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Nasdaq · USD

LBTYA

Liberty Global Ltd.

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4116
SEC CIK
0001570585
Parsed reports
814

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202606
Apr 202600
May 202602
Jun 202604
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
FRIES MICHAEL TDirector · President & CEO
OtherShare Appreciation Rights A · Derivative 394,627 $0.00 Strike: $20.61 $0.00
Disclosure

SEC source: 0001570585-24-000353 · wk-form4_1731706586.xml · derivative · entry 3

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 394,627

Underlying: Class A Common Shares · 394,627 shares

Expires 2027-05-01

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
FRIES MICHAEL TDirector · President & CEO
OtherShare Appreciation Rights A · Derivative 367,000 $0.00 Strike: $18.95 $0.00
Disclosure

SEC source: 0001570585-24-000353 · wk-form4_1731706586.xml · derivative · entry 2

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 367,000

Underlying: Class A Common Shares · 367,000 shares

Expires 2026-05-01

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
FRIES MICHAEL TDirector · President & CEO
OtherShare Appreciation Rights A · Derivative 272,149 $0.00 Strike: $24.26 $0.00
Disclosure

SEC source: 0001570585-24-000353 · wk-form4_1731706586.xml · derivative · entry 1

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,149

Underlying: Class A Common Shares · 272,149 shares

Expires 2025-05-01

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:39 UTC OtherShare Option C (right to buy) · Derivative 30,302 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0001570585-24-000368 · wk-form4_1731706751.xml · derivative · entry 20

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,302

Underlying: Class C Common Shares · 30,302 shares

Expires 2034-05-21

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F5 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2025 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:39 UTC OtherStock Option C (right to buy) · Derivative 34,125 $0.00 Strike: $10.63 $0.00
Disclosure

SEC source: 0001570585-24-000368 · wk-form4_1731706751.xml · derivative · entry 19

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,125

Underlying: Class C Common Shares · 34,125 shares

Expires 2033-06-14

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2024 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:39 UTC OtherShare Option C (right to buy) · Derivative 23,782 $0.00 Strike: $13.53 $0.00
Disclosure

SEC source: 0001570585-24-000368 · wk-form4_1731706751.xml · derivative · entry 18

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,782

Underlying: Class C Common Shares · 23,782 shares

Expires 2032-06-15

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2023 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:39 UTC OtherShare Option C (right to buy) · Derivative 23,669 $0.00 Strike: $16.22 $0.00
Disclosure

SEC source: 0001570585-24-000368 · wk-form4_1731706751.xml · derivative · entry 17

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,669

Underlying: Class C Common Shares · 23,669 shares

Expires 2031-06-16

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:39 UTC OtherShare Option C (right to buy) · Derivative 30,100 $0.00 Strike: $12.54 $0.00
Disclosure

SEC source: 0001570585-24-000368 · wk-form4_1731706751.xml · derivative · entry 16

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,100

Underlying: Class C Common Shares · 30,100 shares

Expires 2030-06-30

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:39 UTC OtherShare Option C (right to buy) · Derivative 23,370 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001570585-24-000368 · wk-form4_1731706751.xml · derivative · entry 15

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,370

Underlying: Class C Common Shares · 23,370 shares

Expires 2029-06-11

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:39 UTC OtherShare Option C (right to buy) · Derivative 27,250 $0.00 Strike: $16.95 $0.00
Disclosure

SEC source: 0001570585-24-000368 · wk-form4_1731706751.xml · derivative · entry 14

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,250

Underlying: Class C Common Shares · 27,250 shares

Expires 2028-06-12

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:39 UTC OtherShare Option C (right to buy) · Derivative 24,535 $0.00 Strike: $16.24 $0.00
Disclosure

SEC source: 0001570585-24-000368 · wk-form4_1731706751.xml · derivative · entry 13

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,535

Underlying: Class C Common Shares · 24,535 shares

Expires 2027-06-21

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:39 UTC OtherShare Option C (right to buy) · Derivative 20,040 $0.00 Strike: $17.28 $0.00
Disclosure

SEC source: 0001570585-24-000368 · wk-form4_1731706751.xml · derivative · entry 12

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,040

Underlying: Class C Common Shares · 20,040 shares

Expires 2026-06-16

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:39 UTC OtherShare Option C (right to buy) · Derivative 14,666 $0.00 Strike: $24.14 $0.00
Disclosure

SEC source: 0001570585-24-000368 · wk-form4_1731706751.xml · derivative · entry 11

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,666

Underlying: Class C Common Shares · 14,666 shares

Expires 2025-06-25

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:39 UTC OtherShare Option A (right to buy) · Derivative 30,590 $0.00 Strike: $9.83 $0.00
Disclosure

SEC source: 0001570585-24-000368 · wk-form4_1731706751.xml · derivative · entry 10

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,590

Underlying: Class A Common Shares · 30,590 shares

Expires 2034-05-21

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F5 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2025 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:39 UTC OtherShare Option A (right to buy) · Derivative 17,225 $0.00 Strike: $9.95 $0.00
Disclosure

SEC source: 0001570585-24-000368 · wk-form4_1731706751.xml · derivative · entry 9

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,225

Underlying: Class A Common Shares · 17,225 shares

Expires 2033-06-14

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2024 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:39 UTC OtherShare Option A (right to buy) · Derivative 12,005 $0.00 Strike: $12.73 $0.00
Disclosure

SEC source: 0001570585-24-000368 · wk-form4_1731706751.xml · derivative · entry 8

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,005

Underlying: Class A Common Shares · 12,005 shares

Expires 2032-06-15

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2023 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:39 UTC OtherShare Option A (right to buy) · Derivative 11,948 $0.00 Strike: $16.07 $0.00
Disclosure

SEC source: 0001570585-24-000368 · wk-form4_1731706751.xml · derivative · entry 7

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,948

Underlying: Class A Common Shares · 11,948 shares

Expires 2031-06-16

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:39 UTC OtherShare Option A (right to buy) · Derivative 15,193 $0.00 Strike: $12.63 $0.00
Disclosure

SEC source: 0001570585-24-000368 · wk-form4_1731706751.xml · derivative · entry 6

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,193

Underlying: Class A Common Shares · 15,193 shares

Expires 2030-06-30

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:39 UTC OtherShare Option A (right to buy) · Derivative 11,797 $0.00 Strike: $15.28 $0.00
Disclosure

SEC source: 0001570585-24-000368 · wk-form4_1731706751.xml · derivative · entry 5

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,797

Underlying: Class A Common Shares · 11,797 shares

Expires 2029-06-11

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:39 UTC OtherShare Option A (right to buy) · Derivative 13,754 $0.00 Strike: $17.41 $0.00
Disclosure

SEC source: 0001570585-24-000368 · wk-form4_1731706751.xml · derivative · entry 4

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,754

Underlying: Class A Common Shares · 13,754 shares

Expires 2028-06-12

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:39 UTC OtherShare Option A (right to buy) · Derivative 12,384 $0.00 Strike: $16.65 $0.00
Disclosure

SEC source: 0001570585-24-000368 · wk-form4_1731706751.xml · derivative · entry 3

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,384

Underlying: Class A Common Shares · 12,384 shares

Expires 2027-06-21

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:39 UTC OtherShare Option A (right to buy) · Derivative 10,115 $0.00 Strike: $17.60 $0.00
Disclosure

SEC source: 0001570585-24-000368 · wk-form4_1731706751.xml · derivative · entry 2

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,115

Underlying: Class A Common Shares · 10,115 shares

Expires 2026-06-16

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:39 UTC OtherShare Option A (right to buy) · Derivative 7,453 $0.00 Strike: $25.67 $0.00
Disclosure

SEC source: 0001570585-24-000368 · wk-form4_1731706751.xml · derivative · entry 1

ROMRELL LARRY E · CIK 0001120556 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,453

Underlying: Class A Common Shares · 7,453 shares

Expires 2025-06-25

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option C (right to buy) · Derivative 30,302 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0001570585-24-000360 · wk-form4_1731706660.xml · derivative · entry 20

CURTIS MIRANDA · CIK 0001144689 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,302

Underlying: Class C Common Shares · 30,302 shares

Expires 2034-05-21

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F5 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2025 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option C (right to buy) · Derivative 34,125 $0.00 Strike: $10.63 $0.00
Disclosure

SEC source: 0001570585-24-000360 · wk-form4_1731706660.xml · derivative · entry 19

CURTIS MIRANDA · CIK 0001144689 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,125

Underlying: Class C Common Shares · 34,125 shares

Expires 2033-06-14

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2024 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option C (right to buy) · Derivative 23,782 $0.00 Strike: $13.53 $0.00
Disclosure

SEC source: 0001570585-24-000360 · wk-form4_1731706660.xml · derivative · entry 18

CURTIS MIRANDA · CIK 0001144689 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,782

Underlying: Class C Common Shares · 23,782 shares

Expires 2032-06-15

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2023 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option C (right to buy) · Derivative 23,669 $0.00 Strike: $16.22 $0.00
Disclosure

SEC source: 0001570585-24-000360 · wk-form4_1731706660.xml · derivative · entry 17

CURTIS MIRANDA · CIK 0001144689 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,669

Underlying: Class C Common Shares · 23,669 shares

Expires 2031-06-16

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option C (right to buy) · Derivative 30,100 $0.00 Strike: $12.54 $0.00
Disclosure

SEC source: 0001570585-24-000360 · wk-form4_1731706660.xml · derivative · entry 16

CURTIS MIRANDA · CIK 0001144689 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,100

Underlying: Class C Common Shares · 30,100 shares

Expires 2030-06-30

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option C (right to buy) · Derivative 23,370 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001570585-24-000360 · wk-form4_1731706660.xml · derivative · entry 15

CURTIS MIRANDA · CIK 0001144689 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,370

Underlying: Class C Common Shares · 23,370 shares

Expires 2029-06-11

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option C (right to buy) · Derivative 27,250 $0.00 Strike: $16.95 $0.00
Disclosure

SEC source: 0001570585-24-000360 · wk-form4_1731706660.xml · derivative · entry 14

CURTIS MIRANDA · CIK 0001144689 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,250

Underlying: Class C Common Shares · 27,250 shares

Expires 2028-06-12

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option C (right to buy) · Derivative 24,535 $0.00 Strike: $16.24 $0.00
Disclosure

SEC source: 0001570585-24-000360 · wk-form4_1731706660.xml · derivative · entry 13

CURTIS MIRANDA · CIK 0001144689 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,535

Underlying: Class C Common Shares · 24,535 shares

Expires 2027-06-21

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option C (right to buy) · Derivative 20,040 $0.00 Strike: $17.28 $0.00
Disclosure

SEC source: 0001570585-24-000360 · wk-form4_1731706660.xml · derivative · entry 12

CURTIS MIRANDA · CIK 0001144689 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,040

Underlying: Class C Common Shares · 20,040 shares

Expires 2026-06-16

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option C (right to buy) · Derivative 14,666 $0.00 Strike: $24.14 $0.00
Disclosure

SEC source: 0001570585-24-000360 · wk-form4_1731706660.xml · derivative · entry 11

CURTIS MIRANDA · CIK 0001144689 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,666

Underlying: Class C Common Shares · 14,666 shares

Expires 2025-06-25

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option A (right to buy) · Derivative 30,590 $0.00 Strike: $9.83 $0.00
Disclosure

SEC source: 0001570585-24-000360 · wk-form4_1731706660.xml · derivative · entry 10

CURTIS MIRANDA · CIK 0001144689 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,590

Underlying: Class A Common Shares · 30,590 shares

Expires 2034-05-21

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F5 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2025 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option A (right to buy) · Derivative 17,225 $0.00 Strike: $9.95 $0.00
Disclosure

SEC source: 0001570585-24-000360 · wk-form4_1731706660.xml · derivative · entry 9

CURTIS MIRANDA · CIK 0001144689 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,225

Underlying: Class A Common Shares · 17,225 shares

Expires 2033-06-14

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2024 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option A (right to buy) · Derivative 12,005 $0.00 Strike: $12.73 $0.00
Disclosure

SEC source: 0001570585-24-000360 · wk-form4_1731706660.xml · derivative · entry 8

CURTIS MIRANDA · CIK 0001144689 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,005

Underlying: Class A Common Shares · 12,005 shares

Expires 2032-06-15

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2023 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option A (right to buy) · Derivative 11,948 $0.00 Strike: $16.07 $0.00
Disclosure

SEC source: 0001570585-24-000360 · wk-form4_1731706660.xml · derivative · entry 7

CURTIS MIRANDA · CIK 0001144689 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,948

Underlying: Class A Common Shares · 11,948 shares

Expires 2031-06-16

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option A (right to buy) · Derivative 15,193 $0.00 Strike: $12.63 $0.00
Disclosure

SEC source: 0001570585-24-000360 · wk-form4_1731706660.xml · derivative · entry 6

CURTIS MIRANDA · CIK 0001144689 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,193

Underlying: Class A Common Shares · 15,193 shares

Expires 2030-06-30

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option A (right to buy) · Derivative 11,797 $0.00 Strike: $15.28 $0.00
Disclosure

SEC source: 0001570585-24-000360 · wk-form4_1731706660.xml · derivative · entry 5

CURTIS MIRANDA · CIK 0001144689 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,797

Underlying: Class A Common Shares · 11,797 shares

Expires 2029-06-11

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option A (right to buy) · Derivative 13,754 $0.00 Strike: $17.41 $0.00
Disclosure

SEC source: 0001570585-24-000360 · wk-form4_1731706660.xml · derivative · entry 4

CURTIS MIRANDA · CIK 0001144689 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,754

Underlying: Class A Common Shares · 13,754 shares

Expires 2028-06-12

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option A (right to buy) · Derivative 12,384 $0.00 Strike: $16.65 $0.00
Disclosure

SEC source: 0001570585-24-000360 · wk-form4_1731706660.xml · derivative · entry 3

CURTIS MIRANDA · CIK 0001144689 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,384

Underlying: Class A Common Shares · 12,384 shares

Expires 2027-06-21

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option A (right to buy) · Derivative 10,115 $0.00 Strike: $17.60 $0.00
Disclosure

SEC source: 0001570585-24-000360 · wk-form4_1731706660.xml · derivative · entry 2

CURTIS MIRANDA · CIK 0001144689 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,115

Underlying: Class A Common Shares · 10,115 shares

Expires 2026-06-16

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option A (right to buy) · Derivative 7,453 $0.00 Strike: $25.67 $0.00
Disclosure

SEC source: 0001570585-24-000360 · wk-form4_1731706660.xml · derivative · entry 1

CURTIS MIRANDA · CIK 0001144689 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,453

Underlying: Class A Common Shares · 7,453 shares

Expires 2025-06-25

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:38 UTC
Waldron JasonSVP & CAO
OtherShare Appreciation Rights C · Derivative 105,478 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0001570585-24-000362 · wk-form4_1731706682.xml · derivative · entry 20

Waldron Jason · CIK 0001693396 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,478

Underlying: Class C Common Shares · 105,478 shares

Expires 2034-03-25

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F6 · derivative.exercise_date: The SARs vest in three equal annual installments commencing on May 1, 2025.

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November 13, 2024 Filed Nov 15, 2024 21:38 UTC
Waldron JasonSVP & CAO
OtherShare Appreciation Rights C · Derivative 158,320 $0.00 Strike: $11.30 $0.00
Disclosure

SEC source: 0001570585-24-000362 · wk-form4_1731706682.xml · derivative · entry 19

Waldron Jason · CIK 0001693396 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,320

Underlying: Class C Common Shares · 158,320 shares

Expires 2033-03-24

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F5 · derivative.exercise_date: The SARs vest in three equal annual installments commencing on May 1, 2024.

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November 13, 2024 Filed Nov 15, 2024 21:38 UTC
Waldron JasonSVP & CAO
OtherShare Appreciation Rights C · Derivative 452,669 $0.00 Strike: $14.97 $0.00
Disclosure

SEC source: 0001570585-24-000362 · wk-form4_1731706682.xml · derivative · entry 18

Waldron Jason · CIK 0001693396 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 452,669

Underlying: Class C Common Shares · 452,669 shares

Expires 2031-04-13

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

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November 13, 2024 Filed Nov 15, 2024 21:38 UTC
Waldron JasonSVP & CAO
OtherShare Appreciation Rights C · Derivative 202,900 $0.00 Strike: $8.82 $0.00
Disclosure

SEC source: 0001570585-24-000362 · wk-form4_1731706682.xml · derivative · entry 17

Waldron Jason · CIK 0001693396 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,900

Underlying: Class C Common Shares · 202,900 shares

Expires 2030-04-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:38 UTC
Waldron JasonSVP & CAO
OtherShare Appreciation Rights C · Derivative 108,472 $0.00 Strike: $14.08 $0.00
Disclosure

SEC source: 0001570585-24-000362 · wk-form4_1731706682.xml · derivative · entry 16

Waldron Jason · CIK 0001693396 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,472

Underlying: Class C Common Shares · 108,472 shares

Expires 2029-04-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:38 UTC
Waldron JasonSVP & CAO
OtherShare Appreciation Rights C · Derivative 159,312 $0.00 Strike: $14.70 $0.00
Disclosure

SEC source: 0001570585-24-000362 · wk-form4_1731706682.xml · derivative · entry 15

Waldron Jason · CIK 0001693396 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,312

Underlying: Class C Common Shares · 159,312 shares

Expires 2029-03-07

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:38 UTC
Waldron JasonSVP & CAO
OtherShare Appreciation Rights C · Derivative 89,712 $0.00 Strike: $16.87 $0.00
Disclosure

SEC source: 0001570585-24-000362 · wk-form4_1731706682.xml · derivative · entry 14

Waldron Jason · CIK 0001693396 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,712

Underlying: Class C Common Shares · 89,712 shares

Expires 2028-05-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.