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Nasdaq · USD

LBTYA

Liberty Global Ltd.

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4116
SEC CIK
0001570585
Parsed reports
814

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202606
Apr 202600
May 202602
Jun 202604
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 10, 2019 Filed May 14, 2019 21:31 UTC
GOULD PAUL ADirector
Exercise / conversionShare Option A (right to buy) · Derivative 5,250 $0.00 Strike: $5.93 $0.00
Disclosure

SEC source: 0001570585-19-000138 · wf-form4_155786947643744.xml · derivative · entry 4

GOULD PAUL A · CIK 0001018211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 5,250 shares

Expires 2019-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
May 10, 2019 Filed May 14, 2019 21:31 UTC
GOULD PAUL ADirector
Exercise / conversionClass C Ordinary Shares 5,227 $5.86 $30,630.22
Disclosure

SEC source: 0001570585-19-000138 · wf-form4_155786947643744.xml · nonDerivative · entry 3

GOULD PAUL A · CIK 0001018211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 986,472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2019 Filed May 14, 2019 21:31 UTC
GOULD PAUL ADirector
Exercise / conversionClass C Ordinary Shares 10,454 $5.85 $61,155.90
Disclosure

SEC source: 0001570585-19-000138 · wf-form4_155786947643744.xml · nonDerivative · entry 2

GOULD PAUL A · CIK 0001018211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 981,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2019 Filed May 14, 2019 21:31 UTC
GOULD PAUL ADirector
Exercise / conversionClass A Ordinary Shares 5,250 $5.93 $31,132.50
Disclosure

SEC source: 0001570585-19-000138 · wf-form4_155786947643744.xml · nonDerivative · entry 1

GOULD PAUL A · CIK 0001018211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2019 Filed May 10, 2019 21:34 UTC Exercise / conversionShare Option C (right to buy) · Derivative 20,908 $0.00 Strike: $5.85 $0.00
Disclosure

SEC source: 0001570585-19-000133 · wf-form4_155752403874553.xml · derivative · entry 7

WARGO J DAVID · CIK 0001082013 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Ordinary Shares · 20,908 shares

Expires 2019-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
May 08, 2019 Filed May 10, 2019 21:34 UTC Exercise / conversionShare Option C (right to buy) · Derivative 10,454 $0.00 Strike: $5.86 $0.00
Disclosure

SEC source: 0001570585-19-000133 · wf-form4_155752403874553.xml · derivative · entry 6

WARGO J DAVID · CIK 0001082013 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Ordinary Shares · 10,454 shares

Expires 2019-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
May 08, 2019 Filed May 10, 2019 21:34 UTC Exercise / conversionShare Option A (right to buy) · Derivative 10,501 $0.00 Strike: $5.93 $0.00
Disclosure

SEC source: 0001570585-19-000133 · wf-form4_155752403874553.xml · derivative · entry 5

WARGO J DAVID · CIK 0001082013 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 10,501 shares

Expires 2019-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
May 08, 2019 Filed May 10, 2019 21:34 UTC Exercise / conversionClass C Ordinary Shares 10,454 $5.86 $61,260.44
Disclosure

SEC source: 0001570585-19-000133 · wf-form4_155752403874553.xml · nonDerivative · entry 3

WARGO J DAVID · CIK 0001082013 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2019 Filed May 10, 2019 21:34 UTC Exercise / conversionClass C Ordinary Shares 20,908 $5.85 $122,311.80
Disclosure

SEC source: 0001570585-19-000133 · wf-form4_155752403874553.xml · nonDerivative · entry 2

WARGO J DAVID · CIK 0001082013 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2019 Filed May 10, 2019 21:34 UTC Exercise / conversionClass A Ordinary Shares 10,501 $5.93 $62,270.93
Disclosure

SEC source: 0001570585-19-000133 · wf-form4_155752403874553.xml · nonDerivative · entry 1

WARGO J DAVID · CIK 0001082013 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2019 Filed May 3, 2019 21:30 UTC Exercise / conversionShare Appreciation Rights C · Derivative 39,722 $0.00 Strike: $19.61 $0.00
Disclosure

SEC source: 0001570585-19-000120 · wf-form4_155691900636367.xml · derivative · entry 8

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Ordinary Shares · 39,722 shares

Expires 2019-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
May 01, 2019 Filed May 3, 2019 21:30 UTC Exercise / conversionShare Appreciation Rights C · Derivative 79,451 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001570585-19-000120 · wf-form4_155691900636367.xml · derivative · entry 7

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Ordinary Shares · 79,451 shares

Expires 2019-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
May 01, 2019 Filed May 3, 2019 21:30 UTC Exercise / conversionShare Appreciation Rights A · Derivative 39,899 $0.00 Strike: $19.87 $0.00
Disclosure

SEC source: 0001570585-19-000120 · wf-form4_155691900636367.xml · derivative · entry 6

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 39,899 shares

Expires 2019-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
May 01, 2019 Filed May 3, 2019 21:30 UTC Tax withholdingClass C Ordinary Shares 103,006 $25.81 $2,658,584.86
Disclosure

SEC source: 0001570585-19-000120 · wf-form4_155691900636367.xml · nonDerivative · entry 5

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,158

Read SEC document
May 01, 2019 Filed May 3, 2019 21:30 UTC Exercise / conversionClass C Ordinary Shares 39,722 $19.61 $778,948.42
Disclosure

SEC source: 0001570585-19-000120 · wf-form4_155691900636367.xml · nonDerivative · entry 4

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2019 Filed May 3, 2019 21:30 UTC Exercise / conversionClass C Ordinary Shares 79,451 $19.00 $1,509,569.00
Disclosure

SEC source: 0001570585-19-000120 · wf-form4_155691900636367.xml · nonDerivative · entry 3

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2019 Filed May 3, 2019 21:30 UTC Tax withholdingClass A Ordinary Shares 34,579 $26.55 $918,072.45
Disclosure

SEC source: 0001570585-19-000120 · wf-form4_155691900636367.xml · nonDerivative · entry 2

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,815

Read SEC document
May 01, 2019 Filed May 3, 2019 21:30 UTC Exercise / conversionClass A Ordinary Shares 39,899 $19.87 $792,793.13
Disclosure

SEC source: 0001570585-19-000120 · wf-form4_155691900636367.xml · nonDerivative · entry 1

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2019 Filed May 3, 2019 21:31 UTC
FRIES MICHAEL TDirector · President & CEO
Exercise / conversionShare Appreciation Rights C · Derivative 45,401 $0.00 Strike: $19.61 $0.00
Disclosure

SEC source: 0001570585-19-000121 · wf-form4_155691904997414.xml · derivative · entry 10

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Ordinary Shares · 45,401 shares

Expires 2019-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
May 01, 2019 Filed May 3, 2019 21:31 UTC
FRIES MICHAEL TDirector · President & CEO
Exercise / conversionShare Appreciation Rights C · Derivative 90,808 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001570585-19-000121 · wf-form4_155691904997414.xml · derivative · entry 9

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Ordinary Shares · 90,808 shares

Expires 2019-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
May 01, 2019 Filed May 3, 2019 21:31 UTC
FRIES MICHAEL TDirector · President & CEO
Exercise / conversionShare Appreciation Rights A · Derivative 45,603 $0.00 Strike: $19.87 $0.00
Disclosure

SEC source: 0001570585-19-000121 · wf-form4_155691904997414.xml · derivative · entry 8

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 45,603 shares

Expires 2019-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
May 01, 2019 Filed May 3, 2019 21:31 UTC
FRIES MICHAEL TDirector · President & CEO
Tax withholdingClass C Ordinary Shares 116,705 $25.81 $3,012,156.05
Disclosure

SEC source: 0001570585-19-000121 · wf-form4_155691904997414.xml · nonDerivative · entry 5

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,334,671

Read SEC document
May 01, 2019 Filed May 3, 2019 21:31 UTC
FRIES MICHAEL TDirector · President & CEO
Exercise / conversionClass C Ordinary Shares 45,401 $19.61 $890,313.61
Disclosure

SEC source: 0001570585-19-000121 · wf-form4_155691904997414.xml · nonDerivative · entry 4

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,451,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2019 Filed May 3, 2019 21:31 UTC
FRIES MICHAEL TDirector · President & CEO
Exercise / conversionClass C Ordinary Shares 90,808 $19.00 $1,725,352.00
Disclosure

SEC source: 0001570585-19-000121 · wf-form4_155691904997414.xml · nonDerivative · entry 3

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,405,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2019 Filed May 3, 2019 21:31 UTC
FRIES MICHAEL TDirector · President & CEO
Tax withholdingClass A Ordinary Shares 39,185 $26.55 $1,040,361.75
Disclosure

SEC source: 0001570585-19-000121 · wf-form4_155691904997414.xml · nonDerivative · entry 2

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 730,630

Read SEC document
May 01, 2019 Filed May 3, 2019 21:31 UTC
FRIES MICHAEL TDirector · President & CEO
Exercise / conversionClass A Ordinary Shares 45,603 $19.87 $906,131.61
Disclosure

SEC source: 0001570585-19-000121 · wf-form4_155691904997414.xml · nonDerivative · entry 1

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 769,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2019 Filed May 3, 2019 21:31 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
Exercise / conversionShare Appreciation Rights C · Derivative 20,396 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001570585-19-000122 · wf-form4_155691909374010.xml · derivative · entry 4

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Ordinary Shares · 20,396 shares

Expires 2019-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
May 01, 2019 Filed May 3, 2019 21:31 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
Tax withholdingClass C Ordinary Shares 17,382 $25.81 $448,629.42
Disclosure

SEC source: 0001570585-19-000122 · wf-form4_155691909374010.xml · nonDerivative · entry 2

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,138

Read SEC document
May 01, 2019 Filed May 3, 2019 21:31 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
Exercise / conversionClass C Ordinary Shares 20,396 $19.00 $387,524.00
Disclosure

SEC source: 0001570585-19-000122 · wf-form4_155691909374010.xml · nonDerivative · entry 1

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 12, 2019 Filed Apr 15, 2019 17:32 UTC Exercise / conversionShare Option C (right to buy) · Derivative 6,968 $0.00 Strike: $5.85 $0.00
Disclosure

SEC source: 0001570585-19-000108 · wf-form4_155536391252477.xml · derivative · entry 8

RAPLEY DAVID E · CIK 0001195192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Ordinary Shares · 6,968 shares

Expires 2019-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
April 12, 2019 Filed Apr 15, 2019 17:32 UTC Exercise / conversionShare Option C (right to buy) · Derivative 3,484 $0.00 Strike: $5.86 $0.00
Disclosure

SEC source: 0001570585-19-000108 · wf-form4_155536391252477.xml · derivative · entry 7

RAPLEY DAVID E · CIK 0001195192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Ordinary Shares · 3,484 shares

Expires 2019-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
April 12, 2019 Filed Apr 15, 2019 17:32 UTC Exercise / conversionShare Option A (right to buy) · Derivative 3,500 $0.00 Strike: $5.93 $0.00
Disclosure

SEC source: 0001570585-19-000108 · wf-form4_155536391252477.xml · derivative · entry 6

RAPLEY DAVID E · CIK 0001195192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 3,500 shares

Expires 2019-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
April 12, 2019 Filed Apr 15, 2019 17:32 UTC SaleClass C Ordinary Shares 10,452 $26.88 $280,989.48
Disclosure

SEC source: 0001570585-19-000108 · wf-form4_155536391252477.xml · nonDerivative · entry 5

RAPLEY DAVID E · CIK 0001195192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,045

F2 · price: The price reflects a weighted average of sales made at prices ranging from $26.87 to $26.905. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.

Read SEC document
April 12, 2019 Filed Apr 15, 2019 17:32 UTC Exercise / conversionClass C Ordinary Shares 6,968 $5.85 $40,762.80
Disclosure

SEC source: 0001570585-19-000108 · wf-form4_155536391252477.xml · nonDerivative · entry 4

RAPLEY DAVID E · CIK 0001195192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 12, 2019 Filed Apr 15, 2019 17:32 UTC Exercise / conversionClass C Ordinary Shares 3,484 $5.86 $20,416.24
Disclosure

SEC source: 0001570585-19-000108 · wf-form4_155536391252477.xml · nonDerivative · entry 3

RAPLEY DAVID E · CIK 0001195192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 12, 2019 Filed Apr 15, 2019 17:32 UTC SaleClass A Ordinary Shares 3,500 $27.73 $97,057.45
Disclosure

SEC source: 0001570585-19-000108 · wf-form4_155536391252477.xml · nonDerivative · entry 2

RAPLEY DAVID E · CIK 0001195192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,364

F1 · price: The price reflects a weighted average of sales made at prices ranging from $27.73 to $27.74. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.

Read SEC document
April 12, 2019 Filed Apr 15, 2019 17:32 UTC Exercise / conversionClass A Ordinary Shares 3,500 $5.93 $20,755.00
Disclosure

SEC source: 0001570585-19-000108 · wf-form4_155536391252477.xml · nonDerivative · entry 1

RAPLEY DAVID E · CIK 0001195192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 21:37 UTC Exercise / conversionRestricted Share Units C · Derivative 49,844 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-19-000098 · wf-form4_155432743102662.xml · derivative · entry 8

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,844

Underlying: Class C Ordinary Shares · 49,844 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F3 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2019 ad October 1, 2019.

F3 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2019 ad October 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 21:37 UTC Exercise / conversionRestricted Share Units A · Derivative 24,922 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-19-000098 · wf-form4_155432743102662.xml · derivative · entry 7

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,922

Underlying: Class A Ordinary Shares · 24,922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F3 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2019 ad October 1, 2019.

F3 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2019 ad October 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 21:37 UTC GrantShare Appreciation Rights C · Derivative 189,662 $0.00 Strike: $24.15 $0.00
Disclosure

SEC source: 0001570585-19-000098 · wf-form4_155432743102662.xml · derivative · entry 6

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,662

Underlying: Class C Ordinary Shares · 189,662 shares

Expires 2029-04-01

F2 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2019, and the remaining shares in 14 equal quarterly installments commencing February 1, 2020.

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April 01, 2019 Filed Apr 3, 2019 21:37 UTC GrantShare Appreciation Rights A · Derivative 94,831 $0.00 Strike: $24.90 $0.00
Disclosure

SEC source: 0001570585-19-000098 · wf-form4_155432743102662.xml · derivative · entry 5

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,831

Underlying: Class A Ordinary Shares · 94,831 shares

Expires 2029-04-01

F2 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2019, and the remaining shares in 14 equal quarterly installments commencing February 1, 2020.

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April 01, 2019 Filed Apr 3, 2019 21:37 UTC Tax withholdingClass C Ordinary Shares 23,427 $24.15 $565,762.05
Disclosure

SEC source: 0001570585-19-000098 · wf-form4_155432743102662.xml · nonDerivative · entry 4

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,991

Read SEC document
April 01, 2019 Filed Apr 3, 2019 21:37 UTC Exercise / conversionClass C Ordinary Shares 49,844 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-19-000098 · wf-form4_155432743102662.xml · nonDerivative · entry 3

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,418

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

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April 01, 2019 Filed Apr 3, 2019 21:37 UTC Tax withholdingClass A Ordinary Shares 11,714 $24.90 $291,678.60
Disclosure

SEC source: 0001570585-19-000098 · wf-form4_155432743102662.xml · nonDerivative · entry 2

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,495

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April 01, 2019 Filed Apr 3, 2019 21:37 UTC Exercise / conversionClass A Ordinary Shares 24,922 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-19-000098 · wf-form4_155432743102662.xml · nonDerivative · entry 1

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

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April 01, 2019 Filed Apr 3, 2019 21:38 UTC
FRIES MICHAEL TDirector · President & CEO
Exercise / conversionRestricted Share Units C · Derivative 186,915 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-19-000099 · wf-form4_155432747332702.xml · derivative · entry 10

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,914

Underlying: Class C Ordinary Shares · 186,915 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F3 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2019 ad October 1, 2019.

F3 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2019 ad October 1, 2019.

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April 01, 2019 Filed Apr 3, 2019 21:38 UTC
FRIES MICHAEL TDirector · President & CEO
Exercise / conversionRestricted Share Units A · Derivative 93,457 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-19-000099 · wf-form4_155432747332702.xml · derivative · entry 9

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,457

Underlying: Class A Ordinary Shares · 93,457 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F3 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2019 ad October 1, 2019.

F3 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2019 ad October 1, 2019.

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April 01, 2019 Filed Apr 3, 2019 21:38 UTC
FRIES MICHAEL TDirector · President & CEO
GrantShare Appreciation Rights C · Derivative 790,262 $0.00 Strike: $24.15 $0.00
Disclosure

SEC source: 0001570585-19-000099 · wf-form4_155432747332702.xml · derivative · entry 8

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 790,262

Underlying: Class C Ordinary Shares · 790,262 shares

Expires 2029-04-01

F2 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2019, and the remaining shares in 14 equal quarterly installments commencing February 1, 2020.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 21:38 UTC
FRIES MICHAEL TDirector · President & CEO
GrantShare Appreciation Rights A · Derivative 395,131 $0.00 Strike: $24.90 $0.00
Disclosure

SEC source: 0001570585-19-000099 · wf-form4_155432747332702.xml · derivative · entry 7

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,131

Underlying: Class A Ordinary Shares · 395,131 shares

Expires 2029-04-01

F2 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2019, and the remaining shares in 14 equal quarterly installments commencing February 1, 2020.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 21:38 UTC
FRIES MICHAEL TDirector · President & CEO
Tax withholdingClass C Ordinary Shares 82,300 $24.15 $1,987,545.00
Disclosure

SEC source: 0001570585-19-000099 · wf-form4_155432747332702.xml · nonDerivative · entry 4

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,315,167

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.