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Nasdaq · USD

LBTYA

Liberty Global Ltd.

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4116
SEC CIK
0001570585
Parsed reports
814

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202606
Apr 202600
May 202602
Jun 202604
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 29, 2017 Filed Feb 15, 2018 02:02 UTC
FRIES MICHAEL TDirector · President & CEO
OtherLiLAC Share Appreciation Rights C · Derivative 20,072 $0.00 Strike: $35.37 $0.00
Disclosure

SEC source: 0001570585-18-000079 · wf-form5_151866010498810.xml · derivative · entry 7

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 20,072 shares

Expires 2021-05-01

F2 · kind: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:02 UTC
FRIES MICHAEL TDirector · President & CEO
OtherLiLAC Share Appreciation Rights C · Derivative 16,078 $0.00 Strike: $46.52 $0.00
Disclosure

SEC source: 0001570585-18-000079 · wf-form5_151866010498810.xml · derivative · entry 6

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 16,078 shares

Expires 2022-05-01

F2 · kind: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F5 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:02 UTC
FRIES MICHAEL TDirector · President & CEO
OtherLiLAC Share Appreciation Rights C · Derivative 39,527 $0.00 Strike: $50.84 $0.00
Disclosure

SEC source: 0001570585-18-000079 · wf-form5_151866010498810.xml · derivative · entry 5

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 39,527 shares

Expires 2022-05-01

F2 · kind: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F5 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:02 UTC
FRIES MICHAEL TDirector · President & CEO
OtherLiLAC Share Appreciation Rights C · Derivative 52,872 $0.00 Strike: $39.71 $0.00
Disclosure

SEC source: 0001570585-18-000079 · wf-form5_151866010498810.xml · derivative · entry 4

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 52,872 shares

Expires 2023-05-01

F2 · kind: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F4 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:02 UTC
FRIES MICHAEL TDirector · President & CEO
OtherLiLAC Share Appreciation Rights C · Derivative 21,188 $0.00 Strike: $40.61 $0.00
Disclosure

SEC source: 0001570585-18-000079 · wf-form5_151866010498810.xml · derivative · entry 3

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 21,188 shares

Expires 2023-05-01

F2 · kind: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F4 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:02 UTC
FRIES MICHAEL TDirector · President & CEO
OtherLiLAC Share Appreciation Rights C · Derivative 56,960 $0.00 Strike: $21.84 $0.00
Disclosure

SEC source: 0001570585-18-000079 · wf-form5_151866010498810.xml · derivative · entry 2

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 56,960 shares

Expires 2024-05-01

F2 · kind: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F3 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:02 UTC
FRIES MICHAEL TDirector · President & CEO
OtherLiLAC Class C 199,576 $0.00 $0.00
Disclosure

SEC source: 0001570585-18-000079 · wf-form5_151866010498810.xml · nonDerivative · entry 1

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:01 UTC
FRIES MICHAEL TDirector · President & CEO
OtherLiLAC Share Appreciation Rights A · Derivative 6,009 $0.00 Strike: $22.25 $0.00
Disclosure

SEC source: 0001570585-18-000078 · wf-form5_151866007468429.xml · derivative · entry 18

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 6,009 shares

Expires 2018-05-01

F2 · kind: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:01 UTC
FRIES MICHAEL TDirector · President & CEO
OtherLiLAC Share Appreciation Rights A · Derivative 2,408 $0.00 Strike: $20.03 $0.00
Disclosure

SEC source: 0001570585-18-000078 · wf-form5_151866007468429.xml · derivative · entry 17

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 2,408 shares

Expires 2018-05-01

F2 · kind: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:01 UTC
FRIES MICHAEL TDirector · President & CEO
OtherLiLAC Share Appreciation Rights A · Derivative 5,689 $0.00 Strike: $23.91 $0.00
Disclosure

SEC source: 0001570585-18-000078 · wf-form5_151866007468429.xml · derivative · entry 16

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 5,689 shares

Expires 2019-05-01

F2 · kind: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:01 UTC
FRIES MICHAEL TDirector · President & CEO
OtherLiLAC Share Appreciation Rights A · Derivative 2,280 $0.00 Strike: $21.53 $0.00
Disclosure

SEC source: 0001570585-18-000078 · wf-form5_151866007468429.xml · derivative · entry 15

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 2,280 shares

Expires 2019-05-01

F2 · kind: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:01 UTC
FRIES MICHAEL TDirector · President & CEO
OtherLiLAC Share Appreciation Rights A · Derivative 5,363 $0.00 Strike: $35.44 $0.00
Disclosure

SEC source: 0001570585-18-000078 · wf-form5_151866007468429.xml · derivative · entry 14

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 5,363 shares

Expires 2020-05-01

F2 · kind: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:01 UTC
FRIES MICHAEL TDirector · President & CEO
OtherLiLAC Share Appreciation Rights A · Derivative 2,149 $0.00 Strike: $31.91 $0.00
Disclosure

SEC source: 0001570585-18-000078 · wf-form5_151866007468429.xml · derivative · entry 13

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 2,149 shares

Expires 2020-05-01

F2 · kind: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:01 UTC
FRIES MICHAEL TDirector · President & CEO
OtherLiLAC Share Appreciation Rights A · Derivative 121,223 $0.00 Strike: $33.35 $0.00
Disclosure

SEC source: 0001570585-18-000078 · wf-form5_151866007468429.xml · derivative · entry 12

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 121,223 shares

Expires 2020-06-24

F2 · kind: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:01 UTC
FRIES MICHAEL TDirector · President & CEO
OtherLiLAC Share Appreciation Rights A · Derivative 48,562 $0.00 Strike: $30.02 $0.00
Disclosure

SEC source: 0001570585-18-000078 · wf-form5_151866007468429.xml · derivative · entry 11

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 48,562 shares

Expires 2020-06-24

F2 · kind: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:01 UTC
FRIES MICHAEL TDirector · President & CEO
OtherLiLAC Share Appreciation Rights A · Derivative 10,082 $0.00 Strike: $35.06 $0.00
Disclosure

SEC source: 0001570585-18-000078 · wf-form5_151866007468429.xml · derivative · entry 10

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 10,082 shares

Expires 2021-05-01

F2 · kind: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:01 UTC
FRIES MICHAEL TDirector · President & CEO
OtherLiLAC Share Appreciation Rights A · Derivative 25,171 $0.00 Strike: $38.94 $0.00
Disclosure

SEC source: 0001570585-18-000078 · wf-form5_151866007468429.xml · derivative · entry 9

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 25,171 shares

Expires 2021-05-01

F2 · kind: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:01 UTC
FRIES MICHAEL TDirector · President & CEO
OtherLiLAC Share Appreciation Rights A · Derivative 7,882 $0.00 Strike: $45.52 $0.00
Disclosure

SEC source: 0001570585-18-000078 · wf-form5_151866007468429.xml · derivative · entry 8

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 7,882 shares

Expires 2022-05-01

F2 · kind: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F5 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:01 UTC
FRIES MICHAEL TDirector · President & CEO
OtherLiLAC Share Appreciation Rights A · Derivative 19,603 $0.00 Strike: $50.55 $0.00
Disclosure

SEC source: 0001570585-18-000078 · wf-form5_151866007468429.xml · derivative · entry 7

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 19,603 shares

Expires 2022-05-01

F2 · kind: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F5 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:01 UTC
FRIES MICHAEL TDirector · President & CEO
OtherLiLAC Share Appreciation Rights A · Derivative 26,436 $0.00 Strike: $39.48 $0.00
Disclosure

SEC source: 0001570585-18-000078 · wf-form5_151866007468429.xml · derivative · entry 6

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 26,436 shares

Expires 2023-05-01

F2 · kind: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F4 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:01 UTC
FRIES MICHAEL TDirector · President & CEO
OtherLiLAC Share Appreciation Rights A · Derivative 10,594 $0.00 Strike: $37.53 $0.00
Disclosure

SEC source: 0001570585-18-000078 · wf-form5_151866007468429.xml · derivative · entry 5

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 10,594 shares

Expires 2023-05-01

F2 · kind: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F4 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:01 UTC
FRIES MICHAEL TDirector · President & CEO
OtherLiLAC Share Appreciation Rights A · Derivative 28,480 $0.00 Strike: $21.43 $0.00
Disclosure

SEC source: 0001570585-18-000078 · wf-form5_151866007468429.xml · derivative · entry 4

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 28,480 shares

Expires 2024-05-01

F2 · kind: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F3 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:01 UTC
FRIES MICHAEL TDirector · President & CEO
OtherLiLAC Class B 175,867 $0.00 $0.00
Disclosure

SEC source: 0001570585-18-000078 · wf-form5_151866007468429.xml · nonDerivative · entry 3

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:01 UTC
FRIES MICHAEL TDirector · President & CEO
OtherLiLAC Class A 345 $0.00 $0.00
Disclosure

SEC source: 0001570585-18-000078 · wf-form5_151866007468429.xml · nonDerivative · entry 2

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 0

F1 · kind: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:01 UTC
FRIES MICHAEL TDirector · President & CEO
OtherLiLAC Class A 211,673 $0.00 $0.00
Disclosure

SEC source: 0001570585-18-000078 · wf-form5_151866007468429.xml · nonDerivative · entry 1

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:07 UTC OtherLiLAC Share Option C (right to buy) · Derivative 24 $0.00 Strike: $12.06 $0.00
Disclosure

SEC source: 0001570585-18-000096 · wf-form5_151866043653600.xml · derivative · entry 25

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 24 shares

Expires 2020-06-17

F1 · kind: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:07 UTC OtherLiLAC Share Option C (right to buy) · Derivative 61 $0.00 Strike: $13.18 $0.00
Disclosure

SEC source: 0001570585-18-000096 · wf-form5_151866043653600.xml · derivative · entry 24

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 61 shares

Expires 2020-06-17

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:07 UTC OtherLiLAC Share Option C (right to buy) · Derivative 122 $0.00 Strike: $13.26 $0.00
Disclosure

SEC source: 0001570585-18-000096 · wf-form5_151866043653600.xml · derivative · entry 23

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 122 shares

Expires 2020-06-17

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:07 UTC OtherLiLAC Share Option C (right to buy) · Derivative 48 $0.00 Strike: $12.13 $0.00
Disclosure

SEC source: 0001570585-18-000096 · wf-form5_151866043653600.xml · derivative · entry 22

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 48 shares

Expires 2020-06-17

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:07 UTC OtherLiLAC Share Option C (right to buy) · Derivative 575 $0.00 Strike: $36.16 $0.00
Disclosure

SEC source: 0001570585-18-000096 · wf-form5_151866043653600.xml · derivative · entry 21

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 575 shares

Expires 2020-06-28

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:07 UTC OtherLiLAC Share Option C (right to buy) · Derivative 1,245 $0.00 Strike: $33.58 $0.00
Disclosure

SEC source: 0001570585-18-000096 · wf-form5_151866043653600.xml · derivative · entry 20

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 1,245 shares

Expires 2020-06-28

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:07 UTC OtherLiLAC Share Option C (right to buy) · Derivative 230 $0.00 Strike: $33.08 $0.00
Disclosure

SEC source: 0001570585-18-000096 · wf-form5_151866043653600.xml · derivative · entry 19

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 230 shares

Expires 2020-06-28

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:07 UTC OtherLiLAC Share Option C (right to buy) · Derivative 499 $0.00 Strike: $30.72 $0.00
Disclosure

SEC source: 0001570585-18-000096 · wf-form5_151866043653600.xml · derivative · entry 18

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 499 shares

Expires 2020-06-28

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:07 UTC OtherLiLAC Share Option C (right to buy) · Derivative 34 $0.00 Strike: $18.84 $0.00
Disclosure

SEC source: 0001570585-18-000096 · wf-form5_151866043653600.xml · derivative · entry 17

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 34 shares

Expires 2021-06-21

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:07 UTC OtherLiLAC Share Option C (right to buy) · Derivative 86 $0.00 Strike: $20.59 $0.00
Disclosure

SEC source: 0001570585-18-000096 · wf-form5_151866043653600.xml · derivative · entry 16

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 86 shares

Expires 2021-06-21

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:07 UTC OtherLiLAC Share Option C (right to buy) · Derivative 72 $0.00 Strike: $18.19 $0.00
Disclosure

SEC source: 0001570585-18-000096 · wf-form5_151866043653600.xml · derivative · entry 15

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 72 shares

Expires 2021-06-21

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:07 UTC OtherLiLAC Share Option C (right to buy) · Derivative 179 $0.00 Strike: $19.89 $0.00
Disclosure

SEC source: 0001570585-18-000096 · wf-form5_151866043653600.xml · derivative · entry 14

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 179 shares

Expires 2021-06-21

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:07 UTC OtherLiLAC Share Option C (right to buy) · Derivative 568 $0.00 Strike: $37.95 $0.00
Disclosure

SEC source: 0001570585-18-000096 · wf-form5_151866043653600.xml · derivative · entry 13

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 568 shares

Expires 2021-06-26

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:07 UTC OtherLiLAC Share Option C (right to buy) · Derivative 1,419 $0.00 Strike: $41.47 $0.00
Disclosure

SEC source: 0001570585-18-000096 · wf-form5_151866043653600.xml · derivative · entry 12

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 1,419 shares

Expires 2021-06-26

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:07 UTC OtherLiLAC Share Option C (right to buy) · Derivative 511 $0.00 Strike: $23.20 $0.00
Disclosure

SEC source: 0001570585-18-000096 · wf-form5_151866043653600.xml · derivative · entry 11

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 511 shares

Expires 2022-06-19

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:07 UTC OtherLiLAC Share Option C (right to buy) · Derivative 99 $0.00 Strike: $21.84 $0.00
Disclosure

SEC source: 0001570585-18-000096 · wf-form5_151866043653600.xml · derivative · entry 10

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 99 shares

Expires 2022-06-19

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:07 UTC OtherLiLAC Share Option C (right to buy) · Derivative 204 $0.00 Strike: $21.22 $0.00
Disclosure

SEC source: 0001570585-18-000096 · wf-form5_151866043653600.xml · derivative · entry 9

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 204 shares

Expires 2022-06-19

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:07 UTC OtherLiLAC Share Option C (right to buy) · Derivative 247 $0.00 Strike: $23.87 $0.00
Disclosure

SEC source: 0001570585-18-000096 · wf-form5_151866043653600.xml · derivative · entry 8

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 247 shares

Expires 2022-06-19

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:07 UTC OtherLiLAC Share Option C (right to buy) · Derivative 1,066 $0.00 Strike: $51.95 $0.00
Disclosure

SEC source: 0001570585-18-000096 · wf-form5_151866043653600.xml · derivative · entry 7

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 1,066 shares

Expires 2022-06-25

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F5 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2016 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:07 UTC OtherLiLAC Share Option C (right to buy) · Derivative 426 $0.00 Strike: $47.89 $0.00
Disclosure

SEC source: 0001570585-18-000096 · wf-form5_151866043653600.xml · derivative · entry 6

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 426 shares

Expires 2022-06-25

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F5 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2016 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:07 UTC OtherLiLAC Share Option C (right to buy) · Derivative 1,457 $0.00 Strike: $37.18 $0.00
Disclosure

SEC source: 0001570585-18-000096 · wf-form5_151866043653600.xml · derivative · entry 5

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 1,457 shares

Expires 2023-06-16

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2017 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:07 UTC OtherLiLAC Share Option C (right to buy) · Derivative 584 $0.00 Strike: $37.48 $0.00
Disclosure

SEC source: 0001570585-18-000096 · wf-form5_151866043653600.xml · derivative · entry 4

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 584 shares

Expires 2023-06-16

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2017 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:07 UTC OtherLiLAC Share Option C (right to buy) · Derivative 1,788 $0.00 Strike: $20.25 $0.00
Disclosure

SEC source: 0001570585-18-000096 · wf-form5_151866043653600.xml · derivative · entry 3

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 1,788 shares

Expires 2024-06-21

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2018 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:07 UTC OtherLiLAC Class C 10,240 $0.00 $0.00
Disclosure

SEC source: 0001570585-18-000096 · wf-form5_151866043653600.xml · nonDerivative · entry 2

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:07 UTC OtherLiLAC Share Option A (right to buy) · Derivative 61 $0.00 Strike: $12.80 $0.00
Disclosure

SEC source: 0001570585-18-000095 · wf-form5_151866041888072.xml · derivative · entry 16

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 61 shares

Expires 2020-06-17

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.