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STANDARD BIOTOOLS INC.

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6116
SEC CIK
0001162194
Parsed reports
516

Last 12 months

Inside the activity.

15 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025120
Dec 202530
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 23, 2020 Filed Jun 25, 2020 19:59 UTC
Colston BillDirector
GrantStock Option (Right to Buy) · Derivative 20,993 $0.00 Strike: $3.74 $0.00
Disclosure

SEC source: 0001162194-20-000083 · wf-form4_159311515446941.xml · derivative · entry 2

Colston Bill · CIK 0001783315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,993

Underlying: Common Stock · 20,993 shares

Expires 2030-06-23

F2 · derivative.exercise_date: The Option becomes exercisable in twelve equal monthly increments beginning on July 23, 2020.

Read SEC document
June 23, 2020 Filed Jun 25, 2020 19:59 UTC
Colston BillDirector
GrantCommon Stock 13,369 $0.00 $0.00
Disclosure

SEC source: 0001162194-20-000083 · wf-form4_159311515446941.xml · nonDerivative · entry 1

Colston Bill · CIK 0001783315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,032

F1 · shares: The Restricted Stock Units vest in full on the earlier to occur of June 23, 2021 and one day prior to the date of the Company's next annual meeting of stockholders.

Read SEC document
June 23, 2020 Filed Jun 25, 2020 19:59 UTC GrantStock Option (Right to Buy) · Derivative 20,993 $0.00 Strike: $3.74 $0.00
Disclosure

SEC source: 0001162194-20-000082 · wf-form4_159311513151361.xml · derivative · entry 2

BARTHELEMY NICOLAS · CIK 0001283576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,993

Underlying: Common Stock · 20,993 shares

Expires 2030-06-23

F2 · derivative.exercise_date: The Option becomes exercisable in twelve equal monthly increments beginning on July 23, 2020.

Read SEC document
June 23, 2020 Filed Jun 25, 2020 19:59 UTC GrantCommon Stock 13,369 $0.00 $0.00
Disclosure

SEC source: 0001162194-20-000082 · wf-form4_159311513151361.xml · nonDerivative · entry 1

BARTHELEMY NICOLAS · CIK 0001283576 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Barthelemy 2001 Trust

Disclosed balance after: 165,242

F1 · shares: The Restricted Stock Units vest in full on the earlier to occur of June 23, 2021 and one day prior to the date of the Company's next annual meeting of stockholders.

Read SEC document
May 23, 2020 Filed May 26, 2020 13:32 UTC
McCracken ColinChief Commercial Officer
GrantRestricted Stock Units · Derivative 120,000 $0.00 $0.00
Disclosure

SEC source: 0001162194-20-000063 · wf-form4_159049992724775.xml · derivative · entry 1

McCracken Colin · CIK 0001775380 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest over three years, with 1/2 of the total number of shares vesting on May 20, 2021 and 1/4 of the total number of shares vesting on each of May 20, 2022 and May 20, 2023.

F2 · derivative.expiration_date: Restricted Stock Units vest over three years, with 1/2 of the total number of shares vesting on May 20, 2021 and 1/4 of the total number of shares vesting on each of May 20, 2022 and May 20, 2023.

Read SEC document
May 23, 2020 Filed May 26, 2020 13:32 UTC
Kreger Bradley AllenSVP, Global Operations
GrantRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001162194-20-000062 · wf-form4_159049990201576.xml · derivative · entry 1

Kreger Bradley Allen · CIK 0001739205 · SVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest over three years, with 1/2 of the total number of shares vesting on May 20, 2021 and 1/4 of the total number of shares vesting on each of May 20, 2022 and May 20, 2023.

F2 · derivative.expiration_date: Restricted Stock Units vest over three years, with 1/2 of the total number of shares vesting on May 20, 2021 and 1/4 of the total number of shares vesting on each of May 20, 2022 and May 20, 2023.

Read SEC document
May 23, 2020 Filed May 26, 2020 13:31 UTC
Khadder NicholasSVP, Gen. Counsel & Secretary
GrantRestricted Stock Units · Derivative 65,000 $0.00 $0.00
Disclosure

SEC source: 0001162194-20-000061 · wf-form4_159049987388141.xml · derivative · entry 2

Khadder Nicholas · CIK 0001598911 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.

F3 · derivative.exercise_date: Restricted Stock Units vest as to 1/4 of the underlying shares on May 20, 2021, and as to an additional 1/16th of the total number of shares each quarter thereafter.

F3 · derivative.expiration_date: Restricted Stock Units vest as to 1/4 of the underlying shares on May 20, 2021, and as to an additional 1/16th of the total number of shares each quarter thereafter.

Read SEC document
May 23, 2020 Filed May 26, 2020 13:31 UTC
Khadder NicholasSVP, Gen. Counsel & Secretary
GrantRestricted Stock Units · Derivative 60,000 $0.00 $0.00
Disclosure

SEC source: 0001162194-20-000061 · wf-form4_159049987388141.xml · derivative · entry 1

Khadder Nicholas · CIK 0001598911 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest over three years, with 1/2 of the total number of shares vesting on May 20, 2021 and 1/4 of the total number of shares vesting on each of May 20, 2022 and May 20, 2023.

F2 · derivative.expiration_date: Restricted Stock Units vest over three years, with 1/2 of the total number of shares vesting on May 20, 2021 and 1/4 of the total number of shares vesting on each of May 20, 2022 and May 20, 2023.

Read SEC document
May 23, 2020 Filed May 26, 2020 13:31 UTC
JOG VIKRAMChief Financial Officer
GrantRestricted Stock Units · Derivative 90,000 $0.00 $0.00
Disclosure

SEC source: 0001162194-20-000060 · wf-form4_159049984986600.xml · derivative · entry 1

JOG VIKRAM · CIK 0001222641 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest over three years, with 1/2 of the total number of shares vesting on May 20, 2021 and 1/4 of the total number of shares vesting on each of May 20, 2022 and May 20, 2023.

F2 · derivative.expiration_date: Restricted Stock Units vest over three years, with 1/2 of the total number of shares vesting on May 20, 2021 and 1/4 of the total number of shares vesting on each of May 20, 2022 and May 20, 2023.

Read SEC document
May 23, 2020 Filed May 26, 2020 13:30 UTC GrantRestricted Stock Units · Derivative 310,000 $0.00 $0.00
Disclosure

SEC source: 0001162194-20-000059 · wf-form4_159049982349207.xml · derivative · entry 1

Linthwaite Stephen Christopher · CIK 0001680808 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,000

Underlying: Common Stock · 310,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest over three years, with 1/2 of the total number of shares vesting on May 20, 2021 and 1/4 of the total number of shares vesting on each of May 20, 2022 and May 20, 2023.

F2 · derivative.expiration_date: Restricted Stock Units vest over three years, with 1/2 of the total number of shares vesting on May 20, 2021 and 1/4 of the total number of shares vesting on each of May 20, 2022 and May 20, 2023.

Read SEC document
May 20, 2020 Filed May 22, 2020 22:29 UTC
JOG VIKRAMChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,236 $0.00 $0.00
Disclosure

SEC source: 0001162194-20-000058 · wf-form4_159018656541120.xml · derivative · entry 8

JOG VIKRAM · CIK 0001222641 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,605

Underlying: Common Stock · 2,236 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.

F5 · derivative.exercise_date: On February 19, 2019, the Reporting Person was granted 35,787 Restricted Stock Units vesting as to 1/4th of the total number of shares on February 20, 2020, and as to 1/16th of the total number of shares each quarter thereafter.

F5 · derivative.expiration_date: On February 19, 2019, the Reporting Person was granted 35,787 Restricted Stock Units vesting as to 1/4th of the total number of shares on February 20, 2020, and as to 1/16th of the total number of shares each quarter thereafter.

Read SEC document
May 20, 2020 Filed May 22, 2020 22:29 UTC
JOG VIKRAMChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,251 $0.00 $0.00
Disclosure

SEC source: 0001162194-20-000058 · wf-form4_159018656541120.xml · derivative · entry 7

JOG VIKRAM · CIK 0001222641 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,008

Underlying: Common Stock · 2,251 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.

F4 · derivative.exercise_date: On June 11, 2018, the Reporting Person was granted 36,016 Restricted Stock Units vesting as to 1/16th of the total number of shares on August 20, 2018, and as to 1/16th of the total number of shares each quarter thereafter.

F4 · derivative.expiration_date: On June 11, 2018, the Reporting Person was granted 36,016 Restricted Stock Units vesting as to 1/16th of the total number of shares on August 20, 2018, and as to 1/16th of the total number of shares each quarter thereafter.

Read SEC document
May 20, 2020 Filed May 22, 2020 22:29 UTC
JOG VIKRAMChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,163 $0.00 $0.00
Disclosure

SEC source: 0001162194-20-000058 · wf-form4_159018656541120.xml · derivative · entry 6

JOG VIKRAM · CIK 0001222641 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,767

Underlying: Common Stock · 2,163 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.

F3 · derivative.exercise_date: On February 13, 2017, the Reporting Person was granted 34,600 Restricted Stock Units vesting as to 1/12th of the total number of shares on May 20, 2017, and as to 1/16th of the total number of shares each quarter thereafter.

F3 · derivative.expiration_date: On February 13, 2017, the Reporting Person was granted 34,600 Restricted Stock Units vesting as to 1/12th of the total number of shares on May 20, 2017, and as to 1/16th of the total number of shares each quarter thereafter.

Read SEC document
May 20, 2020 Filed May 22, 2020 22:29 UTC
JOG VIKRAMChief Financial Officer
Tax withholdingCommon Stock 2,300 $4.39 $10,085.50
Disclosure

SEC source: 0001162194-20-000058 · wf-form4_159018656541120.xml · nonDerivative · entry 4

JOG VIKRAM · CIK 0001222641 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,112

Read SEC document
May 20, 2020 Filed May 22, 2020 22:29 UTC
JOG VIKRAMChief Financial Officer
Exercise / conversionCommon Stock 2,236 $0.00 $0.00
Disclosure

SEC source: 0001162194-20-000058 · wf-form4_159018656541120.xml · nonDerivative · entry 3

JOG VIKRAM · CIK 0001222641 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2020 Filed May 22, 2020 22:29 UTC
JOG VIKRAMChief Financial Officer
Exercise / conversionCommon Stock 2,251 $0.00 $0.00
Disclosure

SEC source: 0001162194-20-000058 · wf-form4_159018656541120.xml · nonDerivative · entry 2

JOG VIKRAM · CIK 0001222641 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2020 Filed May 22, 2020 22:29 UTC
JOG VIKRAMChief Financial Officer
Exercise / conversionCommon Stock 2,163 $0.00 $0.00
Disclosure

SEC source: 0001162194-20-000058 · wf-form4_159018656541120.xml · nonDerivative · entry 1

JOG VIKRAM · CIK 0001222641 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2020 Filed May 22, 2020 22:29 UTC Exercise / conversionRestricted Stock Units · Derivative 6,882 $0.00 $0.00
Disclosure

SEC source: 0001162194-20-000057 · wf-form4_159018654328562.xml · derivative · entry 7

Linthwaite Stephen Christopher · CIK 0001680808 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,702

Underlying: Common Stock · 6,882 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.

F4 · derivative.exercise_date: On February 19, 2019, the Reporting Person was granted 110,112 Restricted Stock Units vesting as to 1/4th of the total number of shares on February 20, 2020, and as to 1/16th of the total number of shares each quarter thereafter.

F4 · derivative.expiration_date: On February 19, 2019, the Reporting Person was granted 110,112 Restricted Stock Units vesting as to 1/4th of the total number of shares on February 20, 2020, and as to 1/16th of the total number of shares each quarter thereafter.

Read SEC document
May 20, 2020 Filed May 22, 2020 22:29 UTC Exercise / conversionRestricted Stock Units · Derivative 7,812 $0.00 $0.00
Disclosure

SEC source: 0001162194-20-000057 · wf-form4_159018654328562.xml · derivative · entry 6

Linthwaite Stephen Christopher · CIK 0001680808 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,504

Underlying: Common Stock · 7,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.

F3 · derivative.exercise_date: On June 11, 2018, the Reporting Person was granted 125,000 Restricted Stock Units vesting as to 1/16th of the total number of shares on August 20, 2018, and as to 1/16th of the total number of shares each quarter thereafter.

F3 · derivative.expiration_date: On June 11, 2018, the Reporting Person was granted 125,000 Restricted Stock Units vesting as to 1/16th of the total number of shares on August 20, 2018, and as to 1/16th of the total number of shares each quarter thereafter.

Read SEC document
May 20, 2020 Filed May 22, 2020 22:29 UTC Exercise / conversionRestricted Stock Units · Derivative 4,750 $0.00 $0.00
Disclosure

SEC source: 0001162194-20-000057 · wf-form4_159018654328562.xml · derivative · entry 5

Linthwaite Stephen Christopher · CIK 0001680808 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,667

Underlying: Common Stock · 4,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.

F2 · derivative.exercise_date: On February 13, 2017, the Reporting Person was granted 76,000 Restricted Stock Units vesting as to 1/12th of the total number of shares on May 20, 2017, and as to 1/16th of the total number of shares each quarter thereafter.

F2 · derivative.expiration_date: On February 13, 2017, the Reporting Person was granted 76,000 Restricted Stock Units vesting as to 1/12th of the total number of shares on May 20, 2017, and as to 1/16th of the total number of shares each quarter thereafter.

Read SEC document
May 20, 2020 Filed May 22, 2020 22:29 UTC Tax withholdingCommon Stock 9,791 $4.39 $42,933.54
Disclosure

SEC source: 0001162194-20-000057 · wf-form4_159018654328562.xml · nonDerivative · entry 4

Linthwaite Stephen Christopher · CIK 0001680808 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,246

Read SEC document
May 20, 2020 Filed May 22, 2020 22:29 UTC Exercise / conversionCommon Stock 6,882 $0.00 $0.00
Disclosure

SEC source: 0001162194-20-000057 · wf-form4_159018654328562.xml · nonDerivative · entry 3

Linthwaite Stephen Christopher · CIK 0001680808 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2020 Filed May 22, 2020 22:29 UTC Exercise / conversionCommon Stock 7,812 $0.00 $0.00
Disclosure

SEC source: 0001162194-20-000057 · wf-form4_159018654328562.xml · nonDerivative · entry 2

Linthwaite Stephen Christopher · CIK 0001680808 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2020 Filed May 22, 2020 22:29 UTC Exercise / conversionCommon Stock 4,750 $0.00 $0.00
Disclosure

SEC source: 0001162194-20-000057 · wf-form4_159018654328562.xml · nonDerivative · entry 1

Linthwaite Stephen Christopher · CIK 0001680808 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2020 Filed May 22, 2020 22:29 UTC
McCracken ColinChief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 6,125 $0.00 $0.00
Disclosure

SEC source: 0001162194-20-000056 · wf-form4_159018652325099.xml · derivative · entry 5

McCracken Colin · CIK 0001775380 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,375

Underlying: Common Stock · 6,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.

F3 · derivative.exercise_date: On April 30, 2019, the Reporting Person was granted 24,500 Restricted Stock Units vesting as to 1/4th of the total number of shares on May 20, 2020, and as to 1/16th of the total number of shares each quarter thereafter.

F3 · derivative.expiration_date: On April 30, 2019, the Reporting Person was granted 24,500 Restricted Stock Units vesting as to 1/4th of the total number of shares on May 20, 2020, and as to 1/16th of the total number of shares each quarter thereafter.

Read SEC document
May 20, 2020 Filed May 22, 2020 22:29 UTC
McCracken ColinChief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 10,391 $0.00 $0.00
Disclosure

SEC source: 0001162194-20-000056 · wf-form4_159018652325099.xml · derivative · entry 4

McCracken Colin · CIK 0001775380 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,173

Underlying: Common Stock · 10,391 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.

F2 · derivative.exercise_date: On March 10, 2019, the Reporting Person was granted 41,564 Restricted Stock Units vesting as to 1/4th of the total number of shares on May 20, 2020, and as to 1/16th of the total number of shares each quarter thereafter.

F2 · derivative.expiration_date: On March 10, 2019, the Reporting Person was granted 41,564 Restricted Stock Units vesting as to 1/4th of the total number of shares on May 20, 2020, and as to 1/16th of the total number of shares each quarter thereafter.

Read SEC document
May 20, 2020 Filed May 22, 2020 22:29 UTC
McCracken ColinChief Commercial Officer
Tax withholdingCommon Stock 7,763 $4.39 $34,040.76
Disclosure

SEC source: 0001162194-20-000056 · wf-form4_159018652325099.xml · nonDerivative · entry 3

McCracken Colin · CIK 0001775380 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,260

Read SEC document
May 20, 2020 Filed May 22, 2020 22:29 UTC
McCracken ColinChief Commercial Officer
Exercise / conversionCommon Stock 6,125 $0.00 $0.00
Disclosure

SEC source: 0001162194-20-000056 · wf-form4_159018652325099.xml · nonDerivative · entry 2

McCracken Colin · CIK 0001775380 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2020 Filed May 22, 2020 22:29 UTC
McCracken ColinChief Commercial Officer
Exercise / conversionCommon Stock 10,391 $0.00 $0.00
Disclosure

SEC source: 0001162194-20-000056 · wf-form4_159018652325099.xml · nonDerivative · entry 1

McCracken Colin · CIK 0001775380 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2020 Filed May 22, 2020 22:28 UTC
Kreger Bradley AllenSVP, Global Operations
Exercise / conversionRestricted Stock Units · Derivative 2,236 $0.00 $0.00
Disclosure

SEC source: 0001162194-20-000055 · wf-form4_159018650000148.xml · derivative · entry 5

Kreger Bradley Allen · CIK 0001739205 · SVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,605

Underlying: Common Stock · 2,236 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.

F3 · derivative.exercise_date: On February 19, 2019, the Reporting Person was granted 35,787 Restricted Stock Units vesting as to 1/4th of the total number of shares on February 20, 2020, and as to 1/16th of the total number of shares each quarter thereafter.

F3 · derivative.expiration_date: On February 19, 2019, the Reporting Person was granted 35,787 Restricted Stock Units vesting as to 1/4th of the total number of shares on February 20, 2020, and as to 1/16th of the total number of shares each quarter thereafter.

Read SEC document
May 20, 2020 Filed May 22, 2020 22:28 UTC
Kreger Bradley AllenSVP, Global Operations
Exercise / conversionRestricted Stock Units · Derivative 3,125 $0.00 $0.00
Disclosure

SEC source: 0001162194-20-000055 · wf-form4_159018650000148.xml · derivative · entry 4

Kreger Bradley Allen · CIK 0001739205 · SVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.

F2 · derivative.exercise_date: On April 30, 2018, the Reporting Person was granted 50,000 Restricted Stock Units vesting as to 1/4th of the total number of shares on May 20, 2019, and as to 1/16th of the total number of shares each quarter thereafter.

F2 · derivative.expiration_date: On April 30, 2018, the Reporting Person was granted 50,000 Restricted Stock Units vesting as to 1/4th of the total number of shares on May 20, 2019, and as to 1/16th of the total number of shares each quarter thereafter.

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May 20, 2020 Filed May 22, 2020 22:28 UTC
Kreger Bradley AllenSVP, Global Operations
Tax withholdingCommon Stock 1,854 $4.39 $8,129.79
Disclosure

SEC source: 0001162194-20-000055 · wf-form4_159018650000148.xml · nonDerivative · entry 3

Kreger Bradley Allen · CIK 0001739205 · SVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,908

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May 20, 2020 Filed May 22, 2020 22:28 UTC
Kreger Bradley AllenSVP, Global Operations
Exercise / conversionCommon Stock 2,236 $0.00 $0.00
Disclosure

SEC source: 0001162194-20-000055 · wf-form4_159018650000148.xml · nonDerivative · entry 2

Kreger Bradley Allen · CIK 0001739205 · SVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 20, 2020 Filed May 22, 2020 22:28 UTC
Kreger Bradley AllenSVP, Global Operations
Exercise / conversionCommon Stock 3,125 $0.00 $0.00
Disclosure

SEC source: 0001162194-20-000055 · wf-form4_159018650000148.xml · nonDerivative · entry 1

Kreger Bradley Allen · CIK 0001739205 · SVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 20, 2020 Filed Jun 5, 2020 19:55 UTC Amendment
McCracken ColinChief Commercial Officer
Tax withholdingCommon Stock 6,797 $4.39 $29,804.85
Disclosure

SEC source: 0001162194-20-000068 · wf-form4a_159138693503188.xml · nonDerivative · entry 1

McCracken Colin · CIK 0001775380 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,226

F1 · shares: This amended Form 4 is being filed solely to report that the number of shares withheld for tax liability upon the vesting of RSU awards represented a disposition of 6,797 shares rather than 7,763 shares, as was reported on the Form 4 filed on May 22, 2020. All other information remains the same.

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March 23, 2020 Filed Mar 25, 2020 21:25 UTC Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001162194-20-000031 · wf-form4_158517151303374.xml · derivative · entry 2

Paya Carlos V · CIK 0001606244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.

F2 · derivative.exercise_date: On March 23, 2017, the Reporting Person was granted 10,000 Restricted Stock Units vesting as to 25% of the shares underlying the Restricted Stock Units on each anniversary date after the date of grant on the same day of the month as the date of grant, subject to continued service as a director.

F2 · derivative.expiration_date: On March 23, 2017, the Reporting Person was granted 10,000 Restricted Stock Units vesting as to 25% of the shares underlying the Restricted Stock Units on each anniversary date after the date of grant on the same day of the month as the date of grant, subject to continued service as a director.

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March 23, 2020 Filed Mar 25, 2020 21:25 UTC Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001162194-20-000031 · wf-form4_158517151303374.xml · nonDerivative · entry 1

Paya Carlos V · CIK 0001606244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2020 Filed Mar 25, 2020 21:25 UTC Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001162194-20-000030 · wf-form4_158517149180597.xml · derivative · entry 2

BARTHELEMY NICOLAS · CIK 0001283576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.

F2 · derivative.exercise_date: On March 23, 2017, the Reporting Person was granted 10,000 Restricted Stock Units vesting as to 25% of the shares underlying the Restricted Stock Units on each anniversary date after the date of grant on the same day of the month as the date of grant, subject to continued service as a director.

F2 · derivative.expiration_date: On March 23, 2017, the Reporting Person was granted 10,000 Restricted Stock Units vesting as to 25% of the shares underlying the Restricted Stock Units on each anniversary date after the date of grant on the same day of the month as the date of grant, subject to continued service as a director.

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March 23, 2020 Filed Mar 25, 2020 21:25 UTC Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001162194-20-000030 · wf-form4_158517149180597.xml · nonDerivative · entry 1

BARTHELEMY NICOLAS · CIK 0001283576 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Barthelemy 2001 Trust

Disclosed balance after: 151,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 01:28 UTC PurchaseCommon Stock 10,000 $2.65 $26,545.00
Disclosure

SEC source: 0001162194-20-000027 · wf-form4_158406288398220.xml · nonDerivative · entry 2

COLELLA SAMUEL D · CIK 0001201580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,109

F2 · price: The range of prices for the transactions reported is between $2.645 and $2.67 per share. $2.6545 represents the weighted average purchase price per share. The Reporting Person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

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March 10, 2020 Filed Mar 12, 2020 22:35 UTC
Kreger Bradley AllenSVP, Global Operations
GrantRestricted Stock Units · Derivative 38,250 $0.00 $0.00
Disclosure

SEC source: 0001162194-20-000026 · wf-form4_158405252486230.xml · derivative · entry 1

Kreger Bradley Allen · CIK 0001739205 · SVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,250

Underlying: Common Stock · 38,250 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest as to 1/4th of the underlying shares on February 20, 2021, and as to an additional 1/16th of the total number of shares each quarter thereafter.

F2 · derivative.expiration_date: Restricted Stock Units vest as to 1/4th of the underlying shares on February 20, 2021, and as to an additional 1/16th of the total number of shares each quarter thereafter.

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March 10, 2020 Filed Mar 13, 2020 01:28 UTC PurchaseCommon Stock 10,000 $2.77 $27,738.00
Disclosure

SEC source: 0001162194-20-000027 · wf-form4_158406288398220.xml · nonDerivative · entry 1

COLELLA SAMUEL D · CIK 0001201580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,109

F1 · price: The range of prices for the transactions reported is between $2.755 and $2.78 per share. $2.7738 represents the weighted average purchase price per share. The Reporting Person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

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March 10, 2020 Filed Mar 12, 2020 22:35 UTC GrantRestricted Stock Units · Derivative 123,555 $0.00 $0.00
Disclosure

SEC source: 0001162194-20-000025 · wf-form4_158405250365992.xml · derivative · entry 1

Linthwaite Stephen Christopher · CIK 0001680808 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,555

Underlying: Common Stock · 123,555 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest as to 1/4th of the underlying shares on February 20, 2021, and as to an additional 1/16th of the total number of shares each quarter thereafter.

F2 · derivative.expiration_date: Restricted Stock Units vest as to 1/4th of the underlying shares on February 20, 2021, and as to an additional 1/16th of the total number of shares each quarter thereafter.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:34 UTC
JOG VIKRAMCHIEF FINANCIAL OFFICER
GrantRestricted Stock Units · Derivative 38,250 $0.00 $0.00
Disclosure

SEC source: 0001162194-20-000024 · wf-form4_158405248232180.xml · derivative · entry 1

JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,250

Underlying: Common Stock · 38,250 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest as to 1/4th of the underlying shares on February 20, 2021, and as to an additional 1/16th of the total number of shares each quarter thereafter.

F2 · derivative.expiration_date: Restricted Stock Units vest as to 1/4th of the underlying shares on February 20, 2021, and as to an additional 1/16th of the total number of shares each quarter thereafter.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:34 UTC
McCracken ColinChief Commercial Officer
GrantRestricted Stock Units · Derivative 38,250 $0.00 $0.00
Disclosure

SEC source: 0001162194-20-000023 · wf-form4_158405246048719.xml · derivative · entry 1

McCracken Colin · CIK 0001775380 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,250

Underlying: Common Stock · 38,250 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest as to 1/4th of the underlying shares on February 20, 2021, and as to an additional 1/16th of the total number of shares each quarter thereafter.

F2 · derivative.expiration_date: Restricted Stock Units vest as to 1/4th of the underlying shares on February 20, 2021, and as to an additional 1/16th of the total number of shares each quarter thereafter.

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March 06, 2020 Filed Mar 10, 2020 22:59 UTC PurchaseCommon Stock 80,000 $3.05 $243,872.00
Disclosure

SEC source: 0001162194-20-000018 · wf-form4_158388118238096.xml · nonDerivative · entry 1

BARTHELEMY NICOLAS · CIK 0001283576 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Barthelemy 2001 Trust

Disclosed balance after: 149,373

F1 · price: The range of prices for the transactions reported is between $3.005 and $3.10 per share. $3.0484 represents the weighted average purchase price per share. Reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

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February 20, 2020 Filed Feb 25, 2020 00:07 UTC
JOG VIKRAMCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 8,946 $0.00 $0.00
Disclosure

SEC source: 0001162194-20-000013 · wf-form4_158258925719489.xml · derivative · entry 10

JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,841

Underlying: Common Stock · 8,946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.

F6 · derivative.exercise_date: On February 19, 2019, the Reporting Person was granted 35,787 Restricted Stock Units vesting as to 1/4th of the total number of shares on February 20, 2020, and as to 1/16th of the total number of shares each quarter thereafter.

F6 · derivative.expiration_date: On February 19, 2019, the Reporting Person was granted 35,787 Restricted Stock Units vesting as to 1/4th of the total number of shares on February 20, 2020, and as to 1/16th of the total number of shares each quarter thereafter.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:07 UTC
JOG VIKRAMCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 2,251 $0.00 $0.00
Disclosure

SEC source: 0001162194-20-000013 · wf-form4_158258925719489.xml · derivative · entry 9

JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,259

Underlying: Common Stock · 2,251 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.

F5 · derivative.exercise_date: On June 11, 2018, the Reporting Person was granted 36,016 Restricted Stock Units vesting as to 1/16th of the total number of shares on August 20, 2018, and 1/16th of the total number of shares each quarter thereafter.

F5 · derivative.expiration_date: On June 11, 2018, the Reporting Person was granted 36,016 Restricted Stock Units vesting as to 1/16th of the total number of shares on August 20, 2018, and 1/16th of the total number of shares each quarter thereafter.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:07 UTC
JOG VIKRAMCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 2,162 $0.00 $0.00
Disclosure

SEC source: 0001162194-20-000013 · wf-form4_158258925719489.xml · derivative · entry 8

JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,930

Underlying: Common Stock · 2,162 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.

F4 · derivative.exercise_date: On February 13, 2017, the Reporting Person was granted 34,600 Restricted Stock Units vesting as to 1/12th of the total number of shares on May 20, 2017, and as to 1/16th of the total number of shares each quarter thereafter.

F4 · derivative.expiration_date: On February 13, 2017, the Reporting Person was granted 34,600 Restricted Stock Units vesting as to 1/12th of the total number of shares on May 20, 2017, and as to 1/16th of the total number of shares each quarter thereafter.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:07 UTC
JOG VIKRAMCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 226 $0.00 $0.00
Disclosure

SEC source: 0001162194-20-000013 · wf-form4_158258925719489.xml · derivative · entry 7

JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 226 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.

F3 · derivative.exercise_date: On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units vesting as to 1/12th of the total number of shares on May 20, 2016, and as to 1/16th of the total number of shares each quarter thereafter.

F3 · derivative.expiration_date: On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units vesting as to 1/12th of the total number of shares on May 20, 2016, and as to 1/16th of the total number of shares each quarter thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.