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Nasdaq · USD

LBTYA

Liberty Global Ltd.

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4116
SEC CIK
0001570585
Parsed reports
814

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202606
Apr 202600
May 202602
Jun 202604
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2020 Filed Apr 3, 2020 21:17 UTC GrantShare Appreciation Rights A · Derivative 177,383 $0.00 Strike: $16.05 $0.00
Disclosure

SEC source: 0001570585-20-000096 · wf-form4_158594861889669.xml · derivative · entry 9

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,383

Underlying: Class A Ordinary Shares · 177,383 shares

Expires 2030-04-01

F4 · derivative.exercise_date: The Share Appreciation Rights vest in three equal annual installments commencing on May 1, 2021.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:17 UTC GrantRestricted Share Units C · Derivative 147,976 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-20-000096 · wf-form4_158594861889669.xml · derivative · entry 8

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,976

Underlying: Class C Ordinary Shares · 147,976 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F3 · derivative.exercise_date: The RSUs vest in three equal annual installments commencing on May 1, 2021.

F3 · derivative.expiration_date: The RSUs vest in three equal annual installments commencing on May 1, 2021.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:17 UTC GrantRestricted Share Units A · Derivative 73,988 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-20-000096 · wf-form4_158594861889669.xml · derivative · entry 7

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,988

Underlying: Class A Ordinary Shares · 73,988 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F3 · derivative.exercise_date: The RSUs vest in three equal annual installments commencing on May 1, 2021.

F3 · derivative.expiration_date: The RSUs vest in three equal annual installments commencing on May 1, 2021.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:17 UTC Exercise / conversionRestricted Share Units C · Derivative 43,583 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-20-000096 · wf-form4_158594861889669.xml · derivative · entry 6

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,584

Underlying: Class C Ordinary Shares · 43,583 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F2 · derivative.exercise_date: The RSUs vest in two equal semi-annual installments on April 1, 2020 and October 1, 2020.

F2 · derivative.expiration_date: The RSUs vest in two equal semi-annual installments on April 1, 2020 and October 1, 2020.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:17 UTC Exercise / conversionRestricted Share Units A · Derivative 21,792 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-20-000096 · wf-form4_158594861889669.xml · derivative · entry 5

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,792

Underlying: Class A Ordinary Shares · 21,792 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F2 · derivative.exercise_date: The RSUs vest in two equal semi-annual installments on April 1, 2020 and October 1, 2020.

F2 · derivative.expiration_date: The RSUs vest in two equal semi-annual installments on April 1, 2020 and October 1, 2020.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:17 UTC Tax withholdingClass C Ordinary Shares 20,485 $15.12 $309,733.20
Disclosure

SEC source: 0001570585-20-000096 · wf-form4_158594861889669.xml · nonDerivative · entry 4

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,244

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:17 UTC Exercise / conversionClass C Ordinary Shares 43,583 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-20-000096 · wf-form4_158594861889669.xml · nonDerivative · entry 3

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:17 UTC Tax withholdingClass A Ordinary Shares 10,244 $16.05 $164,416.20
Disclosure

SEC source: 0001570585-20-000096 · wf-form4_158594861889669.xml · nonDerivative · entry 2

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,856

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:17 UTC Exercise / conversionClass A Ordinary Shares 21,792 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-20-000096 · wf-form4_158594861889669.xml · nonDerivative · entry 1

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:17 UTC
FRIES MICHAEL TDirector · President & CEO
GrantShare Appreciation Rights C · Derivative 1,034,736 $0.00 Strike: $15.12 $0.00
Disclosure

SEC source: 0001570585-20-000097 · wf-form4_158594864194465.xml · derivative · entry 12

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,034,736

Underlying: Class C Ordinary Shares · 1,034,736 shares

Expires 2030-04-01

F4 · derivative.exercise_date: The Share Appreciation Rights vest in three equal annual installments commencing on May 1, 2021.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:17 UTC
FRIES MICHAEL TDirector · President & CEO
GrantShare Appreciation Rights A · Derivative 517,368 $0.00 Strike: $16.05 $0.00
Disclosure

SEC source: 0001570585-20-000097 · wf-form4_158594864194465.xml · derivative · entry 11

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517,368

Underlying: Class A Ordinary Shares · 517,368 shares

Expires 2030-04-01

F4 · derivative.exercise_date: The Share Appreciation Rights vest in three equal annual installments commencing on May 1, 2021.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:17 UTC
FRIES MICHAEL TDirector · President & CEO
GrantRestricted Share Units C · Derivative 431,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-20-000097 · wf-form4_158594864194465.xml · derivative · entry 10

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,600

Underlying: Class C Ordinary Shares · 431,600 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F3 · derivative.exercise_date: The RSUs vest in three equal annual installments commencing on May 1, 2021.

F3 · derivative.expiration_date: The RSUs vest in three equal annual installments commencing on May 1, 2021.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:17 UTC
FRIES MICHAEL TDirector · President & CEO
GrantRestricted Share Units A · Derivative 215,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-20-000097 · wf-form4_158594864194465.xml · derivative · entry 9

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,800

Underlying: Class A Ordinary Shares · 215,800 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F3 · derivative.exercise_date: The RSUs vest in three equal annual installments commencing on May 1, 2021.

F3 · derivative.expiration_date: The RSUs vest in three equal annual installments commencing on May 1, 2021.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:17 UTC
FRIES MICHAEL TDirector · President & CEO
Exercise / conversionRestricted Share Units C · Derivative 163,436 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-20-000097 · wf-form4_158594864194465.xml · derivative · entry 8

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,437

Underlying: Class C Ordinary Shares · 163,436 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F2 · derivative.exercise_date: The RSUs vest in two equal semi-annual installments on April 1, 2020 and October 1, 2020.

F2 · derivative.expiration_date: The RSUs vest in two equal semi-annual installments on April 1, 2020 and October 1, 2020.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:17 UTC
FRIES MICHAEL TDirector · President & CEO
Exercise / conversionRestricted Share Units A · Derivative 81,718 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-20-000097 · wf-form4_158594864194465.xml · derivative · entry 7

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,718

Underlying: Class A Ordinary Shares · 81,718 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F2 · derivative.exercise_date: The RSUs vest in two equal semi-annual installments on April 1, 2020 and October 1, 2020.

F2 · derivative.expiration_date: The RSUs vest in two equal semi-annual installments on April 1, 2020 and October 1, 2020.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:17 UTC
FRIES MICHAEL TDirector · President & CEO
Tax withholdingClass C Ordinary Shares 72,534 $15.12 $1,096,714.08
Disclosure

SEC source: 0001570585-20-000097 · wf-form4_158594864194465.xml · nonDerivative · entry 4

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,226,283

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:17 UTC
FRIES MICHAEL TDirector · President & CEO
Exercise / conversionClass C Ordinary Shares 163,436 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-20-000097 · wf-form4_158594864194465.xml · nonDerivative · entry 3

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,298,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:17 UTC
FRIES MICHAEL TDirector · President & CEO
Tax withholdingClass A Ordinary Shares 36,267 $16.05 $582,085.35
Disclosure

SEC source: 0001570585-20-000097 · wf-form4_158594864194465.xml · nonDerivative · entry 2

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 828,061

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:17 UTC
FRIES MICHAEL TDirector · President & CEO
Exercise / conversionClass A Ordinary Shares 81,718 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-20-000097 · wf-form4_158594864194465.xml · nonDerivative · entry 1

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 864,328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:20 UTC
Waldron JasonSVP & CAO
GrantShare Appreciation Rights C · Derivative 118,254 $0.00 Strike: $15.12 $0.00
Disclosure

SEC source: 0001570585-20-000102 · wf-form4_158594880630333.xml · derivative · entry 11

Waldron Jason · CIK 0001693396 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,254

Underlying: Class C Ordinary Shares · 118,254 shares

Expires 2030-04-01

F4 · derivative.exercise_date: The Share Appreciation Rights vest in three equal annual installments commencing on May 1, 2021.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:20 UTC
Waldron JasonSVP & CAO
GrantShare Appreciation Rights A · Derivative 59,127 $0.00 Strike: $16.05 $0.00
Disclosure

SEC source: 0001570585-20-000102 · wf-form4_158594880630333.xml · derivative · entry 10

Waldron Jason · CIK 0001693396 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,127

Underlying: Class A Ordinary Shares · 59,127 shares

Expires 2030-04-01

F4 · derivative.exercise_date: The Share Appreciation Rights vest in three equal annual installments commencing on May 1, 2021.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:20 UTC
Waldron JasonSVP & CAO
GrantRestricted Share Units C · Derivative 49,324 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-20-000102 · wf-form4_158594880630333.xml · derivative · entry 9

Waldron Jason · CIK 0001693396 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,324

Underlying: Class C Ordinary Shares · 49,324 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F3 · derivative.exercise_date: The RSUs vest in three equal annual installments commencing on May 1, 2021.

F3 · derivative.expiration_date: The RSUs vest in three equal annual installments commencing on May 1, 2021.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:20 UTC
Waldron JasonSVP & CAO
GrantRestricted Share Units A · Derivative 24,662 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-20-000102 · wf-form4_158594880630333.xml · derivative · entry 8

Waldron Jason · CIK 0001693396 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,662

Underlying: Class A Ordinary Shares · 24,662 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F3 · derivative.exercise_date: The RSUs vest in three equal annual installments commencing on May 1, 2021.

F3 · derivative.expiration_date: The RSUs vest in three equal annual installments commencing on May 1, 2021.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:20 UTC
Waldron JasonSVP & CAO
Exercise / conversionRestricted Share Units C · Derivative 14,528 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-20-000102 · wf-form4_158594880630333.xml · derivative · entry 7

Waldron Jason · CIK 0001693396 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,528

Underlying: Class C Ordinary Shares · 14,528 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F2 · derivative.exercise_date: The RSUs vest in two equal semi-annual installments on April 1, 2020 and October 1, 2020.

F2 · derivative.expiration_date: The RSUs vest in two equal semi-annual installments on April 1, 2020 and October 1, 2020.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:20 UTC
Waldron JasonSVP & CAO
Exercise / conversionRestricted Share Units A · Derivative 7,264 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-20-000102 · wf-form4_158594880630333.xml · derivative · entry 6

Waldron Jason · CIK 0001693396 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,264

Underlying: Class A Ordinary Shares · 7,264 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F2 · derivative.exercise_date: The RSUs vest in two equal semi-annual installments on April 1, 2020 and October 1, 2020.

F2 · derivative.expiration_date: The RSUs vest in two equal semi-annual installments on April 1, 2020 and October 1, 2020.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:20 UTC
Waldron JasonSVP & CAO
Tax withholdingClass C Ordinary Shares 6,390 $15.12 $96,616.80
Disclosure

SEC source: 0001570585-20-000102 · wf-form4_158594880630333.xml · nonDerivative · entry 4

Waldron Jason · CIK 0001693396 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,064

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:20 UTC
Waldron JasonSVP & CAO
Exercise / conversionClass C Ordinary Shares 14,528 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-20-000102 · wf-form4_158594880630333.xml · nonDerivative · entry 3

Waldron Jason · CIK 0001693396 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:20 UTC
Waldron JasonSVP & CAO
Tax withholdingClass A Ordinary Shares 3,195 $16.05 $51,279.75
Disclosure

SEC source: 0001570585-20-000102 · wf-form4_158594880630333.xml · nonDerivative · entry 2

Waldron Jason · CIK 0001693396 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,998

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:20 UTC
Waldron JasonSVP & CAO
Exercise / conversionClass A Ordinary Shares 7,264 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-20-000102 · wf-form4_158594880630333.xml · nonDerivative · entry 1

Waldron Jason · CIK 0001693396 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:18 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
GrantShare Appreciation Rights C · Derivative 236,510 $0.00 Strike: $15.12 $0.00
Disclosure

SEC source: 0001570585-20-000098 · wf-form4_158594866345834.xml · derivative · entry 11

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,510

Underlying: Class C Ordinary Shares · 236,510 shares

Expires 2030-04-01

F4 · derivative.exercise_date: The Share Appreciation Rights vest in three equal annual installments commencing on May 1, 2021.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:18 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
GrantShare Appreciation Rights A · Derivative 118,255 $0.00 Strike: $16.05 $0.00
Disclosure

SEC source: 0001570585-20-000098 · wf-form4_158594866345834.xml · derivative · entry 10

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,255

Underlying: Class A Ordinary Shares · 118,255 shares

Expires 2030-04-01

F4 · derivative.exercise_date: The Share Appreciation Rights vest in three equal annual installments commencing on May 1, 2021.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:18 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
GrantRestricted Share Units C · Derivative 98,650 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-20-000098 · wf-form4_158594866345834.xml · derivative · entry 9

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,650

Underlying: Class C Ordinary Shares · 98,650 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F3 · derivative.exercise_date: The RSUs vest in three equal annual installments commencing on May 1, 2021.

F3 · derivative.expiration_date: The RSUs vest in three equal annual installments commencing on May 1, 2021.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:18 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
GrantRestricted Share Units A · Derivative 49,325 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-20-000098 · wf-form4_158594866345834.xml · derivative · entry 8

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,325

Underlying: Class A Ordinary Shares · 49,325 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F3 · derivative.exercise_date: The RSUs vest in three equal annual installments commencing on May 1, 2021.

F3 · derivative.expiration_date: The RSUs vest in three equal annual installments commencing on May 1, 2021.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:18 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
Exercise / conversionRestricted Share Units C · Derivative 29,055 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-20-000098 · wf-form4_158594866345834.xml · derivative · entry 7

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,056

Underlying: Class C Ordinary Shares · 29,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F2 · derivative.exercise_date: The RSUs vest in two equal semi-annual installments on April 1, 2020 and October 1, 2020.

F2 · derivative.expiration_date: The RSUs vest in two equal semi-annual installments on April 1, 2020 and October 1, 2020.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:18 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
Exercise / conversionRestricted Share Units A · Derivative 14,528 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-20-000098 · wf-form4_158594866345834.xml · derivative · entry 6

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,528

Underlying: Class A Ordinary Shares · 14,528 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F2 · derivative.exercise_date: The RSUs vest in two equal semi-annual installments on April 1, 2020 and October 1, 2020.

F2 · derivative.expiration_date: The RSUs vest in two equal semi-annual installments on April 1, 2020 and October 1, 2020.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:18 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
Tax withholdingClass C Ordinary Shares 12,779 $15.12 $193,218.48
Disclosure

SEC source: 0001570585-20-000098 · wf-form4_158594866345834.xml · nonDerivative · entry 4

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,555

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:18 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
Exercise / conversionClass C Ordinary Shares 29,055 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-20-000098 · wf-form4_158594866345834.xml · nonDerivative · entry 3

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:18 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
Tax withholdingClass A Ordinary Shares 6,390 $16.05 $102,559.50
Disclosure

SEC source: 0001570585-20-000098 · wf-form4_158594866345834.xml · nonDerivative · entry 2

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,285

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:18 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
Exercise / conversionClass A Ordinary Shares 14,528 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-20-000098 · wf-form4_158594866345834.xml · nonDerivative · entry 1

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:19 UTC
Rodriguez EnriqueEVP, Chief Technology Officer
GrantShare Appreciation Rights C · Derivative 295,638 $0.00 Strike: $15.12 $0.00
Disclosure

SEC source: 0001570585-20-000100 · wf-form4_158594873567498.xml · derivative · entry 11

Rodriguez Enrique · CIK 0001565787 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,638

Underlying: Class C Ordinary Shares · 295,638 shares

Expires 2030-04-01

F4 · derivative.exercise_date: The Share Appreciation Rights vest in three equal annual installments commencing on May 1, 2021.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:19 UTC
Rodriguez EnriqueEVP, Chief Technology Officer
GrantShare Appreciation Rights A · Derivative 147,819 $0.00 Strike: $16.05 $0.00
Disclosure

SEC source: 0001570585-20-000100 · wf-form4_158594873567498.xml · derivative · entry 10

Rodriguez Enrique · CIK 0001565787 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,819

Underlying: Class A Ordinary Shares · 147,819 shares

Expires 2030-04-01

F4 · derivative.exercise_date: The Share Appreciation Rights vest in three equal annual installments commencing on May 1, 2021.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:19 UTC
Rodriguez EnriqueEVP, Chief Technology Officer
GrantRestricted Share Units C · Derivative 123,314 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-20-000100 · wf-form4_158594873567498.xml · derivative · entry 9

Rodriguez Enrique · CIK 0001565787 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,314

Underlying: Class C Ordinary Shares · 123,314 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F3 · derivative.exercise_date: The RSUs vest in three equal annual installments commencing on May 1, 2021.

F3 · derivative.expiration_date: The RSUs vest in three equal annual installments commencing on May 1, 2021.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:19 UTC
Rodriguez EnriqueEVP, Chief Technology Officer
GrantRestricted Share Units A · Derivative 61,657 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-20-000100 · wf-form4_158594873567498.xml · derivative · entry 8

Rodriguez Enrique · CIK 0001565787 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,657

Underlying: Class A Ordinary Shares · 61,657 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F3 · derivative.exercise_date: The RSUs vest in three equal annual installments commencing on May 1, 2021.

F3 · derivative.expiration_date: The RSUs vest in three equal annual installments commencing on May 1, 2021.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:19 UTC
Rodriguez EnriqueEVP, Chief Technology Officer
Exercise / conversionRestricted Share Units C · Derivative 36,313 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-20-000100 · wf-form4_158594873567498.xml · derivative · entry 7

Rodriguez Enrique · CIK 0001565787 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,314

Underlying: Class C Ordinary Shares · 36,313 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F2 · derivative.exercise_date: The RSUs vest in two equal semi-annual installments on April 1, 2020 and October 1, 2020.

F2 · derivative.expiration_date: The RSUs vest in two equal semi-annual installments on April 1, 2020 and October 1, 2020.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:19 UTC
Rodriguez EnriqueEVP, Chief Technology Officer
Exercise / conversionRestricted Share Units A · Derivative 18,156 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-20-000100 · wf-form4_158594873567498.xml · derivative · entry 6

Rodriguez Enrique · CIK 0001565787 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,157

Underlying: Class A Ordinary Shares · 18,156 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F2 · derivative.exercise_date: The RSUs vest in two equal semi-annual installments on April 1, 2020 and October 1, 2020.

F2 · derivative.expiration_date: The RSUs vest in two equal semi-annual installments on April 1, 2020 and October 1, 2020.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:19 UTC
Rodriguez EnriqueEVP, Chief Technology Officer
Tax withholdingClass C Ordinary Shares 19,047 $15.12 $287,990.64
Disclosure

SEC source: 0001570585-20-000100 · wf-form4_158594873567498.xml · nonDerivative · entry 4

Rodriguez Enrique · CIK 0001565787 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,415

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:19 UTC
Rodriguez EnriqueEVP, Chief Technology Officer
Exercise / conversionClass C Ordinary Shares 36,313 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-20-000100 · wf-form4_158594873567498.xml · nonDerivative · entry 3

Rodriguez Enrique · CIK 0001565787 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:19 UTC
Rodriguez EnriqueEVP, Chief Technology Officer
Tax withholdingClass A Ordinary Shares 9,524 $16.05 $152,860.20
Disclosure

SEC source: 0001570585-20-000100 · wf-form4_158594873567498.xml · nonDerivative · entry 2

Rodriguez Enrique · CIK 0001565787 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,197

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:19 UTC
Rodriguez EnriqueEVP, Chief Technology Officer
Exercise / conversionClass A Ordinary Shares 18,156 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-20-000100 · wf-form4_158594873567498.xml · nonDerivative · entry 1

Rodriguez Enrique · CIK 0001565787 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:20 UTC
Salvato AndreaSVP, CHIEF DEVELOPMENT OFFICER
GrantShare Appreciation Rights C · Derivative 236,510 $0.00 Strike: $15.12 $0.00
Disclosure

SEC source: 0001570585-20-000101 · wf-form4_158594876782554.xml · derivative · entry 10

Salvato Andrea · CIK 0001778743 · SVP, CHIEF DEVELOPMENT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,510

Underlying: Class C Ordinary Shares · 236,510 shares

Expires 2030-04-01

F4 · derivative.exercise_date: The Share Appreciation Rights vest in three equal annual installments commencing on May 1, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.