Last 12 months
Inside the activity.
0 purchase rows · 13 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 6 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 4 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2017 Filed Jan 3, 2018 17:39 UTC |
DICK JOHN WDirector
|
GrantLiberty Global Class A | 233 | $35.84 | $8,350.72 |
DisclosureSEC source: 0001570585-18-000007 · wf-form4_151501917229194.xml · nonDerivative · entry 3 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,365 F2 · shares: Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of ordinary shares on December 29, 2017. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 22:39 UTC |
COLE ANDREWDirector
|
GrantLiberty Global Class C Share Fund Units · Derivative | 418 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-18-000006 · wf-form4_151501915571919.xml · derivative · entry 12 COLE ANDREW · CIK 0001439731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,458 Underlying: Liberty Global Class C · 418 shares Expires not disclosed F4 · derivative.exercise_price: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F5 · shares: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired is based on the closing prices of the Issuer's applicable class of ordinary shares on December 29, 2017, with the value of any fractional shares deferred in cash. F5 · price: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired is based on the closing prices of the Issuer's applicable class of ordinary shares on December 29, 2017, with the value of any fractional shares deferred in cash. F4 · derivative.exercise_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F4 · derivative.expiration_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 22:39 UTC |
COLE ANDREWDirector
|
GrantLiberty Global Class A Share Fund Units · Derivative | 198 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-18-000006 · wf-form4_151501915571919.xml · derivative · entry 11 COLE ANDREW · CIK 0001439731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,703 Underlying: Liberty Global Class A · 198 shares Expires not disclosed F4 · derivative.exercise_price: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F5 · shares: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired is based on the closing prices of the Issuer's applicable class of ordinary shares on December 29, 2017, with the value of any fractional shares deferred in cash. F5 · price: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired is based on the closing prices of the Issuer's applicable class of ordinary shares on December 29, 2017, with the value of any fractional shares deferred in cash. F4 · derivative.exercise_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F4 · derivative.expiration_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 22:39 UTC |
COLE ANDREWDirector
|
GrantLiberty Global Class C | 73 | $33.84 | $2,470.32 |
DisclosureSEC source: 0001570585-18-000006 · wf-form4_151501915571919.xml · nonDerivative · entry 5 COLE ANDREW · CIK 0001439731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,922 F2 · shares: Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of ordinary shares on December 29, 2017. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 22:39 UTC |
COLE ANDREWDirector
|
GrantLiberty Global Class A | 35 | $35.84 | $1,254.40 |
DisclosureSEC source: 0001570585-18-000006 · wf-form4_151501915571919.xml · nonDerivative · entry 4 COLE ANDREW · CIK 0001439731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,612 F2 · shares: Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of ordinary shares on December 29, 2017. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:40 UTC |
GOULD PAUL ADirector
|
Disposition to issuerLiLAC Class C Share Fund Units · Derivative | 2,503 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-18-000008 · wf-form4_151501918873804.xml · derivative · entry 13 GOULD PAUL A · CIK 0001018211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 2,503 shares Expires not disclosed F8 · security: This share fund unit was disposed of as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off, all Pre-Split LiLAC Units were converted under the Deferred Compensation Plan, such that the reporting person (i) disposed of the Pre-Split LiLAC Unit and (ii) received a share fund unit relating to shares of the corresponding class of the Issuer's Liberty Global ordinary shares. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F6 · derivative.exercise_price: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F9 · price: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired was based on the closing prices of the Issuer's applicable class of ordinary shares on the respective grant dates of such share fund units, with the value of any fractional shares deferred in cash. F6 · derivative.exercise_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F6 · derivative.expiration_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:40 UTC |
GOULD PAUL ADirector
|
Disposition to issuerLiLAC Class A Share Fund Units · Derivative | 1,015 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-18-000008 · wf-form4_151501918873804.xml · derivative · entry 12 GOULD PAUL A · CIK 0001018211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 1,015 shares Expires not disclosed F8 · security: This share fund unit was disposed of as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off, all Pre-Split LiLAC Units were converted under the Deferred Compensation Plan, such that the reporting person (i) disposed of the Pre-Split LiLAC Unit and (ii) received a share fund unit relating to shares of the corresponding class of the Issuer's Liberty Global ordinary shares. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F6 · derivative.exercise_price: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F9 · price: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired was based on the closing prices of the Issuer's applicable class of ordinary shares on the respective grant dates of such share fund units, with the value of any fractional shares deferred in cash. F6 · derivative.exercise_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F6 · derivative.expiration_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:40 UTC |
GOULD PAUL ADirector
|
GrantLiberty Global Class C Share Fund Units · Derivative | 1,471 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-18-000008 · wf-form4_151501918873804.xml · derivative · entry 11 GOULD PAUL A · CIK 0001018211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,760 Underlying: Liberty Global Class C · 1,471 shares Expires not disclosed F5 · security: This share fund unit was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off, all share fund units held by the reporting person with respect to the Issuer's LiLAC ordinary shares (each, a "Pre-Split LiLAC Unit") were converted under the Deferred Compensation Plan, such that the reporting person (i) disposed of the Pre-Split LiLAC Unit and (ii) received a share fund unit relating to shares of the corresponding class of the Issuer's Liberty Global ordinary shares. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F6 · derivative.exercise_price: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F7 · shares: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired is based on the closing prices of the applicable class of Issuer's ordinary shares on December 29, 2017, with the value of any fractional shares deferred in cash. F7 · price: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired is based on the closing prices of the applicable class of Issuer's ordinary shares on December 29, 2017, with the value of any fractional shares deferred in cash. F6 · derivative.exercise_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F6 · derivative.expiration_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:40 UTC |
GOULD PAUL ADirector
|
GrantLiberty Global Class A Share Fund Units · Derivative | 570 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-18-000008 · wf-form4_151501918873804.xml · derivative · entry 10 GOULD PAUL A · CIK 0001018211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,285 Underlying: Liberty Global Class A · 570 shares Expires not disclosed F5 · security: This share fund unit was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off, all share fund units held by the reporting person with respect to the Issuer's LiLAC ordinary shares (each, a "Pre-Split LiLAC Unit") were converted under the Deferred Compensation Plan, such that the reporting person (i) disposed of the Pre-Split LiLAC Unit and (ii) received a share fund unit relating to shares of the corresponding class of the Issuer's Liberty Global ordinary shares. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F6 · derivative.exercise_price: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F7 · shares: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired is based on the closing prices of the applicable class of Issuer's ordinary shares on December 29, 2017, with the value of any fractional shares deferred in cash. F7 · price: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired is based on the closing prices of the applicable class of Issuer's ordinary shares on December 29, 2017, with the value of any fractional shares deferred in cash. F6 · derivative.exercise_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F6 · derivative.expiration_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:40 UTC |
GOULD PAUL ADirector
|
OtherLiLAC Class C | 172,258 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-18-000008 · wf-form4_151501918873804.xml · nonDerivative · entry 7 GOULD PAUL A · CIK 0001018211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:40 UTC |
GOULD PAUL ADirector
|
OtherLiLAC Class B | 8,987 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-18-000008 · wf-form4_151501918873804.xml · nonDerivative · entry 6 GOULD PAUL A · CIK 0001018211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:40 UTC |
GOULD PAUL ADirector
|
OtherLiLAC Class A | 88,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-18-000008 · wf-form4_151501918873804.xml · nonDerivative · entry 5 GOULD PAUL A · CIK 0001018211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:40 UTC |
GOULD PAUL ADirector
|
GrantLiberty Global Class C | 621 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-18-000008 · wf-form4_151501918873804.xml · nonDerivative · entry 4 GOULD PAUL A · CIK 0001018211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 968,072 F2 · kind: Includes Restricted Share Units granted as a result of the adjustments described in footnote 1 and approved by the Issuer's Board pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. The reporting person has elected to defer receipt of the underlying Liberty Global ordinary shares until the Restricted Share Units vest in accordance with the Deferred Compensation Plan. F2 · shares: Includes Restricted Share Units granted as a result of the adjustments described in footnote 1 and approved by the Issuer's Board pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. The reporting person has elected to defer receipt of the underlying Liberty Global ordinary shares until the Restricted Share Units vest in accordance with the Deferred Compensation Plan. F2 · price: Includes Restricted Share Units granted as a result of the adjustments described in footnote 1 and approved by the Issuer's Board pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. The reporting person has elected to defer receipt of the underlying Liberty Global ordinary shares until the Restricted Share Units vest in accordance with the Deferred Compensation Plan. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:40 UTC |
GOULD PAUL ADirector
|
GrantLiberty Global Class A | 194 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-18-000008 · wf-form4_151501918873804.xml · nonDerivative · entry 3 GOULD PAUL A · CIK 0001018211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,460 F2 · kind: Includes Restricted Share Units granted as a result of the adjustments described in footnote 1 and approved by the Issuer's Board pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. The reporting person has elected to defer receipt of the underlying Liberty Global ordinary shares until the Restricted Share Units vest in accordance with the Deferred Compensation Plan. F2 · shares: Includes Restricted Share Units granted as a result of the adjustments described in footnote 1 and approved by the Issuer's Board pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. The reporting person has elected to defer receipt of the underlying Liberty Global ordinary shares until the Restricted Share Units vest in accordance with the Deferred Compensation Plan. F2 · price: Includes Restricted Share Units granted as a result of the adjustments described in footnote 1 and approved by the Issuer's Board pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. The reporting person has elected to defer receipt of the underlying Liberty Global ordinary shares until the Restricted Share Units vest in accordance with the Deferred Compensation Plan. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:40 UTC |
GOULD PAUL ADirector
|
Disposition to issuerLiLAC Class C | 1,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-18-000008 · wf-form4_151501918873804.xml · nonDerivative · entry 2 GOULD PAUL A · CIK 0001018211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,258 F1 · kind: Represents shares underlying Restricted Share Units disposed of as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all Restricted Share Units held by the reporting person and for which the reporting person elected to defer receipt of the underlying shares with respect to the Issuer's LiLAC ordinary shares (each, a "Pre-Split LiLAC RSU") were converted under the Deferred Compensation Plan, such that the reporting person (i) disposed of the Pre-Split LiLAC RSU and (ii) received a Restricted Share Unit relating to shares of the corresponding class of the Issuer's Liberty Global ordinary shares. This Restricted Share Unit will vest in accordance with the Deferred Compensation Plan. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F1 · shares: Represents shares underlying Restricted Share Units disposed of as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all Restricted Share Units held by the reporting person and for which the reporting person elected to defer receipt of the underlying shares with respect to the Issuer's LiLAC ordinary shares (each, a "Pre-Split LiLAC RSU") were converted under the Deferred Compensation Plan, such that the reporting person (i) disposed of the Pre-Split LiLAC RSU and (ii) received a Restricted Share Unit relating to shares of the corresponding class of the Issuer's Liberty Global ordinary shares. This Restricted Share Unit will vest in accordance with the Deferred Compensation Plan. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F1 · price: Represents shares underlying Restricted Share Units disposed of as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all Restricted Share Units held by the reporting person and for which the reporting person elected to defer receipt of the underlying shares with respect to the Issuer's LiLAC ordinary shares (each, a "Pre-Split LiLAC RSU") were converted under the Deferred Compensation Plan, such that the reporting person (i) disposed of the Pre-Split LiLAC RSU and (ii) received a Restricted Share Unit relating to shares of the corresponding class of the Issuer's Liberty Global ordinary shares. This Restricted Share Unit will vest in accordance with the Deferred Compensation Plan. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:40 UTC |
GOULD PAUL ADirector
|
Disposition to issuerLiLAC Class A | 346 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-18-000008 · wf-form4_151501918873804.xml · nonDerivative · entry 1 GOULD PAUL A · CIK 0001018211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,864 F1 · kind: Represents shares underlying Restricted Share Units disposed of as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all Restricted Share Units held by the reporting person and for which the reporting person elected to defer receipt of the underlying shares with respect to the Issuer's LiLAC ordinary shares (each, a "Pre-Split LiLAC RSU") were converted under the Deferred Compensation Plan, such that the reporting person (i) disposed of the Pre-Split LiLAC RSU and (ii) received a Restricted Share Unit relating to shares of the corresponding class of the Issuer's Liberty Global ordinary shares. This Restricted Share Unit will vest in accordance with the Deferred Compensation Plan. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F1 · shares: Represents shares underlying Restricted Share Units disposed of as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all Restricted Share Units held by the reporting person and for which the reporting person elected to defer receipt of the underlying shares with respect to the Issuer's LiLAC ordinary shares (each, a "Pre-Split LiLAC RSU") were converted under the Deferred Compensation Plan, such that the reporting person (i) disposed of the Pre-Split LiLAC RSU and (ii) received a Restricted Share Unit relating to shares of the corresponding class of the Issuer's Liberty Global ordinary shares. This Restricted Share Unit will vest in accordance with the Deferred Compensation Plan. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F1 · price: Represents shares underlying Restricted Share Units disposed of as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all Restricted Share Units held by the reporting person and for which the reporting person elected to defer receipt of the underlying shares with respect to the Issuer's LiLAC ordinary shares (each, a "Pre-Split LiLAC RSU") were converted under the Deferred Compensation Plan, such that the reporting person (i) disposed of the Pre-Split LiLAC RSU and (ii) received a Restricted Share Unit relating to shares of the corresponding class of the Issuer's Liberty Global ordinary shares. This Restricted Share Unit will vest in accordance with the Deferred Compensation Plan. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:40 UTC |
WARGO J DAVIDDirector
|
Disposition to issuerLiLAC Class C Share Fund Units · Derivative | 1,808 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-18-000010 · wf-form4_151501922141070.xml · derivative · entry 14 WARGO J DAVID · CIK 0001082013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 1,808 shares Expires not disclosed F9 · security: This share fund unit was disposed of as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off, all Pre-Split LiLAC Units were converted under the Deferred Compensation Plan, such that the reporting person (i) disposed of the Pre-Split LiLAC Unit and (ii) received a share fund unit relating to shares of the corresponding class of the Issuer's Liberty Global ordinary shares. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F7 · derivative.exercise_price: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F10 · price: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired was based on the closing prices of the Issuer's applicable class of ordinary shares on the respective grant dates of such share fund units, with the value of any fractional shares deferred in cash. F7 · derivative.exercise_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F7 · derivative.expiration_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:40 UTC |
WARGO J DAVIDDirector
|
Disposition to issuerLiLAC Class A Share Fund Units · Derivative | 751 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-18-000010 · wf-form4_151501922141070.xml · derivative · entry 13 WARGO J DAVID · CIK 0001082013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 751 shares Expires not disclosed F9 · security: This share fund unit was disposed of as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off, all Pre-Split LiLAC Units were converted under the Deferred Compensation Plan, such that the reporting person (i) disposed of the Pre-Split LiLAC Unit and (ii) received a share fund unit relating to shares of the corresponding class of the Issuer's Liberty Global ordinary shares. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F7 · derivative.exercise_price: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F10 · price: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired was based on the closing prices of the Issuer's applicable class of ordinary shares on the respective grant dates of such share fund units, with the value of any fractional shares deferred in cash. F7 · derivative.exercise_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F7 · derivative.expiration_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:40 UTC |
WARGO J DAVIDDirector
|
GrantLiberty Global Class C Share Fund Units · Derivative | 1,062 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-18-000010 · wf-form4_151501922141070.xml · derivative · entry 12 WARGO J DAVID · CIK 0001082013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,575 Underlying: Liberty Global Class C · 1,062 shares Expires not disclosed F6 · security: This share fund unit was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off, all share fund units held by the reporting person with respect to the Issuer's LiLAC ordinary shares (each, a "Pre-Split LiLAC Unit") were converted under the Deferred Compensation Plan, such that the reporting person (i) disposed of the Pre-Split LiLAC Unit and (ii) received a share fund unit relating to shares of the corresponding class of the Issuer's Liberty Global ordinary shares. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F7 · derivative.exercise_price: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F8 · price: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired is based on the closing prices of the applicable class of Issuer's ordinary shares on December 29, 2017, with the value of any fractional shares deferred in cash. F7 · derivative.exercise_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F7 · derivative.expiration_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:40 UTC |
WARGO J DAVIDDirector
|
GrantLiberty Global Class A Share Fund Units · Derivative | 422 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-18-000010 · wf-form4_151501922141070.xml · derivative · entry 11 WARGO J DAVID · CIK 0001082013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,798 Underlying: Liberty Global Class A · 422 shares Expires not disclosed F6 · security: This share fund unit was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off, all share fund units held by the reporting person with respect to the Issuer's LiLAC ordinary shares (each, a "Pre-Split LiLAC Unit") were converted under the Deferred Compensation Plan, such that the reporting person (i) disposed of the Pre-Split LiLAC Unit and (ii) received a share fund unit relating to shares of the corresponding class of the Issuer's Liberty Global ordinary shares. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F7 · derivative.exercise_price: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F8 · price: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired is based on the closing prices of the applicable class of Issuer's ordinary shares on December 29, 2017, with the value of any fractional shares deferred in cash. F7 · derivative.exercise_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F7 · derivative.expiration_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:40 UTC |
WARGO J DAVIDDirector
|
OtherLiLAC Class C | 1,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-18-000010 · wf-form4_151501922141070.xml · nonDerivative · entry 7 WARGO J DAVID · CIK 0001082013 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 F3 · kind: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended. F4 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:40 UTC |
WARGO J DAVIDDirector
|
GrantLiberty Global Class C | 392 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-18-000010 · wf-form4_151501922141070.xml · nonDerivative · entry 4 WARGO J DAVID · CIK 0001082013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,405 F2 · kind: Includes Restricted Share Units granted as a result of the adjustments described in footnote 1 and approved by the Issuer's Board pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. The reporting person has elected to defer receipt of the underlying Liberty Global ordinary shares until the Restricted Share Units vest in accordance with the Deferred Compensation Plan. F2 · shares: Includes Restricted Share Units granted as a result of the adjustments described in footnote 1 and approved by the Issuer's Board pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. The reporting person has elected to defer receipt of the underlying Liberty Global ordinary shares until the Restricted Share Units vest in accordance with the Deferred Compensation Plan. F2 · price: Includes Restricted Share Units granted as a result of the adjustments described in footnote 1 and approved by the Issuer's Board pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. The reporting person has elected to defer receipt of the underlying Liberty Global ordinary shares until the Restricted Share Units vest in accordance with the Deferred Compensation Plan. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:40 UTC |
WARGO J DAVIDDirector
|
GrantLiberty Global Class A | 121 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-18-000010 · wf-form4_151501922141070.xml · nonDerivative · entry 3 WARGO J DAVID · CIK 0001082013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,874 F2 · kind: Includes Restricted Share Units granted as a result of the adjustments described in footnote 1 and approved by the Issuer's Board pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. The reporting person has elected to defer receipt of the underlying Liberty Global ordinary shares until the Restricted Share Units vest in accordance with the Deferred Compensation Plan. F2 · shares: Includes Restricted Share Units granted as a result of the adjustments described in footnote 1 and approved by the Issuer's Board pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. The reporting person has elected to defer receipt of the underlying Liberty Global ordinary shares until the Restricted Share Units vest in accordance with the Deferred Compensation Plan. F2 · price: Includes Restricted Share Units granted as a result of the adjustments described in footnote 1 and approved by the Issuer's Board pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. The reporting person has elected to defer receipt of the underlying Liberty Global ordinary shares until the Restricted Share Units vest in accordance with the Deferred Compensation Plan. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:40 UTC |
WARGO J DAVIDDirector
|
Disposition to issuerLiLAC Class C | 668 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-18-000010 · wf-form4_151501922141070.xml · nonDerivative · entry 2 WARGO J DAVID · CIK 0001082013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,777 F1 · kind: Represents shares underlying Restricted Share Units disposed of as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all Restricted Share Units held by the reporting person and for which the reporting person elected to defer receipt of the underlying shares with respect to the Issuer's LiLAC ordinary shares (each, a "Pre-Split LiLAC RSU") were converted under the Deferred Compensation Plan, such that the reporting person (i) disposed of the Pre-Split LiLAC RSU and (ii) received a Restricted Share Unit relating to shares of the corresponding class of the Issuer's Liberty Global ordinary shares. This Restricted Share Unit will vest in accordance with the Deferred Compensation Plan. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F1 · shares: Represents shares underlying Restricted Share Units disposed of as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all Restricted Share Units held by the reporting person and for which the reporting person elected to defer receipt of the underlying shares with respect to the Issuer's LiLAC ordinary shares (each, a "Pre-Split LiLAC RSU") were converted under the Deferred Compensation Plan, such that the reporting person (i) disposed of the Pre-Split LiLAC RSU and (ii) received a Restricted Share Unit relating to shares of the corresponding class of the Issuer's Liberty Global ordinary shares. This Restricted Share Unit will vest in accordance with the Deferred Compensation Plan. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F1 · price: Represents shares underlying Restricted Share Units disposed of as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all Restricted Share Units held by the reporting person and for which the reporting person elected to defer receipt of the underlying shares with respect to the Issuer's LiLAC ordinary shares (each, a "Pre-Split LiLAC RSU") were converted under the Deferred Compensation Plan, such that the reporting person (i) disposed of the Pre-Split LiLAC RSU and (ii) received a Restricted Share Unit relating to shares of the corresponding class of the Issuer's Liberty Global ordinary shares. This Restricted Share Unit will vest in accordance with the Deferred Compensation Plan. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:40 UTC |
WARGO J DAVIDDirector
|
Disposition to issuerLiLAC Class A | 216 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-18-000010 · wf-form4_151501922141070.xml · nonDerivative · entry 1 WARGO J DAVID · CIK 0001082013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,168 F1 · kind: Represents shares underlying Restricted Share Units disposed of as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all Restricted Share Units held by the reporting person and for which the reporting person elected to defer receipt of the underlying shares with respect to the Issuer's LiLAC ordinary shares (each, a "Pre-Split LiLAC RSU") were converted under the Deferred Compensation Plan, such that the reporting person (i) disposed of the Pre-Split LiLAC RSU and (ii) received a Restricted Share Unit relating to shares of the corresponding class of the Issuer's Liberty Global ordinary shares. This Restricted Share Unit will vest in accordance with the Deferred Compensation Plan. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F1 · shares: Represents shares underlying Restricted Share Units disposed of as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all Restricted Share Units held by the reporting person and for which the reporting person elected to defer receipt of the underlying shares with respect to the Issuer's LiLAC ordinary shares (each, a "Pre-Split LiLAC RSU") were converted under the Deferred Compensation Plan, such that the reporting person (i) disposed of the Pre-Split LiLAC RSU and (ii) received a Restricted Share Unit relating to shares of the corresponding class of the Issuer's Liberty Global ordinary shares. This Restricted Share Unit will vest in accordance with the Deferred Compensation Plan. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F1 · price: Represents shares underlying Restricted Share Units disposed of as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all Restricted Share Units held by the reporting person and for which the reporting person elected to defer receipt of the underlying shares with respect to the Issuer's LiLAC ordinary shares (each, a "Pre-Split LiLAC RSU") were converted under the Deferred Compensation Plan, such that the reporting person (i) disposed of the Pre-Split LiLAC RSU and (ii) received a Restricted Share Unit relating to shares of the corresponding class of the Issuer's Liberty Global ordinary shares. This Restricted Share Unit will vest in accordance with the Deferred Compensation Plan. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 17:39 UTC |
DICK JOHN WDirector
|
OtherLiLAC Class C | 13,394 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-18-000007 · wf-form4_151501917229194.xml · nonDerivative · entry 2 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 17:39 UTC |
DICK JOHN WDirector
|
OtherLiLAC Class A | 4,878 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-18-000007 · wf-form4_151501917229194.xml · nonDerivative · entry 1 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:40 UTC |
Green Richard RDirector
|
GrantLiberty Global Restricted Share Units C · Derivative | 91 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-18-000009 · wf-form4_151501920502926.xml · derivative · entry 14 Green Richard R · CIK 0001452212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 983 Underlying: Liberty Global Class C · 91 shares Expires not disclosed F8 · security: This Restricted Share Unit was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off, all Restricted Share Units held by the reporting person with respect to the Issuer's LiLAC ordinary shares (each, a "Pre-Split LiLAC RSU") were converted under the Deferred Compensation Plan, such that the reporting person (i) disposed of the Pre-Split LiLAC RSU and (ii) received a Restricted Share Unit relating to shares of the corresponding class of the Issuer's Liberty Global ordinary shares. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F9 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F11 · price: The Restricted Share Units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of Restricted Share Units acquired was based on the closing prices of the Issuer's applicable class of ordinary shares on the respective grant dates of such Restricted Share Units , with the value of any fractional shares deferred in cash. F10 · derivative.exercise_date: Each Restricted Share Unit represents the economic equivalent of one share of Liberty Global Class A or Liberty Global Class C ordinary share, as the case may be. The Restricted Share Units confer no voting or other rights of share ownership. The Restricted Share Units become payable in a series of five substantially equal annual installments beginning on January 1, 2015, subject to certain other payment events. F10 · derivative.expiration_date: Each Restricted Share Unit represents the economic equivalent of one share of Liberty Global Class A or Liberty Global Class C ordinary share, as the case may be. The Restricted Share Units confer no voting or other rights of share ownership. The Restricted Share Units become payable in a series of five substantially equal annual installments beginning on January 1, 2015, subject to certain other payment events. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:40 UTC |
Green Richard RDirector
|
GrantLiberty Global Restricted Share Units A · Derivative | 29 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-18-000009 · wf-form4_151501920502926.xml · derivative · entry 13 Green Richard R · CIK 0001452212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327 Underlying: Liberty Global Class A · 29 shares Expires not disclosed F8 · security: This Restricted Share Unit was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off, all Restricted Share Units held by the reporting person with respect to the Issuer's LiLAC ordinary shares (each, a "Pre-Split LiLAC RSU") were converted under the Deferred Compensation Plan, such that the reporting person (i) disposed of the Pre-Split LiLAC RSU and (ii) received a Restricted Share Unit relating to shares of the corresponding class of the Issuer's Liberty Global ordinary shares. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F9 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F11 · price: The Restricted Share Units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of Restricted Share Units acquired was based on the closing prices of the Issuer's applicable class of ordinary shares on the respective grant dates of such Restricted Share Units , with the value of any fractional shares deferred in cash. F10 · derivative.exercise_date: Each Restricted Share Unit represents the economic equivalent of one share of Liberty Global Class A or Liberty Global Class C ordinary share, as the case may be. The Restricted Share Units confer no voting or other rights of share ownership. The Restricted Share Units become payable in a series of five substantially equal annual installments beginning on January 1, 2015, subject to certain other payment events. F10 · derivative.expiration_date: Each Restricted Share Unit represents the economic equivalent of one share of Liberty Global Class A or Liberty Global Class C ordinary share, as the case may be. The Restricted Share Units confer no voting or other rights of share ownership. The Restricted Share Units become payable in a series of five substantially equal annual installments beginning on January 1, 2015, subject to certain other payment events. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:40 UTC |
Green Richard RDirector
|
Disposition to issuerLiLAC Class C Share Fund Units · Derivative | 762 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-18-000009 · wf-form4_151501920502926.xml · derivative · entry 12 Green Richard R · CIK 0001452212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 762 shares Expires not disclosed F7 · security: This share fund unit was disposed of as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off, all Pre-Split LiLAC Units were converted under the Deferred Compensation Plan, such that the reporting person (i) disposed of the Pre-Split LiLAC Unit and (ii) received a share fund unit relating to shares of the corresponding class of the Issuer's Liberty Global ordinary shares. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F5 · derivative.exercise_price: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F6 · price: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired was based on the closing prices of the Issuer's applicable class of ordinary shares on the respective grant date of such share fund units, with the value of any fractional shares deferred in cash. F5 · derivative.exercise_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F5 · derivative.expiration_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:40 UTC |
Green Richard RDirector
|
Disposition to issuerLiLAC Class A Share Fund Units · Derivative | 268 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-18-000009 · wf-form4_151501920502926.xml · derivative · entry 11 Green Richard R · CIK 0001452212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 268 shares Expires not disclosed F7 · security: This share fund unit was disposed of as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off, all Pre-Split LiLAC Units were converted under the Deferred Compensation Plan, such that the reporting person (i) disposed of the Pre-Split LiLAC Unit and (ii) received a share fund unit relating to shares of the corresponding class of the Issuer's Liberty Global ordinary shares. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F5 · derivative.exercise_price: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F6 · price: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired was based on the closing prices of the Issuer's applicable class of ordinary shares on the respective grant date of such share fund units, with the value of any fractional shares deferred in cash. F5 · derivative.exercise_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F5 · derivative.expiration_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:40 UTC |
Green Richard RDirector
|
GrantLiberty Global Class C Share Fund Units · Derivative | 356 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-18-000009 · wf-form4_151501920502926.xml · derivative · entry 10 Green Richard R · CIK 0001452212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,204 Underlying: Liberty Global Class C · 356 shares Expires not disclosed F4 · security: This share fund unit was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off, all share fund units held by the reporting person with respect to the Issuer's LiLAC ordinary shares (each, a "Pre-Split LiLAC Unit") were converted under the Deferred Compensation Plan, such that the reporting person (i) disposed of the Pre-Split LiLAC Unit and (ii) received a share fund unit relating to shares of the corresponding class of the Issuer's Liberty Global ordinary shares. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F5 · derivative.exercise_price: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F6 · price: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired was based on the closing prices of the Issuer's applicable class of ordinary shares on the respective grant date of such share fund units, with the value of any fractional shares deferred in cash. F5 · derivative.exercise_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F5 · derivative.expiration_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:40 UTC |
Green Richard RDirector
|
GrantLiberty Global Class A Share Fund Units · Derivative | 121 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-18-000009 · wf-form4_151501920502926.xml · derivative · entry 9 Green Richard R · CIK 0001452212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,533 Underlying: Liberty Global Class A · 121 shares Expires not disclosed F4 · security: This share fund unit was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off, all share fund units held by the reporting person with respect to the Issuer's LiLAC ordinary shares (each, a "Pre-Split LiLAC Unit") were converted under the Deferred Compensation Plan, such that the reporting person (i) disposed of the Pre-Split LiLAC Unit and (ii) received a share fund unit relating to shares of the corresponding class of the Issuer's Liberty Global ordinary shares. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F5 · derivative.exercise_price: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F6 · price: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired was based on the closing prices of the Issuer's applicable class of ordinary shares on the respective grant date of such share fund units, with the value of any fractional shares deferred in cash. F5 · derivative.exercise_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F5 · derivative.expiration_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:40 UTC |
Green Richard RDirector
|
OtherLiLAC Class C | 2,149 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-18-000009 · wf-form4_151501920502926.xml · nonDerivative · entry 6 Green Richard R · CIK 0001452212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:40 UTC |
Green Richard RDirector
|
OtherLiLAC Class A | 970 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-18-000009 · wf-form4_151501920502926.xml · nonDerivative · entry 5 Green Richard R · CIK 0001452212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:40 UTC |
Green Richard RDirector
|
GrantLiberty Global Class C | 246 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-18-000009 · wf-form4_151501920502926.xml · nonDerivative · entry 4 Green Richard R · CIK 0001452212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,275 F2 · kind: Includes Restricted Share Units granted as a result of the adjustments described in footnote 1 and approved by the Issuer's Board pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. The reporting person has elected to defer receipt of the underlying Liberty Global ordinary shares until the Restricted Share Units vest in accordance with the Deferred Compensation Plan. F2 · shares: Includes Restricted Share Units granted as a result of the adjustments described in footnote 1 and approved by the Issuer's Board pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. The reporting person has elected to defer receipt of the underlying Liberty Global ordinary shares until the Restricted Share Units vest in accordance with the Deferred Compensation Plan. F2 · price: Includes Restricted Share Units granted as a result of the adjustments described in footnote 1 and approved by the Issuer's Board pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. The reporting person has elected to defer receipt of the underlying Liberty Global ordinary shares until the Restricted Share Units vest in accordance with the Deferred Compensation Plan. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:40 UTC |
Green Richard RDirector
|
GrantLiberty Global Class A | 77 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-18-000009 · wf-form4_151501920502926.xml · nonDerivative · entry 3 Green Richard R · CIK 0001452212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,580 F2 · kind: Includes Restricted Share Units granted as a result of the adjustments described in footnote 1 and approved by the Issuer's Board pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. The reporting person has elected to defer receipt of the underlying Liberty Global ordinary shares until the Restricted Share Units vest in accordance with the Deferred Compensation Plan. F2 · shares: Includes Restricted Share Units granted as a result of the adjustments described in footnote 1 and approved by the Issuer's Board pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. The reporting person has elected to defer receipt of the underlying Liberty Global ordinary shares until the Restricted Share Units vest in accordance with the Deferred Compensation Plan. F2 · price: Includes Restricted Share Units granted as a result of the adjustments described in footnote 1 and approved by the Issuer's Board pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. The reporting person has elected to defer receipt of the underlying Liberty Global ordinary shares until the Restricted Share Units vest in accordance with the Deferred Compensation Plan. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:40 UTC |
Green Richard RDirector
|
Disposition to issuerLiLAC Class C | 419 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-18-000009 · wf-form4_151501920502926.xml · nonDerivative · entry 2 Green Richard R · CIK 0001452212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,149 F1 · kind: Represents shares underlying Restricted Share Units disposed of as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all Restricted Share Units held by the reporting person and for which the reporting person elected to defer receipt of the underlying shares with respect to the Issuer's LiLAC ordinary shares (each, a "Pre-Split LiLAC RSU") were converted under the Deferred Compensation Plan, such that the reporting person (i) disposed of the Pre-Split LiLAC RSU and (ii) received a Restricted Share Unit relating to shares of the corresponding class of the Issuer's Liberty Global ordinary shares. This Restricted Share Unit will vest in accordance with the Deferred Compensation Plan. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F1 · shares: Represents shares underlying Restricted Share Units disposed of as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all Restricted Share Units held by the reporting person and for which the reporting person elected to defer receipt of the underlying shares with respect to the Issuer's LiLAC ordinary shares (each, a "Pre-Split LiLAC RSU") were converted under the Deferred Compensation Plan, such that the reporting person (i) disposed of the Pre-Split LiLAC RSU and (ii) received a Restricted Share Unit relating to shares of the corresponding class of the Issuer's Liberty Global ordinary shares. This Restricted Share Unit will vest in accordance with the Deferred Compensation Plan. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F1 · price: Represents shares underlying Restricted Share Units disposed of as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all Restricted Share Units held by the reporting person and for which the reporting person elected to defer receipt of the underlying shares with respect to the Issuer's LiLAC ordinary shares (each, a "Pre-Split LiLAC RSU") were converted under the Deferred Compensation Plan, such that the reporting person (i) disposed of the Pre-Split LiLAC RSU and (ii) received a Restricted Share Unit relating to shares of the corresponding class of the Issuer's Liberty Global ordinary shares. This Restricted Share Unit will vest in accordance with the Deferred Compensation Plan. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:40 UTC |
Green Richard RDirector
|
Disposition to issuerLiLAC Class A | 137 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-18-000009 · wf-form4_151501920502926.xml · nonDerivative · entry 1 Green Richard R · CIK 0001452212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 970 F1 · kind: Represents shares underlying Restricted Share Units disposed of as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all Restricted Share Units held by the reporting person and for which the reporting person elected to defer receipt of the underlying shares with respect to the Issuer's LiLAC ordinary shares (each, a "Pre-Split LiLAC RSU") were converted under the Deferred Compensation Plan, such that the reporting person (i) disposed of the Pre-Split LiLAC RSU and (ii) received a Restricted Share Unit relating to shares of the corresponding class of the Issuer's Liberty Global ordinary shares. This Restricted Share Unit will vest in accordance with the Deferred Compensation Plan. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F1 · shares: Represents shares underlying Restricted Share Units disposed of as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all Restricted Share Units held by the reporting person and for which the reporting person elected to defer receipt of the underlying shares with respect to the Issuer's LiLAC ordinary shares (each, a "Pre-Split LiLAC RSU") were converted under the Deferred Compensation Plan, such that the reporting person (i) disposed of the Pre-Split LiLAC RSU and (ii) received a Restricted Share Unit relating to shares of the corresponding class of the Issuer's Liberty Global ordinary shares. This Restricted Share Unit will vest in accordance with the Deferred Compensation Plan. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F1 · price: Represents shares underlying Restricted Share Units disposed of as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all Restricted Share Units held by the reporting person and for which the reporting person elected to defer receipt of the underlying shares with respect to the Issuer's LiLAC ordinary shares (each, a "Pre-Split LiLAC RSU") were converted under the Deferred Compensation Plan, such that the reporting person (i) disposed of the Pre-Split LiLAC RSU and (ii) received a Restricted Share Unit relating to shares of the corresponding class of the Issuer's Liberty Global ordinary shares. This Restricted Share Unit will vest in accordance with the Deferred Compensation Plan. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:39 UTC |
COLE ANDREWDirector
|
Disposition to issuerLiLAC Class C Share Fund Units · Derivative | 187 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-18-000006 · wf-form4_151501915571919.xml · derivative · entry 10 COLE ANDREW · CIK 0001439731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 187 shares Expires not disclosed F6 · security: This share fund unit was disposed of as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off, all Pre-Split LiLAC Units were converted under the Deferred Compensation Plan, such that the reporting person (i) disposed of the Pre-Split LiLAC Unit and (ii) received a share fund unit relating to shares of the corresponding class of the Issuer's Liberty Global ordinary shares. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F4 · derivative.exercise_price: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F7 · price: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired was based on the closing prices of the Issuer's applicable class of ordinary shares on the respective grant dates of such share fund units, with the value of any fractional shares deferred in cash. F4 · derivative.exercise_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F4 · derivative.expiration_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:39 UTC |
COLE ANDREWDirector
|
Disposition to issuerLiLAC Class A Share Fund Units · Derivative | 93 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-18-000006 · wf-form4_151501915571919.xml · derivative · entry 9 COLE ANDREW · CIK 0001439731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 93 shares Expires not disclosed F6 · security: This share fund unit was disposed of as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off, all Pre-Split LiLAC Units were converted under the Deferred Compensation Plan, such that the reporting person (i) disposed of the Pre-Split LiLAC Unit and (ii) received a share fund unit relating to shares of the corresponding class of the Issuer's Liberty Global ordinary shares. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F4 · derivative.exercise_price: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F7 · price: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired was based on the closing prices of the Issuer's applicable class of ordinary shares on the respective grant dates of such share fund units, with the value of any fractional shares deferred in cash. F4 · derivative.exercise_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F4 · derivative.expiration_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:39 UTC |
COLE ANDREWDirector
|
GrantLiberty Global Class C Share Fund Units · Derivative | 109 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-18-000006 · wf-form4_151501915571919.xml · derivative · entry 8 COLE ANDREW · CIK 0001439731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,040 Underlying: Liberty Global Class C · 109 shares Expires not disclosed F3 · security: This share fund unit was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off, all share fund units held by the reporting person with respect to the Issuer's LiLAC ordinary shares (each, a "Pre-Split LiLAC Unit") were converted under the Deferred Compensation Plan, such that the reporting person (i) disposed of the Pre-Split LiLAC Unit and (ii) received a share fund unit relating to shares of the corresponding class of the Issuer's Liberty Global ordinary shares. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F4 · derivative.exercise_price: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F5 · price: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired is based on the closing prices of the Issuer's applicable class of ordinary shares on December 29, 2017, with the value of any fractional shares deferred in cash. F4 · derivative.exercise_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F4 · derivative.expiration_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:39 UTC |
COLE ANDREWDirector
|
GrantLiberty Global Class A Share Fund Units · Derivative | 52 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-18-000006 · wf-form4_151501915571919.xml · derivative · entry 7 COLE ANDREW · CIK 0001439731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,505 Underlying: Liberty Global Class A · 52 shares Expires not disclosed F3 · security: This share fund unit was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off, all share fund units held by the reporting person with respect to the Issuer's LiLAC ordinary shares (each, a "Pre-Split LiLAC Unit") were converted under the Deferred Compensation Plan, such that the reporting person (i) disposed of the Pre-Split LiLAC Unit and (ii) received a share fund unit relating to shares of the corresponding class of the Issuer's Liberty Global ordinary shares. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F4 · derivative.exercise_price: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F5 · price: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired is based on the closing prices of the Issuer's applicable class of ordinary shares on December 29, 2017, with the value of any fractional shares deferred in cash. F4 · derivative.exercise_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. F4 · derivative.expiration_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:39 UTC |
COLE ANDREWDirector
|
OtherLiLAC Class A | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-18-000006 · wf-form4_151501915571919.xml · nonDerivative · entry 3 COLE ANDREW · CIK 0001439731 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Daughter Disclosed balance after: 0 F1 · kind: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:39 UTC |
COLE ANDREWDirector
|
OtherLiLAC Class C | 8,321 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-18-000006 · wf-form4_151501915571919.xml · nonDerivative · entry 2 COLE ANDREW · CIK 0001439731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:39 UTC |
COLE ANDREWDirector
|
OtherLiLAC Class A | 3,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-18-000006 · wf-form4_151501915571919.xml · nonDerivative · entry 1 COLE ANDREW · CIK 0001439731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:02 UTC |
GOULD PAUL ADirector
|
OtherLiLAC Share Option C (right to buy) · Derivative | 652 | $0.00 Strike: $16.24 | $0.00 |
DisclosureSEC source: 0001570585-18-000082 · wf-form5_151866016342932.xml · derivative · entry 16 GOULD PAUL A · CIK 0001018211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 652 shares Expires 2018-06-12 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:02 UTC |
GOULD PAUL ADirector
|
OtherLiLAC Share Option C (right to buy) · Derivative | 1,304 | $0.00 Strike: $15.53 | $0.00 |
DisclosureSEC source: 0001570585-18-000082 · wf-form5_151866016342932.xml · derivative · entry 15 GOULD PAUL A · CIK 0001018211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 1,304 shares Expires 2018-06-12 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:02 UTC |
GOULD PAUL ADirector
|
OtherLiLAC Share Option C (right to buy) · Derivative | 261 | $0.00 Strike: $14.86 | $0.00 |
DisclosureSEC source: 0001570585-18-000082 · wf-form5_151866016342932.xml · derivative · entry 14 GOULD PAUL A · CIK 0001018211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 261 shares Expires 2018-06-12 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:02 UTC |
GOULD PAUL ADirector
|
OtherLiLAC Share Option C (right to buy) · Derivative | 522 | $0.00 Strike: $14.21 | $0.00 |
DisclosureSEC source: 0001570585-18-000082 · wf-form5_151866016342932.xml · derivative · entry 13 GOULD PAUL A · CIK 0001018211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 522 shares Expires 2018-06-12 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.