Last 12 months
Inside the activity.
15 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 12 | 0 |
| Dec 2025 | 3 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 22, 2017 Filed May 23, 2017 22:52 UTC |
Yow Mai ChanSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 487 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000053 · wf-form4_149557993276995.xml · derivative · entry 6 Yow Mai Chan · CIK 0001435767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,251 Underlying: Common Stock · 487 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F3 · derivative.exercise_date: On March 12, 2015, the Reporting Person was granted 7,800 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2015, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F3 · derivative.expiration_date: On March 12, 2015, the Reporting Person was granted 7,800 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2015, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. Read SEC document |
| May 22, 2017 Filed May 23, 2017 22:52 UTC |
Yow Mai ChanSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 350 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000053 · wf-form4_149557993276995.xml · derivative · entry 5 Yow Mai Chan · CIK 0001435767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 934 Underlying: Common Stock · 350 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F2 · derivative.exercise_date: On March 14, 2014, the Reporting Person was granted 5,600 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2014, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F2 · derivative.expiration_date: On March 14, 2014, the Reporting Person was granted 5,600 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2014, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. Read SEC document |
| May 22, 2017 Filed May 23, 2017 22:52 UTC |
Yow Mai ChanSee Remarks
|
Exercise / conversionCommon Stock | 1,624 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000053 · wf-form4_149557993276995.xml · nonDerivative · entry 4 Yow Mai Chan · CIK 0001435767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,638 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2017 Filed May 23, 2017 22:52 UTC |
Yow Mai ChanSee Remarks
|
Exercise / conversionCommon Stock | 337 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000053 · wf-form4_149557993276995.xml · nonDerivative · entry 3 Yow Mai Chan · CIK 0001435767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2017 Filed May 23, 2017 22:52 UTC |
Yow Mai ChanSee Remarks
|
Exercise / conversionCommon Stock | 487 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000053 · wf-form4_149557993276995.xml · nonDerivative · entry 2 Yow Mai Chan · CIK 0001435767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2017 Filed May 23, 2017 22:52 UTC |
Yow Mai ChanSee Remarks
|
Exercise / conversionCommon Stock | 350 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000053 · wf-form4_149557993276995.xml · nonDerivative · entry 1 Yow Mai Chan · CIK 0001435767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,190 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2017 Filed May 11, 2017 22:08 UTC |
COLELLA SAMUEL DDirector
|
PurchaseCommon Stock | 7,500 | $5.93 | $44,437.50 |
DisclosureSEC source: 0001162194-17-000044 · wf-form4_149454048867838.xml · nonDerivative · entry 1 COLELLA SAMUEL D · CIK 0001201580 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Colella Family Exempt Marital Deduction Trust dated 9/21/1992 Disclosed balance after: 17,500 Read SEC document |
| March 23, 2017 Filed Mar 27, 2017 17:32 UTC |
BARTHELEMY NICOLASDirector
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $5.52 | $0.00 |
DisclosureSEC source: 0001162194-17-000035 · wf-form4_149063590673730.xml · derivative · entry 3 BARTHELEMY NICOLAS · CIK 0001283576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2027-03-23 F4 · derivative.exercise_date: 25% of the shares subject to the Option will vest each anniversary after the date of grant on the same day of the month as the date of grant, subject to continued service as a director. Read SEC document |
| March 23, 2017 Filed Mar 27, 2017 17:32 UTC |
BARTHELEMY NICOLASDirector
|
GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000035 · wf-form4_149063590673730.xml · derivative · entry 2 BARTHELEMY NICOLAS · CIK 0001283576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F3 · derivative.exercise_date: 25% of the shares underlying the Restricted Stock Units will vest each anniversary after the date of grant on the same day of the month as the date of grant, subject to continued service as a director. F3 · derivative.expiration_date: 25% of the shares underlying the Restricted Stock Units will vest each anniversary after the date of grant on the same day of the month as the date of grant, subject to continued service as a director. Read SEC document |
| March 23, 2017 Filed Mar 27, 2017 17:25 UTC |
Paya Carlos VDirector
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $5.52 | $0.00 |
DisclosureSEC source: 0001162194-17-000031 · wf-form4_149063551466888.xml · derivative · entry 2 Paya Carlos V · CIK 0001606244 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2027-03-23 F3 · derivative.exercise_date: 25% of the shares subject to the Option will vest each anniversary after the date of grant on the same day of the month as the date of grant, subject to continued service as a director. Read SEC document |
| March 23, 2017 Filed Mar 27, 2017 17:25 UTC |
Paya Carlos VDirector
|
GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000031 · wf-form4_149063551466888.xml · derivative · entry 1 Paya Carlos V · CIK 0001606244 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F2 · derivative.exercise_date: 25% of the shares underlying the Restricted Stock Units will vest each anniversary after the date of grant on the same day of the month as the date of grant, subject to continued service as a director. F2 · derivative.expiration_date: 25% of the shares underlying the Restricted Stock Units will vest each anniversary after the date of grant on the same day of the month as the date of grant, subject to continued service as a director. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 18:24 UTC |
COLELLA SAMUEL DDirector
|
PurchaseCommon Stock | 10,000 | $5.00 | $49,973.00 |
DisclosureSEC source: 0001628280-17-002596 · wf-form4_148960224888190.xml · nonDerivative · entry 1 COLELLA SAMUEL D · CIK 0001201580 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Colella Family Exempt Marital Deduction Trust dated 9/21/1992 Disclosed balance after: 10,000 F1 · shares: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $4.930 to $5.030, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $4.930 to $5.030, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 23:32 UTC |
Yow Mai ChanSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 338 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000020 · wf-form4_148780633831868.xml · derivative · entry 6 Yow Mai Chan · CIK 0001435767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,938 Underlying: Common Stock · 338 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F4 · derivative.exercise_date: On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F4 · derivative.expiration_date: On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 23:32 UTC |
Yow Mai ChanSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 488 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000020 · wf-form4_148780633831868.xml · derivative · entry 5 Yow Mai Chan · CIK 0001435767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,738 Underlying: Common Stock · 488 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F3 · derivative.exercise_date: On March 12, 2015, the Reporting Person was granted 7,800 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2015, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F3 · derivative.expiration_date: On March 12, 2015, the Reporting Person was granted 7,800 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2015, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 23:32 UTC |
Yow Mai ChanSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 350 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000020 · wf-form4_148780633831868.xml · derivative · entry 4 Yow Mai Chan · CIK 0001435767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,284 Underlying: Common Stock · 350 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F2 · derivative.exercise_date: On March 14, 2014, the Reporting Person was granted 5,600 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2014, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F2 · derivative.expiration_date: On March 14, 2014, the Reporting Person was granted 5,600 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2014, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 23:32 UTC |
Yow Mai ChanSee Remarks
|
Exercise / conversionCommon Stock | 338 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001162194-17-000020 · wf-form4_148780633831868.xml · nonDerivative · entry 3 Yow Mai Chan · CIK 0001435767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,840 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 23:32 UTC |
Yow Mai ChanSee Remarks
|
Exercise / conversionCommon Stock | 488 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001162194-17-000020 · wf-form4_148780633831868.xml · nonDerivative · entry 2 Yow Mai Chan · CIK 0001435767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,502 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 23:32 UTC |
Yow Mai ChanSee Remarks
|
Exercise / conversionCommon Stock | 350 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001162194-17-000020 · wf-form4_148780633831868.xml · nonDerivative · entry 1 Yow Mai Chan · CIK 0001435767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 23:34 UTC |
McPhail StevenChief Commercial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 338 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000022 · wf-form4_148780644651362.xml · derivative · entry 5 McPhail Steven · CIK 0001641858 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,938 Underlying: Common Stock · 338 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F3 · derivative.exercise_date: On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F3 · derivative.expiration_date: On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 23:34 UTC |
McPhail StevenChief Commercial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 775 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000022 · wf-form4_148780644651362.xml · derivative · entry 4 McPhail Steven · CIK 0001641858 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,975 Underlying: Common Stock · 775 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F2 · derivative.exercise_date: On May 21, 2015, the Reporting Person was granted 12,400 Restricted Stock Units of which 12/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F2 · derivative.expiration_date: On May 21, 2015, the Reporting Person was granted 12,400 Restricted Stock Units of which 12/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 23:34 UTC |
McPhail StevenChief Commercial Officer
|
Tax withholdingCommon Stock | 427 | $6.83 | $2,916.41 |
DisclosureSEC source: 0001162194-17-000022 · wf-form4_148780644651362.xml · nonDerivative · entry 3 McPhail Steven · CIK 0001641858 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,925 Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 23:34 UTC |
McPhail StevenChief Commercial Officer
|
Exercise / conversionCommon Stock | 338 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001162194-17-000022 · wf-form4_148780644651362.xml · nonDerivative · entry 2 McPhail Steven · CIK 0001641858 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 23:34 UTC |
McPhail StevenChief Commercial Officer
|
Exercise / conversionCommon Stock | 775 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001162194-17-000022 · wf-form4_148780644651362.xml · nonDerivative · entry 1 McPhail Steven · CIK 0001641858 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 23:31 UTC |
JOG VIKRAMCHIEF FINANCIAL OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 338 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000018 · wf-form4_148780625410909.xml · derivative · entry 8 JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,938 Underlying: Common Stock · 338 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F5 · derivative.exercise_date: On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F5 · derivative.expiration_date: On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 23:31 UTC |
JOG VIKRAMCHIEF FINANCIAL OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000018 · wf-form4_148780625410909.xml · derivative · entry 7 JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,301 Underlying: Common Stock · 300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F4 · derivative.exercise_date: On March 12, 2015, the Reporting Person was granted 4,800 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2015, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F4 · derivative.expiration_date: On March 12, 2015, the Reporting Person was granted 4,800 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2015, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 23:31 UTC |
JOG VIKRAMCHIEF FINANCIAL OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 350 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000018 · wf-form4_148780625410909.xml · derivative · entry 6 JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,284 Underlying: Common Stock · 350 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F3 · derivative.exercise_date: On March 14, 2014, the Reporting Person was granted 5,600 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2014, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F3 · derivative.expiration_date: On March 14, 2014, the Reporting Person was granted 5,600 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2014, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 23:31 UTC |
JOG VIKRAMCHIEF FINANCIAL OFFICER
|
Tax withholdingCommon Stock | 434 | $6.83 | $2,964.22 |
DisclosureSEC source: 0001162194-17-000018 · wf-form4_148780625410909.xml · nonDerivative · entry 4 JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,063 Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 23:31 UTC |
JOG VIKRAMCHIEF FINANCIAL OFFICER
|
Exercise / conversionCommon Stock | 338 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001162194-17-000018 · wf-form4_148780625410909.xml · nonDerivative · entry 3 JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 23:31 UTC |
JOG VIKRAMCHIEF FINANCIAL OFFICER
|
Exercise / conversionCommon Stock | 300 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001162194-17-000018 · wf-form4_148780625410909.xml · nonDerivative · entry 2 JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,159 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 23:31 UTC |
JOG VIKRAMCHIEF FINANCIAL OFFICER
|
Exercise / conversionCommon Stock | 350 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001162194-17-000018 · wf-form4_148780625410909.xml · nonDerivative · entry 1 JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 22:15 UTC |
Yow Mai ChanSee Remarks
|
GrantStock Option (Right to Buy) · Derivative | 48,400 | $0.00 Strike: $6.16 | $0.00 |
DisclosureSEC source: 0001162194-17-000012 · wf-form4_148719693087585.xml · derivative · entry 2 Yow Mai Chan · CIK 0001435767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,400 Underlying: Common Stock · 48,400 shares Expires 2027-02-13 F3 · derivative.exercise_date: 1/48th of the total number of shares subject to the option will vest each month after the Vesting Commencement Date, on the same day of the month as the Vesting Commencement Date (and if there is no corresponding day, on the last day of the month), such that the option will be fully vested on January 1, 2021, subject to recipient continuing to be a Service Provider (as defined in the Fluidigm Corporation 2011 Equity Incentive Plan) through each such date. "Vesting Commencement Date" shall mean January 1, 2017. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 22:15 UTC |
Yow Mai ChanSee Remarks
|
GrantRestricted Stock Units · Derivative | 19,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000012 · wf-form4_148719693087585.xml · derivative · entry 1 Yow Mai Chan · CIK 0001435767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,500 Underlying: Common Stock · 19,500 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F2 · derivative.exercise_date: 4/48th of the total number of shares underlying the Restricted Stock Units granted will vest on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F2 · derivative.expiration_date: 4/48th of the total number of shares underlying the Restricted Stock Units granted will vest on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 22:17 UTC |
LEE JENNIFER LINGSee Remarks
|
GrantStock Option (Right to Buy) · Derivative | 45,400 | $0.00 Strike: $6.16 | $0.00 |
DisclosureSEC source: 0001162194-17-000014 · wf-form4_148719701479435.xml · derivative · entry 2 LEE JENNIFER LING · CIK 0001675118 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,400 Underlying: Common Stock · 45,400 shares Expires 2027-02-13 F3 · derivative.exercise_date: 1/48th of the total number of shares subject to the option will vest each month after the Vesting Commencement Date, on the same day of the month as the Vesting Commencement Date (and if there is no corresponding day, on the last day of the month), such that the option will be fully vested on January 1, 2021, subject to recipient continuing to be a Service Provider (as defined in the Fluidigm Corporation 2011 Equity Incentive Plan) through each such date. "Vesting Commencement Date" shall mean January 1, 2017. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 22:17 UTC |
LEE JENNIFER LINGSee Remarks
|
GrantRestricted Stock Units · Derivative | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000014 · wf-form4_148719701479435.xml · derivative · entry 1 LEE JENNIFER LING · CIK 0001675118 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Underlying: Common Stock · 18,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F2 · derivative.exercise_date: 4/48th of the total number of shares underlying the Restricted Stock Units granted will vest on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F2 · derivative.expiration_date: 4/48th of the total number of shares underlying the Restricted Stock Units granted will vest on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 22:18 UTC |
Linthwaite Stephen ChristopherPresident & CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 189,500 | $0.00 Strike: $6.16 | $0.00 |
DisclosureSEC source: 0001162194-17-000016 · wf-form4_148719710531829.xml · derivative · entry 2 Linthwaite Stephen Christopher · CIK 0001680808 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,500 Underlying: Common Stock · 189,500 shares Expires 2027-02-13 F3 · derivative.exercise_date: 1/48th of the total number of shares subject to the option will vest each month after the Vesting Commencement Date, on the same day of the month as the Vesting Commencement Date (and if there is no corresponding day, on the last day of the month), such that the option will be fully vested on January 1, 2021, subject to recipient continuing to be a Service Provider (as defined in the Fluidigm Corporation 2011 Equity Incentive Plan) through each such date. "Vesting Commencement Date" shall mean January 1, 2017. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 22:18 UTC |
Linthwaite Stephen ChristopherPresident & CEO
|
GrantRestricted Stock Units · Derivative | 76,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000016 · wf-form4_148719710531829.xml · derivative · entry 1 Linthwaite Stephen Christopher · CIK 0001680808 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,000 Underlying: Common Stock · 76,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F2 · derivative.exercise_date: 4/48th of the total number of shares underlying the Restricted Stock Units granted will vest on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F2 · derivative.expiration_date: 4/48th of the total number of shares underlying the Restricted Stock Units granted will vest on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 22:14 UTC |
JOG VIKRAMCHIEF FINANCIAL OFFICER
|
GrantStock Option (Right to Buy) · Derivative | 87,400 | $0.00 Strike: $6.16 | $0.00 |
DisclosureSEC source: 0001162194-17-000010 · wf-form4_148719684523462.xml · derivative · entry 2 JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,400 Underlying: Common Stock · 87,400 shares Expires 2027-02-13 F3 · derivative.exercise_date: 1/48th of the total number of shares subject to the option will vest each month after the Vesting Commencement Date, on the same day of the month as the Vesting Commencement Date (and if there is no corresponding day, on the last day of the month), such that the option will be fully vested on January 1, 2021, subject to recipient continuing to be a Service Provider (as defined in the Fluidigm Corporation 2011 Equity Incentive Plan) through each such date. "Vesting Commencement Date" shall mean January 1, 2017. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 22:14 UTC |
JOG VIKRAMCHIEF FINANCIAL OFFICER
|
GrantRestricted Stock Units · Derivative | 34,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000010 · wf-form4_148719684523462.xml · derivative · entry 1 JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,600 Underlying: Common Stock · 34,600 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F2 · derivative.exercise_date: 4/48th of the total number of shares underlying the Restricted Stock Units granted will vest on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F2 · derivative.expiration_date: 4/48th of the total number of shares underlying the Restricted Stock Units granted will vest on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 22:12 UTC |
McPhail StevenChief Commercial Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 51,375 | $0.00 Strike: $6.16 | $0.00 |
DisclosureSEC source: 0001162194-17-000008 · wf-form4_148719676032858.xml · derivative · entry 2 McPhail Steven · CIK 0001641858 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,375 Underlying: Common Stock · 51,375 shares Expires 2027-02-13 F3 · derivative.exercise_date: 1/48th of the total number of shares subject to the option will vest each month after the Vesting Commencement Date, on the same day of the month as the Vesting Commencement Date (and if there is no corresponding day, on the last day of the month), such that the option will be fully vested on January 1, 2021, subject to recipient continuing to be a Service Provider (as defined in the Fluidigm Corporation 2011 Equity Incentive Plan) through each such date. "Vesting Commencement Date" shall mean January 1, 2017. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 22:12 UTC |
McPhail StevenChief Commercial Officer
|
GrantRestricted Stock Units · Derivative | 20,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000008 · wf-form4_148719676032858.xml · derivative · entry 1 McPhail Steven · CIK 0001641858 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,550 Underlying: Common Stock · 20,550 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F2 · derivative.exercise_date: 4/48th of the total number of shares underlying the Restricted Stock Units granted will vest on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F2 · derivative.expiration_date: 4/48th of the total number of shares underlying the Restricted Stock Units granted will vest on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 22:11 UTC |
Khadder NicholasSee Remarks
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 79,300 | $0.00 Strike: $6.16 | $0.00 |
DisclosureSEC source: 0001162194-17-000006 · wf-form4_148719667212712.xml · derivative · entry 2 Khadder Nicholas · CIK 0001598911 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,300 Underlying: Common Stock · 79,300 shares Expires 2027-02-13 F3 · derivative.exercise_date: 1/48th of the total number of shares subject to the option will vest each month after the Vesting Commencement Date, on the same day of the month as the Vesting Commencement Date (and if there is no corresponding day, on the last day of the month), such that the option will be fully vested on January 1, 2021, subject to recipient continuing to be a Service Provider (as defined in the Fluidigm Corporation 2011 Equity Incentive Plan) through each such date. "Vesting Commencement Date" shall mean January 1, 2017. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 22:11 UTC |
Khadder NicholasSee Remarks
|
GrantRestricted Stock Units · Derivative | 31,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000006 · wf-form4_148719667212712.xml · derivative · entry 1 Khadder Nicholas · CIK 0001598911 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,600 Underlying: Common Stock · 31,600 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F2 · derivative.exercise_date: 4/48th of the total number of shares underlying the Restricted Stock Units granted will vest on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F2 · derivative.expiration_date: 4/48th of the total number of shares underlying the Restricted Stock Units granted will vest on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. Read SEC document |
| December 21, 2016 Filed Feb 14, 2017 15:09 UTC |
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
LCS, LLC10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
|
OtherCommon Stock | 3,188 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-17-000367 · form510737003_02142017.xml · nonDerivative · entry 2 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Levin Capital Trilogy Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 6,341,380 F1 · security: This Form 5 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 5 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F5 · kind: On December 21, 2016, one of the Managed Accounts that held 3,188 shares closed. Accordingly, as of December 21, 2016, LCS ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispositive power over the shares held in the Managed Account. F5 · price: On December 21, 2016, one of the Managed Accounts that held 3,188 shares closed. Accordingly, as of December 21, 2016, LCS ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispositive power over the shares held in the Managed Account. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 50,711 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, Trilogy, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| December 20, 2016 Filed Dec 21, 2016 19:10 UTC |
COLELLA SAMUEL DDirector
|
GiftCommon Stock | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-16-000264 · wf-form4_148234740846206.xml · nonDerivative · entry 2 COLELLA SAMUEL D · CIK 0001201580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,523 Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 00:05 UTC |
COLELLA SAMUEL DDirector
|
PurchaseCommon Stock | 5,000 | $7.39 | $36,935.00 |
DisclosureSEC source: 0001162194-16-000262 · wf-form4_148176029311514.xml · nonDerivative · entry 2 COLELLA SAMUEL D · CIK 0001201580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,123 F2 · shares: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $7.36 to $7.42, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $7.36 to $7.42, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 21:19 UTC |
Linthwaite Stephen ChristopherPresident & CEO
|
PurchaseCommon Stock | 55,000 | $6.36 | $350,064.00 |
DisclosureSEC source: 0001162194-16-000260 · wf-form4_148071352934829.xml · nonDerivative · entry 1 Linthwaite Stephen Christopher · CIK 0001680808 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,000 F1 · shares: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $6.17 to $6.49, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $6.17 to $6.49, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 21:18 UTC |
COLELLA SAMUEL DDirector
|
PurchaseCommon Stock | 20,000 | $6.32 | $126,470.00 |
DisclosureSEC source: 0001162194-16-000259 · wf-form4_148071347603101.xml · nonDerivative · entry 3 COLELLA SAMUEL D · CIK 0001201580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,123 F2 · shares: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $6.17 to $6.47, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $6.17 to $6.47, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 00:03 UTC |
JOG VIKRAMCHIEF FINANCIAL OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 337 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-16-000256 · wf-form4_147985942510632.xml · derivative · entry 8 JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,276 Underlying: Common Stock · 337 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F5 · derivative.exercise_date: On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F5 · derivative.expiration_date: On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 00:03 UTC |
JOG VIKRAMCHIEF FINANCIAL OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-16-000256 · wf-form4_147985942510632.xml · derivative · entry 7 JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,601 Underlying: Common Stock · 300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F4 · derivative.exercise_date: On March 12, 2015, the Reporting Person was granted 4,800 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2015, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F4 · derivative.expiration_date: On March 12, 2015, the Reporting Person was granted 4,800 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2015, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 00:03 UTC |
JOG VIKRAMCHIEF FINANCIAL OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 350 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-16-000256 · wf-form4_147985942510632.xml · derivative · entry 6 JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,634 Underlying: Common Stock · 350 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F3 · derivative.exercise_date: On March 14, 2014, the Reporting Person was granted 5,600 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2014, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F3 · derivative.expiration_date: On March 14, 2014, the Reporting Person was granted 5,600 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2014, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.