class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the terms of the LBTYK forward, the LBTYK forward was automatically adjusted (the "LILAK forward") to apply to 110,000 (the "2015 adjustment") of the Issuer's LiLAC Class C ordinary shares ("LILAK"). On July 1, 2016, the Issuer distributed, by means of a dividend, to each holder of its Liberty Global Group ordinary shares ("LBTY shares"), one share of the corresponding class of the Issuer's LiLAC shares for every 8.01482 shares of that class of the Issuer's LBTY shares held by such holder as of the distribution record date. (Continued in Footnote 10) F10 · derivative.exercise_price: As a result, the LILAK forward was automatically adjusted (the "2016 adjustment") and, following such adjustment, relates to an aggregate maximum of 384,491 LILAK shares, divided into 20 components. 19 components relate to 19,224 LILAK shares and the last component relates to 19,235 shares (each, the "LILAK Number of Shares"). The LILAK forward floor price and the LILAK forward cap price for each of the 2015 adjustment and the 2016 adjustment were determined based on a reference price for the LILAK shares as of each adjustment. The LILAK forward may be settled on a physical settlement or cash settlement basis. F9 · kind: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of its ordinary shares one share of the corresponding class of the Issuer's Latin America and Caribbean ordinary shares ("LiLAC shares") for every twenty shares of that class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the terms of the LBTYK forward, the LBTYK forward was automatically adjusted (the "LILAK forward") to apply to 110,000 (the "2015 adjustment") of the Issuer's LiLAC Class C ordinary shares ("LILAK"). On July 1, 2016, the Issuer distributed, by means of a dividend, to each holder of its Liberty Global Group ordinary shares ("LBTY shares"), one share of the corresponding class of the Issuer's LiLAC shares for every 8.01482 shares of that class of the Issuer's LBTY shares held by such holder as of the distribution record date. (Continued in Footnote 10) F10 · kind: As a result, the LILAK forward was automatically adjusted (the "2016 adjustment") and, following such adjustment, relates to an aggregate maximum of 384,491 LILAK shares, divided into 20 components. 19 components relate to 19,224 LILAK shares and the last component relates to 19,235 shares (each, the "LILAK Number of Shares"). The LILAK forward floor price and the LILAK forward cap price for each of the 2015 adjustment and the 2016 adjustment were determined based on a reference price for the LILAK shares as of each adjustment. The LILAK forward may be settled on a physical settlement or cash settlement basis. F13 · shares: On September 12, 2017, the eighteenth component of the LILAK forward matured. The Reporting Person elected to cash settle the LILAK forward, as further described in the Remarks section. The settlement price for (i) the 2015 adjustment portion of the eighteenth component was below the LILAK forward floor price and (ii) the 2016 adjustment portion of the eighteenth component was between the LILAK forward cap price and the LILAK forward floor price; therefore, the Reporting Person received an amount in cash from the counterparty for the 2015 adjustment portion pursuant to the terms of the LILAK forward. F12 · derivative.exercise_date: The LILAK forward is divided into 20 components, of which the first 19 are with respect to 19,224 LILAK shares and the last is with respect to 19,235 LILAK shares. The components mature on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. F12 · derivative.expiration_date: The LILAK forward is divided into 20 components, of which the first 19 are with respect to 19,224 LILAK shares and the last is with respect to 19,235 LILAK shares. The components mature on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 21:26 UTC |
MALONE JOHN CDirector · 10% owner
|
OtherForward sale contract (obligation to sell) · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-17-000307 · wf-form4_150533798243490.xml · derivative · entry 8 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 Underlying: Liberty Global Class C · 330,000 shares Expires not disclosed F6 · derivative.exercise_price: On July 17, 2012, the Reporting Person entered into a long-dated post-paid variable forward sale contract (the "LBTYK forward") with an unaffiliated counterparty (the "counterparty") relating to a maximum of 1,100,000 shares of Liberty Global Inc.'s ("LGI") Series C common stock, divided into 20 components. On June 7, 2013, upon consummation of the combination of LGI and Virgin Media Inc. under Liberty Global plc pursuant to that certain agreement and plan of merger dated as of February 5, 2013, as amended, each share of LGI's Series C common stock was exchanged for one share of LBTYK. On March 3, 2014, the Issuer distributed LBTYK shares as a dividend at a rate of one LBTYK share for every share of the Issuer's ordinary shares outstanding as of February 14, 2014. (Continued in Footnote 7) F7 · derivative.exercise_price: As a result, the LBTYK forward was adjusted to relate to 2,200,000 LBTYK shares. Each component relates to 110,000 LBTYK shares (each, the "LBTYK Number of Shares"). The LBTYK forward floor price and the LBTYK forward cap price were determined based on the volume weighted average price at which the counterparty established its initial hedge, which was completed on July 17, 2012. The LBTYK forward may be settled on a physical settlement or cash settlement basis. F6 · kind: On July 17, 2012, the Reporting Person entered into a long-dated post-paid variable forward sale contract (the "LBTYK forward") with an unaffiliated counterparty (the "counterparty") relating to a maximum of 1,100,000 shares of Liberty Global Inc.'s ("LGI") Series C common stock, divided into 20 components. On June 7, 2013, upon consummation of the combination of LGI and Virgin Media Inc. under Liberty Global plc pursuant to that certain agreement and plan of merger dated as of February 5, 2013, as amended, each share of LGI's Series C common stock was exchanged for one share of LBTYK. On March 3, 2014, the Issuer distributed LBTYK shares as a dividend at a rate of one LBTYK share for every share of the Issuer's ordinary shares outstanding as of February 14, 2014. (Continued in Footnote 7) F7 · kind: As a result, the LBTYK forward was adjusted to relate to 2,200,000 LBTYK shares. Each component relates to 110,000 LBTYK shares (each, the "LBTYK Number of Shares"). The LBTYK forward floor price and the LBTYK forward cap price were determined based on the volume weighted average price at which the counterparty established its initial hedge, which was completed on July 17, 2012. The LBTYK forward may be settled on a physical settlement or cash settlement basis. F2 · shares: On September 12, 2017, the eighteenth component of the LBTYK forward matured. The Reporting Person elected to physically settle the LBTYK forward, as further described in the Remarks section. The settlement price for the eighteenth component was above the LBTYK forward cap price; therefore, the Reporting Person delivered 96,800 shares of LBTYK to the counterparty and retained 13,200 LBTYK shares. F8 · derivative.exercise_date: The forward sale contract is divided into 20 components, each with respect to 110,000 LBTYK shares. The components mature on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. F8 · derivative.expiration_date: The forward sale contract is divided into 20 components, each with respect to 110,000 LBTYK shares. The components mature on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 21:26 UTC |
MALONE JOHN CDirector · 10% owner
|
OtherLiberty Global Class C | 96,800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-17-000307 · wf-form4_150533798243490.xml · nonDerivative · entry 2 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,169,256 F2 · kind: On September 12, 2017, the eighteenth component of the LBTYK forward matured. The Reporting Person elected to physically settle the LBTYK forward, as further described in the Remarks section. The settlement price for the eighteenth component was above the LBTYK forward cap price; therefore, the Reporting Person delivered 96,800 shares of LBTYK to the counterparty and retained 13,200 LBTYK shares. F2 · price: On September 12, 2017, the eighteenth component of the LBTYK forward matured. The Reporting Person elected to physically settle the LBTYK forward, as further described in the Remarks section. The settlement price for the eighteenth component was above the LBTYK forward cap price; therefore, the Reporting Person delivered 96,800 shares of LBTYK to the counterparty and retained 13,200 LBTYK shares. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 21:26 UTC |
MALONE JOHN CDirector · 10% owner
|
OtherForward sale contract (obligation to sell) · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-17-000307 · wf-form4_150533798243490.xml · derivative · entry 7 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 Underlying: LiLAC Class C · 76,907 shares Expires not disclosed F9 · derivative.exercise_price: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of its ordinary shares one share of the corresponding class of the Issuer's Latin America and Caribbean ordinary shares ("LiLAC shares") for every twenty shares of that class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the terms of the LBTYK forward, the LBTYK forward was automatically adjusted (the "LILAK forward") to apply to 110,000 (the "2015 adjustment") of the Issuer's LiLAC Class C ordinary shares ("LILAK"). On July 1, 2016, the Issuer distributed, by means of a dividend, to each holder of its Liberty Global Group ordinary shares ("LBTY shares"), one share of the corresponding class of the Issuer's LiLAC shares for every 8.01482 shares of that class of the Issuer's LBTY shares held by such holder as of the distribution record date. (Continued in Footnote 10) F10 · derivative.exercise_price: As a result, the LILAK forward was automatically adjusted (the "2016 adjustment") and, following such adjustment, relates to an aggregate maximum of 384,491 LILAK shares, divided into 20 components. 19 components relate to 19,224 LILAK shares and the last component relates to 19,235 shares (each, the "LILAK Number of Shares"). The LILAK forward floor price and the LILAK forward cap price for each of the 2015 adjustment and the 2016 adjustment were determined based on a reference price for the LILAK shares as of each adjustment. The LILAK forward may be settled on a physical settlement or cash settlement basis. F9 · kind: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of its ordinary shares one share of the corresponding class of the Issuer's Latin America and Caribbean ordinary shares ("LiLAC shares") for every twenty shares of that class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the terms of the LBTYK forward, the LBTYK forward was automatically adjusted (the "LILAK forward") to apply to 110,000 (the "2015 adjustment") of the Issuer's LiLAC Class C ordinary shares ("LILAK"). On July 1, 2016, the Issuer distributed, by means of a dividend, to each holder of its Liberty Global Group ordinary shares ("LBTY shares"), one share of the corresponding class of the Issuer's LiLAC shares for every 8.01482 shares of that class of the Issuer's LBTY shares held by such holder as of the distribution record date. (Continued in Footnote 10) F10 · kind: As a result, the LILAK forward was automatically adjusted (the "2016 adjustment") and, following such adjustment, relates to an aggregate maximum of 384,491 LILAK shares, divided into 20 components. 19 components relate to 19,224 LILAK shares and the last component relates to 19,235 shares (each, the "LILAK Number of Shares"). The LILAK forward floor price and the LILAK forward cap price for each of the 2015 adjustment and the 2016 adjustment were determined based on a reference price for the LILAK shares as of each adjustment. The LILAK forward may be settled on a physical settlement or cash settlement basis. F11 · shares: On September 11, 2017, the seventeenth component of the LILAK forward matured. The Reporting Person elected to cash settle the LILAK forward, as further described in the Remarks section. The settlement price for (i) the 2015 adjustment portion of the seventeenth component was below the LILAK forward floor price and (ii) the 2016 adjustment portion of the seventeenth component was between the LILAK forward cap price and the LILAK forward floor price; therefore, the Reporting Person received an amount in cash from the counterparty for the 2015 adjustment portion pursuant to the terms of the LILAK forward. F12 · derivative.exercise_date: The LILAK forward is divided into 20 components, of which the first 19 are with respect to 19,224 LILAK shares and the last is with respect to 19,235 LILAK shares. The components mature on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. F12 · derivative.expiration_date: The LILAK forward is divided into 20 components, of which the first 19 are with respect to 19,224 LILAK shares and the last is with respect to 19,235 LILAK shares. The components mature on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 21:26 UTC |
MALONE JOHN CDirector · 10% owner
|
OtherForward sale contract (obligation to sell) · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-17-000307 · wf-form4_150533798243490.xml · derivative · entry 6 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 Underlying: Liberty Global Class C · 440,000 shares Expires not disclosed F6 · derivative.exercise_price: On July 17, 2012, the Reporting Person entered into a long-dated post-paid variable forward sale contract (the "LBTYK forward") with an unaffiliated counterparty (the "counterparty") relating to a maximum of 1,100,000 shares of Liberty Global Inc.'s ("LGI") Series C common stock, divided into 20 components. On June 7, 2013, upon consummation of the combination of LGI and Virgin Media Inc. under Liberty Global plc pursuant to that certain agreement and plan of merger dated as of February 5, 2013, as amended, each share of LGI's Series C common stock was exchanged for one share of LBTYK. On March 3, 2014, the Issuer distributed LBTYK shares as a dividend at a rate of one LBTYK share for every share of the Issuer's ordinary shares outstanding as of February 14, 2014. (Continued in Footnote 7) F7 · derivative.exercise_price: As a result, the LBTYK forward was adjusted to relate to 2,200,000 LBTYK shares. Each component relates to 110,000 LBTYK shares (each, the "LBTYK Number of Shares"). The LBTYK forward floor price and the LBTYK forward cap price were determined based on the volume weighted average price at which the counterparty established its initial hedge, which was completed on July 17, 2012. The LBTYK forward may be settled on a physical settlement or cash settlement basis. F6 · kind: On July 17, 2012, the Reporting Person entered into a long-dated post-paid variable forward sale contract (the "LBTYK forward") with an unaffiliated counterparty (the "counterparty") relating to a maximum of 1,100,000 shares of Liberty Global Inc.'s ("LGI") Series C common stock, divided into 20 components. On June 7, 2013, upon consummation of the combination of LGI and Virgin Media Inc. under Liberty Global plc pursuant to that certain agreement and plan of merger dated as of February 5, 2013, as amended, each share of LGI's Series C common stock was exchanged for one share of LBTYK. On March 3, 2014, the Issuer distributed LBTYK shares as a dividend at a rate of one LBTYK share for every share of the Issuer's ordinary shares outstanding as of February 14, 2014. (Continued in Footnote 7) F7 · kind: As a result, the LBTYK forward was adjusted to relate to 2,200,000 LBTYK shares. Each component relates to 110,000 LBTYK shares (each, the "LBTYK Number of Shares"). The LBTYK forward floor price and the LBTYK forward cap price were determined based on the volume weighted average price at which the counterparty established its initial hedge, which was completed on July 17, 2012. The LBTYK forward may be settled on a physical settlement or cash settlement basis. F1 · shares: On September 11, 2017, the seventeenth component of the LBTYK forward (as defined and described below) matured. The Reporting Person elected to physically settle the LBTYK forward, as further described in the Remarks section. The settlement price for the seventeenth component was above the LBTYK forward cap price; therefore, the Reporting Person delivered 96,448 shares of the Issuer's Liberty Global Class C ordinary shares ("LBTYK") to the counterparty (as defined below) and retained 13,552 LBTYK shares. F8 · derivative.exercise_date: The forward sale contract is divided into 20 components, each with respect to 110,000 LBTYK shares. The components mature on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. F8 · derivative.expiration_date: The forward sale contract is divided into 20 components, each with respect to 110,000 LBTYK shares. The components mature on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 21:26 UTC |
MALONE JOHN CDirector · 10% owner
|
OtherLiberty Global Class C | 96,448 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-17-000307 · wf-form4_150533798243490.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,266,056 F1 · kind: On September 11, 2017, the seventeenth component of the LBTYK forward (as defined and described below) matured. The Reporting Person elected to physically settle the LBTYK forward, as further described in the Remarks section. The settlement price for the seventeenth component was above the LBTYK forward cap price; therefore, the Reporting Person delivered 96,448 shares of the Issuer's Liberty Global Class C ordinary shares ("LBTYK") to the counterparty (as defined below) and retained 13,552 LBTYK shares. F1 · price: On September 11, 2017, the seventeenth component of the LBTYK forward (as defined and described below) matured. The Reporting Person elected to physically settle the LBTYK forward, as further described in the Remarks section. The settlement price for the seventeenth component was above the LBTYK forward cap price; therefore, the Reporting Person delivered 96,448 shares of the Issuer's Liberty Global Class C ordinary shares ("LBTYK") to the counterparty (as defined below) and retained 13,552 LBTYK shares. Read SEC document |
| September 08, 2017 Filed Sep 11, 2017 21:23 UTC |
MALONE JOHN CDirector · 10% owner
|
OtherForward sale contract (obligation to sell) · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-17-000304 · wf-form4_150516501708805.xml · derivative · entry 9 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 Underlying: LiLAC Class C · 96,131 shares Expires not disclosed F9 · derivative.exercise_price: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of its ordinary shares one share of the corresponding class of the Issuer's Latin America and Caribbean ordinary shares ("LiLAC shares") for every twenty shares of that class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the terms of the LBTYK forward, the LBTYK forward was automatically adjusted (the "LILAK forward") to apply to 110,000 (the "2015 adjustment") of the Issuer's LiLAC Class C ordinary shares ("LILAK"). On July 1, 2016, the Issuer distributed, by means of a dividend, to each holder of its Liberty Global Group ordinary shares ("LBTY shares"), one share of the corresponding class of the Issuer's LiLAC shares for every 8.01482 shares of that class of the Issuer's LBTY shares held by such holder as of the distribution record date. (Continued in Footnote 10) F10 · derivative.exercise_price: As a result, the LILAK forward was automatically adjusted (the "2016 adjustment") and, following such adjustment, relates to an aggregate maximum of 384,491 LILAK shares, divided into 20 components. 19 components relate to 19,224 LILAK shares and the last component relates to 19,235 shares (each, the "LILAK Number of Shares"). The LILAK forward floor price and the LILAK forward cap price for each of the 2015 adjustment and the 2016 adjustment were determined based on a reference price for the LILAK shares as of each adjustment. The LILAK forward may be settled on a physical settlement or cash settlement basis. F9 · kind: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of its ordinary shares one share of the corresponding class of the Issuer's Latin America and Caribbean ordinary shares ("LiLAC shares") for every twenty shares of that class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the terms of the LBTYK forward, the LBTYK forward was automatically adjusted (the "LILAK forward") to apply to 110,000 (the "2015 adjustment") of the Issuer's LiLAC Class C ordinary shares ("LILAK"). On July 1, 2016, the Issuer distributed, by means of a dividend, to each holder of its Liberty Global Group ordinary shares ("LBTY shares"), one share of the corresponding class of the Issuer's LiLAC shares for every 8.01482 shares of that class of the Issuer's LBTY shares held by such holder as of the distribution record date. (Continued in Footnote 10) F10 · kind: As a result, the LILAK forward was automatically adjusted (the "2016 adjustment") and, following such adjustment, relates to an aggregate maximum of 384,491 LILAK shares, divided into 20 components. 19 components relate to 19,224 LILAK shares and the last component relates to 19,235 shares (each, the "LILAK Number of Shares"). The LILAK forward floor price and the LILAK forward cap price for each of the 2015 adjustment and the 2016 adjustment were determined based on a reference price for the LILAK shares as of each adjustment. The LILAK forward may be settled on a physical settlement or cash settlement basis. F13 · shares: On September 8, 2017, the sixteenth component of the LILAK forward matured. The Reporting Person elected to cash settle the LILAK forward, as further described in the Remarks section. The settlement price for (i) the 2015 adjustment portion of the sixteenth component was below the LILAK forward floor price and (ii) the 2016 adjustment portion of the sixteenth component was between the LILAK forward cap price and the LILAK forward floor price; therefore, the Reporting Person received an amount in cash from the counterparty for the 2015 adjustment portion pursuant to the terms of the LILAK forward. F12 · derivative.exercise_date: The LILAK forward is divided into 20 components, of which the first 19 are with respect to 19,224 LILAK shares and the last is with respect to 19,235 LILAK shares. The components mature on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. F12 · derivative.expiration_date: The LILAK forward is divided into 20 components, of which the first 19 are with respect to 19,224 LILAK shares and the last is with respect to 19,235 LILAK shares. The components mature on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. Read SEC document |
| September 08, 2017 Filed Sep 11, 2017 21:23 UTC |
MALONE JOHN CDirector · 10% owner
|
OtherForward sale contract (obligation to sell) · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-17-000304 · wf-form4_150516501708805.xml · derivative · entry 8 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 Underlying: Liberty Global Class C · 550,000 shares Expires not disclosed F6 · derivative.exercise_price: On July 17, 2012, the Reporting Person entered into a long-dated post-paid variable forward sale contract (the "LBTYK forward") with an unaffiliated counterparty (the "counterparty") relating to a maximum of 1,100,000 shares of Liberty Global Inc.'s ("LGI") Series C common stock, divided into 20 components. On June 7, 2013, upon consummation of the combination of LGI and Virgin Media Inc. under Liberty Global plc pursuant to that certain agreement and plan of merger dated as of February 5, 2013, as amended, each share of LGI's Series C common stock was exchanged for one share of LBTYK. On March 3, 2014, the Issuer distributed LBTYK shares as a dividend at a rate of one LBTYK share for every share of the Issuer's ordinary shares outstanding as of February 14, 2014. (Continued in Footnote 7) F7 · derivative.exercise_price: As a result, the LBTYK forward was adjusted to relate to 2,200,000 LBTYK shares. Each component relates to 110,000 LBTYK shares (each, the "LBTYK Number of Shares"). The LBTYK forward floor price and the LBTYK forward cap price were determined based on the volume weighted average price at which the counterparty established its initial hedge, which was completed on July 17, 2012. The LBTYK forward may be settled on a physical settlement or cash settlement basis. F6 · kind: On July 17, 2012, the Reporting Person entered into a long-dated post-paid variable forward sale contract (the "LBTYK forward") with an unaffiliated counterparty (the "counterparty") relating to a maximum of 1,100,000 shares of Liberty Global Inc.'s ("LGI") Series C common stock, divided into 20 components. On June 7, 2013, upon consummation of the combination of LGI and Virgin Media Inc. under Liberty Global plc pursuant to that certain agreement and plan of merger dated as of February 5, 2013, as amended, each share of LGI's Series C common stock was exchanged for one share of LBTYK. On March 3, 2014, the Issuer distributed LBTYK shares as a dividend at a rate of one LBTYK share for every share of the Issuer's ordinary shares outstanding as of February 14, 2014. (Continued in Footnote 7) F7 · kind: As a result, the LBTYK forward was adjusted to relate to 2,200,000 LBTYK shares. Each component relates to 110,000 LBTYK shares (each, the "LBTYK Number of Shares"). The LBTYK forward floor price and the LBTYK forward cap price were determined based on the volume weighted average price at which the counterparty established its initial hedge, which was completed on July 17, 2012. The LBTYK forward may be settled on a physical settlement or cash settlement basis. F2 · shares: On September 8, 2017, the sixteenth component of the LBTYK forward matured. The Reporting Person elected to physically settle the LBTYK forward, as further described in the Remarks section. The settlement price for the sixteenth component was above the LBTYK forward cap price; therefore, the Reporting Person delivered 96,668 shares of LBTYK to the counterparty and retained 13,332 LBTYK shares. F8 · derivative.exercise_date: The forward sale contract is divided into 20 components, each with respect to 110,000 LBTYK shares. The components mature on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. F8 · derivative.expiration_date: The forward sale contract is divided into 20 components, each with respect to 110,000 LBTYK shares. The components mature on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. Read SEC document |
| September 08, 2017 Filed Sep 11, 2017 21:23 UTC |
MALONE JOHN CDirector · 10% owner
|
OtherLiberty Global Class C | 96,668 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-17-000304 · wf-form4_150516501708805.xml · nonDerivative · entry 2 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,362,504 F2 · kind: On September 8, 2017, the sixteenth component of the LBTYK forward matured. The Reporting Person elected to physically settle the LBTYK forward, as further described in the Remarks section. The settlement price for the sixteenth component was above the LBTYK forward cap price; therefore, the Reporting Person delivered 96,668 shares of LBTYK to the counterparty and retained 13,332 LBTYK shares. F2 · price: On September 8, 2017, the sixteenth component of the LBTYK forward matured. The Reporting Person elected to physically settle the LBTYK forward, as further described in the Remarks section. The settlement price for the sixteenth component was above the LBTYK forward cap price; therefore, the Reporting Person delivered 96,668 shares of LBTYK to the counterparty and retained 13,332 LBTYK shares. Read SEC document |
| September 07, 2017 Filed Sep 11, 2017 21:23 UTC |
MALONE JOHN CDirector · 10% owner
|
OtherForward sale contract (obligation to sell) · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-17-000304 · wf-form4_150516501708805.xml · derivative · entry 7 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 Underlying: LiLAC Class C · 115,355 shares Expires not disclosed F9 · derivative.exercise_price: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of its ordinary shares one share of the corresponding class of the Issuer's Latin America and Caribbean ordinary shares ("LiLAC shares") for every twenty shares of that class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the terms of the LBTYK forward, the LBTYK forward was automatically adjusted (the "LILAK forward") to apply to 110,000 (the "2015 adjustment") of the Issuer's LiLAC Class C ordinary shares ("LILAK"). On July 1, 2016, the Issuer distributed, by means of a dividend, to each holder of its Liberty Global Group ordinary shares ("LBTY shares"), one share of the corresponding class of the Issuer's LiLAC shares for every 8.01482 shares of that class of the Issuer's LBTY shares held by such holder as of the distribution record date. (Continued in Footnote 10) F10 · derivative.exercise_price: As a result, the LILAK forward was automatically adjusted (the "2016 adjustment") and, following such adjustment, relates to an aggregate maximum of 384,491 LILAK shares, divided into 20 components. 19 components relate to 19,224 LILAK shares and the last component relates to 19,235 shares (each, the "LILAK Number of Shares"). The LILAK forward floor price and the LILAK forward cap price for each of the 2015 adjustment and the 2016 adjustment were determined based on a reference price for the LILAK shares as of each adjustment. The LILAK forward may be settled on a physical settlement or cash settlement basis. F9 · kind: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of its ordinary shares one share of the corresponding class of the Issuer's Latin America and Caribbean ordinary shares ("LiLAC shares") for every twenty shares of that class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the terms of the LBTYK forward, the LBTYK forward was automatically adjusted (the "LILAK forward") to apply to 110,000 (the "2015 adjustment") of the Issuer's LiLAC Class C ordinary shares ("LILAK"). On July 1, 2016, the Issuer distributed, by means of a dividend, to each holder of its Liberty Global Group ordinary shares ("LBTY shares"), one share of the corresponding class of the Issuer's LiLAC shares for every 8.01482 shares of that class of the Issuer's LBTY shares held by such holder as of the distribution record date. (Continued in Footnote 10) F10 · kind: As a result, the LILAK forward was automatically adjusted (the "2016 adjustment") and, following such adjustment, relates to an aggregate maximum of 384,491 LILAK shares, divided into 20 components. 19 components relate to 19,224 LILAK shares and the last component relates to 19,235 shares (each, the "LILAK Number of Shares"). The LILAK forward floor price and the LILAK forward cap price for each of the 2015 adjustment and the 2016 adjustment were determined based on a reference price for the LILAK shares as of each adjustment. The LILAK forward may be settled on a physical settlement or cash settlement basis. F11 · shares: On September 7, 2017, the fifteenth component of the LILAK forward matured. The Reporting Person elected to cash settle the LILAK forward, as further described in the Remarks section. The settlement price for (i) the 2015 adjustment portion of the fifteenth component was below the LILAK forward floor price and (ii) the 2016 adjustment portion of the fifteenth component was between the LILAK forward cap price and the LILAK forward floor price; therefore, the Reporting Person received an amount in cash from the counterparty for the 2015 adjustment portion pursuant to the terms of the LILAK forward. F12 · derivative.exercise_date: The LILAK forward is divided into 20 components, of which the first 19 are with respect to 19,224 LILAK shares and the last is with respect to 19,235 LILAK shares. The components mature on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. F12 · derivative.expiration_date: The LILAK forward is divided into 20 components, of which the first 19 are with respect to 19,224 LILAK shares and the last is with respect to 19,235 LILAK shares. The components mature on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. Read SEC document |
| September 07, 2017 Filed Sep 11, 2017 21:23 UTC |
MALONE JOHN CDirector · 10% owner
|
OtherForward sale contract (obligation to sell) · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-17-000304 · wf-form4_150516501708805.xml · derivative · entry 6 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 Underlying: Liberty Global Class C · 660,000 shares Expires not disclosed F6 · derivative.exercise_price: On July 17, 2012, the Reporting Person entered into a long-dated post-paid variable forward sale contract (the "LBTYK forward") with an unaffiliated counterparty (the "counterparty") relating to a maximum of 1,100,000 shares of Liberty Global Inc.'s ("LGI") Series C common stock, divided into 20 components. On June 7, 2013, upon consummation of the combination of LGI and Virgin Media Inc. under Liberty Global plc pursuant to that certain agreement and plan of merger dated as of February 5, 2013, as amended, each share of LGI's Series C common stock was exchanged for one share of LBTYK. On March 3, 2014, the Issuer distributed LBTYK shares as a dividend at a rate of one LBTYK share for every share of the Issuer's ordinary shares outstanding as of February 14, 2014. (Continued in Footnote 7) F7 · derivative.exercise_price: As a result, the LBTYK forward was adjusted to relate to 2,200,000 LBTYK shares. Each component relates to 110,000 LBTYK shares (each, the "LBTYK Number of Shares"). The LBTYK forward floor price and the LBTYK forward cap price were determined based on the volume weighted average price at which the counterparty established its initial hedge, which was completed on July 17, 2012. The LBTYK forward may be settled on a physical settlement or cash settlement basis. F6 · kind: On July 17, 2012, the Reporting Person entered into a long-dated post-paid variable forward sale contract (the "LBTYK forward") with an unaffiliated counterparty (the "counterparty") relating to a maximum of 1,100,000 shares of Liberty Global Inc.'s ("LGI") Series C common stock, divided into 20 components. On June 7, 2013, upon consummation of the combination of LGI and Virgin Media Inc. under Liberty Global plc pursuant to that certain agreement and plan of merger dated as of February 5, 2013, as amended, each share of LGI's Series C common stock was exchanged for one share of LBTYK. On March 3, 2014, the Issuer distributed LBTYK shares as a dividend at a rate of one LBTYK share for every share of the Issuer's ordinary shares outstanding as of February 14, 2014. (Continued in Footnote 7) F7 · kind: As a result, the LBTYK forward was adjusted to relate to 2,200,000 LBTYK shares. Each component relates to 110,000 LBTYK shares (each, the "LBTYK Number of Shares"). The LBTYK forward floor price and the LBTYK forward cap price were determined based on the volume weighted average price at which the counterparty established its initial hedge, which was completed on July 17, 2012. The LBTYK forward may be settled on a physical settlement or cash settlement basis. F1 · shares: On September 7, 2017, the fifteenth component of the LBTYK forward (as defined and described below) matured. The Reporting Person elected to physically settle the LBTYK forward, as further described in the Remarks section. The settlement price for the fifteenth component was above the LBTYK forward cap price; therefore, the Reporting Person delivered 96,899 shares of the Issuer's Liberty Global Class C ordinary shares ("LBTYK") to the counterparty (as defined below) and retained 13,101 LBTYK shares. F8 · derivative.exercise_date: The forward sale contract is divided into 20 components, each with respect to 110,000 LBTYK shares. The components mature on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. F8 · derivative.expiration_date: The forward sale contract is divided into 20 components, each with respect to 110,000 LBTYK shares. The components mature on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. Read SEC document |
| September 07, 2017 Filed Sep 11, 2017 21:23 UTC |
MALONE JOHN CDirector · 10% owner
|
OtherLiberty Global Class C | 96,899 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-17-000304 · wf-form4_150516501708805.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,459,172 F1 · kind: On September 7, 2017, the fifteenth component of the LBTYK forward (as defined and described below) matured. The Reporting Person elected to physically settle the LBTYK forward, as further described in the Remarks section. The settlement price for the fifteenth component was above the LBTYK forward cap price; therefore, the Reporting Person delivered 96,899 shares of the Issuer's Liberty Global Class C ordinary shares ("LBTYK") to the counterparty (as defined below) and retained 13,101 LBTYK shares. F1 · price: On September 7, 2017, the fifteenth component of the LBTYK forward (as defined and described below) matured. The Reporting Person elected to physically settle the LBTYK forward, as further described in the Remarks section. The settlement price for the fifteenth component was above the LBTYK forward cap price; therefore, the Reporting Person delivered 96,899 shares of the Issuer's Liberty Global Class C ordinary shares ("LBTYK") to the counterparty (as defined below) and retained 13,101 LBTYK shares. Read SEC document |
| September 06, 2017 Filed Sep 7, 2017 21:33 UTC |
MALONE JOHN CDirector · 10% owner
|
OtherForward sale contract (obligation to sell) · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-17-000302 · wf-form4_150481998648052.xml · derivative · entry 9 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 Underlying: LiLAC Class C · 134,579 shares Expires not disclosed F9 · derivative.exercise_price: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of its ordinary shares one share of the corresponding class of the Issuer's Latin America and Caribbean ordinary shares ("LiLAC shares") for every twenty shares of that class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the terms of the LBTYK forward, the LBTYK forward was automatically adjusted (the "LILAK forward") to apply to 110,000 (the "2015 adjustment") of the Issuer's LiLAC Class C ordinary shares ("LILAK"). On July 1, 2016, the Issuer distributed, by means of a dividend, to each holder of its Liberty Global Group ordinary shares ("LBTY shares"), one share of the corresponding class of the Issuer's LiLAC shares for every 8.01482 shares of that class of the Issuer's LBTY shares held by such holder as of the distribution record date. (Continued in Footnote 10) F10 · derivative.exercise_price: As a result, the LILAK forward was automatically adjusted (the "2016 adjustment") and, following such adjustment, relates to an aggregate maximum of 384,491 LILAK shares, divided into 20 components. 19 components relate to 19,224 LILAK shares and the last component relates to 19,235 shares (each, the "LILAK Number of Shares"). The LILAK forward floor price and the LILAK forward cap price for each of the 2015 adjustment and the 2016 adjustment were determined based on a reference price for the LILAK shares as of each adjustment. The LILAK forward may be settled on a physical settlement or cash settlement basis. F9 · kind: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of its ordinary shares one share of the corresponding class of the Issuer's Latin America and Caribbean ordinary shares ("LiLAC shares") for every twenty shares of that class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the terms of the LBTYK forward, the LBTYK forward was automatically adjusted (the "LILAK forward") to apply to 110,000 (the "2015 adjustment") of the Issuer's LiLAC Class C ordinary shares ("LILAK"). On July 1, 2016, the Issuer distributed, by means of a dividend, to each holder of its Liberty Global Group ordinary shares ("LBTY shares"), one share of the corresponding class of the Issuer's LiLAC shares for every 8.01482 shares of that class of the Issuer's LBTY shares held by such holder as of the distribution record date. (Continued in Footnote 10) F10 · kind: As a result, the LILAK forward was automatically adjusted (the "2016 adjustment") and, following such adjustment, relates to an aggregate maximum of 384,491 LILAK shares, divided into 20 components. 19 components relate to 19,224 LILAK shares and the last component relates to 19,235 shares (each, the "LILAK Number of Shares"). The LILAK forward floor price and the LILAK forward cap price for each of the 2015 adjustment and the 2016 adjustment were determined based on a reference price for the LILAK shares as of each adjustment. The LILAK forward may be settled on a physical settlement or cash settlement basis. F13 · shares: On September 6, 2017, the fourteenth component of the LILAK forward matured. The Reporting Person elected to cash settle the LILAK forward, as further described in the Remarks section. The settlement price for (i) the 2015 adjustment portion of the fourteenth component was below the LILAK forward floor price and (ii) the 2016 adjustment portion of the fourteenth component was above the LILAK forward cap price; therefore, the Reporting Person received an amount in cash from the counterparty pursuant to the terms of the LILAK forward. F12 · derivative.exercise_date: The LILAK forward is divided into 20 components, of which the first 19 are with respect to 19,224 LILAK shares and the last is with respect to 19,235 LILAK shares. The components mature on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. F12 · derivative.expiration_date: The LILAK forward is divided into 20 components, of which the first 19 are with respect to 19,224 LILAK shares and the last is with respect to 19,235 LILAK shares. The components mature on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. Read SEC document |
| September 06, 2017 Filed Sep 7, 2017 21:33 UTC |
MALONE JOHN CDirector · 10% owner
|
OtherForward sale contract (obligation to sell) · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-17-000302 · wf-form4_150481998648052.xml · derivative · entry 8 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 Underlying: Liberty Global Class C · 770,000 shares Expires not disclosed F6 · derivative.exercise_price: On July 17, 2012, the Reporting Person entered into a long-dated post-paid variable forward sale contract (the "LBTYK forward") with an unaffiliated counterparty (the "counterparty") relating to a maximum of 1,100,000 shares of Liberty Global Inc.'s ("LGI") Series C common stock, divided into 20 components. On June 7, 2013, upon consummation of the combination of LGI and Virgin Media Inc. under Liberty Global plc pursuant to that certain agreement and plan of merger dated as of February 5, 2013, as amended, each share of LGI's Series C common stock was exchanged for one share of LBTYK. On March 3, 2014, the Issuer distributed LBTYK shares as a dividend at a rate of one LBTYK share for every share of the Issuer's ordinary shares outstanding as of February 14, 2014. (Continued in Footnote 7) F7 · derivative.exercise_price: As a result, the LBTYK forward was adjusted to relate to 2,200,000 LBTYK shares. Each component relates to 110,000 LBTYK shares (each, the "LBTYK Number of Shares"). The LBTYK forward floor price and the LBTYK forward cap price were determined based on the volume weighted average price at which the counterparty established its initial hedge, which was completed on July 17, 2012. The LBTYK forward may be settled on a physical settlement or cash settlement basis. F6 · kind: On July 17, 2012, the Reporting Person entered into a long-dated post-paid variable forward sale contract (the "LBTYK forward") with an unaffiliated counterparty (the "counterparty") relating to a maximum of 1,100,000 shares of Liberty Global Inc.'s ("LGI") Series C common stock, divided into 20 components. On June 7, 2013, upon consummation of the combination of LGI and Virgin Media Inc. under Liberty Global plc pursuant to that certain agreement and plan of merger dated as of February 5, 2013, as amended, each share of LGI's Series C common stock was exchanged for one share of LBTYK. On March 3, 2014, the Issuer distributed LBTYK shares as a dividend at a rate of one LBTYK share for every share of the Issuer's ordinary shares outstanding as of February 14, 2014. (Continued in Footnote 7) F7 · kind: As a result, the LBTYK forward was adjusted to relate to 2,200,000 LBTYK shares. Each component relates to 110,000 LBTYK shares (each, the "LBTYK Number of Shares"). The LBTYK forward floor price and the LBTYK forward cap price were determined based on the volume weighted average price at which the counterparty established its initial hedge, which was completed on July 17, 2012. The LBTYK forward may be settled on a physical settlement or cash settlement basis. F2 · shares: On September 6, 2017, the fourteenth component of the LBTYK forward matured. The Reporting Person elected to physically settle the LBTYK forward, as further described in the Remarks section. The settlement price for the fourteenth component was above the LBTYK forward cap price; therefore, the Reporting Person delivered 97,361 shares of LBTYK to the counterparty and retained 12,639 LBTYK shares. F8 · derivative.exercise_date: The forward sale contract is divided into 20 components, each with respect to 110,000 LBTYK shares. The components mature on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. F8 · derivative.expiration_date: The forward sale contract is divided into 20 components, each with respect to 110,000 LBTYK shares. The components mature on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. Read SEC document |
| September 06, 2017 Filed Sep 7, 2017 21:33 UTC |
MALONE JOHN CDirector · 10% owner
|
OtherLiberty Global Class C | 97,361 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-17-000302 · wf-form4_150481998648052.xml · nonDerivative · entry 2 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,556,071 F2 · kind: On September 6, 2017, the fourteenth component of the LBTYK forward matured. The Reporting Person elected to physically settle the LBTYK forward, as further described in the Remarks section. The settlement price for the fourteenth component was above the LBTYK forward cap price; therefore, the Reporting Person delivered 97,361 shares of LBTYK to the counterparty and retained 12,639 LBTYK shares. F2 · price: On September 6, 2017, the fourteenth component of the LBTYK forward matured. The Reporting Person elected to physically settle the LBTYK forward, as further described in the Remarks section. The settlement price for the fourteenth component was above the LBTYK forward cap price; therefore, the Reporting Person delivered 97,361 shares of LBTYK to the counterparty and retained 12,639 LBTYK shares. Read SEC document |
| September 05, 2017 Filed Sep 7, 2017 21:33 UTC |
MALONE JOHN CDirector · 10% owner
|
OtherForward sale contract (obligation to sell) · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-17-000302 · wf-form4_150481998648052.xml · derivative · entry 7 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 Underlying: LiLAC Class C · 153,803 shares Expires not disclosed F9 · derivative.exercise_price: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of its ordinary shares one share of the corresponding class of the Issuer's Latin America and Caribbean ordinary shares ("LiLAC shares") for every twenty shares of that class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the terms of the LBTYK forward, the LBTYK forward was automatically adjusted (the "LILAK forward") to apply to 110,000 (the "2015 adjustment") of the Issuer's LiLAC Class C ordinary shares ("LILAK"). On July 1, 2016, the Issuer distributed, by means of a dividend, to each holder of its Liberty Global Group ordinary shares ("LBTY shares"), one share of the corresponding class of the Issuer's LiLAC shares for every 8.01482 shares of that class of the Issuer's LBTY shares held by such holder as of the distribution record date. (Continued in Footnote 10) F10 · derivative.exercise_price: As a result, the LILAK forward was automatically adjusted (the "2016 adjustment") and, following such adjustment, relates to an aggregate maximum of 384,491 LILAK shares, divided into 20 components. 19 components relate to 19,224 LILAK shares and the last component relates to 19,235 shares (each, the "LILAK Number of Shares"). The LILAK forward floor price and the LILAK forward cap price for each of the 2015 adjustment and the 2016 adjustment were determined based on a reference price for the LILAK shares as of each adjustment. The LILAK forward may be settled on a physical settlement or cash settlement basis. F9 · kind: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of its ordinary shares one share of the corresponding class of the Issuer's Latin America and Caribbean ordinary shares ("LiLAC shares") for every twenty shares of that class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the terms of the LBTYK forward, the LBTYK forward was automatically adjusted (the "LILAK forward") to apply to 110,000 (the "2015 adjustment") of the Issuer's LiLAC Class C ordinary shares ("LILAK"). On July 1, 2016, the Issuer distributed, by means of a dividend, to each holder of its Liberty Global Group ordinary shares ("LBTY shares"), one share of the corresponding class of the Issuer's LiLAC shares for every 8.01482 shares of that class of the Issuer's LBTY shares held by such holder as of the distribution record date. (Continued in Footnote 10) F10 · kind: As a result, the LILAK forward was automatically adjusted (the "2016 adjustment") and, following such adjustment, relates to an aggregate maximum of 384,491 LILAK shares, divided into 20 components. 19 components relate to 19,224 LILAK shares and the last component relates to 19,235 shares (each, the "LILAK Number of Shares"). The LILAK forward floor price and the LILAK forward cap price for each of the 2015 adjustment and the 2016 adjustment were determined based on a reference price for the LILAK shares as of each adjustment. The LILAK forward may be settled on a physical settlement or cash settlement basis. F11 · shares: On September 5, 2017, the thirteenth component of the LILAK forward matured. The Reporting Person elected to cash settle the LILAK forward, as further described in the Remarks section. The settlement price for (i) the 2015 adjustment portion of the thirteenth component was below the LILAK forward floor price and (ii) the 2016 adjustment portion of the thirteenth component was between the LILAK forward cap price and the LILAK forward floor price; therefore, the Reporting Person received an amount in cash from the counterparty for the 2015 adjustment potion pursuant to the terms of the LILAK forward. F12 · derivative.exercise_date: The LILAK forward is divided into 20 components, of which the first 19 are with respect to 19,224 LILAK shares and the last is with respect to 19,235 LILAK shares. The components mature on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. F12 · derivative.expiration_date: The LILAK forward is divided into 20 components, of which the first 19 are with respect to 19,224 LILAK shares and the last is with respect to 19,235 LILAK shares. The components mature on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. Read SEC document |
| September 05, 2017 Filed Sep 7, 2017 21:33 UTC |
MALONE JOHN CDirector · 10% owner
|
OtherForward sale contract (obligation to sell) · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-17-000302 · wf-form4_150481998648052.xml · derivative · entry 6 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 Underlying: Liberty Global Class C · 880,000 shares Expires not disclosed F6 · derivative.exercise_price: On July 17, 2012, the Reporting Person entered into a long-dated post-paid variable forward sale contract (the "LBTYK forward") with an unaffiliated counterparty (the "counterparty") relating to a maximum of 1,100,000 shares of Liberty Global Inc.'s ("LGI") Series C common stock, divided into 20 components. On June 7, 2013, upon consummation of the combination of LGI and Virgin Media Inc. under Liberty Global plc pursuant to that certain agreement and plan of merger dated as of February 5, 2013, as amended, each share of LGI's Series C common stock was exchanged for one share of LBTYK. On March 3, 2014, the Issuer distributed LBTYK shares as a dividend at a rate of one LBTYK share for every share of the Issuer's ordinary shares outstanding as of February 14, 2014. (Continued in Footnote 7) F7 · derivative.exercise_price: As a result, the LBTYK forward was adjusted to relate to 2,200,000 LBTYK shares. Each component relates to 110,000 LBTYK shares (each, the "LBTYK Number of Shares"). The LBTYK forward floor price and the LBTYK forward cap price were determined based on the volume weighted average price at which the counterparty established its initial hedge, which was completed on July 17, 2012. The LBTYK forward may be settled on a physical settlement or cash settlement basis. F6 · kind: On July 17, 2012, the Reporting Person entered into a long-dated post-paid variable forward sale contract (the "LBTYK forward") with an unaffiliated counterparty (the "counterparty") relating to a maximum of 1,100,000 shares of Liberty Global Inc.'s ("LGI") Series C common stock, divided into 20 components. On June 7, 2013, upon consummation of the combination of LGI and Virgin Media Inc. under Liberty Global plc pursuant to that certain agreement and plan of merger dated as of February 5, 2013, as amended, each share of LGI's Series C common stock was exchanged for one share of LBTYK. On March 3, 2014, the Issuer distributed LBTYK shares as a dividend at a rate of one LBTYK share for every share of the Issuer's ordinary shares outstanding as of February 14, 2014. (Continued in Footnote 7) F7 · kind: As a result, the LBTYK forward was adjusted to relate to 2,200,000 LBTYK shares. Each component relates to 110,000 LBTYK shares (each, the "LBTYK Number of Shares"). The LBTYK forward floor price and the LBTYK forward cap price were determined based on the volume weighted average price at which the counterparty established its initial hedge, which was completed on July 17, 2012. The LBTYK forward may be settled on a physical settlement or cash settlement basis. F1 · shares: On September 5, 2017, the thirteenth component of the LBTYK forward (as defined and described below) matured. The Reporting Person elected to physically settle the LBTYK forward, as further described in the Remarks section. The settlement price for the thirteenth component was above the LBTYK forward cap price; therefore, the Reporting Person delivered 97,185 shares of the Issuer's Liberty Global Class C ordinary shares ("LBTYK") to the counterparty (as defined below) and retained 12,815 LBTYK shares. F8 · derivative.exercise_date: The forward sale contract is divided into 20 components, each with respect to 110,000 LBTYK shares. The components mature on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. F8 · derivative.expiration_date: The forward sale contract is divided into 20 components, each with respect to 110,000 LBTYK shares. The components mature on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. Read SEC document |
| September 05, 2017 Filed Sep 7, 2017 21:33 UTC |
MALONE JOHN CDirector · 10% owner
|
OtherLiberty Global Class C | 97,185 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-17-000302 · wf-form4_150481998648052.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,653,432 F1 · kind: On September 5, 2017, the thirteenth component of the LBTYK forward (as defined and described below) matured. The Reporting Person elected to physically settle the LBTYK forward, as further described in the Remarks section. The settlement price for the thirteenth component was above the LBTYK forward cap price; therefore, the Reporting Person delivered 97,185 shares of the Issuer's Liberty Global Class C ordinary shares ("LBTYK") to the counterparty (as defined below) and retained 12,815 LBTYK shares. F1 · price: On September 5, 2017, the thirteenth component of the LBTYK forward (as defined and described below) matured. The Reporting Person elected to physically settle the LBTYK forward, as further described in the Remarks section. The settlement price for the thirteenth component was above the LBTYK forward cap price; therefore, the Reporting Person delivered 97,185 shares of the Issuer's Liberty Global Class C ordinary shares ("LBTYK") to the counterparty (as defined below) and retained 12,815 LBTYK shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.