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Nasdaq · USD

LBTYA

Liberty Global Ltd.

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4116
SEC CIK
0001570585
Parsed reports
814

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202606
Apr 202600
May 202602
Jun 202604
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
COLE ANDREWDirector
OtherShare Option A (right to buy) · Derivative 6,192 $0.00 Strike: $16.65 $0.00
Disclosure

SEC source: 0001570585-24-000354 · wk-form4_1731706597.xml · derivative · entry 3

COLE ANDREW · CIK 0001439731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,192

Underlying: Class A Common Shares · 6,192 shares

Expires 2027-06-21

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
COLE ANDREWDirector
OtherShare Option A (right to buy) · Derivative 5,057 $0.00 Strike: $17.60 $0.00
Disclosure

SEC source: 0001570585-24-000354 · wk-form4_1731706597.xml · derivative · entry 2

COLE ANDREW · CIK 0001439731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,057

Underlying: Class A Common Shares · 5,057 shares

Expires 2026-06-16

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
COLE ANDREWDirector
OtherShare Option A (right to buy) · Derivative 3,725 $0.00 Strike: $25.67 $0.00
Disclosure

SEC source: 0001570585-24-000354 · wk-form4_1731706597.xml · derivative · entry 1

COLE ANDREW · CIK 0001439731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,725

Underlying: Class A Common Shares · 3,725 shares

Expires 2025-06-25

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

F3 · derivative.underlying_shares: Since the last Form 4 filed with respect to these options, the Reporting Person transferred 2,151 Share Option A to his ex-spouse pursuant to a domestic relations order.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
OtherShare Appreciation Rights C · Derivative 224,143 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0001570585-24-000355 · wk-form4_1731706607.xml · derivative · entry 22

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,143

Underlying: Class C Common Shares · 224,143 shares

Expires 2034-03-25

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F6 · derivative.exercise_date: The SARs vest in three equal annual installments commencing on May 1, 2025.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
OtherShare Appreciation Rights C · Derivative 336,430 $0.00 Strike: $11.30 $0.00
Disclosure

SEC source: 0001570585-24-000355 · wk-form4_1731706607.xml · derivative · entry 21

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 336,430

Underlying: Class C Common Shares · 336,430 shares

Expires 2033-03-24

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F5 · derivative.exercise_date: The SARs vest in three equal annual installments commencing on May 1, 2024.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
OtherShare Appreciation Rights C · Derivative 877,484 $0.00 Strike: $14.97 $0.00
Disclosure

SEC source: 0001570585-24-000355 · wk-form4_1731706607.xml · derivative · entry 20

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 877,484

Underlying: Class C Common Shares · 877,484 shares

Expires 2031-04-13

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
OtherShare Appreciation Rights C · Derivative 405,803 $0.00 Strike: $8.82 $0.00
Disclosure

SEC source: 0001570585-24-000355 · wk-form4_1731706607.xml · derivative · entry 19

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 405,803

Underlying: Class C Common Shares · 405,803 shares

Expires 2030-04-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
OtherShare Appreciation Rights C · Derivative 216,949 $0.00 Strike: $14.08 $0.00
Disclosure

SEC source: 0001570585-24-000355 · wk-form4_1731706607.xml · derivative · entry 18

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,949

Underlying: Class C Common Shares · 216,949 shares

Expires 2029-04-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
OtherShare Appreciation Rights C · Derivative 318,624 $0.00 Strike: $14.70 $0.00
Disclosure

SEC source: 0001570585-24-000355 · wk-form4_1731706607.xml · derivative · entry 17

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,624

Underlying: Class C Common Shares · 318,624 shares

Expires 2029-03-07

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
OtherShare Appreciation Rights C · Derivative 179,428 $0.00 Strike: $16.87 $0.00
Disclosure

SEC source: 0001570585-24-000355 · wk-form4_1731706607.xml · derivative · entry 16

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,428

Underlying: Class C Common Shares · 179,428 shares

Expires 2028-05-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
OtherShare Appreciation Rights C · Derivative 156,364 $0.00 Strike: $20.29 $0.00
Disclosure

SEC source: 0001570585-24-000355 · wk-form4_1731706607.xml · derivative · entry 15

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,364

Underlying: Class C Common Shares · 156,364 shares

Expires 2027-05-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
OtherShare Appreciation Rights C · Derivative 166,192 $0.00 Strike: $18.45 $0.00
Disclosure

SEC source: 0001570585-24-000355 · wk-form4_1731706607.xml · derivative · entry 14

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,192

Underlying: Class C Common Shares · 166,192 shares

Expires 2026-05-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
OtherShare Appreciation Rights C · Derivative 144,967 $0.00 Strike: $23.62 $0.00
Disclosure

SEC source: 0001570585-24-000355 · wk-form4_1731706607.xml · derivative · entry 13

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,967

Underlying: Class C Common Shares · 144,967 shares

Expires 2025-05-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
OtherShare Appreciation Rights A · Derivative 226,272 $0.00 Strike: $9.66 $0.00
Disclosure

SEC source: 0001570585-24-000355 · wk-form4_1731706607.xml · derivative · entry 12

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 226,272

Underlying: Class A Common Shares · 226,272 shares

Expires 2034-03-25

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F6 · derivative.exercise_date: The SARs vest in three equal annual installments commencing on May 1, 2025.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
OtherShare Appreciation Rights A · Derivative 169,813 $0.00 Strike: $10.70 $0.00
Disclosure

SEC source: 0001570585-24-000355 · wk-form4_1731706607.xml · derivative · entry 11

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,813

Underlying: Class A Common Shares · 169,813 shares

Expires 2033-03-24

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F5 · derivative.exercise_date: The SARs vest in three equal annual installments commencing on May 1, 2024.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
OtherShare Appreciation Rights A · Derivative 442,910 $0.00 Strike: $14.89 $0.00
Disclosure

SEC source: 0001570585-24-000355 · wk-form4_1731706607.xml · derivative · entry 10

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 442,910

Underlying: Class A Common Shares · 442,910 shares

Expires 2031-04-13

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
OtherShare Appreciation Rights A · Derivative 204,829 $0.00 Strike: $9.27 $0.00
Disclosure

SEC source: 0001570585-24-000355 · wk-form4_1731706607.xml · derivative · entry 9

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,829

Underlying: Class A Common Shares · 204,829 shares

Expires 2030-04-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
OtherShare Appreciation Rights A · Derivative 109,505 $0.00 Strike: $14.38 $0.00
Disclosure

SEC source: 0001570585-24-000355 · wk-form4_1731706607.xml · derivative · entry 8

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,505

Underlying: Class A Common Shares · 109,505 shares

Expires 2029-04-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
OtherShare Appreciation Rights A · Derivative 160,825 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001570585-24-000355 · wk-form4_1731706607.xml · derivative · entry 7

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,825

Underlying: Class A Common Shares · 160,825 shares

Expires 2029-03-07

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
OtherShare Appreciation Rights A · Derivative 90,566 $0.00 Strike: $17.26 $0.00
Disclosure

SEC source: 0001570585-24-000355 · wk-form4_1731706607.xml · derivative · entry 6

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,566

Underlying: Class A Common Shares · 90,566 shares

Expires 2028-05-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
OtherShare Appreciation Rights A · Derivative 78,924 $0.00 Strike: $20.61 $0.00
Disclosure

SEC source: 0001570585-24-000355 · wk-form4_1731706607.xml · derivative · entry 5

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,924

Underlying: Class A Common Shares · 78,924 shares

Expires 2027-05-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
OtherShare Appreciation Rights A · Derivative 83,885 $0.00 Strike: $18.95 $0.00
Disclosure

SEC source: 0001570585-24-000355 · wk-form4_1731706607.xml · derivative · entry 4

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,885

Underlying: Class A Common Shares · 83,885 shares

Expires 2026-05-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
OtherShare Appreciation Rights A · Derivative 72,580 $0.00 Strike: $24.26 $0.00
Disclosure

SEC source: 0001570585-24-000355 · wk-form4_1731706607.xml · derivative · entry 3

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,580

Underlying: Class A Common Shares · 72,580 shares

Expires 2025-05-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
OtherRestricted Share Units C · Derivative 13,578 $0.00 $0.00
Disclosure

SEC source: 0001570585-24-000355 · wk-form4_1731706607.xml · derivative · entry 2

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,578

Underlying: Class C Common Shares · 13,578 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F3 · derivative.exercise_date: Based on the Reporting Person's receipt of shares as part of the 2023 Annual Performance Award previously reported (Bonus Shares), the Reporting Person also received RSUs equal to 12.5% of such shares received pursuant to the shareholding incentive program of the 2023 Annual Performance Award program. These RSUs will vest in full on March 1, 2025, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.

F3 · derivative.expiration_date: Based on the Reporting Person's receipt of shares as part of the 2023 Annual Performance Award previously reported (Bonus Shares), the Reporting Person also received RSUs equal to 12.5% of such shares received pursuant to the shareholding incentive program of the 2023 Annual Performance Award program. These RSUs will vest in full on March 1, 2025, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
OtherRestricted Share Units A · Derivative 13,707 $0.00 $0.00
Disclosure

SEC source: 0001570585-24-000355 · wk-form4_1731706607.xml · derivative · entry 1

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,707

Underlying: Class A Common Shares · 13,707 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F3 · derivative.exercise_date: Based on the Reporting Person's receipt of shares as part of the 2023 Annual Performance Award previously reported (Bonus Shares), the Reporting Person also received RSUs equal to 12.5% of such shares received pursuant to the shareholding incentive program of the 2023 Annual Performance Award program. These RSUs will vest in full on March 1, 2025, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.

F3 · derivative.expiration_date: Based on the Reporting Person's receipt of shares as part of the 2023 Annual Performance Award previously reported (Bonus Shares), the Reporting Person also received RSUs equal to 12.5% of such shares received pursuant to the shareholding incentive program of the 2023 Annual Performance Award program. These RSUs will vest in full on March 1, 2025, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:38 UTC OtherShare Option C (right to buy) · Derivative 15,152 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0001570585-24-000363 · wk-form4_1731706693.xml · derivative · entry 2

WERNER ANTHONY G · CIK 0001195212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,152

Underlying: Class C Common Shares · 15,152 shares

Expires 2034-05-21

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2025 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:38 UTC OtherShare Option A (right to buy) · Derivative 15,296 $0.00 Strike: $9.83 $0.00
Disclosure

SEC source: 0001570585-24-000363 · wk-form4_1731706693.xml · derivative · entry 1

WERNER ANTHONY G · CIK 0001195212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,296

Underlying: Class A Common Shares · 15,296 shares

Expires 2034-05-21

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2025 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:38 UTC
Rodriguez EnriqueEVP, Chief Technology Officer
OtherShare Appreciation Rights C · Derivative 329,622 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0001570585-24-000364 · wk-form4_1731706706.xml · derivative · entry 16

Rodriguez Enrique · CIK 0001565787 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 329,622

Underlying: Class C Common Shares · 329,622 shares

Expires 2034-03-25

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F6 · derivative.exercise_date: The SARs vest in three equal annual installments commencing on May 1, 2025.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:38 UTC
Rodriguez EnriqueEVP, Chief Technology Officer
OtherShare Appreciation Rights C · Derivative 419,547 $0.00 Strike: $11.30 $0.00
Disclosure

SEC source: 0001570585-24-000364 · wk-form4_1731706706.xml · derivative · entry 15

Rodriguez Enrique · CIK 0001565787 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 419,547

Underlying: Class C Common Shares · 419,547 shares

Expires 2033-03-24

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F5 · derivative.exercise_date: The SARs vest in three equal annual installments commencing on May 1, 2024.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:38 UTC
Rodriguez EnriqueEVP, Chief Technology Officer
OtherShare Appreciation Rights C · Derivative 1,096,856 $0.00 Strike: $14.97 $0.00
Disclosure

SEC source: 0001570585-24-000364 · wk-form4_1731706706.xml · derivative · entry 14

Rodriguez Enrique · CIK 0001565787 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,096,856

Underlying: Class C Common Shares · 1,096,856 shares

Expires 2031-04-13

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:38 UTC
Rodriguez EnriqueEVP, Chief Technology Officer
OtherShare Appreciation Rights C · Derivative 507,255 $0.00 Strike: $8.82 $0.00
Disclosure

SEC source: 0001570585-24-000364 · wk-form4_1731706706.xml · derivative · entry 13

Rodriguez Enrique · CIK 0001565787 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 507,255

Underlying: Class C Common Shares · 507,255 shares

Expires 2030-04-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:38 UTC
Rodriguez EnriqueEVP, Chief Technology Officer
OtherShare Appreciation Rights C · Derivative 271,185 $0.00 Strike: $14.08 $0.00
Disclosure

SEC source: 0001570585-24-000364 · wk-form4_1731706706.xml · derivative · entry 12

Rodriguez Enrique · CIK 0001565787 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 271,185

Underlying: Class C Common Shares · 271,185 shares

Expires 2029-04-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:38 UTC
Rodriguez EnriqueEVP, Chief Technology Officer
OtherShare Appreciation Rights C · Derivative 398,281 $0.00 Strike: $14.70 $0.00
Disclosure

SEC source: 0001570585-24-000364 · wk-form4_1731706706.xml · derivative · entry 11

Rodriguez Enrique · CIK 0001565787 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 398,281

Underlying: Class C Common Shares · 398,281 shares

Expires 2029-03-07

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:38 UTC
Rodriguez EnriqueEVP, Chief Technology Officer
OtherShare Appreciation Rights C · Derivative 246,309 $0.00 Strike: $16.21 $0.00
Disclosure

SEC source: 0001570585-24-000364 · wk-form4_1731706706.xml · derivative · entry 10

Rodriguez Enrique · CIK 0001565787 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246,309

Underlying: Class C Common Shares · 246,309 shares

Expires 2028-08-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:38 UTC
Rodriguez EnriqueEVP, Chief Technology Officer
OtherShare Appreciation Rights A · Derivative 332,753 $0.00 Strike: $9.66 $0.00
Disclosure

SEC source: 0001570585-24-000364 · wk-form4_1731706706.xml · derivative · entry 9

Rodriguez Enrique · CIK 0001565787 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 332,753

Underlying: Class A Common Shares · 332,753 shares

Expires 2034-03-25

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F6 · derivative.exercise_date: The SARs vest in three equal annual installments commencing on May 1, 2025.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:38 UTC
Rodriguez EnriqueEVP, Chief Technology Officer
OtherShare Appreciation Rights A · Derivative 211,766 $0.00 Strike: $10.70 $0.00
Disclosure

SEC source: 0001570585-24-000364 · wk-form4_1731706706.xml · derivative · entry 8

Rodriguez Enrique · CIK 0001565787 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,766

Underlying: Class A Common Shares · 211,766 shares

Expires 2033-03-24

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F5 · derivative.exercise_date: The SARs vest in three equal annual installments commencing on May 1, 2024.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:38 UTC
Rodriguez EnriqueEVP, Chief Technology Officer
OtherShare Appreciation Rights A · Derivative 553,638 $0.00 Strike: $14.89 $0.00
Disclosure

SEC source: 0001570585-24-000364 · wk-form4_1731706706.xml · derivative · entry 7

Rodriguez Enrique · CIK 0001565787 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 553,638

Underlying: Class A Common Shares · 553,638 shares

Expires 2031-04-13

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:38 UTC
Rodriguez EnriqueEVP, Chief Technology Officer
OtherShare Appreciation Rights A · Derivative 256,037 $0.00 Strike: $9.27 $0.00
Disclosure

SEC source: 0001570585-24-000364 · wk-form4_1731706706.xml · derivative · entry 6

Rodriguez Enrique · CIK 0001565787 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 256,037

Underlying: Class A Common Shares · 256,037 shares

Expires 2030-04-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:38 UTC
Rodriguez EnriqueEVP, Chief Technology Officer
OtherShare Appreciation Rights A · Derivative 136,880 $0.00 Strike: $14.38 $0.00
Disclosure

SEC source: 0001570585-24-000364 · wk-form4_1731706706.xml · derivative · entry 5

Rodriguez Enrique · CIK 0001565787 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,880

Underlying: Class A Common Shares · 136,880 shares

Expires 2029-04-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:38 UTC
Rodriguez EnriqueEVP, Chief Technology Officer
OtherShare Appreciation Rights A · Derivative 201,032 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001570585-24-000364 · wk-form4_1731706706.xml · derivative · entry 4

Rodriguez Enrique · CIK 0001565787 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,032

Underlying: Class A Common Shares · 201,032 shares

Expires 2029-03-07

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:38 UTC
Rodriguez EnriqueEVP, Chief Technology Officer
OtherShare Appreciation Rights A · Derivative 124,324 $0.00 Strike: $16.73 $0.00
Disclosure

SEC source: 0001570585-24-000364 · wk-form4_1731706706.xml · derivative · entry 3

Rodriguez Enrique · CIK 0001565787 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,324

Underlying: Class A Common Shares · 124,324 shares

Expires 2028-08-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

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November 13, 2024 Filed Nov 15, 2024 21:38 UTC
Rodriguez EnriqueEVP, Chief Technology Officer
OtherRestricted Share Units C · Derivative 18,105 $0.00 $0.00
Disclosure

SEC source: 0001570585-24-000364 · wk-form4_1731706706.xml · derivative · entry 2

Rodriguez Enrique · CIK 0001565787 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,105

Underlying: Class C Common Shares · 18,105 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F3 · derivative.exercise_date: Based on the Reporting Person's receipt of shares as part of the 2023 Annual Performance Award previously reported (Bonus Shares), the Reporting Person also received RSUs equal to 12.5% of such shares received pursuant to the shareholding incentive program of the 2023 Annual Performance Award program. These RSUs will vest in full on March 1, 2025, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.

F3 · derivative.expiration_date: Based on the Reporting Person's receipt of shares as part of the 2023 Annual Performance Award previously reported (Bonus Shares), the Reporting Person also received RSUs equal to 12.5% of such shares received pursuant to the shareholding incentive program of the 2023 Annual Performance Award program. These RSUs will vest in full on March 1, 2025, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.

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November 13, 2024 Filed Nov 15, 2024 21:38 UTC
Rodriguez EnriqueEVP, Chief Technology Officer
OtherRestricted Share Units A · Derivative 18,277 $0.00 $0.00
Disclosure

SEC source: 0001570585-24-000364 · wk-form4_1731706706.xml · derivative · entry 1

Rodriguez Enrique · CIK 0001565787 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,277

Underlying: Class A Common Shares · 18,277 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F3 · derivative.exercise_date: Based on the Reporting Person's receipt of shares as part of the 2023 Annual Performance Award previously reported (Bonus Shares), the Reporting Person also received RSUs equal to 12.5% of such shares received pursuant to the shareholding incentive program of the 2023 Annual Performance Award program. These RSUs will vest in full on March 1, 2025, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.

F3 · derivative.expiration_date: Based on the Reporting Person's receipt of shares as part of the 2023 Annual Performance Award previously reported (Bonus Shares), the Reporting Person also received RSUs equal to 12.5% of such shares received pursuant to the shareholding incentive program of the 2023 Annual Performance Award program. These RSUs will vest in full on March 1, 2025, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.

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November 13, 2024 Filed Nov 15, 2024 21:38 UTC OtherShare Option C (right to buy) · Derivative 15,152 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0001570585-24-000366 · wk-form4_1731706728.xml · derivative · entry 6

Sanchez Daniel E. · CIK 0001567395 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,152

Underlying: Class C Common Shares · 15,152 shares

Expires 2034-05-21

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2025 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

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November 13, 2024 Filed Nov 15, 2024 21:38 UTC OtherStock Option C (right to buy) · Derivative 17,063 $0.00 Strike: $10.63 $0.00
Disclosure

SEC source: 0001570585-24-000366 · wk-form4_1731706728.xml · derivative · entry 5

Sanchez Daniel E. · CIK 0001567395 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,063

Underlying: Class C Common Shares · 17,063 shares

Expires 2033-06-14

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2024 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

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November 13, 2024 Filed Nov 15, 2024 21:38 UTC OtherShare Option C (right to buy) · Derivative 14,640 $0.00 Strike: $13.53 $0.00
Disclosure

SEC source: 0001570585-24-000366 · wk-form4_1731706728.xml · derivative · entry 4

Sanchez Daniel E. · CIK 0001567395 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,640

Underlying: Class C Common Shares · 14,640 shares

Expires 2032-06-15

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2023 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

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November 13, 2024 Filed Nov 15, 2024 21:38 UTC OtherShare Option A (right to buy) · Derivative 15,296 $0.00 Strike: $9.83 $0.00
Disclosure

SEC source: 0001570585-24-000366 · wk-form4_1731706728.xml · derivative · entry 3

Sanchez Daniel E. · CIK 0001567395 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,296

Underlying: Class A Common Shares · 15,296 shares

Expires 2034-05-21

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2025 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

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November 13, 2024 Filed Nov 15, 2024 21:38 UTC OtherShare Option A (right to buy) · Derivative 8,613 $0.00 Strike: $9.95 $0.00
Disclosure

SEC source: 0001570585-24-000366 · wk-form4_1731706728.xml · derivative · entry 2

Sanchez Daniel E. · CIK 0001567395 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,613

Underlying: Class A Common Shares · 8,613 shares

Expires 2033-06-14

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2024 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

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November 13, 2024 Filed Nov 15, 2024 21:38 UTC OtherShare Option A (right to buy) · Derivative 7,390 $0.00 Strike: $12.73 $0.00
Disclosure

SEC source: 0001570585-24-000366 · wk-form4_1731706728.xml · derivative · entry 1

Sanchez Daniel E. · CIK 0001567395 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,390

Underlying: Class A Common Shares · 7,390 shares

Expires 2032-06-15

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2023 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

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November 13, 2024 Filed Nov 15, 2024 21:38 UTC OtherShare Option C (right to buy) · Derivative 15,152 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0001570585-24-000365 · wk-form4_1731706717.xml · derivative · entry 6

DREW MARISA D · CIK 0001918596 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,152

Underlying: Class C Common Shares · 15,152 shares

Expires 2034-05-21

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2025 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.