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Nasdaq · USD

LBTYA

Liberty Global Ltd.

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4116
SEC CIK
0001570585
Parsed reports
814

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202606
Apr 202600
May 202602
Jun 202604
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 13, 2024 Filed Nov 15, 2024 21:38 UTC OtherShare Option C (right to buy) · Derivative 17,063 $0.00 Strike: $10.63 $0.00
Disclosure

SEC source: 0001570585-24-000365 · wk-form4_1731706717.xml · derivative · entry 5

DREW MARISA D · CIK 0001918596 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,063

Underlying: Class C Common Shares · 17,063 shares

Expires 2033-06-14

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2024 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:38 UTC OtherShare Option C (right to buy) · Derivative 14,640 $0.00 Strike: $13.53 $0.00
Disclosure

SEC source: 0001570585-24-000365 · wk-form4_1731706717.xml · derivative · entry 4

DREW MARISA D · CIK 0001918596 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,640

Underlying: Class C Common Shares · 14,640 shares

Expires 2032-06-15

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2023 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:38 UTC OtherShare Option A (right to buy) · Derivative 15,296 $0.00 Strike: $9.83 $0.00
Disclosure

SEC source: 0001570585-24-000365 · wk-form4_1731706717.xml · derivative · entry 3

DREW MARISA D · CIK 0001918596 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,296

Underlying: Class A Common Shares · 15,296 shares

Expires 2034-05-21

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2025 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:38 UTC OtherShare Option A (right to buy) · Derivative 8,613 $0.00 Strike: $9.95 $0.00
Disclosure

SEC source: 0001570585-24-000365 · wk-form4_1731706717.xml · derivative · entry 2

DREW MARISA D · CIK 0001918596 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,613

Underlying: Class A Common Shares · 8,613 shares

Expires 2033-06-14

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2024 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:38 UTC OtherShare Option A (right to buy) · Derivative 7,390 $0.00 Strike: $12.73 $0.00
Disclosure

SEC source: 0001570585-24-000365 · wk-form4_1731706717.xml · derivative · entry 1

DREW MARISA D · CIK 0001918596 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,390

Underlying: Class A Common Shares · 7,390 shares

Expires 2032-06-15

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2023 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC
Salvato AndreaEVP, Chief Development Officer
OtherShare Appreciation Rights C · Derivative 316,438 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0001570585-24-000358 · wk-form4_1731706639.xml · derivative · entry 24

Salvato Andrea · CIK 0001778743 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 316,438

Underlying: Class C Common Shares · 316,438 shares

Expires 2034-03-25

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F7 · derivative.exercise_date: The SARs vest in three equal annual installments commencing on May 1, 2025.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC
Salvato AndreaEVP, Chief Development Officer
OtherShare Appreciation Rights C · Derivative 474,960 $0.00 Strike: $11.30 $0.00
Disclosure

SEC source: 0001570585-24-000358 · wk-form4_1731706639.xml · derivative · entry 23

Salvato Andrea · CIK 0001778743 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 474,960

Underlying: Class C Common Shares · 474,960 shares

Expires 2033-03-24

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F6 · derivative.exercise_date: The SARs vest in three equal annual installments commencing on May 1, 2024.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC
Salvato AndreaEVP, Chief Development Officer
OtherShare Appreciation Rights C · Derivative 27,747 $0.00 Strike: $15.39 $0.00
Disclosure

SEC source: 0001570585-24-000358 · wk-form4_1731706639.xml · derivative · entry 22

Salvato Andrea · CIK 0001778743 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,747

Underlying: Class C Common Shares · 27,747 shares

Expires 2032-04-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F5 · derivative.exercise_date: The SARs vest in three equal annual installments commencing on May 1, 2023.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC
Salvato AndreaEVP, Chief Development Officer
OtherShare Appreciation Rights C · Derivative 1,096,856 $0.00 Strike: $14.97 $0.00
Disclosure

SEC source: 0001570585-24-000358 · wk-form4_1731706639.xml · derivative · entry 21

Salvato Andrea · CIK 0001778743 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,096,856

Underlying: Class C Common Shares · 1,096,856 shares

Expires 2031-04-13

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC
Salvato AndreaEVP, Chief Development Officer
OtherShare Appreciation Rights C · Derivative 405,803 $0.00 Strike: $8.82 $0.00
Disclosure

SEC source: 0001570585-24-000358 · wk-form4_1731706639.xml · derivative · entry 20

Salvato Andrea · CIK 0001778743 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 405,803

Underlying: Class C Common Shares · 405,803 shares

Expires 2030-04-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC
Salvato AndreaEVP, Chief Development Officer
OtherShare Appreciation Rights C · Derivative 216,949 $0.00 Strike: $14.08 $0.00
Disclosure

SEC source: 0001570585-24-000358 · wk-form4_1731706639.xml · derivative · entry 19

Salvato Andrea · CIK 0001778743 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,949

Underlying: Class C Common Shares · 216,949 shares

Expires 2029-04-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC
Salvato AndreaEVP, Chief Development Officer
OtherShare Appreciation Rights C · Derivative 318,624 $0.00 Strike: $14.70 $0.00
Disclosure

SEC source: 0001570585-24-000358 · wk-form4_1731706639.xml · derivative · entry 18

Salvato Andrea · CIK 0001778743 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,624

Underlying: Class C Common Shares · 318,624 shares

Expires 2029-03-07

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC
Salvato AndreaEVP, Chief Development Officer
OtherShare Appreciation Rights C · Derivative 179,428 $0.00 Strike: $16.87 $0.00
Disclosure

SEC source: 0001570585-24-000358 · wk-form4_1731706639.xml · derivative · entry 17

Salvato Andrea · CIK 0001778743 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,428

Underlying: Class C Common Shares · 179,428 shares

Expires 2028-05-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC
Salvato AndreaEVP, Chief Development Officer
OtherShare Appreciation Rights C · Derivative 97,731 $0.00 Strike: $20.29 $0.00
Disclosure

SEC source: 0001570585-24-000358 · wk-form4_1731706639.xml · derivative · entry 16

Salvato Andrea · CIK 0001778743 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,731

Underlying: Class C Common Shares · 97,731 shares

Expires 2027-05-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC
Salvato AndreaEVP, Chief Development Officer
OtherShare Appreciation Rights C · Derivative 103,881 $0.00 Strike: $18.45 $0.00
Disclosure

SEC source: 0001570585-24-000358 · wk-form4_1731706639.xml · derivative · entry 15

Salvato Andrea · CIK 0001778743 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,881

Underlying: Class C Common Shares · 103,881 shares

Expires 2026-05-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC
Salvato AndreaEVP, Chief Development Officer
OtherShare Appreciation Rights C · Derivative 63,407 $0.00 Strike: $23.62 $0.00
Disclosure

SEC source: 0001570585-24-000358 · wk-form4_1731706639.xml · derivative · entry 14

Salvato Andrea · CIK 0001778743 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,407

Underlying: Class C Common Shares · 63,407 shares

Expires 2025-05-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC
Salvato AndreaEVP, Chief Development Officer
OtherShare Appreciation Rights A · Derivative 319,444 $0.00 Strike: $9.66 $0.00
Disclosure

SEC source: 0001570585-24-000358 · wk-form4_1731706639.xml · derivative · entry 13

Salvato Andrea · CIK 0001778743 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 319,444

Underlying: Class A Common Shares · 319,444 shares

Expires 2034-03-25

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F7 · derivative.exercise_date: The SARs vest in three equal annual installments commencing on May 1, 2025.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC
Salvato AndreaEVP, Chief Development Officer
OtherShare Appreciation Rights A · Derivative 239,736 $0.00 Strike: $10.70 $0.00
Disclosure

SEC source: 0001570585-24-000358 · wk-form4_1731706639.xml · derivative · entry 12

Salvato Andrea · CIK 0001778743 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,736

Underlying: Class A Common Shares · 239,736 shares

Expires 2033-03-24

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F6 · derivative.exercise_date: The SARs vest in three equal annual installments commencing on May 1, 2024.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC
Salvato AndreaEVP, Chief Development Officer
OtherShare Appreciation Rights A · Derivative 14,005 $0.00 Strike: $14.99 $0.00
Disclosure

SEC source: 0001570585-24-000358 · wk-form4_1731706639.xml · derivative · entry 11

Salvato Andrea · CIK 0001778743 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,005

Underlying: Class A Common Shares · 14,005 shares

Expires 2032-04-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F5 · derivative.exercise_date: The SARs vest in three equal annual installments commencing on May 1, 2023.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC
Salvato AndreaEVP, Chief Development Officer
OtherShare Appreciation Rights A · Derivative 553,638 $0.00 Strike: $14.89 $0.00
Disclosure

SEC source: 0001570585-24-000358 · wk-form4_1731706639.xml · derivative · entry 10

Salvato Andrea · CIK 0001778743 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 553,638

Underlying: Class A Common Shares · 553,638 shares

Expires 2031-04-13

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC
Salvato AndreaEVP, Chief Development Officer
OtherShare Appreciation Rights A · Derivative 204,829 $0.00 Strike: $9.27 $0.00
Disclosure

SEC source: 0001570585-24-000358 · wk-form4_1731706639.xml · derivative · entry 9

Salvato Andrea · CIK 0001778743 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,829

Underlying: Class A Common Shares · 204,829 shares

Expires 2030-04-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC
Salvato AndreaEVP, Chief Development Officer
OtherShare Appreciation Rights A · Derivative 109,505 $0.00 Strike: $14.38 $0.00
Disclosure

SEC source: 0001570585-24-000358 · wk-form4_1731706639.xml · derivative · entry 8

Salvato Andrea · CIK 0001778743 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,505

Underlying: Class A Common Shares · 109,505 shares

Expires 2029-04-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC
Salvato AndreaEVP, Chief Development Officer
OtherShare Appreciation Rights A · Derivative 160,825 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001570585-24-000358 · wk-form4_1731706639.xml · derivative · entry 7

Salvato Andrea · CIK 0001778743 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,825

Underlying: Class A Common Shares · 160,825 shares

Expires 2029-03-07

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC
Salvato AndreaEVP, Chief Development Officer
OtherShare Appreciation Rights A · Derivative 90,566 $0.00 Strike: $17.26 $0.00
Disclosure

SEC source: 0001570585-24-000358 · wk-form4_1731706639.xml · derivative · entry 6

Salvato Andrea · CIK 0001778743 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,566

Underlying: Class A Common Shares · 90,566 shares

Expires 2028-05-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC
Salvato AndreaEVP, Chief Development Officer
OtherShare Appreciation Rights A · Derivative 49,330 $0.00 Strike: $20.61 $0.00
Disclosure

SEC source: 0001570585-24-000358 · wk-form4_1731706639.xml · derivative · entry 5

Salvato Andrea · CIK 0001778743 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,330

Underlying: Class A Common Shares · 49,330 shares

Expires 2027-05-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC
Salvato AndreaEVP, Chief Development Officer
OtherShare Appreciation Rights A · Derivative 52,434 $0.00 Strike: $18.95 $0.00
Disclosure

SEC source: 0001570585-24-000358 · wk-form4_1731706639.xml · derivative · entry 4

Salvato Andrea · CIK 0001778743 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,434

Underlying: Class A Common Shares · 52,434 shares

Expires 2026-05-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC
Salvato AndreaEVP, Chief Development Officer
OtherShare Appreciation Rights A · Derivative 31,745 $0.00 Strike: $24.26 $0.00
Disclosure

SEC source: 0001570585-24-000358 · wk-form4_1731706639.xml · derivative · entry 3

Salvato Andrea · CIK 0001778743 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,745

Underlying: Class A Common Shares · 31,745 shares

Expires 2025-05-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC
Salvato AndreaEVP, Chief Development Officer
OtherRestricted Share Units C · Derivative 1,422 $0.00 $0.00
Disclosure

SEC source: 0001570585-24-000358 · wk-form4_1731706639.xml · derivative · entry 2

Salvato Andrea · CIK 0001778743 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,422

Underlying: Class C Common Shares · 1,422 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F3 · derivative.exercise_date: Based on the Reporting Person's receipt of shares as part of the 2023 Annual Performance Award previously reported (Bonus Shares), the Reporting Person also received RSUs equal to 12.5% of such shares received pursuant to the shareholding incentive program of the 2023 Annual Performance Award program. These RSUs will vest in full on March 1, 2025, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.

F3 · derivative.expiration_date: Based on the Reporting Person's receipt of shares as part of the 2023 Annual Performance Award previously reported (Bonus Shares), the Reporting Person also received RSUs equal to 12.5% of such shares received pursuant to the shareholding incentive program of the 2023 Annual Performance Award program. These RSUs will vest in full on March 1, 2025, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC
Salvato AndreaEVP, Chief Development Officer
OtherRestricted Share Units A · Derivative 1,435 $0.00 $0.00
Disclosure

SEC source: 0001570585-24-000358 · wk-form4_1731706639.xml · derivative · entry 1

Salvato Andrea · CIK 0001778743 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,435

Underlying: Class A Common Shares · 1,435 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F3 · derivative.exercise_date: Based on the Reporting Person's receipt of shares as part of the 2023 Annual Performance Award previously reported (Bonus Shares), the Reporting Person also received RSUs equal to 12.5% of such shares received pursuant to the shareholding incentive program of the 2023 Annual Performance Award program. These RSUs will vest in full on March 1, 2025, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.

F3 · derivative.expiration_date: Based on the Reporting Person's receipt of shares as part of the 2023 Annual Performance Award previously reported (Bonus Shares), the Reporting Person also received RSUs equal to 12.5% of such shares received pursuant to the shareholding incentive program of the 2023 Annual Performance Award program. These RSUs will vest in full on March 1, 2025, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC
MALONE JOHN CDirector · 10% owner
OtherShare Option C (right to buy) · Derivative 597,199 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0001570585-24-000356 · wk-form4_1731706618.xml · derivative · entry 13

MALONE JOHN C · CIK 0000937797 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 597,199

Underlying: Class C Common Shares · 597,199 shares

Expires 2034-03-25

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F5 · derivative.exercise_date: The option vests in three equal annual installments commencing on March 25, 2025.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC
MALONE JOHN CDirector · 10% owner
OtherShare Option C (right to buy) · Derivative 457,627 $0.00 Strike: $11.30 $0.00
Disclosure

SEC source: 0001570585-24-000356 · wk-form4_1731706618.xml · derivative · entry 12

MALONE JOHN C · CIK 0000937797 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 457,627

Underlying: Class C Common Shares · 457,627 shares

Expires 2033-03-24

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on March 24, 2024.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC
MALONE JOHN CDirector · 10% owner
OtherShare Option C (right to buy) · Derivative 338,963 $0.00 Strike: $15.39 $0.00
Disclosure

SEC source: 0001570585-24-000356 · wk-form4_1731706618.xml · derivative · entry 11

MALONE JOHN C · CIK 0000937797 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 338,963

Underlying: Class C Common Shares · 338,963 shares

Expires 2032-04-01

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on April 1, 2023.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC
MALONE JOHN CDirector · 10% owner
OtherShare Option C (right to buy) · Derivative 400,558 $0.00 Strike: $14.97 $0.00
Disclosure

SEC source: 0001570585-24-000356 · wk-form4_1731706618.xml · derivative · entry 10

MALONE JOHN C · CIK 0000937797 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,558

Underlying: Class C Common Shares · 400,558 shares

Expires 2031-04-13

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC
MALONE JOHN CDirector · 10% owner
OtherShare Option C (right to buy) · Derivative 660,435 $0.00 Strike: $8.82 $0.00
Disclosure

SEC source: 0001570585-24-000356 · wk-form4_1731706618.xml · derivative · entry 9

MALONE JOHN C · CIK 0000937797 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 660,435

Underlying: Class C Common Shares · 660,435 shares

Expires 2030-04-01

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC
MALONE JOHN CDirector · 10% owner
OtherShare Option C (right to buy) · Derivative 425,056 $0.00 Strike: $14.08 $0.00
Disclosure

SEC source: 0001570585-24-000356 · wk-form4_1731706618.xml · derivative · entry 8

MALONE JOHN C · CIK 0000937797 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 425,056

Underlying: Class C Common Shares · 425,056 shares

Expires 2029-04-01

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC
MALONE JOHN CDirector · 10% owner
OtherShare Option C (right to buy) · Derivative 223,009 $0.00 Strike: $16.87 $0.00
Disclosure

SEC source: 0001570585-24-000356 · wk-form4_1731706618.xml · derivative · entry 7

MALONE JOHN C · CIK 0000937797 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,009

Underlying: Class C Common Shares · 223,009 shares

Expires 2028-05-01

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC
MALONE JOHN CDirector · 10% owner
OtherShare Option C (right to buy) · Derivative 111,434 $0.00 Strike: $20.29 $0.00
Disclosure

SEC source: 0001570585-24-000356 · wk-form4_1731706618.xml · derivative · entry 6

MALONE JOHN C · CIK 0000937797 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,434

Underlying: Class C Common Shares · 111,434 shares

Expires 2027-05-01

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC
MALONE JOHN CDirector · 10% owner
OtherShare Option C (right to buy) · Derivative 103,836 $0.00 Strike: $18.45 $0.00
Disclosure

SEC source: 0001570585-24-000356 · wk-form4_1731706618.xml · derivative · entry 5

MALONE JOHN C · CIK 0000937797 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,836

Underlying: Class C Common Shares · 103,836 shares

Expires 2026-05-01

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC
MALONE JOHN CDirector · 10% owner
OtherShare Option C (right to buy) · Derivative 90,182 $0.00 Strike: $23.62 $0.00
Disclosure

SEC source: 0001570585-24-000356 · wk-form4_1731706618.xml · derivative · entry 4

MALONE JOHN C · CIK 0000937797 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,182

Underlying: Class C Common Shares · 90,182 shares

Expires 2025-05-01

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC
MALONE JOHN CDirector · 10% owner
OtherShare Option A (right to buy) · Derivative 56,246 $0.00 Strike: $20.61 $0.00
Disclosure

SEC source: 0001570585-24-000356 · wk-form4_1731706618.xml · derivative · entry 3

MALONE JOHN C · CIK 0000937797 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,246

Underlying: Class A Common Shares · 56,246 shares

Expires 2027-05-01

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC
MALONE JOHN CDirector · 10% owner
OtherShare Option A (right to buy) · Derivative 52,411 $0.00 Strike: $18.95 $0.00
Disclosure

SEC source: 0001570585-24-000356 · wk-form4_1731706618.xml · derivative · entry 2

MALONE JOHN C · CIK 0000937797 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,411

Underlying: Class A Common Shares · 52,411 shares

Expires 2026-05-01

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

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November 13, 2024 Filed Nov 15, 2024 21:37 UTC
MALONE JOHN CDirector · 10% owner
OtherShare Option A (right to buy) · Derivative 45,150 $0.00 Strike: $24.26 $0.00
Disclosure

SEC source: 0001570585-24-000356 · wk-form4_1731706618.xml · derivative · entry 1

MALONE JOHN C · CIK 0000937797 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,150

Underlying: Class A Common Shares · 45,150 shares

Expires 2025-05-01

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

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November 11, 2024 Filed Nov 12, 2024 21:31 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
SaleClass C Common Shares 20,000 $20.92 $418,482.00
Disclosure

SEC source: 0001570585-24-000324 · wk-form4_1731447097.xml · nonDerivative · entry 1

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,139

F1 · price: The price reflects a weighted average of sales made at prices ranging from $20.89 to $20.98. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.

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September 16, 2024 Filed Sep 17, 2024 20:25 UTC SaleClass A Common Shares 37,600 $20.32 $764,148.56
Disclosure

SEC source: 0001570585-24-000271 · wk-form4_1726604712.xml · nonDerivative · entry 1

CURTIS MIRANDA · CIK 0001144689 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,099

F1 · price: The price reflects a weighted average of sales made at prices ranging from $20.29 to $20.37. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.

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July 29, 2024 Filed Jul 30, 2024 20:24 UTC SaleClass A Common Shares 38,000 $19.57 $743,808.20
Disclosure

SEC source: 0001570585-24-000243 · wk-form4_1722371065.xml · nonDerivative · entry 1

CURTIS MIRANDA · CIK 0001144689 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,699

F1 · price: The price reflects a weighted average of sales made at prices ranging from $19.52 to $19.6477. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.

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May 21, 2024 Filed May 23, 2024 21:35 UTC
GOULD PAUL ADirector
Exercise / conversionRestricted Share Units C · Derivative 3,726 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-24-000194 · wk-form4_1716500121.xml · derivative · entry 9

GOULD PAUL A · CIK 0001018211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Shares · 3,726 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.

F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.

F4 · derivative.exercise_date: The Restricted Share Units vested in full on the date of the Issuer's 2024 annual general meeting.

F4 · derivative.expiration_date: The Restricted Share Units vested in full on the date of the Issuer's 2024 annual general meeting.

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May 21, 2024 Filed May 23, 2024 21:35 UTC
GOULD PAUL ADirector
Exercise / conversionClass A Share Fund Units · Derivative 1,863 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-24-000194 · wk-form4_1716500121.xml · derivative · entry 8

GOULD PAUL A · CIK 0001018211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,610

Underlying: Class A Common Shares · 1,863 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Director Deferred Compensation Plan.

F6 · shares: The share fund units represent the deferral of shares the Reporting Person received upon the vesting of the 1,863 Restricted Share Units A.

F5 · price: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Director Deferred Compensation Plan.

F5 · derivative.exercise_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Director Deferred Compensation Plan.

F5 · derivative.expiration_date: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Director Deferred Compensation Plan.

F6 · derivative.underlying_shares: The share fund units represent the deferral of shares the Reporting Person received upon the vesting of the 1,863 Restricted Share Units A.

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May 21, 2024 Filed May 23, 2024 21:35 UTC
GOULD PAUL ADirector
Exercise / conversionRestricted Share Units A · Derivative 1,863 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-24-000194 · wk-form4_1716500121.xml · derivative · entry 7

GOULD PAUL A · CIK 0001018211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares · 1,863 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.

F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.

F4 · derivative.exercise_date: The Restricted Share Units vested in full on the date of the Issuer's 2024 annual general meeting.

F4 · derivative.expiration_date: The Restricted Share Units vested in full on the date of the Issuer's 2024 annual general meeting.

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May 21, 2024 Filed May 23, 2024 21:35 UTC
GOULD PAUL ADirector
GrantShare Option C (right to buy) · Derivative 8,831 $0.00 Strike: $17.50 $0.00
Disclosure

SEC source: 0001570585-24-000194 · wk-form4_1716500121.xml · derivative · entry 6

GOULD PAUL A · CIK 0001018211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,831

Underlying: Class C Common Shares · 8,831 shares

Expires 2034-05-21

F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2025 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

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May 21, 2024 Filed May 23, 2024 21:35 UTC
GOULD PAUL ADirector
GrantShare Option A (right to buy) · Derivative 8,831 $0.00 Strike: $17.01 $0.00
Disclosure

SEC source: 0001570585-24-000194 · wk-form4_1716500121.xml · derivative · entry 5

GOULD PAUL A · CIK 0001018211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,831

Underlying: Class A Common Shares · 8,831 shares

Expires 2034-05-21

F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2025 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.