Tapewire

Nasdaq · USD

LBTYA

Liberty Global Ltd.

Export transactions ↓
Tapewire entity
4116
SEC CIK
0001570585
Parsed reports
814

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202606
Apr 202600
May 202602
Jun 202604
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 29, 2017 Filed Feb 15, 2018 02:05 UTC
MALONE JOHN CDirector · 10% owner
OtherLiLAC Share Option C (right to buy) · Derivative 1,703 $0.00 Strike: $34.03 $0.00
Disclosure

SEC source: 0001570585-18-000090 · wf-form5_151866031908922.xml · derivative · entry 20

MALONE JOHN C · CIK 0000937797 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 1,703 shares

Expires 2023-05-01

F5 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:05 UTC
MALONE JOHN CDirector · 10% owner
OtherLiLAC Share Option C (right to buy) · Derivative 791 $0.00 Strike: $36.44 $0.00
Disclosure

SEC source: 0001570585-18-000090 · wf-form5_151866031908922.xml · derivative · entry 19

MALONE JOHN C · CIK 0000937797 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 791 shares

Expires 2023-05-01

F5 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:05 UTC
MALONE JOHN CDirector · 10% owner
OtherLiLAC Share Option C (right to buy) · Derivative 8,119 $0.00 Strike: $21.84 $0.00
Disclosure

SEC source: 0001570585-18-000090 · wf-form5_151866031908922.xml · derivative · entry 18

MALONE JOHN C · CIK 0000937797 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 8,119 shares

Expires 2024-05-01

F5 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option vests in three equal annual installments commencing on May 1, 2018.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:05 UTC
MALONE JOHN CDirector · 10% owner
OtherLiLAC Share Option A (right to buy) · Derivative 1,039 $0.00 Strike: $35.06 $0.00
Disclosure

SEC source: 0001570585-18-000090 · wf-form5_151866031908922.xml · derivative · entry 17

MALONE JOHN C · CIK 0000937797 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 1,039 shares

Expires 2021-05-01

F5 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:05 UTC
MALONE JOHN CDirector · 10% owner
OtherLiLAC Share Option A (right to buy) · Derivative 2,595 $0.00 Strike: $38.94 $0.00
Disclosure

SEC source: 0001570585-18-000090 · wf-form5_151866031908922.xml · derivative · entry 16

MALONE JOHN C · CIK 0000937797 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 2,595 shares

Expires 2021-05-01

F5 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:05 UTC
MALONE JOHN CDirector · 10% owner
OtherLiLAC Share Option A (right to buy) · Derivative 1,307 $0.00 Strike: $45.52 $0.00
Disclosure

SEC source: 0001570585-18-000090 · wf-form5_151866031908922.xml · derivative · entry 15

MALONE JOHN C · CIK 0000937797 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 1,307 shares

Expires 2022-05-01

F5 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F9 · derivative.exercise_date: The option vests in three equal annual installments commencing on May 1, 2016.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:05 UTC
MALONE JOHN CDirector · 10% owner
OtherLiLAC Share Option A (right to buy) · Derivative 3,252 $0.00 Strike: $50.55 $0.00
Disclosure

SEC source: 0001570585-18-000090 · wf-form5_151866031908922.xml · derivative · entry 14

MALONE JOHN C · CIK 0000937797 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 3,252 shares

Expires 2022-05-01

F5 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F9 · derivative.exercise_date: The option vests in three equal annual installments commencing on May 1, 2016.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:05 UTC
MALONE JOHN CDirector · 10% owner
OtherLiLAC Share Option A (right to buy) · Derivative 3,775 $0.00 Strike: $39.48 $0.00
Disclosure

SEC source: 0001570585-18-000090 · wf-form5_151866031908922.xml · derivative · entry 13

MALONE JOHN C · CIK 0000937797 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 3,775 shares

Expires 2023-05-01

F5 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F8 · derivative.exercise_date: The option vests in three equal annual installments commencing on May 1, 2017.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:05 UTC
MALONE JOHN CDirector · 10% owner
OtherLiLAC Share Option A (right to buy) · Derivative 794 $0.00 Strike: $35.44 $0.00
Disclosure

SEC source: 0001570585-18-000090 · wf-form5_151866031908922.xml · derivative · entry 12

MALONE JOHN C · CIK 0000937797 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 794 shares

Expires 2023-05-01

F5 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:05 UTC
MALONE JOHN CDirector · 10% owner
OtherLiLAC Share Option A (right to buy) · Derivative 1,513 $0.00 Strike: $37.53 $0.00
Disclosure

SEC source: 0001570585-18-000090 · wf-form5_151866031908922.xml · derivative · entry 11

MALONE JOHN C · CIK 0000937797 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 1,513 shares

Expires 2023-05-01

F5 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F8 · derivative.exercise_date: The option vests in three equal annual installments commencing on May 1, 2017.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:05 UTC
MALONE JOHN CDirector · 10% owner
OtherLiLAC Share Option A (right to buy) · Derivative 318 $0.00 Strike: $31.91 $0.00
Disclosure

SEC source: 0001570585-18-000090 · wf-form5_151866031908922.xml · derivative · entry 10

MALONE JOHN C · CIK 0000937797 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 318 shares

Expires 2023-05-01

F5 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:05 UTC
MALONE JOHN CDirector · 10% owner
OtherLiLAC Share Option A (right to buy) · Derivative 4,060 $0.00 Strike: $21.43 $0.00
Disclosure

SEC source: 0001570585-18-000090 · wf-form5_151866031908922.xml · derivative · entry 9

MALONE JOHN C · CIK 0000937797 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 4,060 shares

Expires 2024-05-01

F5 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option vests in three equal annual installments commencing on May 1, 2018.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:05 UTC
MALONE JOHN CDirector · 10% owner
OtherLiLAC Class C 2,042,742 $0.00 $0.00
Disclosure

SEC source: 0001570585-18-000090 · wf-form5_151866031908922.xml · nonDerivative · entry 8

MALONE JOHN C · CIK 0000937797 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Columbus Holding LLC

Disclosed balance after: 0

F1 · kind: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").

F3 · balance_after: Held indirectly through Columbus Holding LLC, of which the Reporting Person has a controlling interest.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:05 UTC
MALONE JOHN CDirector · 10% owner
OtherLiLAC Class C 1,263,869 $0.00 $0.00
Disclosure

SEC source: 0001570585-18-000090 · wf-form5_151866031908922.xml · nonDerivative · entry 7

MALONE JOHN C · CIK 0000937797 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By A Trust

Disclosed balance after: 0

F1 · kind: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").

F4 · balance_after: Held by a charitable remainder unitrust of which the Reporting Person is co-trustee and, with his spouse, retains a unitrust interest in the trust.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:05 UTC
MALONE JOHN CDirector · 10% owner
OtherLiLAC Class C 151,785 $0.00 $0.00
Disclosure

SEC source: 0001570585-18-000090 · wf-form5_151866031908922.xml · nonDerivative · entry 6

MALONE JOHN C · CIK 0000937797 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

F1 · kind: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").

F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:05 UTC
MALONE JOHN CDirector · 10% owner
OtherLiLAC Class C 3,287,533 $0.00 $0.00
Disclosure

SEC source: 0001570585-18-000090 · wf-form5_151866031908922.xml · nonDerivative · entry 5

MALONE JOHN C · CIK 0000937797 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:05 UTC
MALONE JOHN CDirector · 10% owner
OtherLiLAC Class B 1,516,508 $0.00 $0.00
Disclosure

SEC source: 0001570585-18-000090 · wf-form5_151866031908922.xml · nonDerivative · entry 4

MALONE JOHN C · CIK 0000937797 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By A Trust

Disclosed balance after: 0

F1 · kind: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").

F4 · balance_after: Held by a charitable remainder unitrust of which the Reporting Person is co-trustee and, with his spouse, retains a unitrust interest in the trust.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:05 UTC
MALONE JOHN CDirector · 10% owner
OtherLiLAC Class A 859,555 $0.00 $0.00
Disclosure

SEC source: 0001570585-18-000090 · wf-form5_151866031908922.xml · nonDerivative · entry 3

MALONE JOHN C · CIK 0000937797 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Columbus Holding LLC

Disclosed balance after: 0

F1 · kind: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").

F3 · balance_after: Held indirectly through Columbus Holding LLC, of which the Reporting Person has a controlling interest.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:05 UTC
MALONE JOHN CDirector · 10% owner
OtherLiLAC Class A 29,641 $0.00 $0.00
Disclosure

SEC source: 0001570585-18-000090 · wf-form5_151866031908922.xml · nonDerivative · entry 2

MALONE JOHN C · CIK 0000937797 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

F1 · kind: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").

F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:05 UTC
MALONE JOHN CDirector · 10% owner
OtherLiLAC Class A 1,031,840 $0.00 $0.00
Disclosure

SEC source: 0001570585-18-000090 · wf-form5_151866031908922.xml · nonDerivative · entry 1

MALONE JOHN C · CIK 0000937797 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").

Read SEC document
December 21, 2017 Filed Dec 22, 2017 22:11 UTC Exercise / conversionLiberty Global Share Option C (right to buy) · Derivative 20,908 $0.00 Strike: $4.78 $0.00
Disclosure

SEC source: 0001570585-17-000424 · wf-form4_151398066264023.xml · derivative · entry 11

Green Richard R · CIK 0001452212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Liberty Global Class C · 20,908 shares

Expires 2018-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of the options and sale of the resulting shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2017.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 22:11 UTC Exercise / conversionLiberty Global Share Option C (right to buy) · Derivative 10,453 $0.00 Strike: $5.02 $0.00
Disclosure

SEC source: 0001570585-17-000424 · wf-form4_151398066264023.xml · derivative · entry 10

Green Richard R · CIK 0001452212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Liberty Global Class C · 10,453 shares

Expires 2018-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of the options and sale of the resulting shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2017.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 22:11 UTC Exercise / conversionLiberty Global Share Option A (right to buy) · Derivative 1,415 $0.00 Strike: $5.93 $0.00
Disclosure

SEC source: 0001570585-17-000424 · wf-form4_151398066264023.xml · derivative · entry 9

Green Richard R · CIK 0001452212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,086

Underlying: Liberty Global Class A · 1,415 shares

Expires 2019-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of the options and sale of the resulting shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2017.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 22:11 UTC Exercise / conversionLiberty Global Share Option A (right to buy) · Derivative 10,499 $0.00 Strike: $5.08 $0.00
Disclosure

SEC source: 0001570585-17-000424 · wf-form4_151398066264023.xml · derivative · entry 8

Green Richard R · CIK 0001452212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Liberty Global Class A · 10,499 shares

Expires 2018-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of the options and sale of the resulting shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2017.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 22:11 UTC SaleLiberty Global Class C 31,361 $33.00 $1,034,913.00
Disclosure

SEC source: 0001570585-17-000424 · wf-form4_151398066264023.xml · nonDerivative · entry 7

Green Richard R · CIK 0001452212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,029

F1 · kind: The exercise of the options and sale of the resulting shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2017.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 22:11 UTC Exercise / conversionLiberty Global Class C 20,908 $4.78 $99,940.24
Disclosure

SEC source: 0001570585-17-000424 · wf-form4_151398066264023.xml · nonDerivative · entry 6

Green Richard R · CIK 0001452212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of the options and sale of the resulting shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2017.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 22:11 UTC Exercise / conversionLiberty Global Class C 10,453 $5.02 $52,474.06
Disclosure

SEC source: 0001570585-17-000424 · wf-form4_151398066264023.xml · nonDerivative · entry 5

Green Richard R · CIK 0001452212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of the options and sale of the resulting shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2017.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 22:11 UTC SaleLiberty Global Class A 1,415 $35.00 $49,525.00
Disclosure

SEC source: 0001570585-17-000424 · wf-form4_151398066264023.xml · nonDerivative · entry 4

Green Richard R · CIK 0001452212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,503

F1 · kind: The exercise of the options and sale of the resulting shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2017.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 22:11 UTC SaleLiberty Global Class A 10,499 $34.00 $356,966.00
Disclosure

SEC source: 0001570585-17-000424 · wf-form4_151398066264023.xml · nonDerivative · entry 3

Green Richard R · CIK 0001452212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,918

F1 · kind: The exercise of the options and sale of the resulting shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2017.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 22:11 UTC Exercise / conversionLiberty Global Class A 1,415 $5.93 $8,390.95
Disclosure

SEC source: 0001570585-17-000424 · wf-form4_151398066264023.xml · nonDerivative · entry 2

Green Richard R · CIK 0001452212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of the options and sale of the resulting shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2017.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 22:11 UTC Exercise / conversionLiberty Global Class A 10,499 $5.08 $53,334.92
Disclosure

SEC source: 0001570585-17-000424 · wf-form4_151398066264023.xml · nonDerivative · entry 1

Green Richard R · CIK 0001452212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of the options and sale of the resulting shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2017.

Read SEC document
December 19, 2017 Filed Dec 21, 2017 22:27 UTC SaleLiLAC Class C 65,954 $21.55 $1,421,077.86
Disclosure

SEC source: 0001570585-17-000420 · wf-form4_151389525937604.xml · nonDerivative · entry 2

CURTIS MIRANDA · CIK 0001144689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672

F1 · kind: The sale was effected to alleviate U.K. tax liabilities for the Reporting Person in connection with the Issuer's announced split-off of its subsidiary Liberty Latin America Ltd. on December 29, 2017.

F3 · price: The price reflects a weighted average of purchases made at prices ranging from $21.44 to $21.69. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.

Read SEC document
December 19, 2017 Filed Dec 21, 2017 22:27 UTC SaleLiLAC Class A 22,407 $21.88 $490,202.42
Disclosure

SEC source: 0001570585-17-000420 · wf-form4_151389525937604.xml · nonDerivative · entry 1

CURTIS MIRANDA · CIK 0001144689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218

F1 · kind: The sale was effected to alleviate U.K. tax liabilities for the Reporting Person in connection with the Issuer's announced split-off of its subsidiary Liberty Latin America Ltd. on December 29, 2017.

F2 · price: The price reflects a weighted average of purchases made at prices ranging from $21.81 to $22.07. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.

Read SEC document
December 15, 2017 Filed Dec 15, 2017 22:21 UTC SaleLiLAC Class C 9,771 $21.03 $205,488.04
Disclosure

SEC source: 0001570585-17-000404 · wf-form4_151337650182487.xml · nonDerivative · entry 2

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale was effected to alleviate U.K. tax liabilities for the Reporting Person in connection with the Issuer's announced split-off of its subsidiary Liberty Latin America Ltd. on December 29, 2017.

F3 · price: The price reflects a weighted average of purchases made at prices ranging from $21.03 to $21.04. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.

Read SEC document
December 15, 2017 Filed Dec 15, 2017 22:21 UTC SaleLiLAC Class A 4,754 $21.26 $101,085.73
Disclosure

SEC source: 0001570585-17-000404 · wf-form4_151337650182487.xml · nonDerivative · entry 1

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale was effected to alleviate U.K. tax liabilities for the Reporting Person in connection with the Issuer's announced split-off of its subsidiary Liberty Latin America Ltd. on December 29, 2017.

F2 · price: The price reflects a weighted average of purchases made at prices ranging from $21.261 to $21.28. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 22:39 UTC PurchaseLiLAC Class C 75,000 $22.08 $1,655,857.50
Disclosure

SEC source: 0001570585-17-000374 · wf-form4_151061276770642.xml · nonDerivative · entry 1

WARGO J DAVID · CIK 0001082013 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,445

F1 · price: The price reflects a weighted average of purchases made at prices ranging from $21.865 to $22.29. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.

Read SEC document
October 23, 2017 Filed Oct 25, 2017 21:28 UTC
MALONE JOHN CDirector · 10% owner
SaleLiberty Global Class C 90,000 $30.44 $2,740,005.00
Disclosure

SEC source: 0001570585-17-000350 · wf-form4_150896687018434.xml · nonDerivative · entry 1

MALONE JOHN C · CIK 0000937797 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By A Trust

Disclosed balance after: 6,757,225

F1 · kind: The trust's sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person as trustee of the trust on June 23, 2017.

F2 · price: The price reflects a weighted average of purchases made at prices ranging from $30.15 to $30.85. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.

F3 · balance_after: Held by a charitable remainder unitrust of which the Reporting Person is co-trustee and, with his spouse, retains a unitrust interest in the trust.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 21:26 UTC Exercise / conversionLiLAC Restricted Share Units C · Derivative 3,775 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-17-000333 · wf-form4_150706600259436.xml · derivative · entry 12

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 3,775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

F2 · derivative.exercise_date: The Restricted Share Units vest on October 1, 2017.

F2 · derivative.expiration_date: The Restricted Share Units vest on October 1, 2017.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 21:26 UTC Exercise / conversionLiLAC Restricted Share Units A · Derivative 1,888 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-17-000333 · wf-form4_150706600259436.xml · derivative · entry 11

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 1,888 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

F2 · derivative.exercise_date: The Restricted Share Units vest on October 1, 2017.

F2 · derivative.expiration_date: The Restricted Share Units vest on October 1, 2017.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 21:26 UTC Exercise / conversionLiberty Global Restricted Share Units C · Derivative 21,602 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-17-000333 · wf-form4_150706600259436.xml · derivative · entry 10

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Liberty Global Class C · 21,602 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

F2 · derivative.exercise_date: The Restricted Share Units vest on October 1, 2017.

F2 · derivative.expiration_date: The Restricted Share Units vest on October 1, 2017.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 21:26 UTC Exercise / conversionLiberty Global Restricted Share Units A · Derivative 10,801 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-17-000333 · wf-form4_150706600259436.xml · derivative · entry 9

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Liberty Global Class A · 10,801 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

F2 · derivative.exercise_date: The Restricted Share Units vest on October 1, 2017.

F2 · derivative.expiration_date: The Restricted Share Units vest on October 1, 2017.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 21:26 UTC Tax withholdingLiLAC Class C 1,775 $23.30 $41,357.50
Disclosure

SEC source: 0001570585-17-000333 · wf-form4_150706600259436.xml · nonDerivative · entry 8

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,771

Read SEC document
October 01, 2017 Filed Oct 3, 2017 21:26 UTC Exercise / conversionLiLAC Class C 3,775 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-17-000333 · wf-form4_150706600259436.xml · nonDerivative · entry 7

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 21:26 UTC Tax withholdingLiLAC Class A 888 $23.76 $21,098.88
Disclosure

SEC source: 0001570585-17-000333 · wf-form4_150706600259436.xml · nonDerivative · entry 6

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,754

Read SEC document
October 01, 2017 Filed Oct 3, 2017 21:26 UTC Exercise / conversionLiLAC Class A 1,888 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-17-000333 · wf-form4_150706600259436.xml · nonDerivative · entry 5

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 21:26 UTC Tax withholdingLiberty Global Class C 10,153 $32.70 $332,003.10
Disclosure

SEC source: 0001570585-17-000333 · wf-form4_150706600259436.xml · nonDerivative · entry 4

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,897

Read SEC document
October 01, 2017 Filed Oct 3, 2017 21:26 UTC Exercise / conversionLiberty Global Class C 21,602 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-17-000333 · wf-form4_150706600259436.xml · nonDerivative · entry 3

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 21:26 UTC Tax withholdingLiberty Global Class A 5,077 $33.91 $172,161.07
Disclosure

SEC source: 0001570585-17-000333 · wf-form4_150706600259436.xml · nonDerivative · entry 2

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,448

Read SEC document
October 01, 2017 Filed Oct 3, 2017 21:26 UTC Exercise / conversionLiberty Global Class A 10,801 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-17-000333 · wf-form4_150706600259436.xml · nonDerivative · entry 1

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 21:27 UTC
FRIES MICHAEL TDirector · President & CEO
Exercise / conversionLiLAC Restricted Share Units C · Derivative 11,325 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-17-000336 · wf-form4_150706605222869.xml · derivative · entry 16

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 11,325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

F2 · derivative.exercise_date: The Restricted Share Units vest on October 1, 2017.

F2 · derivative.expiration_date: The Restricted Share Units vest on October 1, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.