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Nasdaq · USD

LBTYA

Liberty Global Ltd.

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4116
SEC CIK
0001570585
Parsed reports
814

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202606
Apr 202600
May 202602
Jun 202604
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2024 Filed May 3, 2024 20:24 UTC
Salvato AndreaEVP, Chief Development Officer
Exercise / conversionClass A Common Shares 17,094 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-24-000156 · wk-form4_1714767837.xml · nonDerivative · entry 3

Salvato Andrea · CIK 0001778743 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:24 UTC
Salvato AndreaEVP, Chief Development Officer
Exercise / conversionClass A Common Shares 1,139 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-24-000156 · wk-form4_1714767837.xml · nonDerivative · entry 2

Salvato Andrea · CIK 0001778743 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:24 UTC
Salvato AndreaEVP, Chief Development Officer
Exercise / conversionClass A Common Shares 11,677 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-24-000156 · wk-form4_1714767837.xml · nonDerivative · entry 1

Salvato Andrea · CIK 0001778743 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 21:06 UTC SaleClass C Common Shares 30,000 $17.35 $520,365.00
Disclosure

SEC source: 0001570585-24-000120 · wk-form4_1713387960.xml · nonDerivative · entry 1

WARGO J DAVID · CIK 0001082013 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,632

F1 · price: The price reflects a weighted average of sales made at prices ranging from $17.29 to $17.395. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.

Read SEC document
March 31, 2024 Filed Apr 1, 2024 20:30 UTC GrantClass C Share Fund Units · Derivative 922 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-24-000114 · wk-form4_1712003410.xml · derivative · entry 5

WARGO J DAVID · CIK 0001082013 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,450

Underlying: Class C Common Shares · 922 shares

Expires not disclosed

F3 · derivative.exercise_price: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's common shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's common shares, in accordance with the Director Deferred Compensation Plan.

F4 · price: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired is based on the closing prices of the Class A and Class C common shares on March 28, 2024, with the value of any fractional shares deferred in cash.

F3 · derivative.exercise_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's common shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's common shares, in accordance with the Director Deferred Compensation Plan.

F3 · derivative.expiration_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's common shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's common shares, in accordance with the Director Deferred Compensation Plan.

Read SEC document
March 31, 2024 Filed Apr 1, 2024 20:30 UTC GrantClass A Share Fund Units · Derivative 922 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-24-000114 · wk-form4_1712003410.xml · derivative · entry 4

WARGO J DAVID · CIK 0001082013 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,186

Underlying: Class A Common Shares · 922 shares

Expires not disclosed

F3 · derivative.exercise_price: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's common shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's common shares, in accordance with the Director Deferred Compensation Plan.

F4 · price: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired is based on the closing prices of the Class A and Class C common shares on March 28, 2024, with the value of any fractional shares deferred in cash.

F3 · derivative.exercise_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's common shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's common shares, in accordance with the Director Deferred Compensation Plan.

F3 · derivative.expiration_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's common shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's common shares, in accordance with the Director Deferred Compensation Plan.

Read SEC document
March 31, 2024 Filed Apr 1, 2024 20:30 UTC GrantClass C Common Shares 162 $17.64 $2,857.68
Disclosure

SEC source: 0001570585-24-000114 · wk-form4_1712003410.xml · nonDerivative · entry 2

WARGO J DAVID · CIK 0001082013 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,632

F1 · shares: Acquired in accordance with the terms of the Liberty Global 2023 Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of common shares on March 28, 2024.

Read SEC document
March 31, 2024 Filed Apr 1, 2024 20:30 UTC GrantClass A Common Shares 162 $16.92 $2,741.04
Disclosure

SEC source: 0001570585-24-000114 · wk-form4_1712003410.xml · nonDerivative · entry 1

WARGO J DAVID · CIK 0001082013 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,876

F1 · shares: Acquired in accordance with the terms of the Liberty Global 2023 Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of common shares on March 28, 2024.

Read SEC document
March 31, 2024 Filed Apr 1, 2024 20:31 UTC
COLE ANDREWDirector
GrantClass C Common Shares 1,085 $17.64 $19,139.40
Disclosure

SEC source: 0001570585-24-000116 · wk-form4_1712003480.xml · nonDerivative · entry 2

COLE ANDREW · CIK 0001439731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,467

F1 · shares: Acquired in accordance with the terms of the Liberty Global 2023 Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of common shares on March 28, 2024.

Read SEC document
March 31, 2024 Filed Apr 1, 2024 20:31 UTC
COLE ANDREWDirector
GrantClass A Common Shares 1,085 $16.92 $18,358.20
Disclosure

SEC source: 0001570585-24-000116 · wk-form4_1712003480.xml · nonDerivative · entry 1

COLE ANDREW · CIK 0001439731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,279

F1 · shares: Acquired in accordance with the terms of the Liberty Global 2023 Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of common shares on March 28, 2024.

Read SEC document
March 28, 2024 Filed Apr 1, 2024 20:31 UTC
Salvato AndreaEVP, Chief Development Officer
SaleClass C Common Shares 32,403 $17.70 $573,452.09
Disclosure

SEC source: 0001570585-24-000115 · wk-form4_1712003461.xml · nonDerivative · entry 1

Salvato Andrea · CIK 0001778743 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,286

F1 · price: The price reflects a weighted average of sales made at prices ranging from $17.66 to $17.745. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 20:25 UTC GrantShare Appreciation Rights C · Derivative 192,110 $0.00 Strike: $17.49 $0.00
Disclosure

SEC source: 0001570585-24-000103 · wk-form4_1711571139.xml · derivative · entry 4

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,110

Underlying: Class C Common Shares · 192,110 shares

Expires 2034-03-25

F3 · derivative.exercise_date: The Share Appreciation Rights vest in three equal annual installments commencing on May 1, 2025.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 20:25 UTC GrantShare Appreciation Rights A · Derivative 192,110 $0.00 Strike: $16.73 $0.00
Disclosure

SEC source: 0001570585-24-000103 · wk-form4_1711571139.xml · derivative · entry 3

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,110

Underlying: Class A Common Shares · 192,110 shares

Expires 2034-03-25

F3 · derivative.exercise_date: The Share Appreciation Rights vest in three equal annual installments commencing on May 1, 2025.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 20:25 UTC GrantRestricted Share Units C · Derivative 54,134 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-24-000103 · wk-form4_1711571139.xml · derivative · entry 2

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,134

Underlying: Class C Common Shares · 54,134 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments commencing on May 1, 2025.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments commencing on May 1, 2025.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 20:25 UTC GrantRestricted Share Units A · Derivative 54,134 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-24-000103 · wk-form4_1711571139.xml · derivative · entry 1

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,134

Underlying: Class A Common Shares · 54,134 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments commencing on May 1, 2025.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments commencing on May 1, 2025.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 20:26 UTC
FRIES MICHAEL TDirector · President & CEO
GrantShare Appreciation Rights C · Derivative 1,330,644 $0.00 Strike: $17.49 $0.00
Disclosure

SEC source: 0001570585-24-000105 · wk-form4_1711571179.xml · derivative · entry 2

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,330,644

Underlying: Class C Common Shares · 1,330,644 shares

Expires 2034-03-25

F3 · derivative.exercise_date: The Share Appreciation Rights vest in three equal annual installments commencing on May 1, 2025.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 20:26 UTC
FRIES MICHAEL TDirector · President & CEO
GrantRestricted Share Units C · Derivative 373,176 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-24-000105 · wk-form4_1711571179.xml · derivative · entry 1

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 373,176

Underlying: Class C Common Shares · 373,176 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments commencing on May 1, 2025.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments commencing on May 1, 2025.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 20:25 UTC
Waldron JasonSVP & CAO
GrantShare Appreciation Rights C · Derivative 61,475 $0.00 Strike: $17.49 $0.00
Disclosure

SEC source: 0001570585-24-000102 · wk-form4_1711571124.xml · derivative · entry 4

Waldron Jason · CIK 0001693396 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,475

Underlying: Class C Common Shares · 61,475 shares

Expires 2034-03-25

F3 · derivative.exercise_date: The Share Appreciation Rights vest in three equal annual installments commencing on May 1, 2025.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 20:25 UTC
Waldron JasonSVP & CAO
GrantShare Appreciation Rights A · Derivative 61,475 $0.00 Strike: $16.73 $0.00
Disclosure

SEC source: 0001570585-24-000102 · wk-form4_1711571124.xml · derivative · entry 3

Waldron Jason · CIK 0001693396 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,475

Underlying: Class A Common Shares · 61,475 shares

Expires 2034-03-25

F3 · derivative.exercise_date: The Share Appreciation Rights vest in three equal annual installments commencing on May 1, 2025.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 20:25 UTC
Waldron JasonSVP & CAO
GrantRestricted Share Units C · Derivative 17,323 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-24-000102 · wk-form4_1711571124.xml · derivative · entry 2

Waldron Jason · CIK 0001693396 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,323

Underlying: Class C Common Shares · 17,323 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments commencing on May 1, 2025.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments commencing on May 1, 2025.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 20:25 UTC
Waldron JasonSVP & CAO
GrantRestricted Share Units A · Derivative 17,323 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-24-000102 · wk-form4_1711571124.xml · derivative · entry 1

Waldron Jason · CIK 0001693396 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,323

Underlying: Class A Common Shares · 17,323 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments commencing on May 1, 2025.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments commencing on May 1, 2025.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 20:25 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
GrantShare Appreciation Rights C · Derivative 130,635 $0.00 Strike: $17.49 $0.00
Disclosure

SEC source: 0001570585-24-000101 · wk-form4_1711571110.xml · derivative · entry 4

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,635

Underlying: Class C Common Shares · 130,635 shares

Expires 2034-03-25

F3 · derivative.exercise_date: The Share Appreciation Rights vest in three equal annual installments commencing on May 1, 2025.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 20:25 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
GrantShare Appreciation Rights A · Derivative 130,635 $0.00 Strike: $16.73 $0.00
Disclosure

SEC source: 0001570585-24-000101 · wk-form4_1711571110.xml · derivative · entry 3

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,635

Underlying: Class A Common Shares · 130,635 shares

Expires 2034-03-25

F3 · derivative.exercise_date: The Share Appreciation Rights vest in three equal annual installments commencing on May 1, 2025.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 20:25 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
GrantRestricted Share Units C · Derivative 36,811 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-24-000101 · wk-form4_1711571110.xml · derivative · entry 2

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,811

Underlying: Class C Common Shares · 36,811 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments commencing on May 1, 2025.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments commencing on May 1, 2025.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 20:25 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
GrantRestricted Share Units A · Derivative 36,811 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-24-000101 · wk-form4_1711571110.xml · derivative · entry 1

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,811

Underlying: Class A Common Shares · 36,811 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments commencing on May 1, 2025.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments commencing on May 1, 2025.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 20:26 UTC
Rodriguez EnriqueEVP, Chief Technology Officer
GrantShare Appreciation Rights C · Derivative 192,110 $0.00 Strike: $17.49 $0.00
Disclosure

SEC source: 0001570585-24-000104 · wk-form4_1711571157.xml · derivative · entry 4

Rodriguez Enrique · CIK 0001565787 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,110

Underlying: Class C Common Shares · 192,110 shares

Expires 2034-03-25

F3 · derivative.exercise_date: The Share Appreciation Rights vest in three equal annual installments commencing on May 1, 2025.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 20:26 UTC
Rodriguez EnriqueEVP, Chief Technology Officer
GrantShare Appreciation Rights A · Derivative 192,110 $0.00 Strike: $16.73 $0.00
Disclosure

SEC source: 0001570585-24-000104 · wk-form4_1711571157.xml · derivative · entry 3

Rodriguez Enrique · CIK 0001565787 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,110

Underlying: Class A Common Shares · 192,110 shares

Expires 2034-03-25

F3 · derivative.exercise_date: The Share Appreciation Rights vest in three equal annual installments commencing on May 1, 2025.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 20:26 UTC
Rodriguez EnriqueEVP, Chief Technology Officer
GrantRestricted Share Units C · Derivative 54,134 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-24-000104 · wk-form4_1711571157.xml · derivative · entry 2

Rodriguez Enrique · CIK 0001565787 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,134

Underlying: Class C Common Shares · 54,134 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments commencing on May 1, 2025.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments commencing on May 1, 2025.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 20:26 UTC
Rodriguez EnriqueEVP, Chief Technology Officer
GrantRestricted Share Units A · Derivative 54,134 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-24-000104 · wk-form4_1711571157.xml · derivative · entry 1

Rodriguez Enrique · CIK 0001565787 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,134

Underlying: Class A Common Shares · 54,134 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments commencing on May 1, 2025.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments commencing on May 1, 2025.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 20:26 UTC
Salvato AndreaEVP, Chief Development Officer
GrantShare Appreciation Rights C · Derivative 184,426 $0.00 Strike: $17.49 $0.00
Disclosure

SEC source: 0001570585-24-000106 · wk-form4_1711571198.xml · derivative · entry 4

Salvato Andrea · CIK 0001778743 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,426

Underlying: Class C Common Shares · 184,426 shares

Expires 2034-03-25

F3 · derivative.exercise_date: The Share Appreciation Rights vest in three equal annual installments commencing on May 1, 2025.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 20:26 UTC
Salvato AndreaEVP, Chief Development Officer
GrantShare Appreciation Rights A · Derivative 184,426 $0.00 Strike: $16.73 $0.00
Disclosure

SEC source: 0001570585-24-000106 · wk-form4_1711571198.xml · derivative · entry 3

Salvato Andrea · CIK 0001778743 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,426

Underlying: Class A Common Shares · 184,426 shares

Expires 2034-03-25

F3 · derivative.exercise_date: The Share Appreciation Rights vest in three equal annual installments commencing on May 1, 2025.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 20:26 UTC
Salvato AndreaEVP, Chief Development Officer
GrantRestricted Share Units C · Derivative 51,969 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-24-000106 · wk-form4_1711571198.xml · derivative · entry 2

Salvato Andrea · CIK 0001778743 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,969

Underlying: Class C Common Shares · 51,969 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments commencing on May 1, 2025.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments commencing on May 1, 2025.

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March 25, 2024 Filed Mar 27, 2024 20:26 UTC
Salvato AndreaEVP, Chief Development Officer
GrantRestricted Share Units A · Derivative 51,969 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-24-000106 · wk-form4_1711571198.xml · derivative · entry 1

Salvato Andrea · CIK 0001778743 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,969

Underlying: Class A Common Shares · 51,969 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.

F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments commencing on May 1, 2025.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments commencing on May 1, 2025.

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March 25, 2024 Filed Mar 27, 2024 20:27 UTC
MALONE JOHN CDirector · 10% owner
GrantShare Option C (right to buy) · Derivative 348,059 $0.00 Strike: $17.49 $0.00
Disclosure

SEC source: 0001570585-24-000107 · wk-form4_1711571214.xml · derivative · entry 1

MALONE JOHN C · CIK 0000937797 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 348,059

Underlying: Class C Common Shares · 348,059 shares

Expires 2034-03-25

F1 · derivative.exercise_date: The option vests in three equal annual installments commencing on March 25, 2025.

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March 15, 2024 Filed Mar 19, 2024 20:30 UTC Tax withholdingClass C Common Shares 8,869 $17.50 $155,207.50
Disclosure

SEC source: 0001570585-24-000089 · wk-form4_1710880192.xml · nonDerivative · entry 4

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,367

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March 15, 2024 Filed Mar 19, 2024 20:30 UTC GrantClass C Common Shares 18,869 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-24-000089 · wk-form4_1710880192.xml · nonDerivative · entry 3

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,236

F1 · shares: The shares (subject to applicable tax withholding) were issued to the Reporting Person at the discretion of the Issuer's compensation committee following the completion of the three-year performance period of the Issuer's 2021 Ventures Incentive Plan, which performance period began on January 1, 2021 and ended on December 31, 2023.

F1 · price: The shares (subject to applicable tax withholding) were issued to the Reporting Person at the discretion of the Issuer's compensation committee following the completion of the three-year performance period of the Issuer's 2021 Ventures Incentive Plan, which performance period began on January 1, 2021 and ended on December 31, 2023.

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March 15, 2024 Filed Mar 19, 2024 20:30 UTC Tax withholdingClass A Common Shares 8,869 $16.78 $148,821.82
Disclosure

SEC source: 0001570585-24-000089 · wk-form4_1710880192.xml · nonDerivative · entry 2

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,646

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:30 UTC GrantClass A Common Shares 18,869 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-24-000089 · wk-form4_1710880192.xml · nonDerivative · entry 1

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,515

F1 · shares: The shares (subject to applicable tax withholding) were issued to the Reporting Person at the discretion of the Issuer's compensation committee following the completion of the three-year performance period of the Issuer's 2021 Ventures Incentive Plan, which performance period began on January 1, 2021 and ended on December 31, 2023.

F1 · price: The shares (subject to applicable tax withholding) were issued to the Reporting Person at the discretion of the Issuer's compensation committee following the completion of the three-year performance period of the Issuer's 2021 Ventures Incentive Plan, which performance period began on January 1, 2021 and ended on December 31, 2023.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:28 UTC
FRIES MICHAEL TDirector · President & CEO
Tax withholdingClass C Common Shares 26,440 $17.50 $462,700.00
Disclosure

SEC source: 0001570585-24-000085 · wk-form4_1710880098.xml · nonDerivative · entry 4

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,683,998

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:28 UTC
FRIES MICHAEL TDirector · President & CEO
GrantClass C Common Shares 59,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-24-000085 · wk-form4_1710880098.xml · nonDerivative · entry 3

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,710,438

F1 · shares: The shares (subject to applicable tax withholding) were issued to the Reporting Person at the discretion of the Issuer's compensation committee following the completion of the three-year performance period of the Issuer's 2021 Ventures Incentive Plan, which performance period began on January 1, 2021 and ended on December 31, 2023.

F1 · price: The shares (subject to applicable tax withholding) were issued to the Reporting Person at the discretion of the Issuer's compensation committee following the completion of the three-year performance period of the Issuer's 2021 Ventures Incentive Plan, which performance period began on January 1, 2021 and ended on December 31, 2023.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:28 UTC
FRIES MICHAEL TDirector · President & CEO
Tax withholdingClass A Common Shares 26,440 $16.78 $443,663.20
Disclosure

SEC source: 0001570585-24-000085 · wk-form4_1710880098.xml · nonDerivative · entry 2

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 973,242

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:28 UTC
FRIES MICHAEL TDirector · President & CEO
GrantClass A Common Shares 59,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-24-000085 · wk-form4_1710880098.xml · nonDerivative · entry 1

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 999,682

F1 · shares: The shares (subject to applicable tax withholding) were issued to the Reporting Person at the discretion of the Issuer's compensation committee following the completion of the three-year performance period of the Issuer's 2021 Ventures Incentive Plan, which performance period began on January 1, 2021 and ended on December 31, 2023.

F1 · price: The shares (subject to applicable tax withholding) were issued to the Reporting Person at the discretion of the Issuer's compensation committee following the completion of the three-year performance period of the Issuer's 2021 Ventures Incentive Plan, which performance period began on January 1, 2021 and ended on December 31, 2023.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:29 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
Disposition to issuerClass C Common Shares 5,504 $17.50 $96,320.00
Disclosure

SEC source: 0001570585-24-000088 · wk-form4_1710880174.xml · nonDerivative · entry 4

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,009

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:29 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
GrantClass C Common Shares 12,579 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-24-000088 · wk-form4_1710880174.xml · nonDerivative · entry 3

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,513

F1 · shares: The shares (subject to applicable tax withholding) were issued to the Reporting Person at the discretion of the Issuer's compensation committee following the completion of the three-year performance period of the Issuer's 2021 Ventures Incentive Plan, which performance period began on January 1, 2021 and ended on December 31, 2023.

F1 · price: The shares (subject to applicable tax withholding) were issued to the Reporting Person at the discretion of the Issuer's compensation committee following the completion of the three-year performance period of the Issuer's 2021 Ventures Incentive Plan, which performance period began on January 1, 2021 and ended on December 31, 2023.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:29 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
Tax withholdingClass A Common Shares 5,504 $16.78 $92,357.12
Disclosure

SEC source: 0001570585-24-000088 · wk-form4_1710880174.xml · nonDerivative · entry 2

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,811

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:29 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
GrantClass A Common Shares 12,579 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-24-000088 · wk-form4_1710880174.xml · nonDerivative · entry 1

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,315

F1 · shares: The shares (subject to applicable tax withholding) were issued to the Reporting Person at the discretion of the Issuer's compensation committee following the completion of the three-year performance period of the Issuer's 2021 Ventures Incentive Plan, which performance period began on January 1, 2021 and ended on December 31, 2023.

F1 · price: The shares (subject to applicable tax withholding) were issued to the Reporting Person at the discretion of the Issuer's compensation committee following the completion of the three-year performance period of the Issuer's 2021 Ventures Incentive Plan, which performance period began on January 1, 2021 and ended on December 31, 2023.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:29 UTC
Rodriguez EnriqueEVP, Chief Technology Officer
Disposition to issuerClass C Common Shares 6,889 $17.50 $120,557.50
Disclosure

SEC source: 0001570585-24-000087 · wk-form4_1710880155.xml · nonDerivative · entry 4

Rodriguez Enrique · CIK 0001565787 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 340,917

F3 · ownership.nature: Shares are held by the Enrique Rodriguez Management Trust, of which the Reporting Person is the trustee.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:29 UTC
Rodriguez EnriqueEVP, Chief Technology Officer
GrantClass C Common Shares 15,724 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-24-000087 · wk-form4_1710880155.xml · nonDerivative · entry 3

Rodriguez Enrique · CIK 0001565787 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 347,806

F1 · shares: The shares (subject to applicable tax withholding) were issued to the Reporting Person at the discretion of the Issuer's compensation committee following the completion of the three-year performance period of the Issuer's 2021 Ventures Incentive Plan, which performance period began on January 1, 2021 and ended on December 31, 2023.

F1 · price: The shares (subject to applicable tax withholding) were issued to the Reporting Person at the discretion of the Issuer's compensation committee following the completion of the three-year performance period of the Issuer's 2021 Ventures Incentive Plan, which performance period began on January 1, 2021 and ended on December 31, 2023.

F4 · balance_after: Includes 3,014 common shares previously owned directly by the Reporting Person which were transferred to the Enrique Rodriguez Management Trust, of which the Reporting Person is a trustee.

F3 · ownership.nature: Shares are held by the Enrique Rodriguez Management Trust, of which the Reporting Person is the trustee.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:29 UTC
Rodriguez EnriqueEVP, Chief Technology Officer
Disposition to issuerClass A Common Shares 6,891 $16.78 $115,630.98
Disclosure

SEC source: 0001570585-24-000087 · wk-form4_1710880155.xml · nonDerivative · entry 2

Rodriguez Enrique · CIK 0001565787 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 178,346

F3 · ownership.nature: Shares are held by the Enrique Rodriguez Management Trust, of which the Reporting Person is the trustee.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:29 UTC
Rodriguez EnriqueEVP, Chief Technology Officer
GrantClass A Common Shares 15,724 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-24-000087 · wk-form4_1710880155.xml · nonDerivative · entry 1

Rodriguez Enrique · CIK 0001565787 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 185,237

F1 · shares: The shares (subject to applicable tax withholding) were issued to the Reporting Person at the discretion of the Issuer's compensation committee following the completion of the three-year performance period of the Issuer's 2021 Ventures Incentive Plan, which performance period began on January 1, 2021 and ended on December 31, 2023.

F1 · price: The shares (subject to applicable tax withholding) were issued to the Reporting Person at the discretion of the Issuer's compensation committee following the completion of the three-year performance period of the Issuer's 2021 Ventures Incentive Plan, which performance period began on January 1, 2021 and ended on December 31, 2023.

F2 · balance_after: Includes 1,506 common shares previously owned directly by the Reporting Person which were transferred to the Enrique Rodriguez Management Trust, of which the Reporting Person is a trustee.

F3 · ownership.nature: Shares are held by the Enrique Rodriguez Management Trust, of which the Reporting Person is the trustee.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.