Last 12 months
Inside the activity.
0 purchase rows · 53 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 21 |
| Jan 2026 | 0 | 11 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 7 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 20, 2021 Filed Mar 23, 2021 20:17 UTC |
COTTLE BARRY LDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 16,068 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-21-000367 · form4.xml · derivative · entry 3 COTTLE BARRY L · CIK 0001112675 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,136 Underlying: Common Stock · 16,068 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest in two equal installments of 16,068 shares on each of March 20, 2022 and March 20, 2023. Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest in two equal installments of 16,068 shares on each of March 20, 2022 and March 20, 2023. Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest in two equal installments of 16,068 shares on each of March 20, 2022 and March 20, 2023. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| March 20, 2021 Filed Mar 23, 2021 20:17 UTC |
COTTLE BARRY LDirector · President and CEO
|
Tax withholdingCommon Stock | 28,903 | $43.49 | $1,256,991.47 |
DisclosureSEC source: 0000950157-21-000367 · form4.xml · nonDerivative · entry 2 COTTLE BARRY L · CIK 0001112675 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,478 F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| March 20, 2021 Filed Mar 23, 2021 20:17 UTC |
COTTLE BARRY LDirector · President and CEO
|
Exercise / conversionCommon Stock | 70,755 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-21-000367 · form4.xml · nonDerivative · entry 1 COTTLE BARRY L · CIK 0001112675 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,381 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:14 UTC |
Wilson Matthew R.EVP & Grp Chief Exec, Gaming
|
Exercise / conversionRestricted Stock Units · Derivative | 44,064 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-21-000262 · form4.xml · derivative · entry 3 Wilson Matthew R. · CIK 0001803574 · EVP & Grp Chief Exec, Gaming 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,064 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents vesting of restricted stock units granted on March 1, 2020. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents vesting of restricted stock units granted on March 1, 2020. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents vesting of restricted stock units granted on March 1, 2020. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:14 UTC |
Wilson Matthew R.EVP & Grp Chief Exec, Gaming
|
Tax withholdingCommon Stock | 14,464 | $45.86 | $663,319.04 |
DisclosureSEC source: 0000950157-21-000262 · form4.xml · nonDerivative · entry 2 Wilson Matthew R. · CIK 0001803574 · EVP & Grp Chief Exec, Gaming 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,396 F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:14 UTC |
Wilson Matthew R.EVP & Grp Chief Exec, Gaming
|
Exercise / conversionCommon Stock | 44,064 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-21-000262 · form4.xml · nonDerivative · entry 1 Wilson Matthew R. · CIK 0001803574 · EVP & Grp Chief Exec, Gaming 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,860 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 21:19 UTC |
Throsby TimothyDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-21-000186 · form4.xml · derivative · entry 3 Throsby Timothy · CIK 0001827186 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents vesting of restricted stock units granted on February 10, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents vesting of restricted stock units granted on February 10, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents vesting of restricted stock units granted on February 10, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 21:19 UTC |
Throsby TimothyDirector
|
GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-21-000186 · form4.xml · derivative · entry 2 Throsby Timothy · CIK 0001827186 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units vest immediately. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.exercise_date: The restricted stock units vest immediately. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.expiration_date: The restricted stock units vest immediately. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 21:19 UTC |
Throsby TimothyDirector
|
Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-21-000186 · form4.xml · nonDerivative · entry 1 Throsby Timothy · CIK 0001827186 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 21:16 UTC |
McLennan HamishDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-21-000185 · form4.xml · derivative · entry 5 McLennan Hamish · CIK 0001830349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Represents vesting of restricted stock units granted on February 10, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F4 · derivative.exercise_date: Represents vesting of restricted stock units granted on February 10, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F4 · derivative.expiration_date: Represents vesting of restricted stock units granted on February 10, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 21:16 UTC |
McLennan HamishDirector
|
GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-21-000185 · form4.xml · derivative · entry 4 McLennan Hamish · CIK 0001830349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F3 · derivative.exercise_price: The restricted stock units vest immediately. Each unit converts into a share of common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units vest immediately. Each unit converts into a share of common stock on a one-for-one basis. F3 · derivative.expiration_date: The restricted stock units vest immediately. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 21:16 UTC |
McLennan HamishDirector
|
Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-21-000185 · form4.xml · nonDerivative · entry 1 McLennan Hamish · CIK 0001830349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2020 Filed Nov 27, 2020 21:30 UTC |
Winterscheidt MichaelSVP & Chief Accounting Officer
|
GrantRestricted Stock Units · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-20-001394 · form4.xml · derivative · entry 1 Winterscheidt Michael · CIK 0001698588 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units are scheduled to vest in three equal annual installments beginning on November 25, 2021. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.exercise_date: The restricted stock units are scheduled to vest in three equal annual installments beginning on November 25, 2021. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.expiration_date: The restricted stock units are scheduled to vest in three equal annual installments beginning on November 25, 2021. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 21:31 UTC |
McLennan HamishDirector
|
GrantStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $34.12 | $0.00 |
DisclosureSEC source: 0000950157-20-001355 · form4.xml · derivative · entry 1 McLennan Hamish · CIK 0001830349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2030-11-11 F1 · derivative.exercise_date: The stock options are scheduled to become exercisable in four equal annual installments beginning on November 11, 2021. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 21:35 UTC |
Odell JamieDirector
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $20.74 | $0.00 |
DisclosureSEC source: 0000950157-20-001338 · form4.xml · derivative · entry 2 Odell Jamie · CIK 0001824876 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2029-05-16 F2 · derivative.exercise_date: The stock options are scheduled to vest on May 15, 2021. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 21:35 UTC |
Odell JamieDirector
|
Disposition to issuerStock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $20.74 | $0.00 |
DisclosureSEC source: 0000950157-20-001338 · form4.xml · derivative · entry 1 Odell Jamie · CIK 0001824876 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2029-05-16 F1 · derivative.exercise_date: Represents the cancellation of the stock options granted on May 16, 2019, which were scheduled to vest on May 15, 2021, contingent upon the achievement of certain performance criteria (the "Original Grant"). Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 21:26 UTC |
Wilson Matthew R.EVP & Grp Chief Exec, Gaming
|
GrantRestricted Stock Units · Derivative | 55,081 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-20-001335 · form4.xml · derivative · entry 2 Wilson Matthew R. · CIK 0001803574 · EVP & Grp Chief Exec, Gaming 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,081 Underlying: Common Stock · 55,081 shares Expires not disclosed F2 · derivative.exercise_price: The restricted stock units are scheduled to vest as to 27,540 shares on July 31, 2022 and as to 27,541 shares on July 31, 2023. Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units are scheduled to vest as to 27,540 shares on July 31, 2022 and as to 27,541 shares on July 31, 2023. Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.expiration_date: The restricted stock units are scheduled to vest as to 27,540 shares on July 31, 2022 and as to 27,541 shares on July 31, 2023. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 21:26 UTC |
Wilson Matthew R.EVP & Grp Chief Exec, Gaming
|
Disposition to issuerRestricted Stock Units · Derivative | 110,162 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-20-001335 · form4.xml · derivative · entry 1 Wilson Matthew R. · CIK 0001803574 · EVP & Grp Chief Exec, Gaming 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 110,162 shares Expires not disclosed F1 · derivative.exercise_price: Represents the cancellation of the restricted stock units granted on March 1, 2020, which were scheduled to vest in two equal annual installments beginning on July 31, 2022, contingent upon the achievement of certain performance targets (the "Original Grant"). F1 · derivative.exercise_date: Represents the cancellation of the restricted stock units granted on March 1, 2020, which were scheduled to vest in two equal annual installments beginning on July 31, 2022, contingent upon the achievement of certain performance targets (the "Original Grant"). F1 · derivative.expiration_date: Represents the cancellation of the restricted stock units granted on March 1, 2020, which were scheduled to vest in two equal annual installments beginning on July 31, 2022, contingent upon the achievement of certain performance targets (the "Original Grant"). Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 21:28 UTC |
Korsanos AntoniaDirector
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $17.26 | $0.00 |
DisclosureSEC source: 0000950157-20-001336 · form4.xml · derivative · entry 2 Korsanos Antonia · CIK 0001825242 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2029-08-26 F2 · derivative.exercise_date: The stock options are scheduled to vest on August 21, 2021. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 21:28 UTC |
Korsanos AntoniaDirector
|
Disposition to issuerStock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $17.26 | $0.00 |
DisclosureSEC source: 0000950157-20-001336 · form4.xml · derivative · entry 1 Korsanos Antonia · CIK 0001825242 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2029-08-26 F1 · derivative.exercise_date: Represents the cancellation of the stock options granted on August 26, 2019, which were scheduled to vest on August 21, 2021, contingent upon the achievement of certain performance criteria (the "Original Grant"). Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 21:23 UTC |
Eklund MichaelEVP, CFO, Treas & Corp Sec
|
GrantRestricted Stock Units · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-20-001334 · form4.xml · derivative · entry 2 Eklund Michael · CIK 0001813228 · EVP, CFO, Treas & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires not disclosed F2 · derivative.exercise_price: The restricted stock units are scheduled to vest on June 8, 2023. Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units are scheduled to vest on June 8, 2023. Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.expiration_date: The restricted stock units are scheduled to vest on June 8, 2023. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 21:23 UTC |
Eklund MichaelEVP, CFO, Treas & Corp Sec
|
Disposition to issuerRestricted Stock Units · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-20-001334 · form4.xml · derivative · entry 1 Eklund Michael · CIK 0001813228 · EVP, CFO, Treas & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires not disclosed F1 · derivative.exercise_price: Represents the cancellation of the restricted stock units granted on June 8, 2020, which were scheduled to vest on June 8, 2023, contingent upon the achievement of certain performance criteria (the "Original Grant"). F1 · derivative.exercise_date: Represents the cancellation of the restricted stock units granted on June 8, 2020, which were scheduled to vest on June 8, 2023, contingent upon the achievement of certain performance criteria (the "Original Grant"). F1 · derivative.expiration_date: Represents the cancellation of the restricted stock units granted on June 8, 2020, which were scheduled to vest on June 8, 2023, contingent upon the achievement of certain performance criteria (the "Original Grant"). Read SEC document |
| October 12, 2020 Filed Oct 13, 2020 20:56 UTC |
PERELMAN RONALD O10% owner · Former Executive Chairman
|
SaleCommon Stock | 1,964,285 | $28.00 | $54,999,980.00 |
DisclosureSEC source: 0001209191-20-054669 · doc4.xml · nonDerivative · entry 1 PERELMAN RONALD O · CIK 0001186472 · 10% owner · Former Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 8,871,313 F1 · ownership.nature: Mr. Perelman is the sole beneficiary and trustee of The ROP Revocable Trust dated 1/9/2018 (the "Trust"), which directly holds 122,728 shares of Common Stock. The Trust is also the sole stockholder of MacAndrews & Forbes Incorporated, which is the sole stockholder, directly or indirectly, of each of SGMS Acquisition Corporation, RLX Holdings Two LLC, SGMS Acquisition Two LLC, SGMS Acquisition Three LLC and MacAndrews & Forbes Group, LLC, which hold the remaining securities described above. Mr. Perelman does not own any shares of Common Stock directly. On October 12, 2020, SGMS Acquisition Corporation, RLX Holdings Two LLC, SGMS Acquisition Two LLC and SGMS Acquisition Three LLC sold an aggregate of 1,964,285 shares of Common Stock pursuant to the previously disclosed Stock Purchase Agreement by and among SGMS Acquisition Corporation, RLX Holdings Two LLC, SGMS Acquisition Two LLC, SGMS Acquisition Three LLC, MacAndrews & Forbes Group, LLC and Pivot Buyer LLC. Read SEC document |
| October 07, 2020 Filed Oct 8, 2020 20:37 UTC |
PERELMAN RONALD O10% owner · Former Executive Chairman
|
SaleCommon Stock | 2,499,999 | $28.00 | $69,999,972.00 |
DisclosureSEC source: 0001209191-20-054282 · doc4.xml · nonDerivative · entry 1 PERELMAN RONALD O · CIK 0001186472 · 10% owner · Former Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,835,598 F1 · ownership.nature: Mr. Perelman is the sole beneficiary and trustee of The ROP Revocable Trust dated 1/9/2018 (the "Trust"), which directly holds 122,728 shares of Common Stock. The Trust is also the sole stockholder of MacAndrews & Forbes Incorporated, which is the sole stockholder, directly or indirectly, of each of SGMS Acquisition Corporation, RLX Holdings Two LLC, SGMS Acquisition Two LLC, SGMS Acquisition Three LLC and MacAndrews & Forbes Group, LLC, which hold the remaining securities described above. Mr. Perelman does not own any shares of Common Stock directly. On October 7, 2020, SGMS Acquisition Corporation, RLX Holdings Two LLC and SGMS Acquisition Two LLC sold an aggregate of 2,499,999 shares of Common Stock pursuant to the previously disclosed Stock Purchase Agreement by and among SGMS Acquisition Corporation, RLX Holdings Two LLC, SGMS Acquisition Two LLC, SGMS Acquisition Three LLC, MacAndrews & Forbes Group, LLC and Pivot Buyer LLC. Read SEC document |
| October 07, 2020 Filed Oct 9, 2020 20:32 UTC |
Throsby TimothyDirector
|
GrantStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $35.81 | $0.00 |
DisclosureSEC source: 0000950157-20-001257 · form4.xml · derivative · entry 1 Throsby Timothy · CIK 0001827186 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2030-10-07 F1 · derivative.exercise_date: The stock options are scheduled to become exercisable in four equal annual installments beginning on October 7, 2021. Read SEC document |
| October 02, 2020 Filed Oct 2, 2020 20:59 UTC |
Wilson Matthew R.EVP & Grp Chief Exec, Gaming
|
SaleCall Option (Right to Buy) · Derivative | 21 | $500.00 Strike: $40.00 | $10,500.00 |
DisclosureSEC source: 0000950157-20-001226 · form4.xml · derivative · entry 2 Wilson Matthew R. · CIK 0001803574 · EVP & Grp Chief Exec, Gaming 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,100 shares Expires 2021-01-15 Read SEC document |
| September 30, 2020 Filed Sep 30, 2020 21:17 UTC |
PERELMAN RONALD O10% owner · Former Executive Chairman
|
SaleCommon Stock | 4,700,000 | $28.00 | $131,600,000.00 |
DisclosureSEC source: 0001209191-20-052475 · doc4.xml · nonDerivative · entry 1 PERELMAN RONALD O · CIK 0001186472 · 10% owner · Former Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 13,318,493 F1 · ownership.nature: Mr. Perelman is the sole beneficiary and trustee of The ROP Revocable Trust dated 1/9/2018 (the "Trust"), which directly holds 105,624 shares of Common Stock. The Trust is also the sole stockholder of MacAndrews & Forbes Incorporated, which is the sole stockholder, directly or indirectly, of each of SGMS Acquisition Corporation, RLX Holdings Two LLC, SGMS Acquisition Two LLC, SGMS Acquisition Three LLC and MacAndrews & Forbes Group, LLC, which hold the remaining securities described above. Mr. Perelman also directly owns 17,104 shares of Common Stock. On September 30, 2020, SGMS Acquisition Corporation and RLX Holdings Two LLC sold an aggregate of 4,700,000 shares of Common Stock pursuant to the previously disclosed Stock Purchase Agreement by and among SGMS Acquisition Corporation, RLX Holdings Two LLC, SGMS Acquisition Two LLC, SGMS Acquisition Three LLC, MacAndrews & Forbes Group, LLC and Pivot Buyer LLC. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 20:59 UTC |
Wilson Matthew R.EVP & Grp Chief Exec, Gaming
|
PurchaseCall Option (Right to Buy) · Derivative | 21 | $460.00 Strike: $40.00 | $9,660.00 |
DisclosureSEC source: 0000950157-20-001226 · form4.xml · derivative · entry 1 Wilson Matthew R. · CIK 0001803574 · EVP & Grp Chief Exec, Gaming 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21 Underlying: Common Stock · 2,100 shares Expires 2021-01-15 Read SEC document |
| September 28, 2020 Filed Sep 29, 2020 21:08 UTC |
PERELMAN RONALD O10% owner · Former Executive Chairman
|
SaleCommon Stock | 9,417,062 | $28.00 | $263,677,736.00 |
DisclosureSEC source: 0001209191-20-052359 · doc4.xml · nonDerivative · entry 1 PERELMAN RONALD O · CIK 0001186472 · 10% owner · Former Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 18,018,493 F1 · ownership.nature: Mr. Perelman is the sole beneficiary and trustee of The ROP Revocable Trust dated 1/9/2018 (the "Trust"), which directly holds 105,624 shares of Common Stock. The Trust is also the sole stockholder of MacAndrews & Forbes Incorporated, which is the sole stockholder, directly or indirectly, of each of SGMS Acquisition Corporation, RLX Holdings Two LLC, SGMS Acquisition Two LLC, SGMS Acquisition Three LLC and MacAndrews & Forbes Group, LLC, which hold the remaining securities described above. Mr. Perelman also directly owns 17,104 shares of Common Stock. On September 28, 2020, SGMS Acquisition Corporation, RLX Holdings Two LLC and SGMS Acquisition Two LLC sold an aggregate of 9,417,062 shares of Common Stock pursuant to the previously disclosed Stock Purchase Agreement by and among SGMS Acquisition Corporation, RLX Holdings Two LLC, SGMS Acquisition Two LLC, SGMS Acquisition Three LLC, MacAndrews & Forbes Group, LLC and Pivot Buyer LLC. Read SEC document |
| September 28, 2020 Filed Sep 30, 2020 20:36 UTC |
Odell JamieDirector
|
GrantStock Option (right to buy) · Derivative | 662,933 | $0.00 Strike: $35.42 | $0.00 |
DisclosureSEC source: 0000950157-20-001208 · form4.xml · derivative · entry 1 Odell Jamie · CIK 0001824876 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 662,933 Underlying: Common Stock · 662,933 shares Expires 2026-09-28 F1 · derivative.exercise_date: The stock options are scheduled to become exercisable in three installments of 220,977 shares on September 28, 2021 and 220,978 shares on each of September 28, 2022 and September 28, 2023. All or a portion of these stock options may vest earlier upon the achievement of certain performance conditions related to the Company's stock price. Read SEC document |
| September 28, 2020 Filed Sep 30, 2020 20:35 UTC |
Korsanos AntoniaDirector
|
GrantStock Option (right to buy) · Derivative | 662,933 | $0.00 Strike: $35.42 | $0.00 |
DisclosureSEC source: 0000950157-20-001207 · form4.xml · derivative · entry 1 Korsanos Antonia · CIK 0001825242 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 662,933 Underlying: Common Stock · 662,933 shares Expires 2026-09-28 F1 · derivative.exercise_date: The stock options are scheduled to become exercisable in three installments of 220,977 shares on September 28, 2021 and 220,978 shares on each of September 28, 2022 and September 28, 2023. All or a portion of these stock options may vest earlier upon the achievement of certain performance conditions related to the Company's stock price. Read SEC document |
| September 28, 2020 Filed Sep 30, 2020 20:32 UTC |
Sottile JamesExec VP & Chief Legal Officer
|
GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-20-001206 · form4.xml · derivative · entry 1 Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units are scheduled to vest in two equal installments of 3,333 shares on each of September 28, 2021 and September 28, 2022 and a final installment of 3,334 shares on September 28, 2023. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.exercise_date: The restricted stock units are scheduled to vest in two equal installments of 3,333 shares on each of September 28, 2021 and September 28, 2022 and a final installment of 3,334 shares on September 28, 2023. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.expiration_date: The restricted stock units are scheduled to vest in two equal installments of 3,333 shares on each of September 28, 2021 and September 28, 2022 and a final installment of 3,334 shares on September 28, 2023. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| September 16, 2020 Filed Sep 16, 2020 21:32 UTC |
PERELMAN RONALD ODirector · Executive Chairman · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 8,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050743 · doc4.xml · derivative · entry 6 PERELMAN RONALD O · CIK 0001186472 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,372 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Represents vesting of the restricted stock units granted on June 10, 2020 in connection with the conclusion of Mr. Perelman's service as a director on September 16, 2020 as described above. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F5 · derivative.exercise_date: Represents vesting of the restricted stock units granted on June 10, 2020 in connection with the conclusion of Mr. Perelman's service as a director on September 16, 2020 as described above. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F5 · derivative.expiration_date: Represents vesting of the restricted stock units granted on June 10, 2020 in connection with the conclusion of Mr. Perelman's service as a director on September 16, 2020 as described above. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. Read SEC document |
| September 16, 2020 Filed Sep 16, 2020 21:32 UTC |
PERELMAN RONALD ODirector · Executive Chairman · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 5,783 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050743 · doc4.xml · derivative · entry 5 PERELMAN RONALD O · CIK 0001186472 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,783 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Represents vesting of the remaining restricted stock units granted on June 12, 2019 in connection with the conclusion of Mr. Perelman's service as a director on September 16, 2020 as described above. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F4 · derivative.exercise_date: Represents vesting of the remaining restricted stock units granted on June 12, 2019 in connection with the conclusion of Mr. Perelman's service as a director on September 16, 2020 as described above. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F4 · derivative.expiration_date: Represents vesting of the remaining restricted stock units granted on June 12, 2019 in connection with the conclusion of Mr. Perelman's service as a director on September 16, 2020 as described above. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. Read SEC document |
| September 16, 2020 Filed Sep 16, 2020 21:32 UTC |
PERELMAN RONALD ODirector · Executive Chairman · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 1,394 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050743 · doc4.xml · derivative · entry 4 PERELMAN RONALD O · CIK 0001186472 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,394 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents vesting of the remaining restricted stock units granted on June 13, 2018 in connection with the conclusion of Mr. Perelman's service as a director on September 16, 2020 as described above. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F3 · derivative.exercise_date: Represents vesting of the remaining restricted stock units granted on June 13, 2018 in connection with the conclusion of Mr. Perelman's service as a director on September 16, 2020 as described above. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F3 · derivative.expiration_date: Represents vesting of the remaining restricted stock units granted on June 13, 2018 in connection with the conclusion of Mr. Perelman's service as a director on September 16, 2020 as described above. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. Read SEC document |
| September 16, 2020 Filed Sep 16, 2020 21:32 UTC |
PERELMAN RONALD ODirector · Executive Chairman · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 1,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050743 · doc4.xml · derivative · entry 3 PERELMAN RONALD O · CIK 0001186472 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,555 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents vesting of the remaining restricted stock units granted on June 19, 2017 in connection with the conclusion of Mr. Perelman's service as a director on September 16, 2020 in connection with the transactions provided for in the Stock Purchase Agreement. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents vesting of the remaining restricted stock units granted on June 19, 2017 in connection with the conclusion of Mr. Perelman's service as a director on September 16, 2020 in connection with the transactions provided for in the Stock Purchase Agreement. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents vesting of the remaining restricted stock units granted on June 19, 2017 in connection with the conclusion of Mr. Perelman's service as a director on September 16, 2020 in connection with the transactions provided for in the Stock Purchase Agreement. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. Read SEC document |
| September 16, 2020 Filed Sep 16, 2020 21:32 UTC |
PERELMAN RONALD ODirector · Executive Chairman · 10% owner
|
SaleCommon Stock | 9,375,806 | $28.00 | $262,522,568.00 |
DisclosureSEC source: 0001209191-20-050743 · doc4.xml · nonDerivative · entry 2 PERELMAN RONALD O · CIK 0001186472 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 27,435,554 F1 · ownership.nature: Mr. Perelman is the sole beneficiary and trustee of The ROP Revocable Trust dated 1/9/2018 (the "Trust"), which directly holds 105,624 shares of common stock. The Trust is also the sole stockholder of MacAndrews & Forbes Incorporated, which is the sole stockholder, directly or indirectly, of each of SGMS Acquisition Corporation, RLX Holdings Two LLC, SGMS Acquisition Two LLC, SGMS Acquisition Three LLC and MacAndrews & Forbes Group, LLC, which hold the remaining securities described above. On September 16, 2020, SGMS Acquisition Corporation, RLX Holdings Two LLC, SGMS Acquisition Two LLC, SGMS Acquisition Three LLC and MacAndrews & Forbes Group, LLC sold an aggregate of 9,375,806 shares of Common Stock pursuant to a Stock Purchase Agreement with Pivot Buyer LLC (the "Stock Purchase Agreement"). Read SEC document |
| September 16, 2020 Filed Sep 16, 2020 21:32 UTC |
PERELMAN RONALD ODirector · Executive Chairman · 10% owner
|
Exercise / conversionCommon Stock | 17,104 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050743 · doc4.xml · nonDerivative · entry 1 PERELMAN RONALD O · CIK 0001186472 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,104 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2020 Filed Sep 16, 2020 21:28 UTC |
TOWNSEND FRANCES FDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 8,372 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-20-001102 · form4.xml · derivative · entry 5 TOWNSEND FRANCES F · CIK 0001490306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,372 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Represents vesting of the restricted stock units granted on June 10, 2020 in connection with the conclusion of Ms. Townsend's service as a director on September 16, 2020, as described above. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F4 · derivative.exercise_date: Represents vesting of the restricted stock units granted on June 10, 2020 in connection with the conclusion of Ms. Townsend's service as a director on September 16, 2020, as described above. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F4 · derivative.expiration_date: Represents vesting of the restricted stock units granted on June 10, 2020 in connection with the conclusion of Ms. Townsend's service as a director on September 16, 2020, as described above. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. Read SEC document |
| September 16, 2020 Filed Sep 16, 2020 21:28 UTC |
TOWNSEND FRANCES FDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 5,783 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-20-001102 · form4.xml · derivative · entry 4 TOWNSEND FRANCES F · CIK 0001490306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,783 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents vesting of the remaining restricted stock units granted on June 12, 2019 in connection with the conclusion of Ms. Townsend's service as a director on September 16, 2020, as described above. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F3 · derivative.exercise_date: Represents vesting of the remaining restricted stock units granted on June 12, 2019 in connection with the conclusion of Ms. Townsend's service as a director on September 16, 2020, as described above. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F3 · derivative.expiration_date: Represents vesting of the remaining restricted stock units granted on June 12, 2019 in connection with the conclusion of Ms. Townsend's service as a director on September 16, 2020, as described above. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. Read SEC document |
| September 16, 2020 Filed Sep 16, 2020 21:28 UTC |
TOWNSEND FRANCES FDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,394 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-20-001102 · form4.xml · derivative · entry 3 TOWNSEND FRANCES F · CIK 0001490306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,394 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents vesting of the remaining restricted stock units granted on June 13, 2018 in connection with the conclusion of Ms. Townsend's service as a director on September 16, 2020, as described above. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents vesting of the remaining restricted stock units granted on June 13, 2018 in connection with the conclusion of Ms. Townsend's service as a director on September 16, 2020, as described above. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents vesting of the remaining restricted stock units granted on June 13, 2018 in connection with the conclusion of Ms. Townsend's service as a director on September 16, 2020, as described above. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. Read SEC document |
| September 16, 2020 Filed Sep 16, 2020 21:28 UTC |
TOWNSEND FRANCES FDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,555 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-20-001102 · form4.xml · derivative · entry 2 TOWNSEND FRANCES F · CIK 0001490306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,555 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents vesting of the remaining restricted stock units granted on June 19, 2017 in connection with the conclusion of Ms. Townsend's service as a director on September 16, 2020 in connection with the transactions provided for in the Stock Purchase Agreement by and among Pivot Buyer LLC and certain affiliates of MacAndrews and Forbes Incorporated. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents vesting of the remaining restricted stock units granted on June 19, 2017 in connection with the conclusion of Ms. Townsend's service as a director on September 16, 2020 in connection with the transactions provided for in the Stock Purchase Agreement by and among Pivot Buyer LLC and certain affiliates of MacAndrews and Forbes Incorporated. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents vesting of the remaining restricted stock units granted on June 19, 2017 in connection with the conclusion of Ms. Townsend's service as a director on September 16, 2020 in connection with the transactions provided for in the Stock Purchase Agreement by and among Pivot Buyer LLC and certain affiliates of MacAndrews and Forbes Incorporated. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. Read SEC document |
| September 16, 2020 Filed Sep 16, 2020 21:28 UTC |
TOWNSEND FRANCES FDirector
|
Exercise / conversionCommon Stock | 17,104 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-20-001102 · form4.xml · nonDerivative · entry 1 TOWNSEND FRANCES F · CIK 0001490306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2020 Filed Sep 16, 2020 21:26 UTC |
SCHWARTZ BARRY FDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 8,372 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-20-001101 · form4.xml · derivative · entry 6 SCHWARTZ BARRY F · CIK 0001017552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,372 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Represents vesting of the restricted stock units granted on June 10, 2020 in connection with the conclusion of Mr. Schwartz's service as a director on September 16, 2020, as described above. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F5 · derivative.exercise_date: Represents vesting of the restricted stock units granted on June 10, 2020 in connection with the conclusion of Mr. Schwartz's service as a director on September 16, 2020, as described above. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F5 · derivative.expiration_date: Represents vesting of the restricted stock units granted on June 10, 2020 in connection with the conclusion of Mr. Schwartz's service as a director on September 16, 2020, as described above. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. Read SEC document |
| September 16, 2020 Filed Sep 16, 2020 21:26 UTC |
SCHWARTZ BARRY FDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 5,783 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-20-001101 · form4.xml · derivative · entry 5 SCHWARTZ BARRY F · CIK 0001017552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,783 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Represents vesting of the remaining restricted stock units granted on June 12, 2019 in connection with the conclusion of Mr. Schwartz's service as a director on September 16, 2020, as described above. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F4 · derivative.exercise_date: Represents vesting of the remaining restricted stock units granted on June 12, 2019 in connection with the conclusion of Mr. Schwartz's service as a director on September 16, 2020, as described above. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F4 · derivative.expiration_date: Represents vesting of the remaining restricted stock units granted on June 12, 2019 in connection with the conclusion of Mr. Schwartz's service as a director on September 16, 2020, as described above. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. Read SEC document |
| September 16, 2020 Filed Sep 16, 2020 21:26 UTC |
SCHWARTZ BARRY FDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,394 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-20-001101 · form4.xml · derivative · entry 4 SCHWARTZ BARRY F · CIK 0001017552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,394 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents vesting of the remaining restricted stock units granted on June 13, 2018 in connection with the conclusion of Mr. Schwartz's service as a director on September 16, 2020, as described above. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F3 · derivative.exercise_date: Represents vesting of the remaining restricted stock units granted on June 13, 2018 in connection with the conclusion of Mr. Schwartz's service as a director on September 16, 2020, as described above. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F3 · derivative.expiration_date: Represents vesting of the remaining restricted stock units granted on June 13, 2018 in connection with the conclusion of Mr. Schwartz's service as a director on September 16, 2020, as described above. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. Read SEC document |
| September 16, 2020 Filed Sep 16, 2020 21:26 UTC |
SCHWARTZ BARRY FDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,555 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-20-001101 · form4.xml · derivative · entry 3 SCHWARTZ BARRY F · CIK 0001017552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,555 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents vesting of the remaining restricted stock units granted on June 19, 2017 in connection with the conclusion of Mr. Schwartz's service as a director on September 16, 2020 in connection with the transactions provided for in the Stock Purchase Agreement by and among Pivot Buyer LLC and certain affiliates of MacAndrews and Forbes Incorporated. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents vesting of the remaining restricted stock units granted on June 19, 2017 in connection with the conclusion of Mr. Schwartz's service as a director on September 16, 2020 in connection with the transactions provided for in the Stock Purchase Agreement by and among Pivot Buyer LLC and certain affiliates of MacAndrews and Forbes Incorporated. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents vesting of the remaining restricted stock units granted on June 19, 2017 in connection with the conclusion of Mr. Schwartz's service as a director on September 16, 2020 in connection with the transactions provided for in the Stock Purchase Agreement by and among Pivot Buyer LLC and certain affiliates of MacAndrews and Forbes Incorporated. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. Read SEC document |
| September 16, 2020 Filed Sep 16, 2020 21:26 UTC |
SCHWARTZ BARRY FDirector
|
Exercise / conversionCommon Stock | 17,104 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-20-001101 · form4.xml · nonDerivative · entry 1 SCHWARTZ BARRY F · CIK 0001017552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,548 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 20:31 UTC |
COTTLE BARRY LDirector · President and CEO
|
GrantRestricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-20-001061 · form4.xml · derivative · entry 2 COTTLE BARRY L · CIK 0001112675 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires not disclosed F2 · derivative.exercise_price: The restricted stock units are scheduled to cliff vest on June 1, 2021. Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units are scheduled to cliff vest on June 1, 2021. Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.expiration_date: The restricted stock units are scheduled to cliff vest on June 1, 2021. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 20:31 UTC |
COTTLE BARRY LDirector · President and CEO
|
Disposition to issuerRestricted Stock Units · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-20-001061 · form4.xml · derivative · entry 1 COTTLE BARRY L · CIK 0001112675 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires not disclosed F1 · derivative.exercise_price: Represents the cancellation of the restricted stock units granted on June 1, 2018, which were scheduled to cliff vest on June 1, 2021, contingent upon the achievement of certain performance criteria (the "Original Grant"). F1 · derivative.exercise_date: Represents the cancellation of the restricted stock units granted on June 1, 2018, which were scheduled to cliff vest on June 1, 2021, contingent upon the achievement of certain performance criteria (the "Original Grant"). F1 · derivative.expiration_date: Represents the cancellation of the restricted stock units granted on June 1, 2018, which were scheduled to cliff vest on June 1, 2021, contingent upon the achievement of certain performance criteria (the "Original Grant"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.