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Nasdaq · USD

LBTYA

Liberty Global Ltd.

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4116
SEC CIK
0001570585
Parsed reports
814

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202606
Apr 202600
May 202602
Jun 202604
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 05, 2024 Filed Dec 6, 2024 21:31 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
Exercise / conversionClass C Common Shares 60,000 $8.82 $529,200.00
Disclosure

SEC source: 0001570585-24-000382 · wk-form4_1733520712.xml · nonDerivative · entry 1

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2024 Filed Dec 3, 2024 21:26 UTC SaleClass C Common Shares 1,220 $14.63 $17,843.35
Disclosure

SEC source: 0001570585-24-000380 · wk-form4_1733261208.xml · nonDerivative · entry 4

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,092

F2 · price: The price reflects a weighted average of sales made at prices ranging from $14.61 to $14.64. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 21:26 UTC SaleClass C Common Shares 84,103 $14.56 $1,224,649.01
Disclosure

SEC source: 0001570585-24-000380 · wk-form4_1733261208.xml · nonDerivative · entry 3

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,312

F1 · price: The price reflects a weighted average of sales made at prices ranging from $14.46 to $14.655. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.

Read SEC document
November 29, 2024 Filed Dec 2, 2024 21:28 UTC
Salvato AndreaEVP, Chief Development Officer
Exercise / conversionShare Appreciation Rights C · Derivative 100,000 $0.00 Strike: $8.82 $0.00
Disclosure

SEC source: 0001570585-24-000378 · wk-form4_1733174889.xml · derivative · entry 11

Salvato Andrea · CIK 0001778743 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class C Common Shares · 100,000 shares

Expires 2030-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Share Appreciation Rights are immediately exercisable.

Read SEC document
November 29, 2024 Filed Dec 2, 2024 21:28 UTC
Salvato AndreaEVP, Chief Development Officer
SaleClass C Common Shares 62,000 $14.63 $907,146.80
Disclosure

SEC source: 0001570585-24-000378 · wk-form4_1733174889.xml · nonDerivative · entry 8

Salvato Andrea · CIK 0001778743 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,602

F2 · price: The price reflects a weighted average of sales made at prices ranging from $14.58 to $14.715. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.

Read SEC document
November 29, 2024 Filed Dec 2, 2024 21:28 UTC
Salvato AndreaEVP, Chief Development Officer
SaleClass A Common Shares 18,700 $14.20 $265,558.70
Disclosure

SEC source: 0001570585-24-000378 · wk-form4_1733174889.xml · nonDerivative · entry 7

Salvato Andrea · CIK 0001778743 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,537

F1 · price: The price reflects a weighted average of sales made at prices ranging from $14.17 to $14.23. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.

Read SEC document
November 29, 2024 Filed Dec 2, 2024 21:28 UTC
Salvato AndreaEVP, Chief Development Officer
Tax withholdingClass C Common Shares 78,975 $14.62 $1,154,614.50
Disclosure

SEC source: 0001570585-24-000378 · wk-form4_1733174889.xml · nonDerivative · entry 6

Salvato Andrea · CIK 0001778743 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,602

Read SEC document
November 29, 2024 Filed Dec 2, 2024 21:28 UTC
Salvato AndreaEVP, Chief Development Officer
Exercise / conversionClass C Common Shares 100,000 $8.82 $882,000.00
Disclosure

SEC source: 0001570585-24-000378 · wk-form4_1733174889.xml · nonDerivative · entry 5

Salvato Andrea · CIK 0001778743 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2024 Filed Dec 3, 2024 21:26 UTC Exercise / conversionShare Appreciation Rights C · Derivative 405,805 $0.00 Strike: $8.82 $0.00
Disclosure

SEC source: 0001570585-24-000380 · wk-form4_1733261208.xml · derivative · entry 5

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Shares · 405,805 shares

Expires 2030-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Share Appreciation Rights are immediately exercisable.

Read SEC document
November 29, 2024 Filed Dec 3, 2024 21:26 UTC Tax withholdingClass C Common Shares 320,482 $14.62 $4,685,446.84
Disclosure

SEC source: 0001570585-24-000380 · wk-form4_1733261208.xml · nonDerivative · entry 2

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,415

Read SEC document
November 29, 2024 Filed Dec 3, 2024 21:26 UTC Exercise / conversionClass C Common Shares 405,805 $8.82 $3,579,200.10
Disclosure

SEC source: 0001570585-24-000380 · wk-form4_1733261208.xml · nonDerivative · entry 1

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 457,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2024 Filed Dec 2, 2024 21:28 UTC
Salvato AndreaEVP, Chief Development Officer
Exercise / conversionShare Appreciation Rights C · Derivative 205,803 $0.00 Strike: $8.82 $0.00
Disclosure

SEC source: 0001570585-24-000378 · wk-form4_1733174889.xml · derivative · entry 10

Salvato Andrea · CIK 0001778743 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Class C Common Shares · 205,803 shares

Expires 2030-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Share Appreciation Rights are immediately exercisable.

Read SEC document
November 27, 2024 Filed Dec 2, 2024 21:28 UTC
Salvato AndreaEVP, Chief Development Officer
Exercise / conversionShare Appreciation Rights A · Derivative 104,829 $0.00 Strike: $9.27 $0.00
Disclosure

SEC source: 0001570585-24-000378 · wk-form4_1733174889.xml · derivative · entry 9

Salvato Andrea · CIK 0001778743 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A Common Shares · 104,829 shares

Expires 2030-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Share Appreciation Rights are immediately exercisable.

Read SEC document
November 27, 2024 Filed Dec 2, 2024 21:28 UTC
Salvato AndreaEVP, Chief Development Officer
Tax withholdingClass C Common Shares 163,214 $14.47 $2,361,706.58
Disclosure

SEC source: 0001570585-24-000378 · wk-form4_1733174889.xml · nonDerivative · entry 4

Salvato Andrea · CIK 0001778743 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,577

Read SEC document
November 27, 2024 Filed Dec 2, 2024 21:28 UTC
Salvato AndreaEVP, Chief Development Officer
Exercise / conversionClass C Common Shares 205,803 $8.82 $1,815,182.46
Disclosure

SEC source: 0001570585-24-000378 · wk-form4_1733174889.xml · nonDerivative · entry 3

Salvato Andrea · CIK 0001778743 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 339,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2024 Filed Dec 2, 2024 21:28 UTC
Salvato AndreaEVP, Chief Development Officer
Tax withholdingClass A Common Shares 86,085 $13.99 $1,204,329.15
Disclosure

SEC source: 0001570585-24-000378 · wk-form4_1733174889.xml · nonDerivative · entry 2

Salvato Andrea · CIK 0001778743 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,237

Read SEC document
November 27, 2024 Filed Dec 2, 2024 21:28 UTC
Salvato AndreaEVP, Chief Development Officer
Exercise / conversionClass A Common Shares 104,829 $9.27 $971,764.83
Disclosure

SEC source: 0001570585-24-000378 · wk-form4_1733174889.xml · nonDerivative · entry 1

Salvato Andrea · CIK 0001778743 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2024 Filed Nov 27, 2024 21:02 UTC
Waldron JasonSVP & CAO
SaleClass C Common Shares 6,258 $14.08 $88,081.35
Disclosure

SEC source: 0001570585-24-000376 · wk-form4_1732741345.xml · nonDerivative · entry 2

Waldron Jason · CIK 0001693396 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 76,655

F3 · price: The price reflects a weighted average of sales made at prices ranging from $14.0750 to $14.1150. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Shares are held by the Jason R. Waldron Revocable Trust, of which the Reporting Person is the trustee.

Read SEC document
November 26, 2024 Filed Nov 27, 2024 21:02 UTC
Waldron JasonSVP & CAO
SaleClass A Common Shares 20,230 $13.65 $276,151.64
Disclosure

SEC source: 0001570585-24-000376 · wk-form4_1732741345.xml · nonDerivative · entry 1

Waldron Jason · CIK 0001693396 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 24,391

F1 · price: The price reflects a weighted average of sales made at prices ranging from $13.6450 to $13.6578. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Shares are held by the Jason R. Waldron Revocable Trust, of which the Reporting Person is the trustee.

Read SEC document
November 21, 2024 Filed Nov 22, 2024 21:28 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
SaleClass A Common Shares 5,000 $13.20 $65,993.00
Disclosure

SEC source: 0001570585-24-000374 · wk-form4_1732310871.xml · nonDerivative · entry 2

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,875

F2 · price: The price reflects a weighted average of sales made at prices ranging from $13.16 to $13.215. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.

Read SEC document
November 20, 2024 Filed Nov 22, 2024 21:28 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
SaleClass A Common Shares 20,000 $13.18 $263,614.00
Disclosure

SEC source: 0001570585-24-000374 · wk-form4_1732310871.xml · nonDerivative · entry 1

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,875

F1 · price: The price reflects a weighted average of sales made at prices ranging from $13.165 to $13.21. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.

Read SEC document
November 13, 2024 Filed Nov 13, 2024 21:25 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
SaleClass C Common Shares 10,000 $12.19 $121,878.00
Disclosure

SEC source: 0001570585-24-000329 · wk-form4_1731533134.xml · nonDerivative · entry 1

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,139

F1 · price: The price reflects a weighted average of sales made at prices ranging from $12.05 to $12.315. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:39 UTC
GOULD PAUL ADirector
OtherShare Option C (right to buy) · Derivative 15,152 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0001570585-24-000367 · wk-form4_1731706739.xml · derivative · entry 20

GOULD PAUL A · CIK 0001018211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,152

Underlying: Class C Common Shares · 15,152 shares

Expires 2034-05-21

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F5 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2025 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:39 UTC
GOULD PAUL ADirector
OtherShare Option C (right to buy) · Derivative 17,063 $0.00 Strike: $10.63 $0.00
Disclosure

SEC source: 0001570585-24-000367 · wk-form4_1731706739.xml · derivative · entry 19

GOULD PAUL A · CIK 0001018211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,063

Underlying: Class C Common Shares · 17,063 shares

Expires 2033-06-14

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2024 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:39 UTC
GOULD PAUL ADirector
OtherShare Option C (right to buy) · Derivative 11,892 $0.00 Strike: $13.53 $0.00
Disclosure

SEC source: 0001570585-24-000367 · wk-form4_1731706739.xml · derivative · entry 18

GOULD PAUL A · CIK 0001018211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,892

Underlying: Class C Common Shares · 11,892 shares

Expires 2032-06-15

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2023 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:39 UTC
GOULD PAUL ADirector
OtherShare Option C (right to buy) · Derivative 11,835 $0.00 Strike: $16.22 $0.00
Disclosure

SEC source: 0001570585-24-000367 · wk-form4_1731706739.xml · derivative · entry 17

GOULD PAUL A · CIK 0001018211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,835

Underlying: Class C Common Shares · 11,835 shares

Expires 2031-06-16

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:39 UTC
GOULD PAUL ADirector
OtherShare Option C (right to buy) · Derivative 30,100 $0.00 Strike: $12.54 $0.00
Disclosure

SEC source: 0001570585-24-000367 · wk-form4_1731706739.xml · derivative · entry 16

GOULD PAUL A · CIK 0001018211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,100

Underlying: Class C Common Shares · 30,100 shares

Expires 2030-06-30

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:39 UTC
GOULD PAUL ADirector
OtherShare Option C (right to buy) · Derivative 23,370 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001570585-24-000367 · wk-form4_1731706739.xml · derivative · entry 15

GOULD PAUL A · CIK 0001018211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,370

Underlying: Class C Common Shares · 23,370 shares

Expires 2029-06-11

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:39 UTC
GOULD PAUL ADirector
OtherShare Option C (right to buy) · Derivative 27,250 $0.00 Strike: $16.95 $0.00
Disclosure

SEC source: 0001570585-24-000367 · wk-form4_1731706739.xml · derivative · entry 14

GOULD PAUL A · CIK 0001018211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,250

Underlying: Class C Common Shares · 27,250 shares

Expires 2028-06-12

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:39 UTC
GOULD PAUL ADirector
OtherShare Option C (right to buy) · Derivative 24,535 $0.00 Strike: $16.24 $0.00
Disclosure

SEC source: 0001570585-24-000367 · wk-form4_1731706739.xml · derivative · entry 13

GOULD PAUL A · CIK 0001018211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,535

Underlying: Class C Common Shares · 24,535 shares

Expires 2027-06-21

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:39 UTC
GOULD PAUL ADirector
OtherShare Option C (right to buy) · Derivative 20,040 $0.00 Strike: $17.28 $0.00
Disclosure

SEC source: 0001570585-24-000367 · wk-form4_1731706739.xml · derivative · entry 12

GOULD PAUL A · CIK 0001018211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,040

Underlying: Class C Common Shares · 20,040 shares

Expires 2026-06-16

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:39 UTC
GOULD PAUL ADirector
OtherShare Option C (right to buy) · Derivative 14,666 $0.00 Strike: $24.14 $0.00
Disclosure

SEC source: 0001570585-24-000367 · wk-form4_1731706739.xml · derivative · entry 11

GOULD PAUL A · CIK 0001018211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,666

Underlying: Class C Common Shares · 14,666 shares

Expires 2025-06-25

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:39 UTC
GOULD PAUL ADirector
OtherShare Option A (right to buy) · Derivative 15,296 $0.00 Strike: $9.83 $0.00
Disclosure

SEC source: 0001570585-24-000367 · wk-form4_1731706739.xml · derivative · entry 10

GOULD PAUL A · CIK 0001018211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,296

Underlying: Class A Common Shares · 15,296 shares

Expires 2034-05-21

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F5 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2025 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:39 UTC
GOULD PAUL ADirector
OtherShare Option A (right to buy) · Derivative 8,613 $0.00 Strike: $9.95 $0.00
Disclosure

SEC source: 0001570585-24-000367 · wk-form4_1731706739.xml · derivative · entry 9

GOULD PAUL A · CIK 0001018211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,613

Underlying: Class A Common Shares · 8,613 shares

Expires 2033-06-14

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2024 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:39 UTC
GOULD PAUL ADirector
OtherShare Option A (right to buy) · Derivative 6,003 $0.00 Strike: $12.73 $0.00
Disclosure

SEC source: 0001570585-24-000367 · wk-form4_1731706739.xml · derivative · entry 8

GOULD PAUL A · CIK 0001018211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,003

Underlying: Class A Common Shares · 6,003 shares

Expires 2032-06-15

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2023 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:39 UTC
GOULD PAUL ADirector
OtherShare Option A (right to buy) · Derivative 5,974 $0.00 Strike: $16.07 $0.00
Disclosure

SEC source: 0001570585-24-000367 · wk-form4_1731706739.xml · derivative · entry 7

GOULD PAUL A · CIK 0001018211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,974

Underlying: Class A Common Shares · 5,974 shares

Expires 2031-06-16

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:39 UTC
GOULD PAUL ADirector
OtherShare Option A (right to buy) · Derivative 15,193 $0.00 Strike: $12.63 $0.00
Disclosure

SEC source: 0001570585-24-000367 · wk-form4_1731706739.xml · derivative · entry 6

GOULD PAUL A · CIK 0001018211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,193

Underlying: Class A Common Shares · 15,193 shares

Expires 2030-06-30

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:39 UTC
GOULD PAUL ADirector
OtherShare Option A (right to buy) · Derivative 11,797 $0.00 Strike: $15.28 $0.00
Disclosure

SEC source: 0001570585-24-000367 · wk-form4_1731706739.xml · derivative · entry 5

GOULD PAUL A · CIK 0001018211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,797

Underlying: Class A Common Shares · 11,797 shares

Expires 2029-06-11

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:39 UTC
GOULD PAUL ADirector
OtherShare Option A (right to buy) · Derivative 13,754 $0.00 Strike: $17.41 $0.00
Disclosure

SEC source: 0001570585-24-000367 · wk-form4_1731706739.xml · derivative · entry 4

GOULD PAUL A · CIK 0001018211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,754

Underlying: Class A Common Shares · 13,754 shares

Expires 2028-06-12

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:39 UTC
GOULD PAUL ADirector
OtherShare Option A (right to buy) · Derivative 12,384 $0.00 Strike: $16.65 $0.00
Disclosure

SEC source: 0001570585-24-000367 · wk-form4_1731706739.xml · derivative · entry 3

GOULD PAUL A · CIK 0001018211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,384

Underlying: Class A Common Shares · 12,384 shares

Expires 2027-06-21

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:39 UTC
GOULD PAUL ADirector
OtherShare Option A (right to buy) · Derivative 10,115 $0.00 Strike: $17.60 $0.00
Disclosure

SEC source: 0001570585-24-000367 · wk-form4_1731706739.xml · derivative · entry 2

GOULD PAUL A · CIK 0001018211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,115

Underlying: Class A Common Shares · 10,115 shares

Expires 2026-06-16

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:39 UTC
GOULD PAUL ADirector
OtherShare Option A (right to buy) · Derivative 7,453 $0.00 Strike: $25.67 $0.00
Disclosure

SEC source: 0001570585-24-000367 · wk-form4_1731706739.xml · derivative · entry 1

GOULD PAUL A · CIK 0001018211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,453

Underlying: Class A Common Shares · 7,453 shares

Expires 2025-06-25

F1 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Appreciation Rights C · Derivative 329,622 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0001570585-24-000357 · wk-form4_1731706628.xml · derivative · entry 24

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 329,622

Underlying: Class C Common Shares · 329,622 shares

Expires 2034-03-25

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F6 · derivative.exercise_date: The SARs vest in three equal annual installments commencing on May 1, 2025.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Appreciation Rights C · Derivative 494,750 $0.00 Strike: $11.30 $0.00
Disclosure

SEC source: 0001570585-24-000357 · wk-form4_1731706628.xml · derivative · entry 23

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 494,750

Underlying: Class C Common Shares · 494,750 shares

Expires 2033-03-24

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F5 · derivative.exercise_date: The SARs vest in three equal annual installments commencing on May 1, 2024.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Appreciation Rights C · Derivative 1,316,227 $0.00 Strike: $14.97 $0.00
Disclosure

SEC source: 0001570585-24-000357 · wk-form4_1731706628.xml · derivative · entry 22

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,316,227

Underlying: Class C Common Shares · 1,316,227 shares

Expires 2031-04-13

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Appreciation Rights C · Derivative 405,805 $0.00 Strike: $8.82 $0.00
Disclosure

SEC source: 0001570585-24-000357 · wk-form4_1731706628.xml · derivative · entry 21

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 405,805

Underlying: Class C Common Shares · 405,805 shares

Expires 2030-04-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Appreciation Rights C · Derivative 325,422 $0.00 Strike: $14.08 $0.00
Disclosure

SEC source: 0001570585-24-000357 · wk-form4_1731706628.xml · derivative · entry 20

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 325,422

Underlying: Class C Common Shares · 325,422 shares

Expires 2029-04-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Appreciation Rights C · Derivative 477,936 $0.00 Strike: $14.70 $0.00
Disclosure

SEC source: 0001570585-24-000357 · wk-form4_1731706628.xml · derivative · entry 19

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 477,936

Underlying: Class C Common Shares · 477,936 shares

Expires 2029-03-07

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Appreciation Rights C · Derivative 269,143 $0.00 Strike: $16.87 $0.00
Disclosure

SEC source: 0001570585-24-000357 · wk-form4_1731706628.xml · derivative · entry 18

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 269,143

Underlying: Class C Common Shares · 269,143 shares

Expires 2028-05-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:37 UTC OtherShare Appreciation Rights C · Derivative 195,457 $0.00 Strike: $20.29 $0.00
Disclosure

SEC source: 0001570585-24-000357 · wk-form4_1731706628.xml · derivative · entry 17

BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,457

Underlying: Class C Common Shares · 195,457 shares

Expires 2027-05-01

F2 · kind: The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.

F4 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.