Last 12 months
Inside the activity.
15 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 12 | 0 |
| Dec 2025 | 3 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 21, 2017 Filed Aug 23, 2017 21:06 UTC |
JOG VIKRAMCHIEF FINANCIAL OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000121 · wf-form4_150352238835488.xml · derivative · entry 8 JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,701 Underlying: Common Stock · 300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F4 · derivative.exercise_date: On March 12, 2015, the Reporting Person was granted 4,800 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2015, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F4 · derivative.expiration_date: On March 12, 2015, the Reporting Person was granted 4,800 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2015, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 21:06 UTC |
JOG VIKRAMCHIEF FINANCIAL OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 350 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000121 · wf-form4_150352238835488.xml · derivative · entry 7 JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 584 Underlying: Common Stock · 350 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F3 · derivative.exercise_date: On March 14, 2014, the Reporting Person was granted 5,600 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2014, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F3 · derivative.expiration_date: On March 14, 2014, the Reporting Person was granted 5,600 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2014, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 21:06 UTC |
JOG VIKRAMCHIEF FINANCIAL OFFICER
|
Tax withholdingCommon Stock | 1,186 | $3.76 | $4,459.36 |
DisclosureSEC source: 0001162194-17-000121 · wf-form4_150352238835488.xml · nonDerivative · entry 5 JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,475 Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 21:06 UTC |
JOG VIKRAMCHIEF FINANCIAL OFFICER
|
Exercise / conversionCommon Stock | 2,162 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000121 · wf-form4_150352238835488.xml · nonDerivative · entry 4 JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,661 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 21:06 UTC |
JOG VIKRAMCHIEF FINANCIAL OFFICER
|
Exercise / conversionCommon Stock | 338 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000121 · wf-form4_150352238835488.xml · nonDerivative · entry 3 JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 21:06 UTC |
JOG VIKRAMCHIEF FINANCIAL OFFICER
|
Exercise / conversionCommon Stock | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000121 · wf-form4_150352238835488.xml · nonDerivative · entry 2 JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 21:06 UTC |
JOG VIKRAMCHIEF FINANCIAL OFFICER
|
Exercise / conversionCommon Stock | 350 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000121 · wf-form4_150352238835488.xml · nonDerivative · entry 1 JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,861 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 21:06 UTC |
McPhail StevenChief Commercial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,284 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000120 · wf-form4_150352237206093.xml · derivative · entry 7 McPhail Steven · CIK 0001641858 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,554 Underlying: Common Stock · 1,284 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F4 · derivative.exercise_date: On February 13, 2017, the Reporting Person was granted 20,550 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F4 · derivative.expiration_date: On February 13, 2017, the Reporting Person was granted 20,550 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 21:06 UTC |
McPhail StevenChief Commercial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 338 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000120 · wf-form4_150352237206093.xml · derivative · entry 6 McPhail Steven · CIK 0001641858 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,263 Underlying: Common Stock · 338 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F3 · derivative.exercise_date: On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F3 · derivative.expiration_date: On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 21:06 UTC |
McPhail StevenChief Commercial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 775 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000120 · wf-form4_150352237206093.xml · derivative · entry 5 McPhail Steven · CIK 0001641858 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,425 Underlying: Common Stock · 775 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F2 · derivative.exercise_date: On May 21, 2015, the Reporting Person was granted 12,400 Restricted Stock Units of which 12/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F2 · derivative.expiration_date: On May 21, 2015, the Reporting Person was granted 12,400 Restricted Stock Units of which 12/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 21:06 UTC |
McPhail StevenChief Commercial Officer
|
Tax withholdingCommon Stock | 791 | $3.76 | $2,974.16 |
DisclosureSEC source: 0001162194-17-000120 · wf-form4_150352237206093.xml · nonDerivative · entry 4 McPhail Steven · CIK 0001641858 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,448 Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 21:06 UTC |
McPhail StevenChief Commercial Officer
|
Exercise / conversionCommon Stock | 1,284 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000120 · wf-form4_150352237206093.xml · nonDerivative · entry 3 McPhail Steven · CIK 0001641858 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 21:06 UTC |
McPhail StevenChief Commercial Officer
|
Exercise / conversionCommon Stock | 338 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000120 · wf-form4_150352237206093.xml · nonDerivative · entry 2 McPhail Steven · CIK 0001641858 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,955 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 21:06 UTC |
McPhail StevenChief Commercial Officer
|
Exercise / conversionCommon Stock | 775 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000120 · wf-form4_150352237206093.xml · nonDerivative · entry 1 McPhail Steven · CIK 0001641858 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,617 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 21:06 UTC |
Yow Mai ChanSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 1,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000119 · wf-form4_150352235370523.xml · derivative · entry 8 Yow Mai Chan · CIK 0001435767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,657 Underlying: Common Stock · 1,219 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F5 · derivative.exercise_date: On February 13, 2017, the Reporting Person was granted 19,500 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F5 · derivative.expiration_date: On February 13, 2017, the Reporting Person was granted 19,500 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 21:06 UTC |
Yow Mai ChanSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 338 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000119 · wf-form4_150352235370523.xml · derivative · entry 7 Yow Mai Chan · CIK 0001435767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,263 Underlying: Common Stock · 338 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F4 · derivative.exercise_date: On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F4 · derivative.expiration_date: On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 21:06 UTC |
Yow Mai ChanSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 488 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000119 · wf-form4_150352235370523.xml · derivative · entry 6 Yow Mai Chan · CIK 0001435767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,763 Underlying: Common Stock · 488 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F3 · derivative.exercise_date: On March 12, 2015, the Reporting Person was granted 7,800 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2015, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F3 · derivative.expiration_date: On March 12, 2015, the Reporting Person was granted 7,800 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2015, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 21:06 UTC |
Yow Mai ChanSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 350 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000119 · wf-form4_150352235370523.xml · derivative · entry 5 Yow Mai Chan · CIK 0001435767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 584 Underlying: Common Stock · 350 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F2 · derivative.exercise_date: On March 14, 2014, the Reporting Person was granted 5,600 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2014, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F2 · derivative.expiration_date: On March 14, 2014, the Reporting Person was granted 5,600 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2014, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 21:06 UTC |
Yow Mai ChanSee Remarks
|
Exercise / conversionCommon Stock | 1,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000119 · wf-form4_150352235370523.xml · nonDerivative · entry 4 Yow Mai Chan · CIK 0001435767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,033 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 21:06 UTC |
Yow Mai ChanSee Remarks
|
Exercise / conversionCommon Stock | 338 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000119 · wf-form4_150352235370523.xml · nonDerivative · entry 3 Yow Mai Chan · CIK 0001435767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,814 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 21:06 UTC |
Yow Mai ChanSee Remarks
|
Exercise / conversionCommon Stock | 488 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000119 · wf-form4_150352235370523.xml · nonDerivative · entry 2 Yow Mai Chan · CIK 0001435767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,476 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 21:06 UTC |
Yow Mai ChanSee Remarks
|
Exercise / conversionCommon Stock | 350 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000119 · wf-form4_150352235370523.xml · nonDerivative · entry 1 Yow Mai Chan · CIK 0001435767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,988 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 21:05 UTC |
Khadder NicholasSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 1,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000118 · wf-form4_150352233665919.xml · derivative · entry 5 Khadder Nicholas · CIK 0001598911 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,992 Underlying: Common Stock · 1,975 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F3 · derivative.exercise_date: On February 13, 2017, the Reporting Person was granted 31,600 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F3 · derivative.expiration_date: On February 13, 2017, the Reporting Person was granted 31,600 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 21:05 UTC |
Khadder NicholasSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 3,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000118 · wf-form4_150352233665919.xml · derivative · entry 4 Khadder Nicholas · CIK 0001598911 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,650 Underlying: Common Stock · 3,150 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F2 · derivative.exercise_date: On August 9, 2016, the Reporting Person was granted 10,800 Restricted Stock Units of which 14/48th of the total number of shares underlying the Restricted Stock Units granted vested on August 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F2 · derivative.expiration_date: On August 9, 2016, the Reporting Person was granted 10,800 Restricted Stock Units of which 14/48th of the total number of shares underlying the Restricted Stock Units granted vested on August 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 21:05 UTC |
Khadder NicholasSee Remarks
|
Tax withholdingCommon Stock | 1,927 | $3.60 | $6,937.20 |
DisclosureSEC source: 0001162194-17-000118 · wf-form4_150352233665919.xml · nonDerivative · entry 3 Khadder Nicholas · CIK 0001598911 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,729 Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 21:05 UTC |
Khadder NicholasSee Remarks
|
Exercise / conversionCommon Stock | 1,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000118 · wf-form4_150352233665919.xml · nonDerivative · entry 2 Khadder Nicholas · CIK 0001598911 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 21:05 UTC |
Khadder NicholasSee Remarks
|
Exercise / conversionCommon Stock | 3,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000118 · wf-form4_150352233665919.xml · nonDerivative · entry 1 Khadder Nicholas · CIK 0001598911 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,681 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 14:13 UTC |
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
LCS, LLC10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
|
PurchaseCommon Stock | 465 | $3.66 | $1,700.74 |
DisclosureSEC source: 0000921895-17-002199 · form410737003_08182017.xml · nonDerivative · entry 1 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Levin Capital Trilogy Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 10,122,581 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F9 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $3.65 to $3.67, excluding commissions. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in footnote 9 to this Form 4. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, Trilogy, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 19:01 UTC Amendment |
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
LCS, LLC10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
|
PurchaseCommon Stock | 10,566 | $3.30 | $34,867.80 |
DisclosureSEC source: 0000921895-17-002163 · form4a10737003_08142017.xml · nonDerivative · entry 9 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Levin Capital Trilogy Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Safinia Partners, L.P. Disclosed balance after: 19,818 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F9 · ownership.nature: Shares owned directly by Safinia. LCSLS, as the general partner of Safinia, may be deemed to share voting and dispositive power over the shares owned directly by Safinia. LCS, as the investment advisor of Safinia, may be deemed to share voting and dispositive power over the shares owned directly by Safinia. Mr. Levin, as the Chief Executive Officer of LCS, may be deemed to share voting and dispositive power over the shares owned directly by Safinia. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 19:01 UTC Amendment |
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
LCS, LLC10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
|
PurchaseCommon Stock | 34,367 | $3.30 | $113,411.10 |
DisclosureSEC source: 0000921895-17-002163 · form4a10737003_08142017.xml · nonDerivative · entry 8 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Levin Capital Trilogy Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Levcap Alternative Fund, L.P. Disclosed balance after: 56,820 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F8 · ownership.nature: Shares owned directly by Levcap. LCSEP, as the general partner of Levcap, may be deemed to share voting and dispositive power over the shares owned directly by Levcap. LCS, as the investment advisor of Levcap, may be deemed to share voting and dispositive power over the shares owned directly by Levcap. Mr. Levin, as the Chief Executive Officer of LCS, may be deemed to share voting and dispositive power over the shares owned directly by Levcap. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 19:01 UTC Amendment |
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
LCS, LLC10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
|
PurchaseCommon Stock | 31,816 | $3.30 | $104,992.80 |
DisclosureSEC source: 0000921895-17-002163 · form4a10737003_08142017.xml · nonDerivative · entry 7 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Levin Capital Trilogy Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Levin Capital Trilogy Master Fund, Ltd. Disclosed balance after: 82,884 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F7 · ownership.nature: Shares owned directly by Trilogy. LCSL, as the general partner of the domestic feeder fund which owns a controlling interest in Trilogy, may be deemed to share voting and dispositive power over the shares owned directly by Trilogy. LCS, as the investment advisor of Trilogy, may be deemed to share voting and dispositive power over the shares owned directly by Trilogy. Mr. Levin, as the Chief Executive Officer of LCS, may be deemed to share voting and dispositive power over the shares owned directly by Trilogy. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 19:01 UTC Amendment |
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
LCS, LLC10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
|
PurchaseCommon Stock | 15,000 | $3.30 | $49,500.00 |
DisclosureSEC source: 0000921895-17-002163 · form4a10737003_08142017.xml · nonDerivative · entry 6 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Levin Capital Trilogy Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Transamerica Large Cap Value Fund Disclosed balance after: 1,113,376 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F6 · ownership.nature: Shares held by the Transamerica Large Cap Value Fund ("Transamerica"). LCS, as the sub-investment advisor to Transamerica, may be deemed to share voting and dispositive power over the shares held by Transamerica. LCS receives an asset-based management fee for serving as sub-investment advisor to Transamerica. Accordingly, LCS does not have a reportable pecuniary interest in the shares held by Transamerica. In addition, none of LCS GP, Trilogy, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held by Transamerica. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 19:01 UTC Amendment |
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
LCS, LLC10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
|
PurchaseCommon Stock | 1,080 | $3.31 | $3,574.80 |
DisclosureSEC source: 0000921895-17-002163 · form4a10737003_08142017.xml · nonDerivative · entry 5 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Levin Capital Trilogy Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 10,122,116 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, Trilogy, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 19:01 UTC Amendment |
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
LCS, LLC10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
|
PurchaseCommon Stock | 500 | $3.25 | $1,623.95 |
DisclosureSEC source: 0000921895-17-002163 · form4a10737003_08142017.xml · nonDerivative · entry 4 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Levin Capital Trilogy Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 10,121,036 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, Trilogy, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 19:01 UTC Amendment |
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
LCS, LLC10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
|
PurchaseCommon Stock | 3,908,251 | $3.30 | $12,897,228.30 |
DisclosureSEC source: 0000921895-17-002163 · form4a10737003_08142017.xml · nonDerivative · entry 3 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Levin Capital Trilogy Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 10,120,536 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, Trilogy, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| August 09, 2017 Filed Aug 11, 2017 16:39 UTC |
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
LCS, LLC10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
|
PurchaseCommon Stock | 1,549 | $3.18 | $4,931.71 |
DisclosureSEC source: 0000921895-17-002120 · form410737003_08112017.xml · nonDerivative · entry 2 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Levin Capital Trilogy Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 6,334,209 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 50,711 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, Trilogy, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| August 09, 2017 Filed Aug 14, 2017 19:01 UTC Amendment |
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
LCS, LLC10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
|
PurchaseCommon Stock | 1,549 | $3.18 | $4,931.71 |
DisclosureSEC source: 0000921895-17-002163 · form4a10737003_08142017.xml · nonDerivative · entry 2 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Levin Capital Trilogy Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 6,212,285 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, Trilogy, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| August 08, 2017 Filed Aug 9, 2017 00:35 UTC |
Linthwaite Stephen ChristopherPresident & CEO
|
PurchaseCommon Stock | 45,000 | $2.66 | $119,884.50 |
DisclosureSEC source: 0001162194-17-000099 · wf-form4_150223892986672.xml · nonDerivative · entry 1 Linthwaite Stephen Christopher · CIK 0001680808 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,977 F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $2.58 to $2.69, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| August 08, 2017 Filed Aug 9, 2017 00:33 UTC |
JOG VIKRAMCHIEF FINANCIAL OFFICER
|
PurchaseCommon Stock | 50,000 | $2.71 | $135,305.00 |
DisclosureSEC source: 0001162194-17-000097 · wf-form4_150223876834711.xml · nonDerivative · entry 1 JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 52,061 F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $2.56 to $3.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · ownership.nature: Shares held indirectly by the Vikram and Pratima Family Trust U/A dated June 23, 2009. Read SEC document |
| August 08, 2017 Filed Aug 9, 2017 00:30 UTC |
COLELLA SAMUEL DDirector
|
PurchaseCommon Stock | 35,895 | $2.77 | $99,357.36 |
DisclosureSEC source: 0001162194-17-000095 · wf-form4_150223861967481.xml · nonDerivative · entry 1 COLELLA SAMUEL D · CIK 0001201580 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Colella Family Exempt Marital Deduction Trust dated 9/21/1992 Disclosed balance after: 53,395 F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $2.55 to $3.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| August 08, 2017 Filed Aug 9, 2017 00:29 UTC |
McPhail StevenChief Commercial Officer
|
PurchaseCommon Stock | 20,000 | $3.00 | $60,032.00 |
DisclosureSEC source: 0001162194-17-000093 · wf-form4_150223852945096.xml · nonDerivative · entry 1 McPhail Steven · CIK 0001641858 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,842 F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $2.65 to $3.10, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 20:45 UTC |
Paya Carlos VDirector
|
GrantRestricted Stock Units · Derivative | 7,282 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000111 · wf-form4_150239792599532.xml · derivative · entry 1 Paya Carlos V · CIK 0001606244 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,282 Underlying: Common Stock · 7,282 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F2 · derivative.exercise_date: Fifty percent (50%) of the shares underlying the Restricted Stock Units will vest on September 30, 2017, and the remaining fifty percent (50%) will vest on December 31, 2017, in each case subject to serving as a director through such date. F2 · derivative.expiration_date: Fifty percent (50%) of the shares underlying the Restricted Stock Units will vest on September 30, 2017, and the remaining fifty percent (50%) will vest on December 31, 2017, in each case subject to serving as a director through such date. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 20:45 UTC |
Burbach Gerhard FDirector
|
GrantRestricted Stock Units · Derivative | 10,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000110 · wf-form4_150239788986579.xml · derivative · entry 1 Burbach Gerhard F · CIK 0001307313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,518 Underlying: Common Stock · 10,518 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F2 · derivative.exercise_date: Fifty percent (50%) of the shares underlying the Restricted Stock Units will vest on September 30, 2017, and the remaining fifty percent (50%) will vest on December 31, 2017, in each case subject to serving as a director through such date. F2 · derivative.expiration_date: Fifty percent (50%) of the shares underlying the Restricted Stock Units will vest on September 30, 2017, and the remaining fifty percent (50%) will vest on December 31, 2017, in each case subject to serving as a director through such date. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 20:44 UTC |
BARTHELEMY NICOLASDirector
|
GrantRestricted Stock Units · Derivative | 9,223 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000109 · wf-form4_150239784080227.xml · derivative · entry 1 BARTHELEMY NICOLAS · CIK 0001283576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,223 Underlying: Common Stock · 9,223 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F2 · derivative.exercise_date: Fifty percent (50%) of the shares underlying the Restricted Stock Units will vest on September 30, 2017, and the remaining fifty percent (50%) will vest on December 31, 2017, in each case subject to serving as a director through such date. F2 · derivative.expiration_date: Fifty percent (50%) of the shares underlying the Restricted Stock Units will vest on September 30, 2017, and the remaining fifty percent (50%) will vest on December 31, 2017, in each case subject to serving as a director through such date. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 20:43 UTC |
COLELLA SAMUEL DDirector
|
GrantRestricted Stock Units · Derivative | 15,696 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000108 · wf-form4_150239779812662.xml · derivative · entry 1 COLELLA SAMUEL D · CIK 0001201580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,696 Underlying: Common Stock · 15,696 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F2 · derivative.exercise_date: Fifty percent (50%) of the shares underlying the Restricted Stock Units will vest on September 30, 2017, and the remaining fifty percent (50%) will vest on December 31, 2017, in each case subject to serving as a director through such date. F2 · derivative.expiration_date: Fifty percent (50%) of the shares underlying the Restricted Stock Units will vest on September 30, 2017, and the remaining fifty percent (50%) will vest on December 31, 2017, in each case subject to serving as a director through such date. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 00:39 UTC |
COLELLA SAMUEL DDirector
|
GrantStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $3.43 | $0.00 |
DisclosureSEC source: 0001162194-17-000088 · wf-form4_150172073507202.xml · derivative · entry 7 COLELLA SAMUEL D · CIK 0001201580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2027-08-01 F4 · derivative.exercise_date: 1/12th of the shares subject to the Option will vest monthly, subject to continued service as a director, such that the Option will be fully vested on August 1, 2018. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 00:39 UTC |
COLELLA SAMUEL DDirector
|
GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000088 · wf-form4_150172073507202.xml · derivative · entry 6 COLELLA SAMUEL D · CIK 0001201580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F3 · derivative.exercise_date: All shares underlying the Restricted Stock Units will fully vest on the earlier to occur of one day prior to the date of the next annual meeting of the stockholders of the Company or August 1, 2018, subject to continued service as a director through the vesting date. F3 · derivative.expiration_date: All shares underlying the Restricted Stock Units will fully vest on the earlier to occur of one day prior to the date of the next annual meeting of the stockholders of the Company or August 1, 2018, subject to continued service as a director through the vesting date. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 00:36 UTC |
JONES PATRICK SDirector
|
GrantStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $3.43 | $0.00 |
DisclosureSEC source: 0001162194-17-000087 · wf-form4_150172055168210.xml · derivative · entry 4 JONES PATRICK S · CIK 0001232558 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2027-08-01 F3 · derivative.exercise_date: 1/12th of the shares subject to the Option will vest monthly, subject to continued service as a director, such that the Option will be fully vested on August 1, 2018. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 00:36 UTC |
JONES PATRICK SDirector
|
GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000087 · wf-form4_150172055168210.xml · derivative · entry 3 JONES PATRICK S · CIK 0001232558 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F2 · derivative.exercise_date: All shares underlying the Restricted Stock Units will fully vest on the earlier to occur of one day prior to the date of the next annual meeting of the stockholders of the Company or August 1, 2018, subject to continued service as a director through the vesting date. F2 · derivative.expiration_date: All shares underlying the Restricted Stock Units will fully vest on the earlier to occur of one day prior to the date of the next annual meeting of the stockholders of the Company or August 1, 2018, subject to continued service as a director through the vesting date. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 00:33 UTC |
Burbach Gerhard FDirector
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $3.43 | $0.00 |
DisclosureSEC source: 0001162194-17-000084 · wf-form4_150172041839168.xml · derivative · entry 4 Burbach Gerhard F · CIK 0001307313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2027-08-01 F3 · derivative.exercise_date: 1/12th of the shares subject to the Option will vest monthly, subject to continued service as a director, such that the Option will be fully vested on August 1, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.