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Nasdaq · USD

LBTYA

Liberty Global Ltd.

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Tapewire entity
4116
SEC CIK
0001570585
Parsed reports
814

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202606
Apr 202600
May 202602
Jun 202604
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 26, 2020 Filed May 28, 2020 21:17 UTC Exercise / conversionClass C Ordinary Shares 2,937 $10.57 $31,044.09
Disclosure

SEC source: 0001570585-20-000186 · wf-form4_159070065771308.xml · nonDerivative · entry 3

WARGO J DAVID · CIK 0001082013 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2020 Filed May 28, 2020 21:17 UTC Exercise / conversionClass C Ordinary Shares 1,470 $10.51 $15,449.70
Disclosure

SEC source: 0001570585-20-000186 · wf-form4_159070065771308.xml · nonDerivative · entry 2

WARGO J DAVID · CIK 0001082013 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2020 Filed May 28, 2020 21:17 UTC Exercise / conversionClass A Ordinary Shares 1,476 $10.64 $15,704.64
Disclosure

SEC source: 0001570585-20-000186 · wf-form4_159070065771308.xml · nonDerivative · entry 1

WARGO J DAVID · CIK 0001082013 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2020 Filed May 19, 2020 21:08 UTC
FRIES MICHAEL TDirector · President & CEO
Tax withholdingClass B Ordinary Shares 297,346 $21.83 $6,491,063.18
Disclosure

SEC source: 0001570585-20-000171 · wf-form4_158992246583631.xml · nonDerivative · entry 2

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,481,735

Read SEC document
May 15, 2020 Filed May 19, 2020 21:08 UTC
FRIES MICHAEL TDirector · President & CEO
GrantClass B Ordinary Shares 670,000 $0.00 $0.00
Disclosure

SEC source: 0001570585-20-000171 · wf-form4_158992246583631.xml · nonDerivative · entry 1

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,779,081

F1 · shares: Class B ordinary shares are granted pursuant to, and subject to, the terms of the Amended and Restated Employment Agreement between the Reporting Person and the Issuer dated April 30, 2019.

Read SEC document
May 15, 2020 Filed May 19, 2020 17:06 UTC
DICK JOHN WDirector
Exercise / conversionShare Option C (right to buy) · Derivative 5,873 $0.00 Strike: $10.57 $0.00
Disclosure

SEC source: 0001570585-20-000169 · wf-form4_158992235370201.xml · derivative · entry 10

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Ordinary Shares · 5,873 shares

Expires 2020-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
May 15, 2020 Filed May 19, 2020 17:06 UTC
DICK JOHN WDirector
Exercise / conversionShare Option C (right to buy) · Derivative 2,940 $0.00 Strike: $10.51 $0.00
Disclosure

SEC source: 0001570585-20-000169 · wf-form4_158992235370201.xml · derivative · entry 9

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Ordinary Shares · 2,940 shares

Expires 2020-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
May 15, 2020 Filed May 19, 2020 17:06 UTC
DICK JOHN WDirector
Exercise / conversionShare Option A (right to buy) · Derivative 2,952 $0.00 Strike: $10.64 $0.00
Disclosure

SEC source: 0001570585-20-000169 · wf-form4_158992235370201.xml · derivative · entry 8

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 2,952 shares

Expires 2020-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
May 15, 2020 Filed May 19, 2020 17:06 UTC
DICK JOHN WDirector
SaleClass C Ordinary Shares 4,353 $21.36 $92,980.08
Disclosure

SEC source: 0001570585-20-000169 · wf-form4_158992235370201.xml · nonDerivative · entry 7

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,343

Read SEC document
May 15, 2020 Filed May 19, 2020 17:06 UTC
DICK JOHN WDirector
Tax withholdingClass C Ordinary Shares 362 $21.36 $7,732.32
Disclosure

SEC source: 0001570585-20-000169 · wf-form4_158992235370201.xml · nonDerivative · entry 6

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,696

Read SEC document
May 15, 2020 Filed May 19, 2020 17:06 UTC
DICK JOHN WDirector
Exercise / conversionClass C Ordinary Shares 5,873 $10.57 $62,077.61
Disclosure

SEC source: 0001570585-20-000169 · wf-form4_158992235370201.xml · nonDerivative · entry 5

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2020 Filed May 19, 2020 17:06 UTC
DICK JOHN WDirector
Exercise / conversionClass C Ordinary Shares 2,940 $10.51 $30,899.40
Disclosure

SEC source: 0001570585-20-000169 · wf-form4_158992235370201.xml · nonDerivative · entry 4

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2020 Filed May 19, 2020 17:06 UTC
DICK JOHN WDirector
SaleClass A Ordinary Shares 1,439 $21.83 $31,413.37
Disclosure

SEC source: 0001570585-20-000169 · wf-form4_158992235370201.xml · nonDerivative · entry 3

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,657

Read SEC document
May 15, 2020 Filed May 19, 2020 17:06 UTC
DICK JOHN WDirector
Tax withholdingClass A Ordinary Shares 123 $21.83 $2,685.09
Disclosure

SEC source: 0001570585-20-000169 · wf-form4_158992235370201.xml · nonDerivative · entry 2

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,096

Read SEC document
May 15, 2020 Filed May 19, 2020 17:06 UTC
DICK JOHN WDirector
Exercise / conversionClass A Ordinary Shares 2,952 $10.64 $31,409.28
Disclosure

SEC source: 0001570585-20-000169 · wf-form4_158992235370201.xml · nonDerivative · entry 1

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2020 Filed May 12, 2020 21:27 UTC Exercise / conversionShare Option C (right to buy) · Derivative 5,873 $0.00 Strike: $10.57 $0.00
Disclosure

SEC source: 0001570585-20-000164 · wf-form4_158931881191977.xml · derivative · entry 8

CURTIS MIRANDA · CIK 0001144689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Ordinary Shares · 5,873 shares

Expires 2020-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
May 11, 2020 Filed May 12, 2020 21:27 UTC Exercise / conversionShare Option C (right to buy) · Derivative 2,940 $0.00 Strike: $10.51 $0.00
Disclosure

SEC source: 0001570585-20-000164 · wf-form4_158931881191977.xml · derivative · entry 7

CURTIS MIRANDA · CIK 0001144689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Ordinary Shares · 2,940 shares

Expires 2020-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
May 11, 2020 Filed May 12, 2020 21:27 UTC Exercise / conversionShare Option A (right to buy) · Derivative 2,952 $0.00 Strike: $10.64 $0.00
Disclosure

SEC source: 0001570585-20-000164 · wf-form4_158931881191977.xml · derivative · entry 6

CURTIS MIRANDA · CIK 0001144689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 2,952 shares

Expires 2020-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
May 11, 2020 Filed May 12, 2020 21:27 UTC SaleClass C Ordinary Shares 4,414 $21.07 $93,002.98
Disclosure

SEC source: 0001570585-20-000164 · wf-form4_158931881191977.xml · nonDerivative · entry 5

CURTIS MIRANDA · CIK 0001144689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,636

Read SEC document
May 11, 2020 Filed May 12, 2020 21:27 UTC Exercise / conversionClass C Ordinary Shares 5,873 $10.57 $62,077.61
Disclosure

SEC source: 0001570585-20-000164 · wf-form4_158931881191977.xml · nonDerivative · entry 4

CURTIS MIRANDA · CIK 0001144689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2020 Filed May 12, 2020 21:27 UTC Exercise / conversionClass C Ordinary Shares 2,940 $10.51 $30,899.40
Disclosure

SEC source: 0001570585-20-000164 · wf-form4_158931881191977.xml · nonDerivative · entry 3

CURTIS MIRANDA · CIK 0001144689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2020 Filed May 12, 2020 21:27 UTC SaleClass A Ordinary Shares 1,459 $21.54 $31,426.86
Disclosure

SEC source: 0001570585-20-000164 · wf-form4_158931881191977.xml · nonDerivative · entry 2

CURTIS MIRANDA · CIK 0001144689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,964

Read SEC document
May 11, 2020 Filed May 12, 2020 21:27 UTC Exercise / conversionClass A Ordinary Shares 2,952 $10.64 $31,409.28
Disclosure

SEC source: 0001570585-20-000164 · wf-form4_158931881191977.xml · nonDerivative · entry 1

CURTIS MIRANDA · CIK 0001144689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2020 Filed May 12, 2020 21:28 UTC Exercise / conversionShare Option C (right to buy) · Derivative 978 $0.00 Strike: $10.57 $0.00
Disclosure

SEC source: 0001570585-20-000167 · wf-form4_158931888269756.xml · derivative · entry 8

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Ordinary Shares · 978 shares

Expires 2020-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
May 08, 2020 Filed May 12, 2020 21:28 UTC Exercise / conversionShare Option C (right to buy) · Derivative 490 $0.00 Strike: $10.51 $0.00
Disclosure

SEC source: 0001570585-20-000167 · wf-form4_158931888269756.xml · derivative · entry 7

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Ordinary Shares · 490 shares

Expires 2020-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
May 08, 2020 Filed May 12, 2020 21:28 UTC Exercise / conversionShare Option A (right to buy) · Derivative 492 $0.00 Strike: $10.64 $0.00
Disclosure

SEC source: 0001570585-20-000167 · wf-form4_158931888269756.xml · derivative · entry 6

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 492 shares

Expires 2020-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
May 08, 2020 Filed May 12, 2020 21:28 UTC SaleClass C Ordinary Shares 725 $21.39 $15,507.75
Disclosure

SEC source: 0001570585-20-000167 · wf-form4_158931888269756.xml · nonDerivative · entry 5

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,259

Read SEC document
May 08, 2020 Filed May 12, 2020 21:28 UTC Exercise / conversionClass C Ordinary Shares 978 $10.57 $10,337.46
Disclosure

SEC source: 0001570585-20-000167 · wf-form4_158931888269756.xml · nonDerivative · entry 4

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2020 Filed May 12, 2020 21:28 UTC Exercise / conversionClass C Ordinary Shares 490 $10.51 $5,149.90
Disclosure

SEC source: 0001570585-20-000167 · wf-form4_158931888269756.xml · nonDerivative · entry 3

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2020 Filed May 12, 2020 21:28 UTC SaleClass A Ordinary Shares 241 $21.74 $5,239.34
Disclosure

SEC source: 0001570585-20-000167 · wf-form4_158931888269756.xml · nonDerivative · entry 2

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,739

Read SEC document
May 08, 2020 Filed May 12, 2020 21:28 UTC Exercise / conversionClass A Ordinary Shares 492 $10.64 $5,234.88
Disclosure

SEC source: 0001570585-20-000167 · wf-form4_158931888269756.xml · nonDerivative · entry 1

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2020 Filed May 12, 2020 21:27 UTC Exercise / conversionShare Option C (right to buy) · Derivative 5,873 $0.00 Strike: $10.57 $0.00
Disclosure

SEC source: 0001570585-20-000165 · wf-form4_158931883448403.xml · derivative · entry 8

Green Richard R · CIK 0001452212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Ordinary Shares · 5,873 shares

Expires 2020-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
May 08, 2020 Filed May 12, 2020 21:27 UTC Exercise / conversionShare Option C (right to buy) · Derivative 2,940 $0.00 Strike: $10.51 $0.00
Disclosure

SEC source: 0001570585-20-000165 · wf-form4_158931883448403.xml · derivative · entry 7

Green Richard R · CIK 0001452212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Ordinary Shares · 2,940 shares

Expires 2020-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
May 08, 2020 Filed May 12, 2020 21:27 UTC Exercise / conversionShare Option A (right to buy) · Derivative 2,952 $0.00 Strike: $10.64 $0.00
Disclosure

SEC source: 0001570585-20-000165 · wf-form4_158931883448403.xml · derivative · entry 6

Green Richard R · CIK 0001452212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 2,952 shares

Expires 2020-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
May 08, 2020 Filed May 12, 2020 21:27 UTC SaleClass C Ordinary Shares 8,813 $21.10 $185,963.11
Disclosure

SEC source: 0001570585-20-000165 · wf-form4_158931883448403.xml · nonDerivative · entry 5

Green Richard R · CIK 0001452212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,258

F1 · price: The price reflects a weighted average of sales made at prices ranging from $21.09 to $21.11. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.

Read SEC document
May 08, 2020 Filed May 12, 2020 21:27 UTC Exercise / conversionClass C Ordinary Shares 5,873 $10.57 $62,077.61
Disclosure

SEC source: 0001570585-20-000165 · wf-form4_158931883448403.xml · nonDerivative · entry 4

Green Richard R · CIK 0001452212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2020 Filed May 12, 2020 21:27 UTC Exercise / conversionClass C Ordinary Shares 2,940 $10.51 $30,899.40
Disclosure

SEC source: 0001570585-20-000165 · wf-form4_158931883448403.xml · nonDerivative · entry 3

Green Richard R · CIK 0001452212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2020 Filed May 12, 2020 21:27 UTC SaleClass A Ordinary Shares 2,952 $21.53 $63,556.86
Disclosure

SEC source: 0001570585-20-000165 · wf-form4_158931883448403.xml · nonDerivative · entry 2

Green Richard R · CIK 0001452212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,907

Read SEC document
May 08, 2020 Filed May 12, 2020 21:27 UTC Exercise / conversionClass A Ordinary Shares 2,952 $10.64 $31,409.28
Disclosure

SEC source: 0001570585-20-000165 · wf-form4_158931883448403.xml · nonDerivative · entry 1

Green Richard R · CIK 0001452212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2020 Filed May 12, 2020 17:27 UTC Exercise / conversionShare Option C (right to buy) · Derivative 1,957 $0.00 Strike: $10.57 $0.00
Disclosure

SEC source: 0001570585-20-000166 · wf-form4_158931885693101.xml · derivative · entry 8

RAPLEY DAVID E · CIK 0001195192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Ordinary Shares · 1,957 shares

Expires 2020-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
May 08, 2020 Filed May 12, 2020 17:27 UTC Exercise / conversionShare Option C (right to buy) · Derivative 979 $0.00 Strike: $10.51 $0.00
Disclosure

SEC source: 0001570585-20-000166 · wf-form4_158931885693101.xml · derivative · entry 7

RAPLEY DAVID E · CIK 0001195192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Ordinary Shares · 979 shares

Expires 2020-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
May 08, 2020 Filed May 12, 2020 17:27 UTC Exercise / conversionShare Option A (right to buy) · Derivative 983 $0.00 Strike: $10.64 $0.00
Disclosure

SEC source: 0001570585-20-000166 · wf-form4_158931885693101.xml · derivative · entry 6

RAPLEY DAVID E · CIK 0001195192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 983 shares

Expires 2020-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
May 08, 2020 Filed May 12, 2020 17:27 UTC SaleClass C Ordinary Shares 1,450 $21.39 $31,015.50
Disclosure

SEC source: 0001570585-20-000166 · wf-form4_158931885693101.xml · nonDerivative · entry 5

RAPLEY DAVID E · CIK 0001195192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,531

Read SEC document
May 08, 2020 Filed May 12, 2020 17:27 UTC Exercise / conversionClass C Ordinary Shares 1,957 $10.57 $20,685.49
Disclosure

SEC source: 0001570585-20-000166 · wf-form4_158931885693101.xml · nonDerivative · entry 4

RAPLEY DAVID E · CIK 0001195192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2020 Filed May 12, 2020 17:27 UTC Exercise / conversionClass C Ordinary Shares 979 $10.51 $10,289.29
Disclosure

SEC source: 0001570585-20-000166 · wf-form4_158931885693101.xml · nonDerivative · entry 3

RAPLEY DAVID E · CIK 0001195192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 08, 2020 Filed May 12, 2020 17:27 UTC SaleClass A Ordinary Shares 482 $21.74 $10,478.68
Disclosure

SEC source: 0001570585-20-000166 · wf-form4_158931885693101.xml · nonDerivative · entry 2

RAPLEY DAVID E · CIK 0001195192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,865

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May 08, 2020 Filed May 12, 2020 17:27 UTC Exercise / conversionClass A Ordinary Shares 983 $10.64 $10,459.12
Disclosure

SEC source: 0001570585-20-000166 · wf-form4_158931885693101.xml · nonDerivative · entry 1

RAPLEY DAVID E · CIK 0001195192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 21, 2020 Filed Apr 23, 2020 21:29 UTC
GOULD PAUL ADirector
GrantShare Option C (right to buy) · Derivative 4,614 Not disclosed Strike: $28.82 Not disclosed
Disclosure

SEC source: 0001570585-20-000127 · wf-form4_158767735236095.xml · derivative · entry 6

GOULD PAUL A · CIK 0001018211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,614

Underlying: Class C Ordinary Shares · 4,614 shares

Expires 2023-06-28

F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2 · derivative.exercise_date: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

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April 21, 2020 Filed Apr 23, 2020 21:29 UTC
GOULD PAUL ADirector
Disposition to issuerShare Option C (right to buy) · Derivative 4,614 Not disclosed Strike: $28.82 Not disclosed
Disclosure

SEC source: 0001570585-20-000127 · wf-form4_158767735236095.xml · derivative · entry 5

GOULD PAUL A · CIK 0001018211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Ordinary Shares · 4,614 shares

Expires 2020-06-28

F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2 · derivative.exercise_date: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

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April 21, 2020 Filed Apr 23, 2020 21:29 UTC
GOULD PAUL ADirector
GrantShare Option C (right to buy) · Derivative 9,985 Not disclosed Strike: $26.77 Not disclosed
Disclosure

SEC source: 0001570585-20-000127 · wf-form4_158767735236095.xml · derivative · entry 4

GOULD PAUL A · CIK 0001018211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,985

Underlying: Class C Ordinary Shares · 9,985 shares

Expires 2023-06-28

F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2 · derivative.exercise_date: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.