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STANDARD BIOTOOLS INC.

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6116
SEC CIK
0001162194
Parsed reports
516

Last 12 months

Inside the activity.

15 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025120
Dec 202530
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 01, 2017 Filed Aug 3, 2017 00:33 UTC GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000084 · wf-form4_150172041839168.xml · derivative · entry 3

Burbach Gerhard F · CIK 0001307313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F2 · derivative.exercise_date: All shares underlying the Restricted Stock Units will fully vest on the earlier to occur of one day prior to the date of the next annual meeting of the stockholders of the Company or August 1, 2018, subject to continued service as a director through the vesting date.

F2 · derivative.expiration_date: All shares underlying the Restricted Stock Units will fully vest on the earlier to occur of one day prior to the date of the next annual meeting of the stockholders of the Company or August 1, 2018, subject to continued service as a director through the vesting date.

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August 01, 2017 Filed Aug 3, 2017 00:33 UTC GrantStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $3.43 $0.00
Disclosure

SEC source: 0001162194-17-000083 · wf-form4_150172036755393.xml · derivative · entry 2

BARTHELEMY NICOLAS · CIK 0001283576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2027-08-01

F3 · derivative.exercise_date: 1/12th of the shares subject to the Option will vest monthly, subject to continued service as a director, such that the Option will be fully vested on August 1, 2018.

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August 01, 2017 Filed Aug 3, 2017 00:33 UTC GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000083 · wf-form4_150172036755393.xml · derivative · entry 1

BARTHELEMY NICOLAS · CIK 0001283576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F2 · derivative.exercise_date: All shares underlying the Restricted Stock Units will fully vest on the earlier to occur of one day prior to the date of the next annual meeting of the stockholders of the Company or August 1, 2018, subject to continued service as a director through the vesting date.

F2 · derivative.expiration_date: All shares underlying the Restricted Stock Units will fully vest on the earlier to occur of one day prior to the date of the next annual meeting of the stockholders of the Company or August 1, 2018, subject to continued service as a director through the vesting date.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 00:32 UTC GrantCommon Stock · Derivative 5,000 $0.00 Strike: $3.43 $0.00
Disclosure

SEC source: 0001162194-17-000082 · wf-form4_150172032970669.xml · derivative · entry 2

Paya Carlos V · CIK 0001606244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2027-08-01

F3 · derivative.exercise_date: 1/12th of the shares subject to the Option will vest monthly, subject to continued service as a director, such that the Option will be fully vested on August 1, 2018.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 00:32 UTC GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000082 · wf-form4_150172032970669.xml · derivative · entry 1

Paya Carlos V · CIK 0001606244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F2 · derivative.exercise_date: All shares underlying the Restricted Stock Units will fully vest on the earlier to occur of one day prior to the date of the next annual meeting of the stockholders of the Company or August 1, 2018, subject to continued service as a director through the vesting date.

F2 · derivative.expiration_date: All shares underlying the Restricted Stock Units will fully vest on the earlier to occur of one day prior to the date of the next annual meeting of the stockholders of the Company or August 1, 2018, subject to continued service as a director through the vesting date.

Read SEC document
July 31, 2017 Filed Aug 3, 2017 00:34 UTC Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000085 · wf-form4_150172046490268.xml · derivative · entry 2

JONES EVAN/ FA · CIK 0001020741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2017-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

Read SEC document
July 31, 2017 Filed Aug 3, 2017 00:34 UTC Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000085 · wf-form4_150172046490268.xml · nonDerivative · entry 1

JONES EVAN/ FA · CIK 0001020741 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By jVen Capital, LLC

Disclosed balance after: 58,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The reporting person is managing member of jVen Capital, LLC.

Read SEC document
July 31, 2017 Filed Aug 3, 2017 00:39 UTC Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000088 · wf-form4_150172073507202.xml · derivative · entry 5

COLELLA SAMUEL D · CIK 0001201580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2017-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

Read SEC document
July 31, 2017 Filed Aug 3, 2017 00:39 UTC Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000088 · wf-form4_150172073507202.xml · nonDerivative · entry 1

COLELLA SAMUEL D · CIK 0001201580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2017 Filed Aug 3, 2017 00:36 UTC Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000087 · wf-form4_150172055168210.xml · derivative · entry 2

JONES PATRICK S · CIK 0001232558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2017-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

Read SEC document
July 31, 2017 Filed Aug 3, 2017 00:36 UTC Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000087 · wf-form4_150172055168210.xml · nonDerivative · entry 1

JONES PATRICK S · CIK 0001232558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2017 Filed Aug 3, 2017 00:35 UTC
YOUNG JOHN ADirector
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000086 · wf-form4_150172051793070.xml · derivative · entry 2

YOUNG JOHN A · CIK 0001194929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Units · 5,000 shares

Expires 2017-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

Read SEC document
July 31, 2017 Filed Aug 3, 2017 00:35 UTC
YOUNG JOHN ADirector
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000086 · wf-form4_150172051793070.xml · nonDerivative · entry 1

YOUNG JOHN A · CIK 0001194929 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Young Family Trust

Disclosed balance after: 5,849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held indirectly by the Young Family Trust dated September 8, 1986, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
July 31, 2017 Filed Aug 3, 2017 00:33 UTC Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000084 · wf-form4_150172041839168.xml · derivative · entry 2

Burbach Gerhard F · CIK 0001307313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2017-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

Read SEC document
July 31, 2017 Filed Aug 3, 2017 00:33 UTC Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000084 · wf-form4_150172041839168.xml · nonDerivative · entry 1

Burbach Gerhard F · CIK 0001307313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2017 Filed Aug 11, 2017 16:39 UTC
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
LCS, LLC10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
OtherCommon Stock 8,720 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-17-002120 · form410737003_08112017.xml · nonDerivative · entry 1

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor

Levin Capital Trilogy Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor

LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor

Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor

LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor

Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor

LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor

LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P.

Disclosed balance after: 6,332,660

F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer.

F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F5 · kind: On July 24, 2017, one of the Managed Accounts that held 8,720 shares closed. Accordingly, as of July 24, 2017, LCS ceased to serve as the investment manager for investment manager for such Managed Account and as such, relinquished all voting and dispositive power over the shares held in the Managed Account.

F5 · price: On July 24, 2017, one of the Managed Accounts that held 8,720 shares closed. Accordingly, as of July 24, 2017, LCS ceased to serve as the investment manager for investment manager for such Managed Account and as such, relinquished all voting and dispositive power over the shares held in the Managed Account.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 50,711 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, Trilogy, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts.

Read SEC document
July 24, 2017 Filed Aug 14, 2017 19:01 UTC Amendment
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
LCS, LLC10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
OtherCommon Stock 8,720 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-17-002163 · form4a10737003_08142017.xml · nonDerivative · entry 1

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor

Levin Capital Trilogy Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor

LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor

Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor

LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor

Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor

LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor

LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P.

Disclosed balance after: 6,210,736

F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer.

F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F5 · kind: On July 24, 2017, one of the Managed Accounts that held 8,720 shares closed. Accordingly, as of July 24, 2017, LCS ceased to serve as the investment manager for investment manager for such Managed Account and as such, relinquished all voting and dispositive power over the shares held in the Managed Account.

F5 · price: On July 24, 2017, one of the Managed Accounts that held 8,720 shares closed. Accordingly, as of July 24, 2017, LCS ceased to serve as the investment manager for investment manager for such Managed Account and as such, relinquished all voting and dispositive power over the shares held in the Managed Account.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, Trilogy, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts.

Read SEC document
June 07, 2017 Filed Jun 8, 2017 23:31 UTC SaleCommon Stock 1,400 $4.41 $6,167.00
Disclosure

SEC source: 0001162194-17-000065 · wf-form4_149696467750655.xml · nonDerivative · entry 2

JONES EVAN/ FA · CIK 0001020741 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By jVen Capital, LLC

Disclosed balance after: 53,551

F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. The June 6 shares were sold in multiple transactions at prices ranging from $4.50 to $4.59, inclusive, and the June 7 shares were sold in multiple transactions at prices ranging from $4.40 to $4.41, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2 · ownership.nature: The reporting person is managing member of jVen Capital, LLC.

Read SEC document
June 06, 2017 Filed Jun 8, 2017 23:31 UTC SaleCommon Stock 9,500 $4.56 $43,343.75
Disclosure

SEC source: 0001162194-17-000065 · wf-form4_149696467750655.xml · nonDerivative · entry 1

JONES EVAN/ FA · CIK 0001020741 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By jVen Capital, LLC

Disclosed balance after: 54,951

F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. The June 6 shares were sold in multiple transactions at prices ranging from $4.50 to $4.59, inclusive, and the June 7 shares were sold in multiple transactions at prices ranging from $4.40 to $4.41, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2 · ownership.nature: The reporting person is managing member of jVen Capital, LLC.

Read SEC document
May 24, 2017 Filed May 26, 2017 21:24 UTC OtherCommon Stock 3,326 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000060 · wf-form4_149583385843039.xml · nonDerivative · entry 2

COLELLA SAMUEL D · CIK 0001201580 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Colella Family Non-Exempt Marital Deduction Trust dated 9/21/1992

Disclosed balance after: 3,326

Read SEC document
May 24, 2017 Filed May 26, 2017 21:24 UTC OtherCommon Stock 3,326 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000060 · wf-form4_149583385843039.xml · nonDerivative · entry 1

COLELLA SAMUEL D · CIK 0001201580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,197

Read SEC document
May 22, 2017 Filed May 23, 2017 22:59 UTC Exercise / conversionRestricted Stock Units · Derivative 6,333 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000058 · wf-form4_149558036580130.xml · derivative · entry 3

Linthwaite Stephen Christopher · CIK 0001680808 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,667

Underlying: Common Stock · 6,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F2 · derivative.exercise_date: On February 13, 2017, the Reporting Person was granted 76,000 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

F2 · derivative.expiration_date: On February 13, 2017, the Reporting Person was granted 76,000 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

Read SEC document
May 22, 2017 Filed May 23, 2017 22:59 UTC Tax withholdingCommon Stock 2,356 $5.46 $12,863.76
Disclosure

SEC source: 0001162194-17-000058 · wf-form4_149558036580130.xml · nonDerivative · entry 2

Linthwaite Stephen Christopher · CIK 0001680808 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,977

Read SEC document
May 22, 2017 Filed May 23, 2017 22:59 UTC Exercise / conversionCommon Stock 6,333 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000058 · wf-form4_149558036580130.xml · nonDerivative · entry 1

Linthwaite Stephen Christopher · CIK 0001680808 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2017 Filed May 23, 2017 22:58 UTC
JOG VIKRAMCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 300 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000057 · wf-form4_149558028337372.xml · derivative · entry 10

JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,001

Underlying: Common Stock · 300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F6 · derivative.exercise_date: On March 12, 2015, the Reporting Person was granted 4,800 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2015, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

F6 · derivative.expiration_date: On March 12, 2015, the Reporting Person was granted 4,800 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2015, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

Read SEC document
May 22, 2017 Filed May 23, 2017 22:58 UTC
JOG VIKRAMCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 350 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000057 · wf-form4_149558028337372.xml · derivative · entry 9

JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 934

Underlying: Common Stock · 350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F5 · derivative.exercise_date: On March 14, 2014, the Reporting Person was granted 5,600 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2014, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

F5 · derivative.expiration_date: On March 14, 2014, the Reporting Person was granted 5,600 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2014, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

Read SEC document
May 22, 2017 Filed May 23, 2017 22:58 UTC
JOG VIKRAMCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 337 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000057 · wf-form4_149558028337372.xml · derivative · entry 8

JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,601

Underlying: Common Stock · 337 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F4 · derivative.exercise_date: On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

F4 · derivative.expiration_date: On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

Read SEC document
May 22, 2017 Filed May 23, 2017 22:58 UTC
JOG VIKRAMCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 2,883 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000057 · wf-form4_149558028337372.xml · derivative · entry 7

JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,717

Underlying: Common Stock · 2,883 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F3 · derivative.exercise_date: On February 13, 2017, the Reporting Person was granted 34,600 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

F3 · derivative.expiration_date: On February 13, 2017, the Reporting Person was granted 34,600 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

Read SEC document
May 22, 2017 Filed May 23, 2017 22:58 UTC
JOG VIKRAMCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 1,422 $5.46 $7,764.12
Disclosure

SEC source: 0001162194-17-000057 · wf-form4_149558028337372.xml · nonDerivative · entry 5

JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,511

Read SEC document
May 22, 2017 Filed May 23, 2017 22:58 UTC
JOG VIKRAMCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000057 · wf-form4_149558028337372.xml · nonDerivative · entry 4

JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2017 Filed May 23, 2017 22:58 UTC
JOG VIKRAMCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 350 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000057 · wf-form4_149558028337372.xml · nonDerivative · entry 3

JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2017 Filed May 23, 2017 22:58 UTC
JOG VIKRAMCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 337 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000057 · wf-form4_149558028337372.xml · nonDerivative · entry 2

JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2017 Filed May 23, 2017 22:58 UTC
JOG VIKRAMCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 2,883 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000057 · wf-form4_149558028337372.xml · nonDerivative · entry 1

JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2017 Filed May 23, 2017 22:57 UTC Exercise / conversionRestricted Stock Units · Derivative 1,499 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000056 · wf-form4_149558020552485.xml · derivative · entry 5

LEE JENNIFER LING · CIK 0001675118 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,501

Underlying: Common Stock · 1,499 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F3 · derivative.exercise_date: On February 13, 2017, the Reporting Person was granted 18,000 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

F3 · derivative.expiration_date: On February 13, 2017, the Reporting Person was granted 18,000 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

Read SEC document
May 22, 2017 Filed May 23, 2017 22:57 UTC Exercise / conversionRestricted Stock Units · Derivative 2,520 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000056 · wf-form4_149558020552485.xml · derivative · entry 4

LEE JENNIFER LING · CIK 0001675118 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,560

Underlying: Common Stock · 2,520 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F2 · derivative.exercise_date: On May 18, 2016, the Reporting Person was granted 10,080 Restricted Stock Units of which 12/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

F2 · derivative.expiration_date: On May 18, 2016, the Reporting Person was granted 10,080 Restricted Stock Units of which 12/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

Read SEC document
May 22, 2017 Filed May 23, 2017 22:57 UTC Tax withholdingCommon Stock 1,685 $5.46 $9,200.10
Disclosure

SEC source: 0001162194-17-000056 · wf-form4_149558020552485.xml · nonDerivative · entry 3

LEE JENNIFER LING · CIK 0001675118 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,334

Read SEC document
May 22, 2017 Filed May 23, 2017 22:57 UTC Exercise / conversionCommon Stock 1,499 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000056 · wf-form4_149558020552485.xml · nonDerivative · entry 2

LEE JENNIFER LING · CIK 0001675118 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2017 Filed May 23, 2017 22:57 UTC Exercise / conversionCommon Stock 2,520 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000056 · wf-form4_149558020552485.xml · nonDerivative · entry 1

LEE JENNIFER LING · CIK 0001675118 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2017 Filed May 23, 2017 22:55 UTC
Khadder NicholasSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,633 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000055 · wf-form4_149558010045316.xml · derivative · entry 3

Khadder Nicholas · CIK 0001598911 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,967

Underlying: Common Stock · 2,633 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F2 · derivative.exercise_date: On February 13, 2017, the Reporting Person was granted 31,600 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

F2 · derivative.expiration_date: On February 13, 2017, the Reporting Person was granted 31,600 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

Read SEC document
May 22, 2017 Filed May 23, 2017 22:55 UTC
Khadder NicholasSee Remarks
Tax withholdingCommon Stock 1,102 $5.46 $6,016.92
Disclosure

SEC source: 0001162194-17-000055 · wf-form4_149558010045316.xml · nonDerivative · entry 2

Khadder Nicholas · CIK 0001598911 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,531

Read SEC document
May 22, 2017 Filed May 23, 2017 22:55 UTC
Khadder NicholasSee Remarks
Exercise / conversionCommon Stock 2,633 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000055 · wf-form4_149558010045316.xml · nonDerivative · entry 1

Khadder Nicholas · CIK 0001598911 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2017 Filed May 23, 2017 22:53 UTC
McPhail StevenChief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,712 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000054 · wf-form4_149558001682532.xml · derivative · entry 7

McPhail Steven · CIK 0001641858 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,838

Underlying: Common Stock · 1,712 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F4 · derivative.exercise_date: On February 13, 2017, the Reporting Person was granted 20,550 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

F4 · derivative.expiration_date: On February 13, 2017, the Reporting Person was granted 20,550 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

Read SEC document
May 22, 2017 Filed May 23, 2017 22:53 UTC
McPhail StevenChief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 337 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000054 · wf-form4_149558001682532.xml · derivative · entry 6

McPhail Steven · CIK 0001641858 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,601

Underlying: Common Stock · 337 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F3 · derivative.exercise_date: On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

F3 · derivative.expiration_date: On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

Read SEC document
May 22, 2017 Filed May 23, 2017 22:53 UTC
McPhail StevenChief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 775 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000054 · wf-form4_149558001682532.xml · derivative · entry 5

McPhail Steven · CIK 0001641858 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,200

Underlying: Common Stock · 775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F2 · derivative.exercise_date: On May 21, 2015, the Reporting Person was granted 12,400 Restricted Stock Units of which 12/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

F2 · derivative.expiration_date: On May 21, 2015, the Reporting Person was granted 12,400 Restricted Stock Units of which 12/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

Read SEC document
May 22, 2017 Filed May 23, 2017 22:53 UTC
McPhail StevenChief Commercial Officer
Tax withholdingCommon Stock 907 $5.46 $4,952.22
Disclosure

SEC source: 0001162194-17-000054 · wf-form4_149558001682532.xml · nonDerivative · entry 4

McPhail Steven · CIK 0001641858 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,842

Read SEC document
May 22, 2017 Filed May 23, 2017 22:53 UTC
McPhail StevenChief Commercial Officer
Exercise / conversionCommon Stock 1,712 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000054 · wf-form4_149558001682532.xml · nonDerivative · entry 3

McPhail Steven · CIK 0001641858 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2017 Filed May 23, 2017 22:53 UTC
McPhail StevenChief Commercial Officer
Exercise / conversionCommon Stock 337 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000054 · wf-form4_149558001682532.xml · nonDerivative · entry 2

McPhail Steven · CIK 0001641858 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2017 Filed May 23, 2017 22:53 UTC
McPhail StevenChief Commercial Officer
Exercise / conversionCommon Stock 775 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000054 · wf-form4_149558001682532.xml · nonDerivative · entry 1

McPhail Steven · CIK 0001641858 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2017 Filed May 23, 2017 22:52 UTC
Yow Mai ChanSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,624 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000053 · wf-form4_149557993276995.xml · derivative · entry 8

Yow Mai Chan · CIK 0001435767 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,876

Underlying: Common Stock · 1,624 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F5 · derivative.exercise_date: On February 13, 2017, the Reporting Person was granted 19,500 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

F5 · derivative.expiration_date: On February 13, 2017, the Reporting Person was granted 19,500 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

Read SEC document
May 22, 2017 Filed May 23, 2017 22:52 UTC
Yow Mai ChanSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 337 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000053 · wf-form4_149557993276995.xml · derivative · entry 7

Yow Mai Chan · CIK 0001435767 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,601

Underlying: Common Stock · 337 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F4 · derivative.exercise_date: On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

F4 · derivative.expiration_date: On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.