Last 12 months
Inside the activity.
15 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 12 | 0 |
| Dec 2025 | 3 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 20, 2017 Filed Apr 3, 2018 20:44 UTC Amendment |
JOG VIKRAMCHIEF FINANCIAL OFFICER
|
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 12,501 | Not disclosed Strike: $15.49 | Not disclosed |
DisclosureSEC source: 0001162194-18-000053 · wf-form4a_152278825176314.xml · derivative · entry 3 JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,501 shares Expires 2022-02-16 F5 · price: On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 12,501 shares of FLDM common stock granted to the Reporting Person on February 17, 2012. In exchange, the Reporting Person received a replacement Option, for 3,444 shares, having an exercise price of $5.13 per share. F4 · derivative.exercise_date: The shares subject to the Option fully vested on January 1, 2016. Read SEC document |
| September 20, 2017 Filed Apr 3, 2018 20:44 UTC Amendment |
JOG VIKRAMCHIEF FINANCIAL OFFICER
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 967 | Not disclosed Strike: $5.13 | Not disclosed |
DisclosureSEC source: 0001162194-18-000053 · wf-form4a_152278825176314.xml · derivative · entry 2 JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 967 Underlying: Common Stock · 967 shares Expires 2027-09-20 F2 · price: On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 3,334 shares of FLDM common stock granted to the Reporting Person on May 18, 2011. In exchange, the Reporting Person received a replacement Option, for 967 shares, having an exercise price of $5.13 per share. F3 · derivative.exercise_date: 1/12th of the total number of shares underlying the Option will vest on February 20, 2018, and 1/12th of the total number of shares underlying the Option granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. Read SEC document |
| September 20, 2017 Filed Apr 3, 2018 20:44 UTC Amendment |
JOG VIKRAMCHIEF FINANCIAL OFFICER
|
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 3,334 | Not disclosed Strike: $14.60 | Not disclosed |
DisclosureSEC source: 0001162194-18-000053 · wf-form4a_152278825176314.xml · derivative · entry 1 JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,334 shares Expires 2021-05-17 F2 · price: On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 3,334 shares of FLDM common stock granted to the Reporting Person on May 18, 2011. In exchange, the Reporting Person received a replacement Option, for 967 shares, having an exercise price of $5.13 per share. F1 · derivative.exercise_date: The shares subject to the Option fully vested on May 18, 2015. Read SEC document |
| September 20, 2017 Filed Apr 3, 2018 20:44 UTC Amendment |
McPhail StevenChief Commercial Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 4,471 | Not disclosed Strike: $5.13 | Not disclosed |
DisclosureSEC source: 0001162194-18-000052 · wf-form4a_152278821347547.xml · derivative · entry 8 McPhail Steven · CIK 0001641858 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,471 Underlying: Common Stock · 4,471 shares Expires not disclosed F9 · price: On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 6,750 shares of FLDM common stock granted to the Reporting Person on March 4, 2016. In exchange, the Reporting Person received a replacement Option, for 4,471 shares, having an exercise price of $5.13 per share. F3 · derivative.exercise_date: 1/12th of the total number of shares underlying the Option will vest on February 20, 2018, and 1/12th of the total number of shares underlying the Option granted will vest every three months thereafter until fully vested, subject to the Reporting Person's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F6 · derivative.expiration_date: The Option expiration date is September 20, 2027. Read SEC document |
| September 20, 2017 Filed Apr 3, 2018 20:44 UTC Amendment |
McPhail StevenChief Commercial Officer
|
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 6,750 | Not disclosed Strike: $7.10 | Not disclosed |
DisclosureSEC source: 0001162194-18-000052 · wf-form4a_152278821347547.xml · derivative · entry 7 McPhail Steven · CIK 0001641858 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,750 shares Expires 2026-03-04 F9 · price: On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 6,750 shares of FLDM common stock granted to the Reporting Person on March 4, 2016. In exchange, the Reporting Person received a replacement Option, for 4,471 shares, having an exercise price of $5.13 per share. F4 · derivative.exercise_date: The Option provided for vesting in forty-eight equal monthly installments beginning on February 1, 2016. Read SEC document |
| September 20, 2017 Filed Apr 3, 2018 20:44 UTC Amendment |
McPhail StevenChief Commercial Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 36,697 | Not disclosed Strike: $5.13 | Not disclosed |
DisclosureSEC source: 0001162194-18-000052 · wf-form4a_152278821347547.xml · derivative · entry 6 McPhail Steven · CIK 0001641858 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,697 Underlying: Common Stock · 36,697 shares Expires not disclosed F8 · price: On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 51,375 shares of FLDM common stock granted to the Reporting Person on February 13, 2017. In exchange, the Reporting Person received a replacement Option, for 36,697 shares, having an exercise price of $5.13 per share. F3 · derivative.exercise_date: 1/12th of the total number of shares underlying the Option will vest on February 20, 2018, and 1/12th of the total number of shares underlying the Option granted will vest every three months thereafter until fully vested, subject to the Reporting Person's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F6 · derivative.expiration_date: The Option expiration date is September 20, 2027. Read SEC document |
| September 20, 2017 Filed Apr 3, 2018 20:44 UTC Amendment |
McPhail StevenChief Commercial Officer
|
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 51,375 | Not disclosed Strike: $6.16 | Not disclosed |
DisclosureSEC source: 0001162194-18-000052 · wf-form4a_152278821347547.xml · derivative · entry 5 McPhail Steven · CIK 0001641858 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 51,375 shares Expires 2027-02-13 F8 · price: On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 51,375 shares of FLDM common stock granted to the Reporting Person on February 13, 2017. In exchange, the Reporting Person received a replacement Option, for 36,697 shares, having an exercise price of $5.13 per share. F7 · derivative.exercise_date: The Option provided for vesting in forty-eight equal monthly installments beginning on February 1, 2017. Read SEC document |
| September 20, 2017 Filed Apr 3, 2018 20:44 UTC Amendment |
McPhail StevenChief Commercial Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 8,941 | Not disclosed Strike: $5.13 | Not disclosed |
DisclosureSEC source: 0001162194-18-000052 · wf-form4a_152278821347547.xml · derivative · entry 4 McPhail Steven · CIK 0001641858 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,941 Underlying: Common Stock · 8,941 shares Expires not disclosed F5 · price: On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 13,500 shares of FLDM common stock granted to the Reporting Person on March 4, 2016. In exchange, the Reporting Person received a replacement Option, for 8,941 shares, having an exercise price of $5.13 per share. F3 · derivative.exercise_date: 1/12th of the total number of shares underlying the Option will vest on February 20, 2018, and 1/12th of the total number of shares underlying the Option granted will vest every three months thereafter until fully vested, subject to the Reporting Person's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F6 · derivative.expiration_date: The Option expiration date is September 20, 2027. Read SEC document |
| September 20, 2017 Filed Apr 3, 2018 20:44 UTC Amendment |
McPhail StevenChief Commercial Officer
|
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 13,500 | Not disclosed Strike: $7.10 | Not disclosed |
DisclosureSEC source: 0001162194-18-000052 · wf-form4a_152278821347547.xml · derivative · entry 3 McPhail Steven · CIK 0001641858 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,500 shares Expires 2026-03-04 F5 · price: On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 13,500 shares of FLDM common stock granted to the Reporting Person on March 4, 2016. In exchange, the Reporting Person received a replacement Option, for 8,941 shares, having an exercise price of $5.13 per share. F4 · derivative.exercise_date: The Option provided for vesting in forty-eight equal monthly installments beginning on February 1, 2016. Read SEC document |
| September 20, 2017 Filed Apr 3, 2018 20:44 UTC Amendment |
McPhail StevenChief Commercial Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 7,127 | Not disclosed Strike: $5.13 | Not disclosed |
DisclosureSEC source: 0001162194-18-000052 · wf-form4a_152278821347547.xml · derivative · entry 2 McPhail Steven · CIK 0001641858 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,127 Underlying: Common Stock · 7,127 shares Expires 2027-09-20 F2 · price: On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 31,000 shares of FLDM common stock granted to the Reporting Person on May 21, 2015. In exchange, the Reporting Person received a replacement Option, for 7,127 shares, having an exercise price of $5.13 per share. F3 · derivative.exercise_date: 1/12th of the total number of shares underlying the Option will vest on February 20, 2018, and 1/12th of the total number of shares underlying the Option granted will vest every three months thereafter until fully vested, subject to the Reporting Person's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. Read SEC document |
| September 20, 2017 Filed Apr 3, 2018 20:44 UTC Amendment |
McPhail StevenChief Commercial Officer
|
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 31,000 | Not disclosed Strike: $25.23 | Not disclosed |
DisclosureSEC source: 0001162194-18-000052 · wf-form4a_152278821347547.xml · derivative · entry 1 McPhail Steven · CIK 0001641858 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,000 shares Expires 2025-05-21 F2 · price: On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 31,000 shares of FLDM common stock granted to the Reporting Person on May 21, 2015. In exchange, the Reporting Person received a replacement Option, for 7,127 shares, having an exercise price of $5.13 per share. F1 · derivative.exercise_date: The Option provided for vesting of 12/48th of the total number of shares subject to the Option on May 7, 2016 and thirty-six equal monthly installments beginning on June 7, 2017. Read SEC document |
| September 20, 2017 Filed Apr 3, 2018 20:43 UTC Amendment |
Yow Mai ChanSee Remarks
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 4,471 | Not disclosed Strike: $5.13 | Not disclosed |
DisclosureSEC source: 0001162194-18-000051 · wf-form4a_152278819446352.xml · derivative · entry 16 Yow Mai Chan · CIK 0001435767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,471 Underlying: Common Stock · 4,471 shares Expires not disclosed F17 · price: On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 6,750 shares of FLDM common stock granted to the Reporting Person on March 4, 2016. In exchange, the Reporting Person received a replacement Option, for 4,471 shares, having an exercise price of $5.13 per share. F3 · derivative.exercise_date: 1/12th of the total number of shares underlying the Option will vest on February 20, 2018, and 1/12th of the total number of shares underlying the Option granted will vest every three months thereafter until fully vested, subject to the Reporting Person's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F6 · derivative.expiration_date: The Option expiration date is September 20, 2027. Read SEC document |
| September 20, 2017 Filed Apr 3, 2018 20:43 UTC Amendment |
Yow Mai ChanSee Remarks
|
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 6,750 | Not disclosed Strike: $7.10 | Not disclosed |
DisclosureSEC source: 0001162194-18-000051 · wf-form4a_152278819446352.xml · derivative · entry 15 Yow Mai Chan · CIK 0001435767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,750 shares Expires 2026-03-04 F17 · price: On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 6,750 shares of FLDM common stock granted to the Reporting Person on March 4, 2016. In exchange, the Reporting Person received a replacement Option, for 4,471 shares, having an exercise price of $5.13 per share. F13 · derivative.exercise_date: The Option provided for vesting in forty-eight equal monthly installments beginning on February 1, 2016. Read SEC document |
| September 20, 2017 Filed Apr 3, 2018 20:43 UTC Amendment |
Yow Mai ChanSee Remarks
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 34,572 | Not disclosed Strike: $5.13 | Not disclosed |
DisclosureSEC source: 0001162194-18-000051 · wf-form4a_152278819446352.xml · derivative · entry 14 Yow Mai Chan · CIK 0001435767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,572 Underlying: Common Stock · 34,572 shares Expires not disclosed F16 · price: On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 48,400 shares of FLDM common stock granted to the Reporting Person on February 13, 2017. In exchange, the Reporting Person received a replacement Option, for 34,572 shares, having an exercise price of $5.13 per share. F3 · derivative.exercise_date: 1/12th of the total number of shares underlying the Option will vest on February 20, 2018, and 1/12th of the total number of shares underlying the Option granted will vest every three months thereafter until fully vested, subject to the Reporting Person's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F6 · derivative.expiration_date: The Option expiration date is September 20, 2027. Read SEC document |
| September 20, 2017 Filed Apr 3, 2018 20:43 UTC Amendment |
Yow Mai ChanSee Remarks
|
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 48,400 | Not disclosed Strike: $6.16 | Not disclosed |
DisclosureSEC source: 0001162194-18-000051 · wf-form4a_152278819446352.xml · derivative · entry 13 Yow Mai Chan · CIK 0001435767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 48,400 shares Expires 2027-02-13 F16 · price: On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 48,400 shares of FLDM common stock granted to the Reporting Person on February 13, 2017. In exchange, the Reporting Person received a replacement Option, for 34,572 shares, having an exercise price of $5.13 per share. F15 · derivative.exercise_date: The Option provided for vesting in forty-eight equal monthly installments beginning on February 1, 2017. Read SEC document |
| September 20, 2017 Filed Apr 3, 2018 20:43 UTC Amendment |
Yow Mai ChanSee Remarks
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 8,941 | Not disclosed Strike: $5.13 | Not disclosed |
DisclosureSEC source: 0001162194-18-000051 · wf-form4a_152278819446352.xml · derivative · entry 12 Yow Mai Chan · CIK 0001435767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,941 Underlying: Common Stock · 8,941 shares Expires not disclosed F14 · price: On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 13,500 shares of FLDM common stock granted to the Reporting Person on March 4, 2016. In exchange, the Reporting Person received a replacement Option, for 8,941 shares, having an exercise price of $5.13 per share. F3 · derivative.exercise_date: 1/12th of the total number of shares underlying the Option will vest on February 20, 2018, and 1/12th of the total number of shares underlying the Option granted will vest every three months thereafter until fully vested, subject to the Reporting Person's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F6 · derivative.expiration_date: The Option expiration date is September 20, 2027. Read SEC document |
| September 20, 2017 Filed Apr 3, 2018 20:43 UTC Amendment |
Yow Mai ChanSee Remarks
|
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 13,500 | Not disclosed Strike: $7.10 | Not disclosed |
DisclosureSEC source: 0001162194-18-000051 · wf-form4a_152278819446352.xml · derivative · entry 11 Yow Mai Chan · CIK 0001435767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,500 shares Expires 2026-03-04 F14 · price: On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 13,500 shares of FLDM common stock granted to the Reporting Person on March 4, 2016. In exchange, the Reporting Person received a replacement Option, for 8,941 shares, having an exercise price of $5.13 per share. F13 · derivative.exercise_date: The Option provided for vesting in forty-eight equal monthly installments beginning on February 1, 2016. Read SEC document |
| September 20, 2017 Filed Apr 3, 2018 20:43 UTC Amendment |
Yow Mai ChanSee Remarks
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 2,073 | Not disclosed Strike: $5.13 | Not disclosed |
DisclosureSEC source: 0001162194-18-000051 · wf-form4a_152278819446352.xml · derivative · entry 10 Yow Mai Chan · CIK 0001435767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,073 Underlying: Common Stock · 2,073 shares Expires not disclosed F12 · price: On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 12,000 shares of FLDM common stock granted to the Reporting Person on March 12, 2015. In exchange, the Reporting Person received a replacement Option, for 2,073 shares, having an exercise price of $5.13 per share. F3 · derivative.exercise_date: 1/12th of the total number of shares underlying the Option will vest on February 20, 2018, and 1/12th of the total number of shares underlying the Option granted will vest every three months thereafter until fully vested, subject to the Reporting Person's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F6 · derivative.expiration_date: The Option expiration date is September 20, 2027. Read SEC document |
| September 20, 2017 Filed Apr 3, 2018 20:43 UTC Amendment |
Yow Mai ChanSee Remarks
|
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 12,000 | Not disclosed Strike: $41.14 | Not disclosed |
DisclosureSEC source: 0001162194-18-000051 · wf-form4a_152278819446352.xml · derivative · entry 9 Yow Mai Chan · CIK 0001435767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires 2025-03-12 F12 · price: On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 12,000 shares of FLDM common stock granted to the Reporting Person on March 12, 2015. In exchange, the Reporting Person received a replacement Option, for 2,073 shares, having an exercise price of $5.13 per share. F11 · derivative.exercise_date: The Option provided for vesting of 2/48th of the total number of shares subject to the Option on March 12, 2015 and forty-six equal monthly installments beginning on April 1, 2015. Read SEC document |
| September 20, 2017 Filed Apr 3, 2018 20:43 UTC Amendment |
Yow Mai ChanSee Remarks
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 1,541 | Not disclosed Strike: $5.13 | Not disclosed |
DisclosureSEC source: 0001162194-18-000051 · wf-form4a_152278819446352.xml · derivative · entry 8 Yow Mai Chan · CIK 0001435767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,541 Underlying: Common Stock · 1,541 shares Expires not disclosed F10 · price: On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 14,000 shares of FLDM common stock granted to the Reporting Person on March 14, 2014. In exchange, the Reporting Person received a replacement Option, for 1,541 shares, having an exercise price of $5.13 per share. F3 · derivative.exercise_date: 1/12th of the total number of shares underlying the Option will vest on February 20, 2018, and 1/12th of the total number of shares underlying the Option granted will vest every three months thereafter until fully vested, subject to the Reporting Person's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F6 · derivative.expiration_date: The Option expiration date is September 20, 2027. Read SEC document |
| September 20, 2017 Filed Apr 3, 2018 20:43 UTC Amendment |
Yow Mai ChanSee Remarks
|
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 14,000 | Not disclosed Strike: $47.55 | Not disclosed |
DisclosureSEC source: 0001162194-18-000051 · wf-form4a_152278819446352.xml · derivative · entry 7 Yow Mai Chan · CIK 0001435767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,000 shares Expires 2024-03-14 F10 · price: On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 14,000 shares of FLDM common stock granted to the Reporting Person on March 14, 2014. In exchange, the Reporting Person received a replacement Option, for 1,541 shares, having an exercise price of $5.13 per share. F9 · derivative.exercise_date: The Option provided for vesting in forty-eight equal monthly installments beginning on January 1, 2014. Read SEC document |
| September 20, 2017 Filed Apr 3, 2018 20:43 UTC Amendment |
Yow Mai ChanSee Remarks
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 17,838 | Not disclosed Strike: $5.13 | Not disclosed |
DisclosureSEC source: 0001162194-18-000051 · wf-form4a_152278819446352.xml · derivative · entry 6 Yow Mai Chan · CIK 0001435767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,838 Underlying: Common Stock · 17,838 shares Expires not disclosed F8 · price: On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 66,000 shares of FLDM common stock granted to the Reporting Person on February 15, 2013. In exchange, the Reporting Person received a replacement Option, for 17,838 shares, having an exercise price of $5.13 per share. F3 · derivative.exercise_date: 1/12th of the total number of shares underlying the Option will vest on February 20, 2018, and 1/12th of the total number of shares underlying the Option granted will vest every three months thereafter until fully vested, subject to the Reporting Person's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F6 · derivative.expiration_date: The Option expiration date is September 20, 2027. Read SEC document |
| September 20, 2017 Filed Apr 3, 2018 20:43 UTC Amendment |
Yow Mai ChanSee Remarks
|
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 66,000 | Not disclosed Strike: $16.73 | Not disclosed |
DisclosureSEC source: 0001162194-18-000051 · wf-form4a_152278819446352.xml · derivative · entry 5 Yow Mai Chan · CIK 0001435767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 66,000 shares Expires 2023-02-15 F8 · price: On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 66,000 shares of FLDM common stock granted to the Reporting Person on February 15, 2013. In exchange, the Reporting Person received a replacement Option, for 17,838 shares, having an exercise price of $5.13 per share. F7 · derivative.exercise_date: The shares subject to the Option fully vested on January 1, 2017. Read SEC document |
| September 20, 2017 Filed Apr 3, 2018 20:43 UTC Amendment |
Yow Mai ChanSee Remarks
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 4,920 | Not disclosed Strike: $5.13 | Not disclosed |
DisclosureSEC source: 0001162194-18-000051 · wf-form4a_152278819446352.xml · derivative · entry 4 Yow Mai Chan · CIK 0001435767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,920 Underlying: Common Stock · 4,920 shares Expires not disclosed F5 · price: On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 17,859 shares of FLDM common stock granted to the Reporting Person on February 17, 2012. In exchange, the Reporting Person received a replacement Option, for 4,920 shares, having an exercise price of $5.13 per share. F3 · derivative.exercise_date: 1/12th of the total number of shares underlying the Option will vest on February 20, 2018, and 1/12th of the total number of shares underlying the Option granted will vest every three months thereafter until fully vested, subject to the Reporting Person's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F6 · derivative.expiration_date: The Option expiration date is September 20, 2027. Read SEC document |
| September 20, 2017 Filed Apr 3, 2018 20:43 UTC Amendment |
Yow Mai ChanSee Remarks
|
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 17,859 | Not disclosed Strike: $15.49 | Not disclosed |
DisclosureSEC source: 0001162194-18-000051 · wf-form4a_152278819446352.xml · derivative · entry 3 Yow Mai Chan · CIK 0001435767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,859 shares Expires 2022-02-16 F5 · price: On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 17,859 shares of FLDM common stock granted to the Reporting Person on February 17, 2012. In exchange, the Reporting Person received a replacement Option, for 4,920 shares, having an exercise price of $5.13 per share. F4 · derivative.exercise_date: The shares subject to the Option fully vested on January 1, 2016. Read SEC document |
| September 20, 2017 Filed Apr 3, 2018 20:43 UTC Amendment |
Yow Mai ChanSee Remarks
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 242 | Not disclosed Strike: $5.13 | Not disclosed |
DisclosureSEC source: 0001162194-18-000051 · wf-form4a_152278819446352.xml · derivative · entry 2 Yow Mai Chan · CIK 0001435767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242 Underlying: Common Stock · 242 shares Expires 2027-09-20 F2 · price: On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 834 shares of FLDM common stock granted to the Reporting Person on May 18, 2011. In exchange, the Reporting Person received a replacement Option, for 242 shares, having an exercise price of $5.13 per share. F3 · derivative.exercise_date: 1/12th of the total number of shares underlying the Option will vest on February 20, 2018, and 1/12th of the total number of shares underlying the Option granted will vest every three months thereafter until fully vested, subject to the Reporting Person's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. Read SEC document |
| September 20, 2017 Filed Apr 3, 2018 20:43 UTC Amendment |
Yow Mai ChanSee Remarks
|
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 834 | Not disclosed Strike: $14.60 | Not disclosed |
DisclosureSEC source: 0001162194-18-000051 · wf-form4a_152278819446352.xml · derivative · entry 1 Yow Mai Chan · CIK 0001435767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 834 shares Expires 2021-05-17 F2 · price: On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 834 shares of FLDM common stock granted to the Reporting Person on May 18, 2011. In exchange, the Reporting Person received a replacement Option, for 242 shares, having an exercise price of $5.13 per share. F1 · derivative.exercise_date: The shares subject to the Option fully vested on May 18, 2015. Read SEC document |
| September 18, 2017 Filed Oct 11, 2017 17:16 UTC |
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
LCS, LLC10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
|
OtherCommon Stock | 957 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-17-002399 · form410737003_10112017.xml · nonDerivative · entry 1 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Levin Capital Trilogy Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 10,133,774 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F5 · kind: On September 18, 2017, one of the Managed Accounts that held 957 shares closed. Accordingly, as of September 18, 2017, LCS ceased to serve as the investment manager for investment manager for such Managed Account and as such, relinquished all voting and dispositive power over the shares held in the Managed Account. F5 · price: On September 18, 2017, one of the Managed Accounts that held 957 shares closed. Accordingly, as of September 18, 2017, LCS ceased to serve as the investment manager for investment manager for such Managed Account and as such, relinquished all voting and dispositive power over the shares held in the Managed Account. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, Trilogy, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 01:07 UTC |
COLELLA SAMUEL DDirector
|
GrantStock Option (Right to Buy) · Derivative | 3,000 | $0.00 Strike: $5.44 | $0.00 |
DisclosureSEC source: 0001162194-17-000133 · wf-form4_150543763281417.xml · derivative · entry 2 COLELLA SAMUEL D · CIK 0001201580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2027-08-01 F3 · derivative.exercise_date: 1/12th of the total number of shares subject to the Option will vest each month after the Vesting Commencement Date, on the same day of the month as the Vesting Commencement Date (and if there is no corresponding day, on the last day of the month), such that the Option will be fully vested one year following the Vesting Commencement Date, subject to recipient continuing to serve as a director of the Company through each such vesting date. "Vesting Commencement Date" shall mean August 1, 2017. Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 01:07 UTC |
COLELLA SAMUEL DDirector
|
GrantRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000133 · wf-form4_150543763281417.xml · derivative · entry 1 COLELLA SAMUEL D · CIK 0001201580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F2 · derivative.exercise_date: All shares underlying the Restricted Stock Units will fully vest on the earlier to occur of (i) one day prior to the date of the next annual meeting of the stockholders of the Company or (ii) August 1, 2018, in each case subject to recipient's continued service as a director through the applicable vest date. F2 · derivative.expiration_date: All shares underlying the Restricted Stock Units will fully vest on the earlier to occur of (i) one day prior to the date of the next annual meeting of the stockholders of the Company or (ii) August 1, 2018, in each case subject to recipient's continued service as a director through the applicable vest date. Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 01:06 UTC |
Paya Carlos VDirector
|
GrantStock Option (Right to Buy) · Derivative | 3,000 | $0.00 Strike: $5.44 | $0.00 |
DisclosureSEC source: 0001162194-17-000131 · wf-form4_150543759473189.xml · derivative · entry 2 Paya Carlos V · CIK 0001606244 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2027-08-01 F3 · derivative.exercise_date: 1/12th of the total number of shares subject to the Option will vest each month after the Vesting Commencement Date, on the same day of the month as the Vesting Commencement Date (and if there is no corresponding day, on the last day of the month), such that the Option will be fully vested one year following the Vesting Commencement Date, subject to recipient continuing to serve as a director of the Company through each such vesting date. "Vesting Commencement Date" shall mean August 1, 2017. Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 01:06 UTC |
Paya Carlos VDirector
|
GrantRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000131 · wf-form4_150543759473189.xml · derivative · entry 1 Paya Carlos V · CIK 0001606244 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F2 · derivative.exercise_date: All shares underlying the Restricted Stock Units will fully vest on the earlier to occur of (i) one day prior to the date of the next annual meeting of the stockholders of the Company or (ii) August 1, 2018, in each case subject to recipient's continued service as a director through the applicable vest date. F2 · derivative.expiration_date: All shares underlying the Restricted Stock Units will fully vest on the earlier to occur of (i) one day prior to the date of the next annual meeting of the stockholders of the Company or (ii) August 1, 2018, in each case subject to recipient's continued service as a director through the applicable vest date. Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 01:06 UTC |
JONES PATRICK SDirector
|
GrantStock Option (Right to Buy) · Derivative | 3,000 | $0.00 Strike: $5.44 | $0.00 |
DisclosureSEC source: 0001162194-17-000130 · wf-form4_150543757621194.xml · derivative · entry 2 JONES PATRICK S · CIK 0001232558 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2027-08-01 F3 · derivative.exercise_date: 1/12th of the total number of shares subject to the Option will vest each month after the Vesting Commencement Date, on the same day of the month as the Vesting Commencement Date (and if there is no corresponding day, on the last day of the month), such that the Option will be fully vested one year following the Vesting Commencement Date, subject to recipient continuing to serve as a director of the Company through each such vesting date. "Vesting Commencement Date" shall mean August 1, 2017. Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 01:06 UTC |
JONES PATRICK SDirector
|
GrantRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000130 · wf-form4_150543757621194.xml · derivative · entry 1 JONES PATRICK S · CIK 0001232558 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F2 · derivative.exercise_date: All shares underlying the Restricted Stock Units will fully vest on the earlier to occur of (i) one day prior to the date of the next annual meeting of the stockholders of the Company or (ii) August 1, 2018, in each case subject to recipient's continued service as a director through the applicable vest date. F2 · derivative.expiration_date: All shares underlying the Restricted Stock Units will fully vest on the earlier to occur of (i) one day prior to the date of the next annual meeting of the stockholders of the Company or (ii) August 1, 2018, in each case subject to recipient's continued service as a director through the applicable vest date. Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 01:07 UTC |
Burbach Gerhard FDirector
|
GrantStock Option (Right to Buy) · Derivative | 3,000 | $0.00 Strike: $5.44 | $0.00 |
DisclosureSEC source: 0001162194-17-000132 · wf-form4_150543761242479.xml · derivative · entry 2 Burbach Gerhard F · CIK 0001307313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2027-08-01 F3 · derivative.exercise_date: 1/12th of the total number of shares subject to the Option will vest each month after the Vesting Commencement Date, on the same day of the month as the Vesting Commencement Date (and if there is no corresponding day, on the last day of the month), such that the Option will be fully vested one year following the Vesting Commencement Date, subject to recipient continuing to serve as a director of the Company through each such vesting date. "Vesting Commencement Date" shall mean August 1, 2017. Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 01:07 UTC |
Burbach Gerhard FDirector
|
GrantRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000132 · wf-form4_150543761242479.xml · derivative · entry 1 Burbach Gerhard F · CIK 0001307313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F2 · derivative.exercise_date: All shares underlying the Restricted Stock Units will fully vest on the earlier to occur of (i) one day prior to the date of the next annual meeting of the stockholders of the Company or (ii) August 1, 2018, in each case subject to recipient's continued service as a director through the applicable vest date. F2 · derivative.expiration_date: All shares underlying the Restricted Stock Units will fully vest on the earlier to occur of (i) one day prior to the date of the next annual meeting of the stockholders of the Company or (ii) August 1, 2018, in each case subject to recipient's continued service as a director through the applicable vest date. Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 01:06 UTC |
BARTHELEMY NICOLASDirector
|
GrantStock Option (Right to Buy) · Derivative | 3,000 | $0.00 Strike: $5.44 | $0.00 |
DisclosureSEC source: 0001162194-17-000129 · wf-form4_150543755039519.xml · derivative · entry 2 BARTHELEMY NICOLAS · CIK 0001283576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2027-08-01 F3 · derivative.exercise_date: 1/12th of the total number of shares subject to the Option will vest each month after the Vesting Commencement Date, on the same day of the month as the Vesting Commencement Date (and if there is no corresponding day, on the last day of the month), such that the Option will be fully vested one year following the Vesting Commencement Date, subject to recipient continuing to serve as a director of the Company through each such vesting date. "Vesting Commencement Date" shall mean August 1, 2017. Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 01:06 UTC |
BARTHELEMY NICOLASDirector
|
GrantRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000129 · wf-form4_150543755039519.xml · derivative · entry 1 BARTHELEMY NICOLAS · CIK 0001283576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F2 · derivative.exercise_date: All shares underlying the Restricted Stock Units will fully vest on the earlier to occur of (i) one day prior to the date of the next annual meeting of the stockholders of the Company or (ii) August 1, 2018, in each case subject to recipient's continued service as a director through the applicable vest date. F2 · derivative.expiration_date: All shares underlying the Restricted Stock Units will fully vest on the earlier to occur of (i) one day prior to the date of the next annual meeting of the stockholders of the Company or (ii) August 1, 2018, in each case subject to recipient's continued service as a director through the applicable vest date. Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 16:40 UTC |
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
LCS, LLC10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
|
PurchaseCommon Stock | 47,850 | $5.25 | $250,973.25 |
DisclosureSEC source: 0000921895-17-002311 · form410737003_09142017.xml · nonDerivative · entry 2 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Levin Capital Trilogy Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Transamerica Large Cap Value Fund Disclosed balance after: 1,161,226 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F5 · ownership.nature: Shares held by the Transamerica Large Cap Value Fund ("Transamerica"). LCS, as the sub-investment advisor to Transamerica, may be deemed to share voting and dispositive power over the shares held by Transamerica. LCS receives an asset-based management fee for serving as sub-investment advisor to Transamerica. Accordingly, LCS does not have a reportable pecuniary interest in the shares held by Transamerica. In addition, none of LCS GP, Trilogy, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held by Transamerica. Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 16:40 UTC |
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
LCS, LLC10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
|
PurchaseCommon Stock | 12,150 | $5.25 | $63,726.75 |
DisclosureSEC source: 0000921895-17-002311 · form410737003_09142017.xml · nonDerivative · entry 1 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Levin Capital Trilogy Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 10,134,731 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, Trilogy, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 21:07 UTC |
Linthwaite Stephen ChristopherPresident & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 4,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000123 · wf-form4_150352242166506.xml · derivative · entry 3 Linthwaite Stephen Christopher · CIK 0001680808 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,917 Underlying: Common Stock · 4,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F2 · derivative.exercise_date: On February 13, 2017, the Reporting Person was granted 76,000 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F2 · derivative.expiration_date: On February 13, 2017, the Reporting Person was granted 76,000 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 21:07 UTC |
Linthwaite Stephen ChristopherPresident & CEO
|
Tax withholdingCommon Stock | 1,786 | $3.76 | $6,715.36 |
DisclosureSEC source: 0001162194-17-000123 · wf-form4_150352242166506.xml · nonDerivative · entry 2 Linthwaite Stephen Christopher · CIK 0001680808 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,941 Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 21:07 UTC |
Linthwaite Stephen ChristopherPresident & CEO
|
Exercise / conversionCommon Stock | 4,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000123 · wf-form4_150352242166506.xml · nonDerivative · entry 1 Linthwaite Stephen Christopher · CIK 0001680808 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,727 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 21:06 UTC |
LEE JENNIFER LINGSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 1,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000122 · wf-form4_150352240450010.xml · derivative · entry 5 LEE JENNIFER LING · CIK 0001675118 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,376 Underlying: Common Stock · 1,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F3 · derivative.exercise_date: On February 13, 2017, the Reporting Person was granted 18,000 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F3 · derivative.expiration_date: On February 13, 2017, the Reporting Person was granted 18,000 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 21:06 UTC |
LEE JENNIFER LINGSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 630 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000122 · wf-form4_150352240450010.xml · derivative · entry 4 LEE JENNIFER LING · CIK 0001675118 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,930 Underlying: Common Stock · 630 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F2 · derivative.exercise_date: On May 18, 2016, the Reporting Person was granted 10,080 Restricted Stock Units of which 12/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to the recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F2 · derivative.expiration_date: On May 18, 2016, the Reporting Person was granted 10,080 Restricted Stock Units of which 12/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to the recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 21:06 UTC |
LEE JENNIFER LINGSee Remarks
|
Tax withholdingCommon Stock | 660 | $3.76 | $2,481.60 |
DisclosureSEC source: 0001162194-17-000122 · wf-form4_150352240450010.xml · nonDerivative · entry 3 LEE JENNIFER LING · CIK 0001675118 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,429 Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 21:06 UTC |
LEE JENNIFER LINGSee Remarks
|
Exercise / conversionCommon Stock | 1,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000122 · wf-form4_150352240450010.xml · nonDerivative · entry 2 LEE JENNIFER LING · CIK 0001675118 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,089 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 21:06 UTC |
LEE JENNIFER LINGSee Remarks
|
Exercise / conversionCommon Stock | 630 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000122 · wf-form4_150352240450010.xml · nonDerivative · entry 1 LEE JENNIFER LING · CIK 0001675118 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 21:06 UTC |
JOG VIKRAMCHIEF FINANCIAL OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 2,162 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000121 · wf-form4_150352238835488.xml · derivative · entry 10 JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,555 Underlying: Common Stock · 2,162 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F6 · derivative.exercise_date: On February 13, 2017, the Reporting Person was granted 34,600 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F6 · derivative.expiration_date: On February 13, 2017, the Reporting Person was granted 34,600 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 21:06 UTC |
JOG VIKRAMCHIEF FINANCIAL OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 338 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-17-000121 · wf-form4_150352238835488.xml · derivative · entry 9 JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,263 Underlying: Common Stock · 338 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. F5 · derivative.exercise_date: On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. F5 · derivative.expiration_date: On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.