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LBTYA

Liberty Global Ltd.

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4116
SEC CIK
0001570585
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814

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0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202606
Apr 202600
May 202602
Jun 202604
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 13, 2024 Filed Nov 15, 2024 21:38 UTC
Waldron JasonSVP & CAO
OtherShare Appreciation Rights C · Derivative 78,185 $0.00 Strike: $20.29 $0.00
Disclosure

SEC source: 0001570585-24-000362 · wk-form4_1731706682.xml · derivative · entry 13

Waldron Jason · CIK 0001693396 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,185

Underlying: Class C Common Shares · 78,185 shares

Expires 2027-05-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:38 UTC
Waldron JasonSVP & CAO
OtherShare Appreciation Rights C · Derivative 83,573 $0.00 Strike: $18.43 $0.00
Disclosure

SEC source: 0001570585-24-000362 · wk-form4_1731706682.xml · derivative · entry 12

Waldron Jason · CIK 0001693396 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,573

Underlying: Class C Common Shares · 83,573 shares

Expires 2026-11-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:38 UTC
Waldron JasonSVP & CAO
OtherShare Appreciation Rights A · Derivative 106,480 $0.00 Strike: $9.66 $0.00
Disclosure

SEC source: 0001570585-24-000362 · wk-form4_1731706682.xml · derivative · entry 11

Waldron Jason · CIK 0001693396 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,480

Underlying: Class A Common Shares · 106,480 shares

Expires 2034-03-25

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F6 · derivative.exercise_date: The SARs vest in three equal annual installments commencing on May 1, 2025.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:38 UTC
Waldron JasonSVP & CAO
OtherShare Appreciation Rights A · Derivative 79,912 $0.00 Strike: $10.70 $0.00
Disclosure

SEC source: 0001570585-24-000362 · wk-form4_1731706682.xml · derivative · entry 10

Waldron Jason · CIK 0001693396 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,912

Underlying: Class A Common Shares · 79,912 shares

Expires 2033-03-24

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F5 · derivative.exercise_date: The SARs vest in three equal annual installments commencing on May 1, 2024.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:38 UTC
Waldron JasonSVP & CAO
OtherShare Appreciation Rights A · Derivative 228,484 $0.00 Strike: $14.89 $0.00
Disclosure

SEC source: 0001570585-24-000362 · wk-form4_1731706682.xml · derivative · entry 9

Waldron Jason · CIK 0001693396 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,484

Underlying: Class A Common Shares · 228,484 shares

Expires 2031-04-13

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:38 UTC
Waldron JasonSVP & CAO
OtherShare Appreciation Rights A · Derivative 102,413 $0.00 Strike: $9.27 $0.00
Disclosure

SEC source: 0001570585-24-000362 · wk-form4_1731706682.xml · derivative · entry 8

Waldron Jason · CIK 0001693396 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,413

Underlying: Class A Common Shares · 102,413 shares

Expires 2030-04-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:38 UTC
Waldron JasonSVP & CAO
OtherShare Appreciation Rights A · Derivative 54,751 $0.00 Strike: $14.38 $0.00
Disclosure

SEC source: 0001570585-24-000362 · wk-form4_1731706682.xml · derivative · entry 7

Waldron Jason · CIK 0001693396 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,751

Underlying: Class A Common Shares · 54,751 shares

Expires 2029-04-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:38 UTC
Waldron JasonSVP & CAO
OtherShare Appreciation Rights A · Derivative 80,412 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001570585-24-000362 · wk-form4_1731706682.xml · derivative · entry 6

Waldron Jason · CIK 0001693396 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,412

Underlying: Class A Common Shares · 80,412 shares

Expires 2029-03-07

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:38 UTC
Waldron JasonSVP & CAO
OtherShare Appreciation Rights A · Derivative 45,282 $0.00 Strike: $17.26 $0.00
Disclosure

SEC source: 0001570585-24-000362 · wk-form4_1731706682.xml · derivative · entry 5

Waldron Jason · CIK 0001693396 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,282

Underlying: Class A Common Shares · 45,282 shares

Expires 2028-05-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:38 UTC
Waldron JasonSVP & CAO
OtherShare Appreciation Rights A · Derivative 39,464 $0.00 Strike: $20.61 $0.00
Disclosure

SEC source: 0001570585-24-000362 · wk-form4_1731706682.xml · derivative · entry 4

Waldron Jason · CIK 0001693396 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,464

Underlying: Class A Common Shares · 39,464 shares

Expires 2027-05-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:38 UTC
Waldron JasonSVP & CAO
OtherShare Appreciation Rights A · Derivative 42,183 $0.00 Strike: $18.63 $0.00
Disclosure

SEC source: 0001570585-24-000362 · wk-form4_1731706682.xml · derivative · entry 3

Waldron Jason · CIK 0001693396 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,183

Underlying: Class A Common Shares · 42,183 shares

Expires 2026-11-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:38 UTC
Waldron JasonSVP & CAO
OtherRestricted Share Units C · Derivative 586 $0.00 $0.00
Disclosure

SEC source: 0001570585-24-000362 · wk-form4_1731706682.xml · derivative · entry 2

Waldron Jason · CIK 0001693396 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 586

Underlying: Class C Common Shares · 586 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F3 · derivative.exercise_date: Based on the Reporting Person's receipt of shares as part of the 2023 Annual Performance Award previously reported (Bonus Shares), the Reporting Person also received RSUs equal to 12.5% of such shares received pursuant to the shareholding incentive program of the 2023 Annual Performance Award program. These RSUs will vest in full on March 1, 2025, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.

F3 · derivative.expiration_date: Based on the Reporting Person's receipt of shares as part of the 2023 Annual Performance Award previously reported (Bonus Shares), the Reporting Person also received RSUs equal to 12.5% of such shares received pursuant to the shareholding incentive program of the 2023 Annual Performance Award program. These RSUs will vest in full on March 1, 2025, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:38 UTC
Waldron JasonSVP & CAO
OtherRestricted Share Units A · Derivative 592 $0.00 $0.00
Disclosure

SEC source: 0001570585-24-000362 · wk-form4_1731706682.xml · derivative · entry 1

Waldron Jason · CIK 0001693396 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 592

Underlying: Class A Common Shares · 592 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F3 · derivative.exercise_date: Based on the Reporting Person's receipt of shares as part of the 2023 Annual Performance Award previously reported (Bonus Shares), the Reporting Person also received RSUs equal to 12.5% of such shares received pursuant to the shareholding incentive program of the 2023 Annual Performance Award program. These RSUs will vest in full on March 1, 2025, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.

F3 · derivative.expiration_date: Based on the Reporting Person's receipt of shares as part of the 2023 Annual Performance Award previously reported (Bonus Shares), the Reporting Person also received RSUs equal to 12.5% of such shares received pursuant to the shareholding incentive program of the 2023 Annual Performance Award program. These RSUs will vest in full on March 1, 2025, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option C (right to buy) · Derivative 30,302 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0001570585-24-000359 · wk-form4_1731706650.xml · derivative · entry 20

Green Richard R · CIK 0001452212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,302

Underlying: Class C Common Shares · 30,302 shares

Expires 2034-05-21

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F5 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2025 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option C (right to buy) · Derivative 34,125 $0.00 Strike: $10.63 $0.00
Disclosure

SEC source: 0001570585-24-000359 · wk-form4_1731706650.xml · derivative · entry 19

Green Richard R · CIK 0001452212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,125

Underlying: Class C Common Shares · 34,125 shares

Expires 2033-06-14

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2024 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option C (right to buy) · Derivative 11,892 $0.00 Strike: $13.53 $0.00
Disclosure

SEC source: 0001570585-24-000359 · wk-form4_1731706650.xml · derivative · entry 18

Green Richard R · CIK 0001452212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,892

Underlying: Class C Common Shares · 11,892 shares

Expires 2032-06-15

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2023 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option C (right to buy) · Derivative 23,669 $0.00 Strike: $16.22 $0.00
Disclosure

SEC source: 0001570585-24-000359 · wk-form4_1731706650.xml · derivative · entry 17

Green Richard R · CIK 0001452212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,669

Underlying: Class C Common Shares · 23,669 shares

Expires 2031-06-16

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option C (right to buy) · Derivative 30,100 $0.00 Strike: $12.54 $0.00
Disclosure

SEC source: 0001570585-24-000359 · wk-form4_1731706650.xml · derivative · entry 16

Green Richard R · CIK 0001452212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,100

Underlying: Class C Common Shares · 30,100 shares

Expires 2030-06-30

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option C (right to buy) · Derivative 23,370 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001570585-24-000359 · wk-form4_1731706650.xml · derivative · entry 15

Green Richard R · CIK 0001452212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,370

Underlying: Class C Common Shares · 23,370 shares

Expires 2029-06-11

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option C (right to buy) · Derivative 27,250 $0.00 Strike: $16.95 $0.00
Disclosure

SEC source: 0001570585-24-000359 · wk-form4_1731706650.xml · derivative · entry 14

Green Richard R · CIK 0001452212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,250

Underlying: Class C Common Shares · 27,250 shares

Expires 2028-06-12

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option C (right to buy) · Derivative 24,535 $0.00 Strike: $16.24 $0.00
Disclosure

SEC source: 0001570585-24-000359 · wk-form4_1731706650.xml · derivative · entry 13

Green Richard R · CIK 0001452212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,535

Underlying: Class C Common Shares · 24,535 shares

Expires 2027-06-21

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option C (right to buy) · Derivative 20,040 $0.00 Strike: $17.28 $0.00
Disclosure

SEC source: 0001570585-24-000359 · wk-form4_1731706650.xml · derivative · entry 12

Green Richard R · CIK 0001452212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,040

Underlying: Class C Common Shares · 20,040 shares

Expires 2026-06-16

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option C (right to buy) · Derivative 14,666 $0.00 Strike: $24.14 $0.00
Disclosure

SEC source: 0001570585-24-000359 · wk-form4_1731706650.xml · derivative · entry 11

Green Richard R · CIK 0001452212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,666

Underlying: Class C Common Shares · 14,666 shares

Expires 2025-06-25

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option A (right to buy) · Derivative 30,590 $0.00 Strike: $9.83 $0.00
Disclosure

SEC source: 0001570585-24-000359 · wk-form4_1731706650.xml · derivative · entry 10

Green Richard R · CIK 0001452212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,590

Underlying: Class A Common Shares · 30,590 shares

Expires 2034-05-21

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F5 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2025 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option A (right to buy) · Derivative 17,225 $0.00 Strike: $9.95 $0.00
Disclosure

SEC source: 0001570585-24-000359 · wk-form4_1731706650.xml · derivative · entry 9

Green Richard R · CIK 0001452212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,225

Underlying: Class A Common Shares · 17,225 shares

Expires 2033-06-14

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2024 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option A (right to buy) · Derivative 6,003 $0.00 Strike: $12.73 $0.00
Disclosure

SEC source: 0001570585-24-000359 · wk-form4_1731706650.xml · derivative · entry 8

Green Richard R · CIK 0001452212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,003

Underlying: Class A Common Shares · 6,003 shares

Expires 2032-06-15

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2023 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option A (right to buy) · Derivative 11,948 $0.00 Strike: $16.07 $0.00
Disclosure

SEC source: 0001570585-24-000359 · wk-form4_1731706650.xml · derivative · entry 7

Green Richard R · CIK 0001452212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,948

Underlying: Class A Common Shares · 11,948 shares

Expires 2031-06-16

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option A (right to buy) · Derivative 15,193 $0.00 Strike: $12.63 $0.00
Disclosure

SEC source: 0001570585-24-000359 · wk-form4_1731706650.xml · derivative · entry 6

Green Richard R · CIK 0001452212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,193

Underlying: Class A Common Shares · 15,193 shares

Expires 2030-06-30

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option A (right to buy) · Derivative 11,797 $0.00 Strike: $15.28 $0.00
Disclosure

SEC source: 0001570585-24-000359 · wk-form4_1731706650.xml · derivative · entry 5

Green Richard R · CIK 0001452212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,797

Underlying: Class A Common Shares · 11,797 shares

Expires 2029-06-11

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option A (right to buy) · Derivative 13,754 $0.00 Strike: $17.41 $0.00
Disclosure

SEC source: 0001570585-24-000359 · wk-form4_1731706650.xml · derivative · entry 4

Green Richard R · CIK 0001452212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,754

Underlying: Class A Common Shares · 13,754 shares

Expires 2028-06-12

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option A (right to buy) · Derivative 12,384 $0.00 Strike: $16.65 $0.00
Disclosure

SEC source: 0001570585-24-000359 · wk-form4_1731706650.xml · derivative · entry 3

Green Richard R · CIK 0001452212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,384

Underlying: Class A Common Shares · 12,384 shares

Expires 2027-06-21

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option A (right to buy) · Derivative 10,115 $0.00 Strike: $17.60 $0.00
Disclosure

SEC source: 0001570585-24-000359 · wk-form4_1731706650.xml · derivative · entry 2

Green Richard R · CIK 0001452212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,115

Underlying: Class A Common Shares · 10,115 shares

Expires 2026-06-16

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option A (right to buy) · Derivative 7,453 $0.00 Strike: $25.67 $0.00
Disclosure

SEC source: 0001570585-24-000359 · wk-form4_1731706650.xml · derivative · entry 1

Green Richard R · CIK 0001452212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,453

Underlying: Class A Common Shares · 7,453 shares

Expires 2025-06-25

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
COLE ANDREWDirector
OtherShare Option C (right to buy) · Derivative 15,152 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0001570585-24-000354 · wk-form4_1731706597.xml · derivative · entry 20

COLE ANDREW · CIK 0001439731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,152

Underlying: Class C Common Shares · 15,152 shares

Expires 2034-05-21

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F8 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2025 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
COLE ANDREWDirector
OtherShare Option C (right to buy) · Derivative 17,063 $0.00 Strike: $10.63 $0.00
Disclosure

SEC source: 0001570585-24-000354 · wk-form4_1731706597.xml · derivative · entry 19

COLE ANDREW · CIK 0001439731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,063

Underlying: Class C Common Shares · 17,063 shares

Expires 2033-06-14

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F7 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2024 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
COLE ANDREWDirector
OtherShare Option C (right to buy) · Derivative 23,782 $0.00 Strike: $13.53 $0.00
Disclosure

SEC source: 0001570585-24-000354 · wk-form4_1731706597.xml · derivative · entry 18

COLE ANDREW · CIK 0001439731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,782

Underlying: Class C Common Shares · 23,782 shares

Expires 2032-06-15

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F6 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2023 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
COLE ANDREWDirector
OtherShare Option C (right to buy) · Derivative 11,835 $0.00 Strike: $16.22 $0.00
Disclosure

SEC source: 0001570585-24-000354 · wk-form4_1731706597.xml · derivative · entry 17

COLE ANDREW · CIK 0001439731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,835

Underlying: Class C Common Shares · 11,835 shares

Expires 2031-06-16

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
COLE ANDREWDirector
OtherShare Option C (right to buy) · Derivative 20,066 $0.00 Strike: $12.54 $0.00
Disclosure

SEC source: 0001570585-24-000354 · wk-form4_1731706597.xml · derivative · entry 16

COLE ANDREW · CIK 0001439731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,066

Underlying: Class C Common Shares · 20,066 shares

Expires 2030-06-30

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

F11 · derivative.underlying_shares: Since the last Form 4 filed with respect to these options, the Reporting Person transferred 5,847 Share Option C to his ex-spouse pursuant to a domestic relations order.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
COLE ANDREWDirector
OtherShare Option C (right to buy) · Derivative 14,280 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001570585-24-000354 · wk-form4_1731706597.xml · derivative · entry 15

COLE ANDREW · CIK 0001439731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,280

Underlying: Class C Common Shares · 14,280 shares

Expires 2029-06-11

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

F10 · derivative.underlying_shares: Since the last Form 4 filed with respect to these options, the Reporting Person transferred 5,297 Share Option C to his ex-spouse pursuant to a domestic relations order.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
COLE ANDREWDirector
OtherShare Option C (right to buy) · Derivative 15,138 $0.00 Strike: $16.95 $0.00
Disclosure

SEC source: 0001570585-24-000354 · wk-form4_1731706597.xml · derivative · entry 14

COLE ANDREW · CIK 0001439731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,138

Underlying: Class C Common Shares · 15,138 shares

Expires 2028-06-12

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
COLE ANDREWDirector
OtherShare Option C (right to buy) · Derivative 12,267 $0.00 Strike: $16.24 $0.00
Disclosure

SEC source: 0001570585-24-000354 · wk-form4_1731706597.xml · derivative · entry 13

COLE ANDREW · CIK 0001439731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,267

Underlying: Class C Common Shares · 12,267 shares

Expires 2027-06-21

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
COLE ANDREWDirector
OtherShare Option C (right to buy) · Derivative 10,020 $0.00 Strike: $17.28 $0.00
Disclosure

SEC source: 0001570585-24-000354 · wk-form4_1731706597.xml · derivative · entry 12

COLE ANDREW · CIK 0001439731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,020

Underlying: Class C Common Shares · 10,020 shares

Expires 2026-06-16

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

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November 13, 2024 Filed Nov 15, 2024 21:36 UTC
COLE ANDREWDirector
OtherShare Option C (right to buy) · Derivative 7,333 $0.00 Strike: $24.14 $0.00
Disclosure

SEC source: 0001570585-24-000354 · wk-form4_1731706597.xml · derivative · entry 11

COLE ANDREW · CIK 0001439731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,333

Underlying: Class C Common Shares · 7,333 shares

Expires 2025-06-25

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

F9 · derivative.underlying_shares: Since the last Form 4 filed with respect to these options, the Reporting Person transferred 4,274 Share Option C to his ex-spouse pursuant to a domestic relations order.

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November 13, 2024 Filed Nov 15, 2024 21:36 UTC
COLE ANDREWDirector
OtherShare Option A (right to buy) · Derivative 15,296 $0.00 Strike: $9.83 $0.00
Disclosure

SEC source: 0001570585-24-000354 · wk-form4_1731706597.xml · derivative · entry 10

COLE ANDREW · CIK 0001439731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,296

Underlying: Class A Common Shares · 15,296 shares

Expires 2034-05-21

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F8 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2025 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

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November 13, 2024 Filed Nov 15, 2024 21:36 UTC
COLE ANDREWDirector
OtherShare Option A (right to buy) · Derivative 8,613 $0.00 Strike: $9.95 $0.00
Disclosure

SEC source: 0001570585-24-000354 · wk-form4_1731706597.xml · derivative · entry 9

COLE ANDREW · CIK 0001439731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,613

Underlying: Class A Common Shares · 8,613 shares

Expires 2033-06-14

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F7 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2024 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

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November 13, 2024 Filed Nov 15, 2024 21:36 UTC
COLE ANDREWDirector
OtherShare Option A (right to buy) · Derivative 12,005 $0.00 Strike: $12.73 $0.00
Disclosure

SEC source: 0001570585-24-000354 · wk-form4_1731706597.xml · derivative · entry 8

COLE ANDREW · CIK 0001439731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,005

Underlying: Class A Common Shares · 12,005 shares

Expires 2032-06-15

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F6 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2023 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

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November 13, 2024 Filed Nov 15, 2024 21:36 UTC
COLE ANDREWDirector
OtherShare Option A (right to buy) · Derivative 5,974 $0.00 Strike: $16.07 $0.00
Disclosure

SEC source: 0001570585-24-000354 · wk-form4_1731706597.xml · derivative · entry 7

COLE ANDREW · CIK 0001439731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,974

Underlying: Class A Common Shares · 5,974 shares

Expires 2031-06-16

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

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November 13, 2024 Filed Nov 15, 2024 21:36 UTC
COLE ANDREWDirector
OtherShare Option A (right to buy) · Derivative 10,129 $0.00 Strike: $12.63 $0.00
Disclosure

SEC source: 0001570585-24-000354 · wk-form4_1731706597.xml · derivative · entry 6

COLE ANDREW · CIK 0001439731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,129

Underlying: Class A Common Shares · 10,129 shares

Expires 2030-06-30

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

F5 · derivative.underlying_shares: Since the last Form 4 filed with respect to these options, the Reporting Person transferred 2,924 Share Option A to his ex-spouse pursuant to a domestic relations order.

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November 13, 2024 Filed Nov 15, 2024 21:36 UTC
COLE ANDREWDirector
OtherShare Option A (right to buy) · Derivative 7,209 $0.00 Strike: $15.28 $0.00
Disclosure

SEC source: 0001570585-24-000354 · wk-form4_1731706597.xml · derivative · entry 5

COLE ANDREW · CIK 0001439731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,209

Underlying: Class A Common Shares · 7,209 shares

Expires 2029-06-11

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

F4 · derivative.underlying_shares: Since the last Form 4 filed with respect to these options, the Reporting Person transferred 2,648 Share Option A to his ex-spouse pursuant to a domestic relations order.

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November 13, 2024 Filed Nov 15, 2024 21:36 UTC
COLE ANDREWDirector
OtherShare Option A (right to buy) · Derivative 7,642 $0.00 Strike: $17.41 $0.00
Disclosure

SEC source: 0001570585-24-000354 · wk-form4_1731706597.xml · derivative · entry 4

COLE ANDREW · CIK 0001439731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,642

Underlying: Class A Common Shares · 7,642 shares

Expires 2028-06-12

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.