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Nasdaq · USD

LBTYA

Liberty Global Ltd.

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4116
SEC CIK
0001570585
Parsed reports
814

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202606
Apr 202600
May 202602
Jun 202604
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Appreciation Rights C · Derivative 571,934 $0.00 Strike: $21.17 $0.00
Disclosure

SEC source: 0001570585-24-000357 · wk-form4_1731706628.xml · derivative · entry 16

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 571,934

Underlying: Class C Common Shares · 571,934 shares

Expires 2027-02-21

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Appreciation Rights C · Derivative 207,735 $0.00 Strike: $18.45 $0.00
Disclosure

SEC source: 0001570585-24-000357 · wk-form4_1731706628.xml · derivative · entry 15

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,735

Underlying: Class C Common Shares · 207,735 shares

Expires 2026-05-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Appreciation Rights C · Derivative 181,198 $0.00 Strike: $23.62 $0.00
Disclosure

SEC source: 0001570585-24-000357 · wk-form4_1731706628.xml · derivative · entry 14

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,198

Underlying: Class C Common Shares · 181,198 shares

Expires 2025-05-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Appreciation Rights A · Derivative 332,753 $0.00 Strike: $9.66 $0.00
Disclosure

SEC source: 0001570585-24-000357 · wk-form4_1731706628.xml · derivative · entry 13

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 332,753

Underlying: Class A Common Shares · 332,753 shares

Expires 2034-03-25

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F6 · derivative.exercise_date: The SARs vest in three equal annual installments commencing on May 1, 2025.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Appreciation Rights A · Derivative 249,725 $0.00 Strike: $10.70 $0.00
Disclosure

SEC source: 0001570585-24-000357 · wk-form4_1731706628.xml · derivative · entry 12

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249,725

Underlying: Class A Common Shares · 249,725 shares

Expires 2033-03-24

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F5 · derivative.exercise_date: The SARs vest in three equal annual installments commencing on May 1, 2024.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Appreciation Rights A · Derivative 664,366 $0.00 Strike: $14.89 $0.00
Disclosure

SEC source: 0001570585-24-000357 · wk-form4_1731706628.xml · derivative · entry 11

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 664,366

Underlying: Class A Common Shares · 664,366 shares

Expires 2031-04-13

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Appreciation Rights A · Derivative 204,831 $0.00 Strike: $9.27 $0.00
Disclosure

SEC source: 0001570585-24-000357 · wk-form4_1731706628.xml · derivative · entry 10

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,831

Underlying: Class A Common Shares · 204,831 shares

Expires 2030-04-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Appreciation Rights A · Derivative 164,256 $0.00 Strike: $14.38 $0.00
Disclosure

SEC source: 0001570585-24-000357 · wk-form4_1731706628.xml · derivative · entry 9

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,256

Underlying: Class A Common Shares · 164,256 shares

Expires 2029-04-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Appreciation Rights A · Derivative 241,238 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001570585-24-000357 · wk-form4_1731706628.xml · derivative · entry 8

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,238

Underlying: Class A Common Shares · 241,238 shares

Expires 2029-03-07

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Appreciation Rights A · Derivative 135,850 $0.00 Strike: $17.26 $0.00
Disclosure

SEC source: 0001570585-24-000357 · wk-form4_1731706628.xml · derivative · entry 7

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,850

Underlying: Class A Common Shares · 135,850 shares

Expires 2028-05-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Appreciation Rights A · Derivative 98,656 $0.00 Strike: $20.61 $0.00
Disclosure

SEC source: 0001570585-24-000357 · wk-form4_1731706628.xml · derivative · entry 6

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,656

Underlying: Class A Common Shares · 98,656 shares

Expires 2027-05-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Appreciation Rights A · Derivative 288,682 $0.00 Strike: $21.63 $0.00
Disclosure

SEC source: 0001570585-24-000357 · wk-form4_1731706628.xml · derivative · entry 5

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,682

Underlying: Class A Common Shares · 288,682 shares

Expires 2027-02-21

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Appreciation Rights A · Derivative 104,854 $0.00 Strike: $18.95 $0.00
Disclosure

SEC source: 0001570585-24-000357 · wk-form4_1731706628.xml · derivative · entry 4

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,854

Underlying: Class A Common Shares · 104,854 shares

Expires 2026-05-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Appreciation Rights A · Derivative 90,720 $0.00 Strike: $24.26 $0.00
Disclosure

SEC source: 0001570585-24-000357 · wk-form4_1731706628.xml · derivative · entry 3

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,720

Underlying: Class A Common Shares · 90,720 shares

Expires 2025-05-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherRestricted Share Units C · Derivative 1,365 $0.00 $0.00
Disclosure

SEC source: 0001570585-24-000357 · wk-form4_1731706628.xml · derivative · entry 2

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,365

Underlying: Class C Common Shares · 1,365 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F3 · derivative.exercise_date: Based on the Reporting Person's receipt of shares as part of the 2023 Annual Performance Award described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of such shares received pursuant to the shareholding incentive program of the 2023 Annual Performance Award program. These RSUs will vest in full on March 1, 2025, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.

F3 · derivative.expiration_date: Based on the Reporting Person's receipt of shares as part of the 2023 Annual Performance Award described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of such shares received pursuant to the shareholding incentive program of the 2023 Annual Performance Award program. These RSUs will vest in full on March 1, 2025, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherRestricted Share Units A · Derivative 1,378 $0.00 $0.00
Disclosure

SEC source: 0001570585-24-000357 · wk-form4_1731706628.xml · derivative · entry 1

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,378

Underlying: Class A Common Shares · 1,378 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F3 · derivative.exercise_date: Based on the Reporting Person's receipt of shares as part of the 2023 Annual Performance Award described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of such shares received pursuant to the shareholding incentive program of the 2023 Annual Performance Award program. These RSUs will vest in full on March 1, 2025, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.

F3 · derivative.expiration_date: Based on the Reporting Person's receipt of shares as part of the 2023 Annual Performance Award described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of such shares received pursuant to the shareholding incentive program of the 2023 Annual Performance Award program. These RSUs will vest in full on March 1, 2025, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option C (right to buy) · Derivative 30,302 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0001570585-24-000361 · wk-form4_1731706671.xml · derivative · entry 20

WARGO J DAVID · CIK 0001082013 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,302

Underlying: Class C Common Shares · 30,302 shares

Expires 2034-05-21

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F5 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2025 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherStock Option C (right to buy) · Derivative 34,125 $0.00 Strike: $10.63 $0.00
Disclosure

SEC source: 0001570585-24-000361 · wk-form4_1731706671.xml · derivative · entry 19

WARGO J DAVID · CIK 0001082013 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,125

Underlying: Class C Common Shares · 34,125 shares

Expires 2033-06-14

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2024 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option C (right to buy) · Derivative 23,782 $0.00 Strike: $13.53 $0.00
Disclosure

SEC source: 0001570585-24-000361 · wk-form4_1731706671.xml · derivative · entry 18

WARGO J DAVID · CIK 0001082013 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,782

Underlying: Class C Common Shares · 23,782 shares

Expires 2032-06-15

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2023 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option C (right to buy) · Derivative 23,669 $0.00 Strike: $16.22 $0.00
Disclosure

SEC source: 0001570585-24-000361 · wk-form4_1731706671.xml · derivative · entry 17

WARGO J DAVID · CIK 0001082013 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,669

Underlying: Class C Common Shares · 23,669 shares

Expires 2031-06-16

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option C (right to buy) · Derivative 30,100 $0.00 Strike: $12.54 $0.00
Disclosure

SEC source: 0001570585-24-000361 · wk-form4_1731706671.xml · derivative · entry 16

WARGO J DAVID · CIK 0001082013 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,100

Underlying: Class C Common Shares · 30,100 shares

Expires 2030-06-30

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option C (right to buy) · Derivative 23,370 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001570585-24-000361 · wk-form4_1731706671.xml · derivative · entry 15

WARGO J DAVID · CIK 0001082013 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,370

Underlying: Class C Common Shares · 23,370 shares

Expires 2029-06-11

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option C (right to buy) · Derivative 27,250 $0.00 Strike: $16.95 $0.00
Disclosure

SEC source: 0001570585-24-000361 · wk-form4_1731706671.xml · derivative · entry 14

WARGO J DAVID · CIK 0001082013 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,250

Underlying: Class C Common Shares · 27,250 shares

Expires 2028-06-12

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option C (right to buy) · Derivative 24,535 $0.00 Strike: $16.24 $0.00
Disclosure

SEC source: 0001570585-24-000361 · wk-form4_1731706671.xml · derivative · entry 13

WARGO J DAVID · CIK 0001082013 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,535

Underlying: Class C Common Shares · 24,535 shares

Expires 2027-06-21

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option C (right to buy) · Derivative 20,040 $0.00 Strike: $17.28 $0.00
Disclosure

SEC source: 0001570585-24-000361 · wk-form4_1731706671.xml · derivative · entry 12

WARGO J DAVID · CIK 0001082013 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,040

Underlying: Class C Common Shares · 20,040 shares

Expires 2026-06-16

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option C (right to buy) · Derivative 14,666 $0.00 Strike: $24.14 $0.00
Disclosure

SEC source: 0001570585-24-000361 · wk-form4_1731706671.xml · derivative · entry 11

WARGO J DAVID · CIK 0001082013 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,666

Underlying: Class C Common Shares · 14,666 shares

Expires 2025-06-25

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option A (right to buy) · Derivative 30,590 $0.00 Strike: $9.83 $0.00
Disclosure

SEC source: 0001570585-24-000361 · wk-form4_1731706671.xml · derivative · entry 10

WARGO J DAVID · CIK 0001082013 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,590

Underlying: Class A Common Shares · 30,590 shares

Expires 2034-05-21

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F5 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2025 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option A (right to buy) · Derivative 17,225 $0.00 Strike: $9.95 $0.00
Disclosure

SEC source: 0001570585-24-000361 · wk-form4_1731706671.xml · derivative · entry 9

WARGO J DAVID · CIK 0001082013 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,225

Underlying: Class A Common Shares · 17,225 shares

Expires 2033-06-14

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2024 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option A (right to buy) · Derivative 12,005 $0.00 Strike: $12.73 $0.00
Disclosure

SEC source: 0001570585-24-000361 · wk-form4_1731706671.xml · derivative · entry 8

WARGO J DAVID · CIK 0001082013 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,005

Underlying: Class A Common Shares · 12,005 shares

Expires 2032-06-15

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2023 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option A (right to buy) · Derivative 11,948 $0.00 Strike: $16.07 $0.00
Disclosure

SEC source: 0001570585-24-000361 · wk-form4_1731706671.xml · derivative · entry 7

WARGO J DAVID · CIK 0001082013 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,948

Underlying: Class A Common Shares · 11,948 shares

Expires 2031-06-16

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option A (right to buy) · Derivative 15,193 $0.00 Strike: $12.63 $0.00
Disclosure

SEC source: 0001570585-24-000361 · wk-form4_1731706671.xml · derivative · entry 6

WARGO J DAVID · CIK 0001082013 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,193

Underlying: Class A Common Shares · 15,193 shares

Expires 2030-06-30

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option A (right to buy) · Derivative 11,797 $0.00 Strike: $15.28 $0.00
Disclosure

SEC source: 0001570585-24-000361 · wk-form4_1731706671.xml · derivative · entry 5

WARGO J DAVID · CIK 0001082013 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,797

Underlying: Class A Common Shares · 11,797 shares

Expires 2029-06-11

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option A (right to buy) · Derivative 13,754 $0.00 Strike: $17.41 $0.00
Disclosure

SEC source: 0001570585-24-000361 · wk-form4_1731706671.xml · derivative · entry 4

WARGO J DAVID · CIK 0001082013 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,754

Underlying: Class A Common Shares · 13,754 shares

Expires 2028-06-12

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option A (right to buy) · Derivative 12,384 $0.00 Strike: $16.65 $0.00
Disclosure

SEC source: 0001570585-24-000361 · wk-form4_1731706671.xml · derivative · entry 3

WARGO J DAVID · CIK 0001082013 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,384

Underlying: Class A Common Shares · 12,384 shares

Expires 2027-06-21

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option A (right to buy) · Derivative 10,115 $0.00 Strike: $17.60 $0.00
Disclosure

SEC source: 0001570585-24-000361 · wk-form4_1731706671.xml · derivative · entry 2

WARGO J DAVID · CIK 0001082013 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,115

Underlying: Class A Common Shares · 10,115 shares

Expires 2026-06-16

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Option A (right to buy) · Derivative 7,453 $0.00 Strike: $25.67 $0.00
Disclosure

SEC source: 0001570585-24-000361 · wk-form4_1731706671.xml · derivative · entry 1

WARGO J DAVID · CIK 0001082013 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,453

Underlying: Class A Common Shares · 7,453 shares

Expires 2025-06-25

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
FRIES MICHAEL TDirector · President & CEO
OtherShare Appreciation Rights C · Derivative 2,283,118 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0001570585-24-000353 · wk-form4_1731706586.xml · derivative · entry 17

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,283,118

Underlying: Class C Common Shares · 2,283,118 shares

Expires 2034-03-25

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs vest in three equal annual installments commencing on May 1, 2025.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
FRIES MICHAEL TDirector · President & CEO
OtherShare Appreciation Rights C · Derivative 2,581,029 $0.00 Strike: $11.30 $0.00
Disclosure

SEC source: 0001570585-24-000353 · wk-form4_1731706586.xml · derivative · entry 16

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,581,029

Underlying: Class C Common Shares · 2,581,029 shares

Expires 2033-03-24

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F3 · derivative.exercise_date: The SARs vest in three equal annual installments commencing on May 1, 2024.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
FRIES MICHAEL TDirector · President & CEO
OtherShare Appreciation Rights C · Derivative 9,227,934 $0.00 Strike: $14.97 $0.00
Disclosure

SEC source: 0001570585-24-000353 · wk-form4_1731706586.xml · derivative · entry 15

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,227,934

Underlying: Class C Common Shares · 9,227,934 shares

Expires 2031-04-13

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
FRIES MICHAEL TDirector · President & CEO
OtherShare Appreciation Rights C · Derivative 1,775,400 $0.00 Strike: $8.82 $0.00
Disclosure

SEC source: 0001570585-24-000353 · wk-form4_1731706586.xml · derivative · entry 14

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,775,400

Underlying: Class C Common Shares · 1,775,400 shares

Expires 2030-04-01

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
FRIES MICHAEL TDirector · President & CEO
OtherShare Appreciation Rights C · Derivative 1,355,931 $0.00 Strike: $14.08 $0.00
Disclosure

SEC source: 0001570585-24-000353 · wk-form4_1731706586.xml · derivative · entry 13

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,355,931

Underlying: Class C Common Shares · 1,355,931 shares

Expires 2029-04-01

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
FRIES MICHAEL TDirector · President & CEO
OtherShare Appreciation Rights C · Derivative 1,792,269 $0.00 Strike: $14.70 $0.00
Disclosure

SEC source: 0001570585-24-000353 · wk-form4_1731706586.xml · derivative · entry 12

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,792,269

Underlying: Class C Common Shares · 1,792,269 shares

Expires 2029-03-07

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
FRIES MICHAEL TDirector · President & CEO
OtherShare Appreciation Rights C · Derivative 1,009,291 $0.00 Strike: $16.87 $0.00
Disclosure

SEC source: 0001570585-24-000353 · wk-form4_1731706586.xml · derivative · entry 11

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,009,291

Underlying: Class C Common Shares · 1,009,291 shares

Expires 2028-05-01

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The SARs are immediately exercisable.

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November 13, 2024 Filed Nov 15, 2024 21:36 UTC
FRIES MICHAEL TDirector · President & CEO
OtherShare Appreciation Rights C · Derivative 781,828 $0.00 Strike: $20.29 $0.00
Disclosure

SEC source: 0001570585-24-000353 · wk-form4_1731706586.xml · derivative · entry 10

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 781,828

Underlying: Class C Common Shares · 781,828 shares

Expires 2027-05-01

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The SARs are immediately exercisable.

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November 13, 2024 Filed Nov 15, 2024 21:36 UTC
FRIES MICHAEL TDirector · President & CEO
OtherShare Appreciation Rights C · Derivative 727,094 $0.00 Strike: $18.45 $0.00
Disclosure

SEC source: 0001570585-24-000353 · wk-form4_1731706586.xml · derivative · entry 9

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 727,094

Underlying: Class C Common Shares · 727,094 shares

Expires 2026-05-01

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The SARs are immediately exercisable.

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November 13, 2024 Filed Nov 15, 2024 21:36 UTC
FRIES MICHAEL TDirector · President & CEO
OtherShare Appreciation Rights C · Derivative 543,568 $0.00 Strike: $23.62 $0.00
Disclosure

SEC source: 0001570585-24-000353 · wk-form4_1731706586.xml · derivative · entry 8

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 543,568

Underlying: Class C Common Shares · 543,568 shares

Expires 2025-05-01

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
FRIES MICHAEL TDirector · President & CEO
OtherShare Appreciation Rights A · Derivative 896,133 $0.00 Strike: $9.27 $0.00
Disclosure

SEC source: 0001570585-24-000353 · wk-form4_1731706586.xml · derivative · entry 7

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 896,133

Underlying: Class A Common Shares · 896,133 shares

Expires 2030-04-01

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
FRIES MICHAEL TDirector · President & CEO
OtherShare Appreciation Rights A · Derivative 684,406 $0.00 Strike: $14.38 $0.00
Disclosure

SEC source: 0001570585-24-000353 · wk-form4_1731706586.xml · derivative · entry 6

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 684,406

Underlying: Class A Common Shares · 684,406 shares

Expires 2029-04-01

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
FRIES MICHAEL TDirector · President & CEO
OtherShare Appreciation Rights A · Derivative 904,648 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001570585-24-000353 · wk-form4_1731706586.xml · derivative · entry 5

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 904,648

Underlying: Class A Common Shares · 904,648 shares

Expires 2029-03-07

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:36 UTC
FRIES MICHAEL TDirector · President & CEO
OtherShare Appreciation Rights A · Derivative 509,440 $0.00 Strike: $17.26 $0.00
Disclosure

SEC source: 0001570585-24-000353 · wk-form4_1731706586.xml · derivative · entry 4

FRIES MICHAEL T · CIK 0001058725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 509,440

Underlying: Class A Common Shares · 509,440 shares

Expires 2028-05-01

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.