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STANDARD BIOTOOLS INC.

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6116
SEC CIK
0001162194
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516

Last 12 months

Inside the activity.

15 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 2025120
Dec 202530
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 20, 2018 Filed Aug 22, 2018 21:00 UTC
McPhail StevenChief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,285 $0.00 $0.00
Disclosure

SEC source: 0001162194-18-000095 · wf-form4_153497160566892.xml · derivative · entry 8

McPhail Steven · CIK 0001641858 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,416

Underlying: Common Stock · 1,285 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F4 · derivative.exercise_date: On February 13, 2017, the Reporting Person was granted 20,550 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through the applicable vest date.

F4 · derivative.expiration_date: On February 13, 2017, the Reporting Person was granted 20,550 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through the applicable vest date.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 21:00 UTC
McPhail StevenChief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 338 $0.00 $0.00
Disclosure

SEC source: 0001162194-18-000095 · wf-form4_153497160566892.xml · derivative · entry 7

McPhail Steven · CIK 0001641858 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,913

Underlying: Common Stock · 338 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F3 · derivative.exercise_date: On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through the applicable vest date.

F3 · derivative.expiration_date: On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through the applicable vest date.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 21:00 UTC
McPhail StevenChief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 775 $0.00 $0.00
Disclosure

SEC source: 0001162194-18-000095 · wf-form4_153497160566892.xml · derivative · entry 6

McPhail Steven · CIK 0001641858 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,325

Underlying: Common Stock · 775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F2 · derivative.exercise_date: On May 21, 2015, the Reporting Person was granted 12,400 Restricted Stock Units of which 12/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through the applicable vest date.

F2 · derivative.expiration_date: On May 21, 2015, the Reporting Person was granted 12,400 Restricted Stock Units of which 12/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through the applicable vest date.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 21:00 UTC
McPhail StevenChief Commercial Officer
Tax withholdingCommon Stock 1,117 $6.74 $7,528.58
Disclosure

SEC source: 0001162194-18-000095 · wf-form4_153497160566892.xml · nonDerivative · entry 5

McPhail Steven · CIK 0001641858 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,885

Read SEC document
August 20, 2018 Filed Aug 22, 2018 21:00 UTC
McPhail StevenChief Commercial Officer
Exercise / conversionCommon Stock 1,324 $0.00 $0.00
Disclosure

SEC source: 0001162194-18-000095 · wf-form4_153497160566892.xml · nonDerivative · entry 4

McPhail Steven · CIK 0001641858 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 21:00 UTC
McPhail StevenChief Commercial Officer
Exercise / conversionCommon Stock 1,285 $0.00 $0.00
Disclosure

SEC source: 0001162194-18-000095 · wf-form4_153497160566892.xml · nonDerivative · entry 3

McPhail Steven · CIK 0001641858 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 21:00 UTC
McPhail StevenChief Commercial Officer
Exercise / conversionCommon Stock 338 $0.00 $0.00
Disclosure

SEC source: 0001162194-18-000095 · wf-form4_153497160566892.xml · nonDerivative · entry 2

McPhail Steven · CIK 0001641858 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 21:00 UTC
McPhail StevenChief Commercial Officer
Exercise / conversionCommon Stock 775 $0.00 $0.00
Disclosure

SEC source: 0001162194-18-000095 · wf-form4_153497160566892.xml · nonDerivative · entry 1

McPhail Steven · CIK 0001641858 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 20:59 UTC
Khadder NicholasSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,251 $0.00 $0.00
Disclosure

SEC source: 0001162194-18-000094 · wf-form4_153497156881425.xml · derivative · entry 7

Khadder Nicholas · CIK 0001598911 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,765

Underlying: Common Stock · 2,251 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F4 · derivative.exercise_date: On June 11, 2018, the Reporting Person was granted 36,016 Restricted Stock Units of which 3/48th of the total number of shares underlying the Restricted Stock Units granted vested on August 20, 2018, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through the applicable vest date.

F4 · derivative.expiration_date: On June 11, 2018, the Reporting Person was granted 36,016 Restricted Stock Units of which 3/48th of the total number of shares underlying the Restricted Stock Units granted vested on August 20, 2018, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through the applicable vest date.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 20:59 UTC
Khadder NicholasSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,975 $0.00 $0.00
Disclosure

SEC source: 0001162194-18-000094 · wf-form4_153497156881425.xml · derivative · entry 6

Khadder Nicholas · CIK 0001598911 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,092

Underlying: Common Stock · 1,975 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F3 · derivative.exercise_date: On February 13, 2017, the Reporting Person was granted 31,600 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through the applicable vest date.

F3 · derivative.expiration_date: On February 13, 2017, the Reporting Person was granted 31,600 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through the applicable vest date.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 20:59 UTC
Khadder NicholasSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 675 $0.00 $0.00
Disclosure

SEC source: 0001162194-18-000094 · wf-form4_153497156881425.xml · derivative · entry 5

Khadder Nicholas · CIK 0001598911 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,950

Underlying: Common Stock · 675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F2 · derivative.exercise_date: On August 9, 2016, the Reporting Person was granted 10,800 Restricted Stock Units of which 14/48th of the total number of shares underlying the Restricted Stock Units granted vested on August 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through the applicable vest date.

F2 · derivative.expiration_date: On August 9, 2016, the Reporting Person was granted 10,800 Restricted Stock Units of which 14/48th of the total number of shares underlying the Restricted Stock Units granted vested on August 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through the applicable vest date.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 20:59 UTC
Khadder NicholasSee Remarks
Tax withholdingCommon Stock 1,696 $6.74 $11,431.04
Disclosure

SEC source: 0001162194-18-000094 · wf-form4_153497156881425.xml · nonDerivative · entry 4

Khadder Nicholas · CIK 0001598911 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,326

Read SEC document
August 20, 2018 Filed Aug 22, 2018 20:59 UTC
Khadder NicholasSee Remarks
Exercise / conversionCommon Stock 2,251 $0.00 $0.00
Disclosure

SEC source: 0001162194-18-000094 · wf-form4_153497156881425.xml · nonDerivative · entry 3

Khadder Nicholas · CIK 0001598911 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 20:59 UTC
Khadder NicholasSee Remarks
Exercise / conversionCommon Stock 1,975 $0.00 $0.00
Disclosure

SEC source: 0001162194-18-000094 · wf-form4_153497156881425.xml · nonDerivative · entry 2

Khadder Nicholas · CIK 0001598911 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 20:59 UTC
Khadder NicholasSee Remarks
Exercise / conversionCommon Stock 675 $0.00 $0.00
Disclosure

SEC source: 0001162194-18-000094 · wf-form4_153497156881425.xml · nonDerivative · entry 1

Khadder Nicholas · CIK 0001598911 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 13:23 UTC
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
PurchaseCommon Stock 25,000 $6.78 $169,500.00
Disclosure

SEC source: 0000921895-18-002372 · form410737003_08172018.xml · nonDerivative · entry 2

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor

Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor

Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor

LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor

Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor

LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor

LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P.

Disclosed balance after: 11,465,648

F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer.

F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 13:23 UTC
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
PurchaseCommon Stock 500 $6.76 $3,380.00
Disclosure

SEC source: 0000921895-18-002372 · form410737003_08172018.xml · nonDerivative · entry 1

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor

Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor

Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor

LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor

Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor

LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor

LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P.

Disclosed balance after: 11,440,648

F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer.

F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 14:46 UTC
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
OtherCommon Stock 280,213 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-18-002271 · form410737003_08102018.xml · nonDerivative · entry 2

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor

Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor

Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor

LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor

Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor

LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor

LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P.

Disclosed balance after: 11,440,148

F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer.

F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F10 · kind: On August 9, 2018, one of the Managed Accounts that held 280,213 shares closed. Accordingly, as of August 9, 2018, LCS ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispositive power over the shares held in the Managed Account.

F10 · price: On August 9, 2018, one of the Managed Accounts that held 280,213 shares closed. Accordingly, as of August 9, 2018, LCS ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispositive power over the shares held in the Managed Account.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 14:46 UTC
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
PurchaseCommon Stock 21 $6.76 $141.96
Disclosure

SEC source: 0000921895-18-002271 · form410737003_08102018.xml · nonDerivative · entry 1

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor

Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor

Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor

LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor

Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor

LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor

LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P.

Disclosed balance after: 11,720,361

F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer.

F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts.

Read SEC document
August 02, 2018 Filed Aug 6, 2018 15:41 UTC
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
PurchaseCommon Stock 29 $6.36 $184.44
Disclosure

SEC source: 0000921895-18-002190 · form410737003_08062018.xml · nonDerivative · entry 1

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor

Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor

Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor

LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor

Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor

LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor

LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P.

Disclosed balance after: 11,720,340

F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer.

F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts.

Read SEC document
July 31, 2018 Filed Aug 2, 2018 16:05 UTC
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
PurchaseCommon Stock 93 $6.15 $571.94
Disclosure

SEC source: 0000921895-18-002178 · form410737003_08022018.xml · nonDerivative · entry 2

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor

Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor

Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor

LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor

Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor

LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor

LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P.

Disclosed balance after: 11,720,311

F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer.

F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts.

Read SEC document
July 31, 2018 Filed Aug 2, 2018 16:05 UTC
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
PurchaseCommon Stock 2,599 $6.41 $16,658.55
Disclosure

SEC source: 0000921895-18-002178 · form410737003_08022018.xml · nonDerivative · entry 1

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor

Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor

Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor

LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor

Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor

LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor

LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P.

Disclosed balance after: 11,720,218

F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer.

F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F10 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $6.34 to $6.46. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 10.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts.

Read SEC document
July 27, 2018 Filed Jul 31, 2018 15:19 UTC
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
PurchaseCommon Stock 19,884 $6.14 $122,169.28
Disclosure

SEC source: 0000921895-18-002158 · form410737003_07312018.xml · nonDerivative · entry 2

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor

Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor

Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor

LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor

Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor

LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor

LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P.

Disclosed balance after: 11,717,619

F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer.

F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F10 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $6.12 to $6.15. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 10.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts.

Read SEC document
July 27, 2018 Filed Jul 31, 2018 15:19 UTC
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
PurchaseCommon Stock 145 $6.22 $901.90
Disclosure

SEC source: 0000921895-18-002158 · form410737003_07312018.xml · nonDerivative · entry 1

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor

Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor

Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor

LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor

Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor

LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor

LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P.

Disclosed balance after: 11,697,735

F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer.

F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts.

Read SEC document
July 12, 2018 Filed Jul 16, 2018 14:07 UTC
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
PurchaseCommon Stock 54 $6.27 $338.57
Disclosure

SEC source: 0000921895-18-002112 · form410737003_07162018.xml · nonDerivative · entry 1

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor

Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor

Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor

LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor

Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor

LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor

LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P.

Disclosed balance after: 11,697,536

F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer.

F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts.

Read SEC document
July 03, 2018 Filed Jul 6, 2018 15:35 UTC
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
PurchaseCommon Stock 61 $6.00 $365.99
Disclosure

SEC source: 0000921895-18-002066 · form410737003_07062018.xml · nonDerivative · entry 2

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor

Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor

Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor

LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor

Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor

LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor

LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P.

Disclosed balance after: 11,697,536

F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer.

F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts.

Read SEC document
June 22, 2018 Filed Jul 6, 2018 15:35 UTC
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
PurchaseCommon Stock 34 $5.45 $185.30
Disclosure

SEC source: 0000921895-18-002066 · form410737003_07062018.xml · nonDerivative · entry 1

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor

Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor

Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor

LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor

Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor

LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor

LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P.

Disclosed balance after: 11,697,475

F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer.

F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts.

Read SEC document
June 19, 2018 Filed Jun 21, 2018 19:31 UTC
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
PurchaseCommon Stock 346 $4.72 $1,631.84
Disclosure

SEC source: 0000921895-18-001993 · form410737003b_06212018.xml · nonDerivative · entry 3

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor

Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor

Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor

LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor

Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor

LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor

LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Transamerica Large Cap Value Fund

Disclosed balance after: 1,305,269

F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer.

F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F10 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $4.69 to $4.75. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 10.

F5 · ownership.nature: Shares held by the separate managed account Transamerica Large Cap Value Fund ("Transamerica"). LCS, as the sub-investment advisor to Transamerica, may be deemed to share voting and dispositive power over the shares held by Transamerica. LCS receives an asset-based management fee for serving as sub-investment advisor to Transamerica. Accordingly, LCS does not have a reportable pecuniary interest in the shares held by Transamerica. In addition, none of LCS GP, BDD, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held by Transamerica.

Read SEC document
June 19, 2018 Filed Jun 21, 2018 19:31 UTC
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
PurchaseCommon Stock 10,247 $4.72 $48,327.93
Disclosure

SEC source: 0000921895-18-001993 · form410737003b_06212018.xml · nonDerivative · entry 1

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor

Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor

Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor

LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor

Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor

LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor

LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P.

Disclosed balance after: 11,697,441

F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer.

F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F10 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $4.69 to $4.75. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 10.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts.

Read SEC document
June 18, 2018 Filed Jun 19, 2018 20:50 UTC
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
LCS, LLC10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
PurchaseCommon Stock 2,928 $4.76 $13,932.60
Disclosure

SEC source: 0000921895-18-001967 · form410737003_06192018.xml · nonDerivative · entry 6

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor

Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor

LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor

Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor

LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor

Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor

LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor

LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Transamerica Large Cap Value Fund

Disclosed balance after: 1,304,923

F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer.

F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F11 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $4.665 to $4.86. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 11.

F5 · ownership.nature: Shares held by the separate managed account Transamerica Large Cap Value Fund ("Transamerica"). LCS, as the sub-investment advisor to Transamerica, may be deemed to share voting and dispositive power over the shares held by Transamerica. LCS receives an asset-based management fee for serving as sub-investment advisor to Transamerica. Accordingly, LCS does not have a reportable pecuniary interest in the shares held by Transamerica. In addition, none of LCS GP, BDD, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held by Transamerica.

Read SEC document
June 18, 2018 Filed Jun 19, 2018 20:50 UTC
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
LCS, LLC10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
PurchaseCommon Stock 86,616 $4.76 $412,153.57
Disclosure

SEC source: 0000921895-18-001967 · form410737003_06192018.xml · nonDerivative · entry 3

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor

Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor

LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor

Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor

LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor

Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor

LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor

LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P.

Disclosed balance after: 11,687,194

F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer.

F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F11 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $4.665 to $4.86. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 11.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 20:50 UTC
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
LCS, LLC10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
PurchaseCommon Stock 818 $4.93 $4,031.10
Disclosure

SEC source: 0000921895-18-001967 · form410737003_06192018.xml · nonDerivative · entry 5

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor

Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor

LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor

Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor

LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor

Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor

LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor

LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Transamerica Large Cap Value Fund

Disclosed balance after: 1,301,995

F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer.

F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F10 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $4.90 to $4.94. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 10.

F5 · ownership.nature: Shares held by the separate managed account Transamerica Large Cap Value Fund ("Transamerica"). LCS, as the sub-investment advisor to Transamerica, may be deemed to share voting and dispositive power over the shares held by Transamerica. LCS receives an asset-based management fee for serving as sub-investment advisor to Transamerica. Accordingly, LCS does not have a reportable pecuniary interest in the shares held by Transamerica. In addition, none of LCS GP, BDD, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held by Transamerica.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 20:50 UTC
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
LCS, LLC10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
PurchaseCommon Stock 7,005 $4.95 $34,697.87
Disclosure

SEC source: 0000921895-18-001967 · form410737003_06192018.xml · nonDerivative · entry 2

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor

Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor

LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor

Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor

LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor

Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor

LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor

LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P.

Disclosed balance after: 11,600,578

F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer.

F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 20:50 UTC
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
LCS, LLC10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
PurchaseCommon Stock 24,182 $4.93 $119,168.90
Disclosure

SEC source: 0000921895-18-001967 · form410737003_06192018.xml · nonDerivative · entry 1

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor

Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor

LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor

Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor

LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor

Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor

LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor

LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P.

Disclosed balance after: 11,593,573

F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer.

F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F10 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $4.90 to $4.94. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 10.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts.

Read SEC document
June 13, 2018 Filed Jun 14, 2018 18:28 UTC
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
LCS, LLC10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
PurchaseCommon Stock 2,681 $4.95 $13,270.95
Disclosure

SEC source: 0000921895-18-001921 · form410737003_06142018.xml · nonDerivative · entry 6

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor

Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor

LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor

Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor

LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor

Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor

LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor

LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Transamerica Large Cap Value Fund

Disclosed balance after: 1,301,177

F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer.

F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F5 · ownership.nature: Shares held by the separate managed account Transamerica Large Cap Value Fund ("Transamerica"). LCS, as the sub-investment advisor to Transamerica, may be deemed to share voting and dispositive power over the shares held by Transamerica. LCS receives an asset-based management fee for serving as sub-investment advisor to Transamerica. Accordingly, LCS does not have a reportable pecuniary interest in the shares held by Transamerica. In addition, none of LCS GP, BDD, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held by Transamerica.

Read SEC document
June 13, 2018 Filed Jun 14, 2018 18:28 UTC
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
LCS, LLC10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
PurchaseCommon Stock 2,120 $4.99 $10,581.98
Disclosure

SEC source: 0000921895-18-001921 · form410737003_06142018.xml · nonDerivative · entry 4

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor

Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor

LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor

Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor

LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor

Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor

LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor

LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P.

Disclosed balance after: 11,569,391

F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer.

F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts.

Read SEC document
June 13, 2018 Filed Jun 14, 2018 18:28 UTC
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
LCS, LLC10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
PurchaseCommon Stock 795 $5.00 $3,975.00
Disclosure

SEC source: 0000921895-18-001921 · form410737003_06142018.xml · nonDerivative · entry 3

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor

Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor

LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor

Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor

LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor

Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor

LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor

LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P.

Disclosed balance after: 11,566,771

F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer.

F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts.

Read SEC document
June 13, 2018 Filed Jun 14, 2018 18:28 UTC
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
LCS, LLC10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
PurchaseCommon Stock 143,619 $4.95 $710,914.05
Disclosure

SEC source: 0000921895-18-001921 · form410737003_06142018.xml · nonDerivative · entry 2

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor

Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor

LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor

Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor

LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor

Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor

LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor

LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P.

Disclosed balance after: 11,566,476

F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer.

F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts.

Read SEC document
June 12, 2018 Filed Jun 14, 2018 18:28 UTC
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
LCS, LLC10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
PurchaseCommon Stock 500 $5.00 $2,500.00
Disclosure

SEC source: 0000921895-18-001921 · form410737003_06142018.xml · nonDerivative · entry 1

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor

Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor

LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor

Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor

LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor

Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor

LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor

LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P.

Disclosed balance after: 11,422,857

F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer.

F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts.

Read SEC document
June 11, 2018 Filed Jun 14, 2018 00:57 UTC
McPhail StevenChief Commercial Officer
GrantRestricted Stock Units · Derivative 21,186 $0.00 $0.00
Disclosure

SEC source: 0001162194-18-000086 · wf-form4_152893785520178.xml · derivative · entry 1

McPhail Steven · CIK 0001641858 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,186

Underlying: Common Stock · 21,186 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F2 · derivative.exercise_date: 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest on August 20, 2018, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to Reporting Person's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through the applicable vest date.

F2 · derivative.expiration_date: 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest on August 20, 2018, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to Reporting Person's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through the applicable vest date.

Read SEC document
June 11, 2018 Filed Jun 14, 2018 00:57 UTC
Khadder NicholasSee Remarks
GrantRestricted Stock Units · Derivative 36,016 $0.00 $0.00
Disclosure

SEC source: 0001162194-18-000085 · wf-form4_152893783215871.xml · derivative · entry 2

Khadder Nicholas · CIK 0001598911 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,016

Underlying: Common Stock · 36,016 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F3 · derivative.exercise_date: 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest on August 20, 2018, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to Reporting Person's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through the applicable vest date.

F3 · derivative.expiration_date: 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest on August 20, 2018, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to Reporting Person's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through the applicable vest date.

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June 11, 2018 Filed Jun 14, 2018 00:57 UTC GrantRestricted Stock Units · Derivative 125,000 $0.00 $0.00
Disclosure

SEC source: 0001162194-18-000084 · wf-form4_152893780764698.xml · derivative · entry 2

Linthwaite Stephen Christopher · CIK 0001680808 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F3 · derivative.exercise_date: 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest on August 20, 2018, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to Reporting Person's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through the applicable vest date.

F3 · derivative.expiration_date: 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest on August 20, 2018, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to Reporting Person's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through the applicable vest date.

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June 11, 2018 Filed Jun 14, 2018 00:56 UTC
JOG VIKRAMCHIEF FINANCIAL OFFICER
GrantRestricted Stock Units · Derivative 36,016 $0.00 $0.00
Disclosure

SEC source: 0001162194-18-000083 · wf-form4_152893778271091.xml · derivative · entry 1

JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,016

Underlying: Common Stock · 36,016 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F2 · derivative.exercise_date: 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest on August 20, 2018, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to Reporting Person's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through the applicable vest date.

F2 · derivative.expiration_date: 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest on August 20, 2018, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to Reporting Person's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through the applicable vest date.

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June 08, 2018 Filed Jun 11, 2018 17:41 UTC
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
LCS, LLC10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
PurchaseCommon Stock 140 $5.46 $764.39
Disclosure

SEC source: 0000921895-18-001902 · form410737003_06112018.xml · nonDerivative · entry 4

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor

Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor

LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor

Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor

LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor

Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor

LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor

LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P.

Disclosed balance after: 11,422,357

F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer.

F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts.

Read SEC document
June 08, 2018 Filed Jun 11, 2018 17:41 UTC
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
LCS, LLC10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
PurchaseCommon Stock 40,623 $5.51 $223,832.73
Disclosure

SEC source: 0000921895-18-001902 · form410737003_06112018.xml · nonDerivative · entry 3

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor

Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor

LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor

Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor

LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor

Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor

LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor

LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P.

Disclosed balance after: 11,422,217

F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer.

F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F12 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $5.3850 to $5.50. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 11.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 17:41 UTC
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
LCS, LLC10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
PurchaseCommon Stock 15,000 $5.54 $83,029.50
Disclosure

SEC source: 0000921895-18-001902 · form410737003_06112018.xml · nonDerivative · entry 2

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor

Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor

LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor

Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor

LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor

Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor

LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor

LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P.

Disclosed balance after: 11,381,594

F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer.

F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F11 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $5.5050 to $5.55. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 10.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts.

Read SEC document
June 06, 2018 Filed Jun 11, 2018 17:41 UTC
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
Levin Capital Strategies GP, LLC10% owner · Passive Investor
Bi-Directional Disequilibrium Fund, L.P.10% owner · Passive Investor
LCS, LLC10% owner · Passive Investor
Levcap Alternative Fund, L.P.10% owner · Passive Investor
LCS Event Partners, LLC10% owner · Passive Investor
Safinia Partners, L.P.10% owner · Passive Investor
LCS L/S, LLC10% owner · Passive Investor
LEVIN JOHN A10% owner · Passive Investor
OtherCommon Stock 119,202 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-18-001902 · form410737003_06112018.xml · nonDerivative · entry 1

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor

Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor

LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor

Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor

LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor

Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor

LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor

LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P.

Disclosed balance after: 11,366,594

F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer.

F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F10 · price: On June 6, 2018, LCS began managing a new investment advisory account, which holds 119,202 shares. LCS did not purchase these shares.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts.

Read SEC document
May 31, 2018 Filed Jun 2, 2018 00:57 UTC GrantStock Option (Right to Buy) · Derivative 10,600 $0.00 Strike: $5.57 $0.00
Disclosure

SEC source: 0001162194-18-000078 · wf-form4_152790101456184.xml · derivative · entry 6

JONES PATRICK S · CIK 0001232558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,600

Underlying: Common Stock · 10,600 shares

Expires 2028-05-31

F5 · derivative.exercise_date: 1/12th of the shares subject to the Option will vest monthly over twelve months, subject to continued service as a director, such that the Option will be fully vested on May 31, 2019.

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May 31, 2018 Filed Jun 2, 2018 00:57 UTC GrantCommon Stock 6,100 $0.00 $0.00
Disclosure

SEC source: 0001162194-18-000078 · wf-form4_152790101456184.xml · nonDerivative · entry 3

JONES PATRICK S · CIK 0001232558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,100

F1 · security: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F2 · shares: All shares underlying the Restricted Stock Units will fully vest on the earlier to occur of (i) one day prior to the date of the next annual meeting of the stockholders of the Company or (ii) May 31, 2019, in each case subject to recipient's continued service as a director through the applicable vest date.

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May 31, 2018 Filed Jun 2, 2018 00:56 UTC GrantStock Option (Right to Buy) · Derivative 10,600 $0.00 Strike: $5.57 $0.00
Disclosure

SEC source: 0001162194-18-000077 · wf-form4_152790094756793.xml · derivative · entry 6

BARTHELEMY NICOLAS · CIK 0001283576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,600

Underlying: Common Stock · 10,600 shares

Expires 2028-05-31

F5 · derivative.exercise_date: 1/12th of the shares subject to the Option will vest monthly, subject to continued service as a director, such that the Option will be fully vested on May 31, 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.