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STANDARD BIOTOOLS INC.

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6116
SEC CIK
0001162194
Parsed reports
516

Last 12 months

Inside the activity.

15 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025120
Dec 202530
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 21, 2017 Filed Aug 23, 2017 21:06 UTC
JOG VIKRAMCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 300 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000121 · wf-form4_150352238835488.xml · derivative · entry 8

JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,701

Underlying: Common Stock · 300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F4 · derivative.exercise_date: On March 12, 2015, the Reporting Person was granted 4,800 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2015, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

F4 · derivative.expiration_date: On March 12, 2015, the Reporting Person was granted 4,800 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2015, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 21:06 UTC
JOG VIKRAMCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 350 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000121 · wf-form4_150352238835488.xml · derivative · entry 7

JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 584

Underlying: Common Stock · 350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F3 · derivative.exercise_date: On March 14, 2014, the Reporting Person was granted 5,600 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2014, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

F3 · derivative.expiration_date: On March 14, 2014, the Reporting Person was granted 5,600 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2014, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 21:06 UTC
JOG VIKRAMCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 1,186 $3.76 $4,459.36
Disclosure

SEC source: 0001162194-17-000121 · wf-form4_150352238835488.xml · nonDerivative · entry 5

JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,475

Read SEC document
August 21, 2017 Filed Aug 23, 2017 21:06 UTC
JOG VIKRAMCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 2,162 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000121 · wf-form4_150352238835488.xml · nonDerivative · entry 4

JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 21:06 UTC
JOG VIKRAMCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 338 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000121 · wf-form4_150352238835488.xml · nonDerivative · entry 3

JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 21:06 UTC
JOG VIKRAMCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000121 · wf-form4_150352238835488.xml · nonDerivative · entry 2

JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 21:06 UTC
JOG VIKRAMCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 350 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000121 · wf-form4_150352238835488.xml · nonDerivative · entry 1

JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 21:06 UTC
McPhail StevenChief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,284 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000120 · wf-form4_150352237206093.xml · derivative · entry 7

McPhail Steven · CIK 0001641858 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,554

Underlying: Common Stock · 1,284 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F4 · derivative.exercise_date: On February 13, 2017, the Reporting Person was granted 20,550 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

F4 · derivative.expiration_date: On February 13, 2017, the Reporting Person was granted 20,550 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 21:06 UTC
McPhail StevenChief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 338 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000120 · wf-form4_150352237206093.xml · derivative · entry 6

McPhail Steven · CIK 0001641858 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,263

Underlying: Common Stock · 338 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F3 · derivative.exercise_date: On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

F3 · derivative.expiration_date: On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 21:06 UTC
McPhail StevenChief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 775 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000120 · wf-form4_150352237206093.xml · derivative · entry 5

McPhail Steven · CIK 0001641858 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,425

Underlying: Common Stock · 775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F2 · derivative.exercise_date: On May 21, 2015, the Reporting Person was granted 12,400 Restricted Stock Units of which 12/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

F2 · derivative.expiration_date: On May 21, 2015, the Reporting Person was granted 12,400 Restricted Stock Units of which 12/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 21:06 UTC
McPhail StevenChief Commercial Officer
Tax withholdingCommon Stock 791 $3.76 $2,974.16
Disclosure

SEC source: 0001162194-17-000120 · wf-form4_150352237206093.xml · nonDerivative · entry 4

McPhail Steven · CIK 0001641858 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,448

Read SEC document
August 21, 2017 Filed Aug 23, 2017 21:06 UTC
McPhail StevenChief Commercial Officer
Exercise / conversionCommon Stock 1,284 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000120 · wf-form4_150352237206093.xml · nonDerivative · entry 3

McPhail Steven · CIK 0001641858 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 21:06 UTC
McPhail StevenChief Commercial Officer
Exercise / conversionCommon Stock 338 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000120 · wf-form4_150352237206093.xml · nonDerivative · entry 2

McPhail Steven · CIK 0001641858 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 21:06 UTC
McPhail StevenChief Commercial Officer
Exercise / conversionCommon Stock 775 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000120 · wf-form4_150352237206093.xml · nonDerivative · entry 1

McPhail Steven · CIK 0001641858 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 21:06 UTC
Yow Mai ChanSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,219 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000119 · wf-form4_150352235370523.xml · derivative · entry 8

Yow Mai Chan · CIK 0001435767 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,657

Underlying: Common Stock · 1,219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F5 · derivative.exercise_date: On February 13, 2017, the Reporting Person was granted 19,500 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

F5 · derivative.expiration_date: On February 13, 2017, the Reporting Person was granted 19,500 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 21:06 UTC
Yow Mai ChanSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 338 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000119 · wf-form4_150352235370523.xml · derivative · entry 7

Yow Mai Chan · CIK 0001435767 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,263

Underlying: Common Stock · 338 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F4 · derivative.exercise_date: On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

F4 · derivative.expiration_date: On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 21:06 UTC
Yow Mai ChanSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 488 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000119 · wf-form4_150352235370523.xml · derivative · entry 6

Yow Mai Chan · CIK 0001435767 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,763

Underlying: Common Stock · 488 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F3 · derivative.exercise_date: On March 12, 2015, the Reporting Person was granted 7,800 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2015, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

F3 · derivative.expiration_date: On March 12, 2015, the Reporting Person was granted 7,800 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2015, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 21:06 UTC
Yow Mai ChanSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 350 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000119 · wf-form4_150352235370523.xml · derivative · entry 5

Yow Mai Chan · CIK 0001435767 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 584

Underlying: Common Stock · 350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F2 · derivative.exercise_date: On March 14, 2014, the Reporting Person was granted 5,600 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2014, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

F2 · derivative.expiration_date: On March 14, 2014, the Reporting Person was granted 5,600 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2014, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 21:06 UTC
Yow Mai ChanSee Remarks
Exercise / conversionCommon Stock 1,219 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000119 · wf-form4_150352235370523.xml · nonDerivative · entry 4

Yow Mai Chan · CIK 0001435767 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 21:06 UTC
Yow Mai ChanSee Remarks
Exercise / conversionCommon Stock 338 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000119 · wf-form4_150352235370523.xml · nonDerivative · entry 3

Yow Mai Chan · CIK 0001435767 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 21:06 UTC
Yow Mai ChanSee Remarks
Exercise / conversionCommon Stock 488 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000119 · wf-form4_150352235370523.xml · nonDerivative · entry 2

Yow Mai Chan · CIK 0001435767 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 21:06 UTC
Yow Mai ChanSee Remarks
Exercise / conversionCommon Stock 350 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000119 · wf-form4_150352235370523.xml · nonDerivative · entry 1

Yow Mai Chan · CIK 0001435767 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 21:05 UTC
Khadder NicholasSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,975 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000118 · wf-form4_150352233665919.xml · derivative · entry 5

Khadder Nicholas · CIK 0001598911 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,992

Underlying: Common Stock · 1,975 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F3 · derivative.exercise_date: On February 13, 2017, the Reporting Person was granted 31,600 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

F3 · derivative.expiration_date: On February 13, 2017, the Reporting Person was granted 31,600 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 21:05 UTC
Khadder NicholasSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 3,150 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000118 · wf-form4_150352233665919.xml · derivative · entry 4

Khadder Nicholas · CIK 0001598911 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,650

Underlying: Common Stock · 3,150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F2 · derivative.exercise_date: On August 9, 2016, the Reporting Person was granted 10,800 Restricted Stock Units of which 14/48th of the total number of shares underlying the Restricted Stock Units granted vested on August 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

F2 · derivative.expiration_date: On August 9, 2016, the Reporting Person was granted 10,800 Restricted Stock Units of which 14/48th of the total number of shares underlying the Restricted Stock Units granted vested on August 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 21:05 UTC
Khadder NicholasSee Remarks
Tax withholdingCommon Stock 1,927 $3.60 $6,937.20
Disclosure

SEC source: 0001162194-17-000118 · wf-form4_150352233665919.xml · nonDerivative · entry 3

Khadder Nicholas · CIK 0001598911 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,729

Read SEC document
August 21, 2017 Filed Aug 23, 2017 21:05 UTC
Khadder NicholasSee Remarks
Exercise / conversionCommon Stock 1,975 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000118 · wf-form4_150352233665919.xml · nonDerivative · entry 2

Khadder Nicholas · CIK 0001598911 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 21:05 UTC
Khadder NicholasSee Remarks
Exercise / conversionCommon Stock 3,150 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000118 · wf-form4_150352233665919.xml · nonDerivative · entry 1

Khadder Nicholas · CIK 0001598911 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2017 Filed Aug 18, 2017 14:13 UTC
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
LCS, LLC10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
PurchaseCommon Stock 465 $3.66 $1,700.74
Disclosure

SEC source: 0000921895-17-002199 · form410737003_08182017.xml · nonDerivative · entry 1

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor

Levin Capital Trilogy Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor

LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor

Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor

LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor

Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor

LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor

LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P.

Disclosed balance after: 10,122,581

F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer.

F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F9 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $3.65 to $3.67, excluding commissions. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in footnote 9 to this Form 4.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, Trilogy, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts.

Read SEC document
August 10, 2017 Filed Aug 14, 2017 19:01 UTC Amendment
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
LCS, LLC10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
PurchaseCommon Stock 10,566 $3.30 $34,867.80
Disclosure

SEC source: 0000921895-17-002163 · form4a10737003_08142017.xml · nonDerivative · entry 9

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor

Levin Capital Trilogy Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor

LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor

Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor

LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor

Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor

LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor

LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Safinia Partners, L.P.

Disclosed balance after: 19,818

F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer.

F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F9 · ownership.nature: Shares owned directly by Safinia. LCSLS, as the general partner of Safinia, may be deemed to share voting and dispositive power over the shares owned directly by Safinia. LCS, as the investment advisor of Safinia, may be deemed to share voting and dispositive power over the shares owned directly by Safinia. Mr. Levin, as the Chief Executive Officer of LCS, may be deemed to share voting and dispositive power over the shares owned directly by Safinia.

Read SEC document
August 10, 2017 Filed Aug 14, 2017 19:01 UTC Amendment
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
LCS, LLC10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
PurchaseCommon Stock 34,367 $3.30 $113,411.10
Disclosure

SEC source: 0000921895-17-002163 · form4a10737003_08142017.xml · nonDerivative · entry 8

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor

Levin Capital Trilogy Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor

LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor

Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor

LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor

Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor

LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor

LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Levcap Alternative Fund, L.P.

Disclosed balance after: 56,820

F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer.

F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F8 · ownership.nature: Shares owned directly by Levcap. LCSEP, as the general partner of Levcap, may be deemed to share voting and dispositive power over the shares owned directly by Levcap. LCS, as the investment advisor of Levcap, may be deemed to share voting and dispositive power over the shares owned directly by Levcap. Mr. Levin, as the Chief Executive Officer of LCS, may be deemed to share voting and dispositive power over the shares owned directly by Levcap.

Read SEC document
August 10, 2017 Filed Aug 14, 2017 19:01 UTC Amendment
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
LCS, LLC10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
PurchaseCommon Stock 31,816 $3.30 $104,992.80
Disclosure

SEC source: 0000921895-17-002163 · form4a10737003_08142017.xml · nonDerivative · entry 7

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor

Levin Capital Trilogy Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor

LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor

Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor

LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor

Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor

LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor

LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Levin Capital Trilogy Master Fund, Ltd.

Disclosed balance after: 82,884

F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer.

F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F7 · ownership.nature: Shares owned directly by Trilogy. LCSL, as the general partner of the domestic feeder fund which owns a controlling interest in Trilogy, may be deemed to share voting and dispositive power over the shares owned directly by Trilogy. LCS, as the investment advisor of Trilogy, may be deemed to share voting and dispositive power over the shares owned directly by Trilogy. Mr. Levin, as the Chief Executive Officer of LCS, may be deemed to share voting and dispositive power over the shares owned directly by Trilogy.

Read SEC document
August 10, 2017 Filed Aug 14, 2017 19:01 UTC Amendment
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
LCS, LLC10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
PurchaseCommon Stock 15,000 $3.30 $49,500.00
Disclosure

SEC source: 0000921895-17-002163 · form4a10737003_08142017.xml · nonDerivative · entry 6

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor

Levin Capital Trilogy Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor

LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor

Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor

LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor

Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor

LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor

LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Transamerica Large Cap Value Fund

Disclosed balance after: 1,113,376

F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer.

F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F6 · ownership.nature: Shares held by the Transamerica Large Cap Value Fund ("Transamerica"). LCS, as the sub-investment advisor to Transamerica, may be deemed to share voting and dispositive power over the shares held by Transamerica. LCS receives an asset-based management fee for serving as sub-investment advisor to Transamerica. Accordingly, LCS does not have a reportable pecuniary interest in the shares held by Transamerica. In addition, none of LCS GP, Trilogy, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held by Transamerica.

Read SEC document
August 10, 2017 Filed Aug 14, 2017 19:01 UTC Amendment
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
LCS, LLC10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
PurchaseCommon Stock 1,080 $3.31 $3,574.80
Disclosure

SEC source: 0000921895-17-002163 · form4a10737003_08142017.xml · nonDerivative · entry 5

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor

Levin Capital Trilogy Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor

LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor

Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor

LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor

Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor

LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor

LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P.

Disclosed balance after: 10,122,116

F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer.

F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, Trilogy, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts.

Read SEC document
August 10, 2017 Filed Aug 14, 2017 19:01 UTC Amendment
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
LCS, LLC10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
PurchaseCommon Stock 500 $3.25 $1,623.95
Disclosure

SEC source: 0000921895-17-002163 · form4a10737003_08142017.xml · nonDerivative · entry 4

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor

Levin Capital Trilogy Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor

LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor

Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor

LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor

Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor

LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor

LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P.

Disclosed balance after: 10,121,036

F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer.

F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, Trilogy, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts.

Read SEC document
August 10, 2017 Filed Aug 14, 2017 19:01 UTC Amendment
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
LCS, LLC10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
PurchaseCommon Stock 3,908,251 $3.30 $12,897,228.30
Disclosure

SEC source: 0000921895-17-002163 · form4a10737003_08142017.xml · nonDerivative · entry 3

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor

Levin Capital Trilogy Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor

LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor

Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor

LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor

Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor

LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor

LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P.

Disclosed balance after: 10,120,536

F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer.

F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, Trilogy, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts.

Read SEC document
August 09, 2017 Filed Aug 11, 2017 16:39 UTC
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
LCS, LLC10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
PurchaseCommon Stock 1,549 $3.18 $4,931.71
Disclosure

SEC source: 0000921895-17-002120 · form410737003_08112017.xml · nonDerivative · entry 2

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor

Levin Capital Trilogy Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor

LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor

Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor

LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor

Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor

LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor

LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P.

Disclosed balance after: 6,334,209

F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer.

F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 50,711 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, Trilogy, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts.

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August 09, 2017 Filed Aug 14, 2017 19:01 UTC Amendment
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
LCS, LLC10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
PurchaseCommon Stock 1,549 $3.18 $4,931.71
Disclosure

SEC source: 0000921895-17-002163 · form4a10737003_08142017.xml · nonDerivative · entry 2

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor

Levin Capital Trilogy Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor

LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor

Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor

LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor

Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor

LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor

LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P.

Disclosed balance after: 6,212,285

F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer.

F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, Trilogy, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts.

Read SEC document
August 08, 2017 Filed Aug 9, 2017 00:35 UTC PurchaseCommon Stock 45,000 $2.66 $119,884.50
Disclosure

SEC source: 0001162194-17-000099 · wf-form4_150223892986672.xml · nonDerivative · entry 1

Linthwaite Stephen Christopher · CIK 0001680808 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,977

F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $2.58 to $2.69, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

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August 08, 2017 Filed Aug 9, 2017 00:33 UTC
JOG VIKRAMCHIEF FINANCIAL OFFICER
PurchaseCommon Stock 50,000 $2.71 $135,305.00
Disclosure

SEC source: 0001162194-17-000097 · wf-form4_150223876834711.xml · nonDerivative · entry 1

JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 52,061

F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $2.56 to $3.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

F2 · ownership.nature: Shares held indirectly by the Vikram and Pratima Family Trust U/A dated June 23, 2009.

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August 08, 2017 Filed Aug 9, 2017 00:30 UTC PurchaseCommon Stock 35,895 $2.77 $99,357.36
Disclosure

SEC source: 0001162194-17-000095 · wf-form4_150223861967481.xml · nonDerivative · entry 1

COLELLA SAMUEL D · CIK 0001201580 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Colella Family Exempt Marital Deduction Trust dated 9/21/1992

Disclosed balance after: 53,395

F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $2.55 to $3.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

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August 08, 2017 Filed Aug 9, 2017 00:29 UTC
McPhail StevenChief Commercial Officer
PurchaseCommon Stock 20,000 $3.00 $60,032.00
Disclosure

SEC source: 0001162194-17-000093 · wf-form4_150223852945096.xml · nonDerivative · entry 1

McPhail Steven · CIK 0001641858 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,842

F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $2.65 to $3.10, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

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August 08, 2017 Filed Aug 10, 2017 20:45 UTC GrantRestricted Stock Units · Derivative 7,282 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000111 · wf-form4_150239792599532.xml · derivative · entry 1

Paya Carlos V · CIK 0001606244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,282

Underlying: Common Stock · 7,282 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F2 · derivative.exercise_date: Fifty percent (50%) of the shares underlying the Restricted Stock Units will vest on September 30, 2017, and the remaining fifty percent (50%) will vest on December 31, 2017, in each case subject to serving as a director through such date.

F2 · derivative.expiration_date: Fifty percent (50%) of the shares underlying the Restricted Stock Units will vest on September 30, 2017, and the remaining fifty percent (50%) will vest on December 31, 2017, in each case subject to serving as a director through such date.

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August 08, 2017 Filed Aug 10, 2017 20:45 UTC GrantRestricted Stock Units · Derivative 10,518 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000110 · wf-form4_150239788986579.xml · derivative · entry 1

Burbach Gerhard F · CIK 0001307313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,518

Underlying: Common Stock · 10,518 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F2 · derivative.exercise_date: Fifty percent (50%) of the shares underlying the Restricted Stock Units will vest on September 30, 2017, and the remaining fifty percent (50%) will vest on December 31, 2017, in each case subject to serving as a director through such date.

F2 · derivative.expiration_date: Fifty percent (50%) of the shares underlying the Restricted Stock Units will vest on September 30, 2017, and the remaining fifty percent (50%) will vest on December 31, 2017, in each case subject to serving as a director through such date.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 20:44 UTC GrantRestricted Stock Units · Derivative 9,223 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000109 · wf-form4_150239784080227.xml · derivative · entry 1

BARTHELEMY NICOLAS · CIK 0001283576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,223

Underlying: Common Stock · 9,223 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F2 · derivative.exercise_date: Fifty percent (50%) of the shares underlying the Restricted Stock Units will vest on September 30, 2017, and the remaining fifty percent (50%) will vest on December 31, 2017, in each case subject to serving as a director through such date.

F2 · derivative.expiration_date: Fifty percent (50%) of the shares underlying the Restricted Stock Units will vest on September 30, 2017, and the remaining fifty percent (50%) will vest on December 31, 2017, in each case subject to serving as a director through such date.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 20:43 UTC GrantRestricted Stock Units · Derivative 15,696 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000108 · wf-form4_150239779812662.xml · derivative · entry 1

COLELLA SAMUEL D · CIK 0001201580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,696

Underlying: Common Stock · 15,696 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F2 · derivative.exercise_date: Fifty percent (50%) of the shares underlying the Restricted Stock Units will vest on September 30, 2017, and the remaining fifty percent (50%) will vest on December 31, 2017, in each case subject to serving as a director through such date.

F2 · derivative.expiration_date: Fifty percent (50%) of the shares underlying the Restricted Stock Units will vest on September 30, 2017, and the remaining fifty percent (50%) will vest on December 31, 2017, in each case subject to serving as a director through such date.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 00:39 UTC GrantStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $3.43 $0.00
Disclosure

SEC source: 0001162194-17-000088 · wf-form4_150172073507202.xml · derivative · entry 7

COLELLA SAMUEL D · CIK 0001201580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2027-08-01

F4 · derivative.exercise_date: 1/12th of the shares subject to the Option will vest monthly, subject to continued service as a director, such that the Option will be fully vested on August 1, 2018.

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August 01, 2017 Filed Aug 3, 2017 00:39 UTC GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000088 · wf-form4_150172073507202.xml · derivative · entry 6

COLELLA SAMUEL D · CIK 0001201580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F3 · derivative.exercise_date: All shares underlying the Restricted Stock Units will fully vest on the earlier to occur of one day prior to the date of the next annual meeting of the stockholders of the Company or August 1, 2018, subject to continued service as a director through the vesting date.

F3 · derivative.expiration_date: All shares underlying the Restricted Stock Units will fully vest on the earlier to occur of one day prior to the date of the next annual meeting of the stockholders of the Company or August 1, 2018, subject to continued service as a director through the vesting date.

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August 01, 2017 Filed Aug 3, 2017 00:36 UTC GrantStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $3.43 $0.00
Disclosure

SEC source: 0001162194-17-000087 · wf-form4_150172055168210.xml · derivative · entry 4

JONES PATRICK S · CIK 0001232558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2027-08-01

F3 · derivative.exercise_date: 1/12th of the shares subject to the Option will vest monthly, subject to continued service as a director, such that the Option will be fully vested on August 1, 2018.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 00:36 UTC GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001162194-17-000087 · wf-form4_150172055168210.xml · derivative · entry 3

JONES PATRICK S · CIK 0001232558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F2 · derivative.exercise_date: All shares underlying the Restricted Stock Units will fully vest on the earlier to occur of one day prior to the date of the next annual meeting of the stockholders of the Company or August 1, 2018, subject to continued service as a director through the vesting date.

F2 · derivative.expiration_date: All shares underlying the Restricted Stock Units will fully vest on the earlier to occur of one day prior to the date of the next annual meeting of the stockholders of the Company or August 1, 2018, subject to continued service as a director through the vesting date.

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August 01, 2017 Filed Aug 3, 2017 00:33 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $3.43 $0.00
Disclosure

SEC source: 0001162194-17-000084 · wf-form4_150172041839168.xml · derivative · entry 4

Burbach Gerhard F · CIK 0001307313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2027-08-01

F3 · derivative.exercise_date: 1/12th of the shares subject to the Option will vest monthly, subject to continued service as a director, such that the Option will be fully vested on August 1, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.